0001085146-12-000897.txt : 20120717 0001085146-12-000897.hdr.sgml : 20120717 20120716181317 ACCESSION NUMBER: 0001085146-12-000897 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120717 DATE AS OF CHANGE: 20120716 EFFECTIVENESS DATE: 20120717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATRIA INVESTMENTS LLC CENTRAL INDEX KEY: 0001535865 IRS NUMBER: 208800607 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14921 FILM NUMBER: 12964444 BUSINESS ADDRESS: STREET 1: 5935 CARNEGIE BLVD STREET 2: SUITE 100 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-716-3725 MAIL ADDRESS: STREET 1: 5935 CARNEGIE BLVD STREET 2: SUITE 100 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR 1 atria2q2012.txt ATRIA INVESTMENTS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Atria Investments LLC Address: 5935 Carnegie Blvd, Suite 100 Charlotte, NC 28209 13F File Number: 028-14921 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Stier Title: President / CCO Phone: 704.716.3725 Signature, Place, and Date of Signing: /s/ Michael Stier Charlotte, NC July 16, 2012 ATRIA INVESTMENTS LLC PRIMARILY CONDUCTS ITS ADVISORY BUSINESS AS ADHESION WEALTH ADVISOR SOLUTIONS. Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 141 Form 13F Information Table Value Total: $422,372 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 336 3745 SH SOLE 3745 0 0 ABBOTT LABS COM 002824100 477 7402 SH SOLE 7402 0 0 AFLAC INC COM 001055102 268 6288 SH SOLE 6288 0 0 AMERICAN EXPRESS CO COM 025816109 522 8964 SH SOLE 8964 0 0 AMGEN INC COM 031162100 216 2956 SH SOLE 2956 0 0 ANADARKO PETE CORP COM 032511107 245 3695 SH SOLE 3695 0 0 APPLE INC COM 037833100 1488 2548 SH SOLE 2548 0 0 AT&T INC COM 00206R102 632 17726 SH SOLE 17726 0 0 BANK OF AMERICA CORPORATION COM 060505104 149 18275 SH SOLE 18275 0 0 BARCLAYS BK PLC ETN CBOE SPBUY 06739F135 419 8043 SH SOLE 8043 0 0 BARCLAYS BK PLC IPATH DYNM VIX 06741L609 7595 133414 SH SOLE 133414 0 0 BARRICK GOLD CORP COM 067901108 213 5664 SH SOLE 5664 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 455 5463 SH SOLE 5463 0 0 BLOCK H & R INC COM 093671105 190 11865 SH SOLE 11865 0 0 BOEING CO COM 097023105 380 5120 SH SOLE 5120 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 201 5591 SH SOLE 5591 0 0 CATERPILLAR INC DEL COM 149123101 401 4723 SH SOLE 4723 0 0 CHEVRON CORP NEW COM 166764100 1058 10030 SH SOLE 10030 0 0 CISCO SYS INC COM 17275R102 404 23527 SH SOLE 23527 0 0 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 201 7045 SH SOLE 7045 0 0 COCA COLA CO COM 191216100 563 7205 SH SOLE 7205 0 0 COMCAST CORP NEW CL A 20030N101 527 16497 SH SOLE 16497 0 0 CONOCOPHILLIPS COM 20825C104 542 9693 SH SOLE 9693 0 0 CVS CAREMARK CORPORATION COM 126650100 240 5129 SH SOLE 5129 0 0 DEERE & CO COM 244199105 252 3118 SH SOLE 3118 0 0 DIRECTV COM CL A 25490A101 264 5404 SH SOLE 5404 0 0 DISNEY WALT CO COM DISNEY 254687106 551 11369 SH SOLE 11369 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 291 5757 SH SOLE 5757 0 0 E M C CORP MASS COM 268648102 384 14985 SH SOLE 14985 0 0 EXELON CORP COM 30161N101 243 6451 SH SOLE 6451 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 320 5732 SH SOLE 5732 0 0 EXXON MOBIL CORP COM 30231G102 972 11354 SH SOLE 11354 0 0 FEDEX CORP COM 31428X106 219 2394 SH SOLE 2394 0 0 GENERAL DYNAMICS CORP COM 369550108 272 4127 SH SOLE 4127 0 0 GENERAL ELECTRIC CO COM 369604103 927 44488 SH SOLE 44488 0 0 GENERAL MLS INC COM 370334104 323 8386 SH SOLE 8386 0 0 GOOGLE INC CL A 