0001167487-12-000005.txt : 20120716
0001167487-12-000005.hdr.sgml : 20120716
20120716164658
ACCESSION NUMBER: 0001167487-12-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120716
DATE AS OF CHANGE: 20120716
EFFECTIVENESS DATE: 20120716
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0001167487
IRS NUMBER: 042933956
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10136
FILM NUMBER: 12964089
BUSINESS ADDRESS:
STREET 1: 20 WINTHROP SQUARE, 3RD FL
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6176953504
MAIL ADDRESS:
STREET 1: 20 WINTHROP SQUARE, 3RD FL
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP
DATE OF NAME CHANGE: 20020214
13F-HR
1
jun12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment []; Amendment Number:
This Amendment (Check one): [] is a restatement
[] adds new holdings entries
Institutional Investment Manager Filing this Report:
Longfellow Investment Management Co. LLC
20 Winthrop Square
Boston, MA 02110
13F File Number: 028-10136
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this submission.
Person signing this Report on Behalf of Reporting Manager:
Name: David W. Seeley
Title: Chairman
Longfellow Investment Management Co. LLC
Phone: 617-695-3504
Signature, Place, and date of signing:
David W. Seeley, Boston, MA, July 16, 2012
Report Type: [x]13F HOLDINGS REPORT
[ ]13F NOTICE
[ ]13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: NONE
FORM 13F SUMMARY PAGE
Report Summary
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 87
Form 13F information Table Value Total: $227465
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Abovenet Inc. COM 00374n107 2737 32600 SH SOLE 32600
Allos Therapeutics Inc COM 019777101 6657 3718971 SH SOLE 3718971
Ariba Inc COM NEW 04033v203 7802 174300 SH SOLE 174300
Beacon Federal Bancorp Inc COM 073582108 4866 245400 SH SOLE 245400
Benihana Inc COM 082047101 2723 169000 SH SOLE 169000
Blackrock Credit Alloc III COM SHS 09249v103 2531 222000 SH SOLE 222000
Catalyst Health Solutions Inc. COM 14888b103 5420 58000 SH SOLE 58000
Collective Brands Inc COM 19421w100 3828 178700 SH SOLE 178700
Cooper Industries PLC SHS G24140108 7909 116000 SH SOLE 116000
Cost Plus Inc/California COM 221485105 7234 328814 SH SOLE 328814
Credo Petroleum Corp COM PAR .10 225439207 2865 198000 SH SOLE 198000
Dollar Thrifty Automotive Grou COM 256743105 2967 36650 SH SOLE 36650
Easylink Services Intl-Cl A CL A 277858106 5662 782000 SH SOLE 782000
Eaton Vance Senior Income Trus SH BEN INT 27826s103 2643 376444 SH SOLE 376444
Edelman Financial Group Inc. COM 27943q105 2898 333100 SH SOLE 333100
Edgar Online Inc COM 279765101 1775 1643934 SH SOLE 1643934
Elster Group SE- ADR SPONSORED ADR 290348101 5582 275000 SH SOLE 275000
Encore Bancshares Inc. COM 29255v201 5104 247522 SH SOLE 247522
Exelis Inc. COM 30162a108 477 48350 SH SOLE 48350
Gen-Probe Incorporated COM 36866T103 7973 97000 SH SOLE 97000
Golfsmith International Holdin COM 38168y103 350 57713 SH SOLE 57713
Goodrich Corporation COM 382388106 9200 72500 SH SOLE 72500
Human Genome Sciences Inc. COM 444903108 2535 193100 SH SOLE 193100
ITT Corporation COM NEW 450911201 425 24175 SH SOLE 24175
Interline Brands Inc COM 458743101 3126 124700 SH SOLE 124700
Kenneth Cole Productions, Inc. CL A 193294105 2837 188500 SH SOLE 188500
Knology Inc. COM 499183804 4750 241500 SH SOLE 241500
Lecroy Corp COM 52324w109 5781 405400 SH SOLE 405400
Lowe's Companies, Inc. COM 548661107 3433 120700 SH SOLE 120700
