0001533964-12-000004.txt : 20120802 0001533964-12-000004.hdr.sgml : 20120802 20120802162326 ACCESSION NUMBER: 0001533964-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120802 DATE AS OF CHANGE: 20120802 EFFECTIVENESS DATE: 20120802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 121003749 BUSINESS ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 645 MADISON AVE. STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 SEC-Form-13F.20120630_HR.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Period Ended: June 30, 2012 Check here if Amendment [ ];Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this report: Name: Virtu Financial LLC Address: 645 Madison Ave. New York, NY 10022 13F File Number: 28-14585 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Virtu Financial LLC By: Chris Concannon Title: Partner Phone: (212) 418-0116 Signature, Place, and Date of Signing: /s/ Chris Concannon New York, NY July 30, 2012 ------------------- --------------------------- -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 374 Form 13F Information Table Value Total: $1,272,699 (Thousands) List of Other Included Managers: Form 13F File Number Name 01 28-12744 Virtu Financial Capital Markets LLC 02 28-13648 Virtu Financial BD LLC FORM 13F INFORMATION TABLE

VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARES NONE ------------------------------------------------------------------------------------------------------------------------------ AT&T INC COM 00206R102 2030 54670 SH DEFINED 02 54670 ABBOTT LABS COM 002824100 595 8964 SH DEFINED 02 8964 ADVANTAGE OIL & GAS LTD COM 00765F101 214 57935 SH DEFINED 02 57935 AETERNA ZENTARIS INC COM 007975204 11 26301 SH DEFINED 02 26301 AGNICO EAGLE MINES LTD COM 008474108 4912 113808 SH DEFINED 02 113808 AGRIUM INC COM 008916108 1735 17921 SH DEFINED 02 17921 AIR PRODS & CHEMS INC COM 009158106 259 3187 SH DEFINED 02 3187 AKAMAI TECHNOLOGIES INC PUT 00971T101 240 6700 SH PUT DEFINED 02 6700 ALTRIA GROUP INC COM 02209S103 526 14577 SH DEFINED 02 14577 AMAZON COM INC CALL 023135106 1461 6200 SH CALL DEFINED 02 6200 AMERICAN CAPITAL AGENCY CORP COM 02503X105 636 17944 SH DEFINED 02 17944 AMERICAN ELEC PWR INC COM 025537101 315 7432 SH DEFINED 02 7432 ANCESTRY COM INC CALL 032803108 774 23400 SH CALL DEFINED 02 23400 ANNALY CAP MGMT INC COM 035710409 636 36466 SH DEFINED 02 36466 ANWORTH MORTGAGE ASSET CP COM 037347101 77 11700 SH DEFINED 02 11700 APPLE INC CALL 037833100 82623 138900 SH CALL DEFINED 02 138900 APPLE INC PUT 037833100 7971 13400 SH PUT DEFINED 02 13400 ARMOUR RESIDENTIAL REIT INC COM 042315101 92 12041 SH DEFINED 02 12041 ASSOCIATED BANC CORP COM 045487105 165 13252 SH DEFINED 02 13252 AVALONBAY CMNTYS INC COM 053484101 400 2749 SH DEFINED 02 2749 AVON PRODS INC COM 054303102 354 21868 SH DEFINED 02 21868 BB&T CORP COM 054937107 265 8167 SH DEFINED 02 8167 BANCO BRADESCO S A SP ADR PFD NEW 059460303 611 39720 SH DEFINED 02 39720 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 82 12480 SH