38259P508 492 848 SH SOLE 848 0 0 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 318 11197 SH SOLE 11197 0 0 HONEYWELL INTL INC COM 438516106 567 10153 SH SOLE 10153 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 419 15243 SH SOLE 15243 0 0 INTEL CORP COM 458140100 736 27603 SH SOLE 27603 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 688 3518 SH SOLE 3518 0 0 ISHARES INC MSCI AUSTRALIA 464286103 18912 865528 SH SOLE 865528 0 0 ISHARES TR LRGE GRW INDX 464287119 615 8336 SH SOLE 8336 0 0 ISHARES TR LRGE CORE INDX 464287127 624 8037 SH SOLE 8037 0 0 ISHARES TR BARCLYS TIPS BD 464287176 1954 16324 SH SOLE 16324 0 0 ISHARES TR S&P 500 INDEX 464287200 2028 14827 SH SOLE 14827 0 0 ISHARES TR BARCLY USAGG B 464287226 4268 38351 SH SOLE 38351 0 0 ISHARES TR MSCI EMERG MKT 464287234 493 12599 SH SOLE 12599 0 0 ISHARES TR IBOXX INV CPBD 464287242 1636 13911 SH SOLE 13911 0 0 ISHARES TR S&P500 GRW 464287309 427 5808 SH SOLE 5808 0 0 ISHARES TR S&P GBL ENER 464287341 224 6185 SH SOLE 6185 0 0 ISHARES TR S&P 500 VALUE 464287408 2473 39713 SH SOLE 39713 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 581 5385 SH SOLE 5385 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 580 6871 SH SOLE 6871 0 0 ISHARES TR MSCI EAFE INDEX 464287465 22601 452386 SH SOLE 452386 0 0 ISHARES TR S&P MIDCAP 400 464287507 268 2847 SH SOLE 2847 0 0 ISHARES TR NASDQ BIO INDX 464287556 542 4170 SH SOLE 4170 0 0 ISHARES TR CONS SRVC IDX 464287580 512 6303 SH SOLE 6303 0 0 ISHARES TR DJ US REAL EST 464287739 862 13490 SH SOLE 13490 0 0 ISHARES TR S&P SMLCAP 600 464287804 2041 27850 SH SOLE 27850 0 0 ISHARES TR S&P SMLCP VALU 464287879 633 8517 SH SOLE 8517 0 0 ISHARES TR S&P SMLCP GROW 464287887 272 3372 SH SOLE 3372 0 0 ISHARES TR S&P CITINT TBD 464288117 250 2548 SH SOLE 2548 0 0 ISHARES TR MSCI ACWI INDX 464288257 866 19738 SH SOLE 19738 0 0 ISHARES TR MSCI SMALL CAP 464288273 3335 92291 SH SOLE 92291 0 0 ISHARES TR JPMORGAN USD 464288281 473 4127 SH SOLE 4127 0 0 ISHARES TR HIGH YLD CORP 464288513 650 7120 SH SOLE 7120 0 0 ISHARES TR MRTG PLS CAP IDX 464288539 195 13724 SH SOLE 13724 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 661 6311 SH SOLE 6311 0 0 ISHARES TR BARCLYS SH TREA 464288679 2348 21304 SH SOLE 21304 0 0 ISHARES TR US PFD STK IDX 464288687 205 5256 SH SOLE 5256 0 0 ISHARES TR SMLL VAL INDX 464288703 3528 41582 SH SOLE 41582 0 0 ISHARES TR PHILL INVSTMRK 46429B408 362 12128 SH SOLE 12128 0 0 JOHNSON & JOHNSON COM 478160104 682 10099 SH SOLE 10099 0 0 JPMORGAN CHASE & CO COM 46625H100 465 13027 SH SOLE 13027 0 0 KIMBERLY CLARK CORP COM 494368103 372 4436 SH SOLE 4436 0 0 KRAFT FOODS INC CL A 50075N104 383 9913 SH SOLE 9913 0 0 LOCKHEED MARTIN CORP COM 539830109 258 2967 SH SOLE 2967 0 0 LOWES COS INC COM 548661107 372 13084 SH SOLE 13084 0 0 MARKET VECTORS ETF TR MKTVEC MORNSTR 57060U134 224 11195 SH SOLE 11195 0 0 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 670 20783 SH SOLE 20783 0 0 MCDONALDS CORP COM 580135101 388 4386 SH SOLE 4386 0 0 MEDTRONIC INC COM 585055106 248 6406 SH SOLE 6406 0 0 MERCK & CO INC NEW COM 58933Y105 893 21387 SH SOLE 21387 0 0 METLIFE INC COM 59156R108 252 8179 SH SOLE 8179 0 0 MICROSOFT CORP COM 594918104 932 30463 SH SOLE 30463 0 0 NORFOLK SOUTHERN CORP COM 655844108 251 3499 SH SOLE 3499 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 231 2694 SH SOLE 2694 0 0 ORACLE CORP COM 68389X105 394 13281 SH SOLE 13281 0 0 PEPSICO INC COM 713448108 487 6888 SH SOLE 6888 0 0 PFIZER INC COM 