Medtox Scientific Inc. COM NEW 584977201 5600 207700 SH SOLE 207700
Micronetics Inc COM 595125105 3238 220000 SH SOLE 220000
Network Engines Inc COM 64121a107 2820 2000000 SH SOLE 2000000
Network Equipment Tech Inc. COM 641208103 1965 1500000 SH SOLE 1500000
PF Chang's China Bistro Inc COM 69333y108 2635 51200 SH SOLE 51200
PLX Technology Inc COM 693417107 5236 824595 SH SOLE 824595
Pacific Capital Bancorp COM NEW 69404p200 6264 136986 SH SOLE 136986
Progress Energy, Inc. COM 743263105 7443 123700 SH SOLE 123700
Quest Software, Inc. COM 74834T103 4297 154500 SH SOLE 154500
RF Monolithics Inc. COM 74955f106 826 466721 SH SOLE 466721
Ramtron International Corp COM 751907304 1442 477616 SH SOLE 477616
SRI/Surgical Express Inc COM 78464w104 1104 300000 SH SOLE 300000
SRS Labs, Inc. COM 78464m106 4421 491200 SH SOLE 491200
Solutia, Inc. COM 834376501 8017 285800 SH SOLE 285800
Standard Microsystems Corp COM 853626109 5353 145100 SH SOLE 145100
Sun Healthcare Group Inc COM 86677e100 5256 628000 SH SOLE 628000
Xylem Inc. COM 98419m100 1216 48300 SH SOLE 48300
eResearch Technology Inc COM 29481v108 2888 361500 SH SOLE 361500
AES CORP COM 00130H105 13 1000 SH SOLE 1000
ALERIAN MLP ETF ALERIAN MLP 00162Q866 1056 66092 SH SOLE 66092
AGRIUM INC COM 008916108 318 3600 SH SOLE 3600
ALPHA NATURAL RESOURCES INC COM 02076X102 9 1000 SH SOLE 1000
ALTRIA GROUP INC COM 02209S103 1175 34002 SH SOLE 34002
BARRICK GOLD CORP COM 067901108 860 22900 SH SOLE 22900
CIT GROUP INC EQUITY COM NEW 125581801 93 2604 SH SOLE 2604
CENTRAL GOLDTRUST TR UNIT 153546106 6362 105330 SH SOLE 105330
CHEVRON CORP COM 166764100 348 3300 SH SOLE 3300
CLIFFS NATURAL RESOURCES INC COM 18683K101 69 1400 SH SOLE 1400
CONOCOPHILLIPS COM 20825C104 514 9200 SH SOLE 9200
ETFS PLATINUM TRUST SH BEN INT 26922V101 797 5585 SH SOLE 5585
ETFS SILVER TRUST SILVER SHS 26922X107 5416 198809 SH SOLE 198809
ETFS GOLD TRUST SHS 26922Y105 5492 34719 SH SOLE 34719
ETFS PALLADIUM TRUST SH BEN INT 26923A106 714 12451 SH SOLE 12451
FREEPORT-MCMORAN COPPER COM 35671D857 104 3050 SH SOLE 3050
GOLD FIELDS LTD-SPONS ADR SPONSORED ADR 38059T106 977 76300 SH SOLE 76300
GOLDCORP INC COM 380956409 890 23670 SH SOLE 23670
HALLIBURTON CO COM 406216101 119 4175 SH SOLE 4175
HECLA MINING CO COM 422704106 7 1500 SH SOLE 1500
ISHARES S&P S/T NATL AMT S&P SH NTL AMTER 464288158 1087 10173 SH SOLE 10173
ISHARES SILVER TRUST ISHARES 46428Q109 361 13550 SH SOLE 13550
KINROSS GOLD CORP COM NO PAR 496902404 27 3275 SH SOLE 3275
MARKET VECTORS GOLD MINERS GOLD MINER ETF 57060U100 4667 104250 SH SOLE 104250
MERCK & CO INC COM 58933Y105 38 905 SH SOLE 905
MFS HIGH YIELD MUNICIPAL TRU SH BEN INT 59318E102 360 68789 SH SOLE 68789
MOSAIC CO (THE) COM 61945C103 230 4200 SH SOLE 4200
NEWMONT MINING CORP COM 651639106 1048 21600 SH SOLE 21600
PFIZER INC COM 717081103 177 7715 SH SOLE 7715
PHILIP MORRIS INTERNATIONAL COM 718172109 85 975 SH SOLE 975
POTASH CORP OF SASKATCHEWAN COM 73755L107 94 2150 SH SOLE 2150
PROSPECT CAPITAL CORPORATION COM 74348T102 80 7040 SH SOLE 7040
RIO TINTO PLC - SPON ADR SPONSORED ADR 767204100 656 13730 SH SOLE 13730
ROYAL DUTCH SHELL ADR SPON ADR B 780259107 481 6885 SH SOLE 6885
ROYAL DUTCH SHELL PLC-ADR A SPON ADR A 780259206 31 455 SH SOLE 455
SILVER WHEATON CORP COM 828336107 196 7300 SH SOLE 7300
TECK RESOURCES LTD-CLS B CL B 878742204 251 8100 SH SOLE 8100
WILLIAMS COS INC COM 969457100 65 2250 SH SOLE 2250
WPX ENERGY INC COM 98212B103 12 749 SH SOLE 749
XCEL ENERGY INC COM 98389B100 75 2625 SH SOLE 2625