DEFINED 02 12480 BANCO SANTANDER SA ADR 05964H105 128 21240 SH DEFINED 02 21240 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 106 13740 SH DEFINED 02 13740 BANK OF AMERICA CORPORATION COM 060505104 860 117823 SH DEFINED 02 117823 BANK MONTREAL QUE COM 063671101 926 15944 SH DEFINED 02 15944 BANK OF NEW YORK MELLON CORP COM 064058100 249 11658 SH DEFINED 02 11658 BANK NOVA SCOTIA HALIFAX COM 064149107 2639 50979 SH DEFINED 02 50979 BARCLAYS BK PLC DJUBS CMDT ETN3 06738C778 283 6620 SH DEFINED 02 6620 BARCLAYS BK PLC ETN DJUBS COPR3 06739F101 2776 63854 SH DEFINED 02 63854 BARCLAYS BANK PLC ETN DJUBS SGAR3 06739H214 2771 32726 SH DEFINED 02 32726 BARCLAYS BANK PLC ETN DJUBSCOTTN3 06739H271 480 10204 SH DEFINED 02 10204 BARCLAYS BK PLC S&P 500 VEQTOR 06740C337 7386 57579 SH DEFINED 02 57579 BARCLAYS BK PLC IPATH S&P MT ET 06740C519 1876 45108 SH DEFINED 02 45108 BARCLAYS BK PLC IPATH INVS&P ST 06740L592 497 13420 SH DEFINED 02 13420 BARRICK GOLD CORP COM 067901108 8067 249367 SH DEFINED 02 249367 BERKSHIRE HATHAWAY INC DEL CL A 084670108 78046 611 SH DEFINED 02 611 BOEING CO COM 097023105 674 8927 SH DEFINED 02 8927 BOSTON PROPERTIES INC COM 101121101 432 3899 SH DEFINED 02 3899 BRISTOL MYERS SQUIBB CO COM 110122108 562 15580 SH DEFINED 02 15580 BROADCOM CORP CALL 111320107 1336 39600 SH CALL DEFINED 02 39600 BROOKFIELD PPTYS CORP COM 112900105 874 51883 SH DEFINED 02 51883 BUFFALO WILD WINGS INC COM 119848109 246 3300 SH DEFINED 02 3300 BUFFALO WILD WINGS INC PUT 119848109 305 4100 SH PUT DEFINED 02 4100 CSX CORP COM 126408103 205 8982 SH DEFINED 02 8982 CAMECO CORP COM 13321L108 2290 104195 SH DEFINED 02 104195 CDN IMPERIAL BK OF COMMERCE COM 136069101 487 6670 SH DEFINED 02 6670 CANADIAN NAT RES LTD COM 136385101 3629 129548 SH DEFINED 02 129548 CAPITALSOURCE INC COM 14055X102 153 22405 SH DEFINED 02 22405 CATERPILLAR INC DEL COM 149123101 476 5528 SH DEFINED 02 5528 CENTURYLINK INC COM 156700106 573 13860 SH DEFINED 02 13860 CHIMERA INVT CORP COM 16934Q109 172 75600 SH DEFINED 02 75600 CINCINNATI FINL CORP COM 172062101 280 7352 SH DEFINED 02 7352 CLOROX CO DEL COM 189054109 341 4669 SH DEFINED 02 4669 CONSOLIDATED EDISON INC COM 209115104 329 5065 SH DEFINED 02 5065 COTT CORP QUE COM 22163N106 101 11900 SH DEFINED 02 11900 CUMMINS INC COM 231021106 330 3568 SH DEFINED 02 3568 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 4162 26715 SH DEFINED 02 26715 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 42826 408065 SH DEFINED 02 408065 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 4315 42763 SH DEFINED 02 42763 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 6406 64712 SH DEFINED 02 64712 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 29739 237649 SH DEFINED 02 237649 CURRENCYSHARES EURO TR EURO SHS 23130C108 55200 451388 SH DEFINED 02 451388 DANAHER CORP DEL COM 235851102 366 6935 SH DEFINED 02 6935 DEERE & CO COM 244199105 395 5055 SH DEFINED 02 5055 DEUTSCHE BK AG LDN BRH PS GOLD SH ETN 25154H731 3373 275816 SH DEFINED 02 