717081103 807 35090 SH SOLE 35090 0 0 PHILIP MORRIS INTL INC COM 718172109 878 10058 SH SOLE 10058 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 241 2380 SH SOLE 2380 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 269 9468 SH SOLE 9468 0 0 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 515 23761 SH SOLE 23761 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 544 16395 SH SOLE 16395 0 0 PROCTER & GAMBLE CO COM 742718109 520 8494 SH SOLE 8494 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 533 18195 SH SOLE 18195 0 0 QUALCOMM INC COM 747525103 406 7293 SH SOLE 7293 0 0 RAYTHEON CO COM NEW 755111507 204 3597 SH SOLE 3597 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 5081 60264 SH SOLE 60264 0 0 SCHLUMBERGER LTD COM 806857108 394 6068 SH SOLE 6068 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 377 11669 SH SOLE 11669 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 560 10694 SH SOLE 10694 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2908 18740 SH SOLE 18740 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4264 31332 SH SOLE 31332 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1522 8883 SH SOLE 8883 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 475 12035 SH SOLE 12035 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 88276 1927003 SH SOLE 1927003 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 542 25370 SH SOLE 25370 0 0 SPECTRA ENERGY CORP COM 847560109 247 8490 SH SOLE 8490 0 0 SUNCOR ENERGY INC NEW COM 867224107 203 7015 SH SOLE 7015 0 0 SWEDISH EXPT CR CORP MLCX BIO ETN23 870297199 127 11159 SH SOLE 11159 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 124 13951 SH SOLE 13951 0 0 TARGET CORP COM 87612E106 579 9952 SH SOLE 9952 0 0 TE CONNECTIVITY LTD REG SHS H84989104 244 7637 SH SOLE 7637 0 0 TEXAS INSTRS INC COM 882508104 279 9737 SH SOLE 9737 0 0 TORTOISE MLP FD INC COM 89148B101 399 15944 SH SOLE 15944 0 0 TRAVELERS COMPANIES INC COM 89417E109 337 5276 SH SOLE 5276 0 0 UNION PAC CORP COM 907818108 302 2530 SH SOLE 2530 0 0 UNITEDHEALTH GROUP INC COM 91324P102 520 8882 SH SOLE 8882 0 0 US BANCORP DEL COM NEW 902973304 220 6826 SH SOLE 6826 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 241 2966 SH SOLE 2966 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 70788 838922 SH SOLE 838922 0 0 VANGUARD INDEX FDS REIT ETF 922908553 6901 105466 SH SOLE 105466 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 819 14524 SH SOLE 14524 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 13659 200839 SH SOLE 200839 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 51571 739893 SH SOLE 739893 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 8199 205335 SH SOLE 205335 0 0 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 471 9398 SH SOLE 9398 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 209 4874 SH SOLE 4874 0 0 VANGUARD STAR FD INTL STK IDXFD 921909768 32321 765169 SH SOLE 765169 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 11600 241068 SH SOLE 241068 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 637 11969 SH SOLE 11969 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 401 9018 SH SOLE 9018 0 0 WAL-MART STORES INC COM 931142103 382 5480 SH SOLE 5480 0 0 WELLS FARGO & CO NEW COM 949746101 752 22497 SH SOLE 22497 0 0 WEYERHAEUSER CO COM 962166104 237 10588 SH SOLE 10588 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1155 22292 SH SOLE 22292 0 0 XYLEM INC COM 98419M100 251 9976 SH SOLE 9976 0 0