275816 DEUTSCHE BK AG LDN BRH PS GOLD DL ETN 25154H749 3464 69691 SH DEFINED 02 69691 DEUTSCHE BK AG LDN BRH PS GOLD DS ETN 25154H756 3224 668963 SH DEFINED 02 668963 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 796 17151 SH DEFINED 02 17151 DIREXION SHS ETF TR DLY TECH BULL 3 25459W102 3111 62275 SH DEFINED 02 62275 DIREXION SHS ETF TR DLY GLD MIN BL 25459W250 2086 218019 SH DEFINED 02 218019 DIREXION SHS ETF TR DLY TECH BEAR 3 25459W318 1065 106744 SH DEFINED 02 106744 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 5524 199273 SH DEFINED 02 199273 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 2501 29435 SH DEFINED 02 29435 DIREXION SHS ETF TR LATN AM BEAR3X 25459W649 372 28295 SH DEFINED 02 28295 DIREXION SHS ETF TR DLY MIDCAP ETF3 25459W730 685 20620 SH DEFINED 02 20620 DIREXION SHS ETF TR DLY R/E BULL3X 25459W755 3513 45457 SH DEFINED 02 45457 DIREXION SHS ETF TR DLY LRG CAP BUL 25459W862 4833 60347 SH DEFINED 02 60347 DIREXION SHS ETF TR DLY ENRGY BULL3 25459W888 7533 160787 SH DEFINED 02 160787 DISNEY WALT CO COM DISNEY 254687106 232 4651 SH DEFINED 02 4651 DOMTAR CORP COM NEW 257559203 535 7389 SH DEFINED 02 7389 DOW CHEM CO COM 260543103 367 12614 SH DEFINED 02 12614 DU PONT E I DE NEMOURS & CO COM 263534109 376 7570 SH DEFINED 02 7570 ETFS PLATINUM TR SH BEN INT 26922V101 4379 31498 SH DEFINED 02 31498 ETFS SILVER TR SILVER SHS 26922X107 3043 110425 SH DEFINED 02 110425 ETFS GOLD TR SHS 26922Y105 325 2026 SH DEFINED 02 2026 ETFS PALLADIUM TR SH BEN INT 26923A106 3429 60300 SH DEFINED 02 60300 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 1339 29044 SH DEFINED 02 29044 EATON CORP COM 278058102 393 8911 SH DEFINED 02 8911 ECOLAB INC COM 278865100 278 4143 SH DEFINED 02 4143 ELDORADO GOLD CORP NEW COM 284902103 1627 147672 SH DEFINED 02 147672 EMERSON ELEC CO COM 291011104 610 12703 SH DEFINED 02 12703 ENTERGY CORP NEW COM 29364G103 310 4277 SH DEFINED 02 4277 EQUINIX INC CALL 29444U502 280 1500 SH CALL DEFINED 02 1500 EQUITY RESIDENTIAL SH BEN INT 29476L107 500 7936 SH DEFINED 02 7936 EXELON CORP COM 30161N101 354 8981 SH DEFINED 02 8981 EXETER RES CORP COM 301835104 28 22300 SH DEFINED 02 22300 FEDEX CORP COM 31428X106 209 2297 SH DEFINED 02 2297 FIFTH THIRD BANCORP COM 316773100 215 15132 SH DEFINED 02 15132 FIRST HORIZON NATL CORP COM 320517105 158 19183 SH DEFINED 02 19183 FIRST NIAGARA FINL GP INC COM 33582V108 117 16254 SH DEFINED 02 16254 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 3145 88309 SH DEFINED 02 88309 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 3440 138306 SH DEFINED 02 138306 FIRST TR NASDAQ100 TECH INDE SHS 337345102 473 18715 SH DEFINED 02 18715 FIRST TR ISE REVERE NAT GAS COM 33734J102 1659 100160 SH DEFINED 02 100160 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 3580 172864 SH DEFINED 02 172864 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2025 86296 SH DEFINED 02 86296 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 362 19265 SH DEFINED 02 19265 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1505 49236 SH DEFINED 02 49236 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1117 48907 SH DEFINED 02 48907 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 4120 194451 SH DEFINED 02 194451 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 822 65355 SH DEFINED 02 65355 FIRSTENERGY CORP COM 337932107 339 6723 SH DEFINED 02 6723 FRONTIER COMMUNICATIONS CORP COM 35906A108 348 93634 SH DEFINED 02 93634 FULTON FINL CORP PA COM 360271100 149 15987 SH DEFINED 02 15987 GENERAL DYNAMICS CORP COM 369550108 424 6637 SH DEFINED 02 6637 GENERAL ELECTRIC CO COM 369604103 2531 122049 SH DEFINED 02 122049 GENON ENERGY INC COM 37244E107 31 13042 SH DEFINED 02 13042 GENUINE PARTS CO COM 372460105 214 3318 SH DEFINED 02 3318 GILDAN ACTIVEWEAR INC COM 375916103 376 13269 SH DEFINED 02 13269 GOLDMAN SACHS GROUP INC COM 38141G104 340 3344 SH DEFINED 02 3344 GOOGLE INC PUT 38259P508 1136 1800 SH PUT DEFINED 02 1800 GRAN TIERRA ENERGY INC COM 38500T101 104 22593 SH DEFINED 02 22593 GREEN MTN COFFEE ROASTERS IN CALL 393122106 207 11500 SH CALL DEFINED 02 11500 GROUPE CGI INC CL A SUB VTG 39945C109 270 11300 SH DEFINED 02 11300 HCP INC COM 40414L109 664 14069 SH DEFINED 02 14069 HSBC HLDGS PLC SPON ADR NEW 404280406 292 6840 SH DEFINED 02 6840 HARRY WINSTON DIAMOND CORP COM 41587B100 202 15700 SH DEFINED 02 15700 HEALTH CARE REIT INC COM 42217K106 311 5025 SH DEFINED 02 5025 HECKMANN CORP COM 422680108 39 12000 SH DEFINED 02 12000 HEINZ H J CO COM 423074103 226 4095 SH DEFINED 02 4095 HERCULES OFFSHORE INC COM 427093109 40 11000 SH DEFINED 02 11000 HOME DEPOT INC COM 437076102 482 8983 SH DEFINED 02 8983 HONEYWELL INTL INC COM 438516106 664 11252 SH DEFINED 02 11252 HOST HOTELS & RESORTS INC COM 44107P104 244 16528 SH DEFINED 02 16528 HUDBAY MINERALS INC COM 443628102 226 26645 SH DEFINED 02 26645 HUDSON CITY BANCORP COM 443683107 162 26900 SH DEFINED 02 26900 HUNTINGTON BANCSHARES INC COM 446150104 195 30367 SH DEFINED 02 30367 ILLINOIS TOOL WKS INC COM 452308109 468 8469 SH DEFINED 02 8469 INTERNATIONAL BUSINESS MACHS COM 459200101 270 1375 SH DEFINED 02 1375 ISHARES GOLD TRUST ISHARES 464285105 35045 2215210 SH DEFINED 02 2215210 ISHARES INC MSCI BRAZIL 464286400 3275 61149 SH DEFINED 02 61149 ISHARES INC MSCI CDA INDEX 464286509 2853 107523 SH DEFINED 02 107523 ISHARES INC MSCI PAC J IDX 464286665 661 15441 SH DEFINED 02 15441 ISHARES INC MSCI JAPAN 464286848 2321 256476 SH DEFINED 02 256476 ISHARES TR S&P 100 IDX FD 464287101 801 12536 SH DEFINED 02 12536 ISHARES TR TRANSP AVE IDX 464287192 1474 16104 SH DEFINED 02 16104 ISHARES TR S&P 500 INDEX 464287200 91175 654384 SH DEFINED 02 654384 ISHARES TR S&P NA NAT RES 464287374 1711 46332 SH DEFINED 02 46332 ISHARES TR S&P LTN AM 40 464287390 1114 26046 SH DEFINED 02 26046 ISHARES TR BARCLYS 20+ YR 464287432 8723 67893 SH DEFINED 02 67893 ISHARES TR BARCLYS 1-3 YR 464287457 712 8433 SH DEFINED 02 8433 ISHARES TR COHEN&ST RLTY 464287564 2691 33551 SH DEFINED 02 33551 ISHARES TR RUSSELL1000GRW 464287614 689 10703 SH DEFINED 02 10703 ISHARES TR RUSL 2000 VALU 464287630 2520 35925 SH DEFINED 02 35925 ISHARES TR RUSL 2000 GROW 464287648 2506 27451 SH DEFINED 02 27451 ISHARES TR DJ US BAS MATL 464287838 5357 83805 SH DEFINED 02 83805 ISHARES TR MSCI ACWI INDX 464288257 1013 22746 SH DEFINED 02 22746 ISHARES TR MID GRWTH INDX 464288307 3609 35296 SH DEFINED 02 35296 ISHARES TR MID VAL INDEX 464288406 1115 14770 SH DEFINED 02 14770 ISHARES TR HIGH YLD CORP 464288513 2441 26559 SH DEFINED 02 26559 ISHARES TR DJ OIL&GAS EXP 464288851 2408 39777 SH DEFINED 02 39777 IVANHOE ENERGY INC COM 465790103 8 11687 SH DEFINED 02 11687 IVANHOE MINES LTD COM 46579N103 2399 275800 SH DEFINED 02 275800 JPMORGAN CHASE & CO COM 46625H100 1000 27591 SH DEFINED 02 27591 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 39839 1008591 SH DEFINED 02 1008591 JOHNSON & JOHNSON COM 478160104 953 13724 SH DEFINED 02 13724 KEYCORP NEW COM 493267108 220 26894 SH DEFINED 02 26894 KIMBERLY CLARK CORP COM 494368103 546 6250 SH DEFINED 02 6250 KINROSS GOLD CORP COM NO PAR 496902404 2112 249635 SH DEFINED 02 249635 LEGGETT & PLATT INC COM 524660107 319 14082 SH DEFINED 02 14082 LILLY ELI & CO COM 532457108 565 12741 SH DEFINED 02 12741 LOCKHEED MARTIN CORP COM 539830109 671 7436 SH DEFINED 02 7436 LORILLARD INC COM 544147101 251 1969 SH DEFINED 02 1969 MFA FINANCIAL INC COM 55272X102 135 16772 SH DEFINED 02 16772 MANULIFE FINL CORP COM 56501R106 1439 133968 SH DEFINED 02 133968 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 2423 88965 SH DEFINED 02 88965 MASTERCARD INC CALL 57636Q104 1005 2300 SH CALL DEFINED 02 2300 MCDONALDS CORP COM 580135101 327 3668 SH DEFINED 02 3668 MERCK & CO INC NEW COM 58933Y105 377 8374 SH DEFINED 02 8374 MERCK & CO INC NEW CALL 58933Y105 428 9500 SH CALL DEFINED 02 9500 METLIFE INC COM 59156R108 200 6567 SH DEFINED 02 6567 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 133 26960 SH DEFINED 02 26960 MONSANTO CO NEW COM 61166W101 430 4945 SH DEFINED 02 4945 MORGAN STANLEY COM NEW 617446448 136 10107 SH DEFINED 02 10107 NEW GOLD INC CDA COM 644535106 356 34656 SH DEFINED 02 34656 NEWCASTLE INVT CORP COM 65105M108 87 12400 SH DEFINED 02 12400 NEXTERA ENERGY INC COM 65339F101 322 4523 SH DEFINED 02 4523 NORTHROP GRUMMAN CORP COM 666807102 523 7945 SH DEFINED 02 7945 NORTHSTAR RLTY FIN CORP COM 66704R100 62 11200 SH DEFINED 02 11200 NOVAGOLD RES INC COM NEW 66987E206 245 61350 SH DEFINED 02 61350 OFFICE DEPOT INC COM 676220106 29 16466 SH DEFINED 02 16466 OLD REP INTL CORP COM 680223104 158 20184 SH DEFINED 02 20184 PG&E CORP COM 69331C108 321 6956 SH DEFINED 02 6956 PNC FINL SVCS GROUP INC COM 693475105 253 4255 SH DEFINED 02 4255 PPG INDS INC COM 693506107 214 1941 SH DEFINED 02 1941 PPL CORP COM 69351T106 371 12703 SH DEFINED 02 12703 PAN AMERICAN SILVER CORP COM 697900108 798 55740 SH DEFINED 02 55740 PEOPLES UNITED FINANCIAL INC COM 712704105 242 20805 SH DEFINED 02 20805 PEPCO HOLDINGS INC COM 713291102 207 10407 SH DEFINED 02 10407 PEPSICO INC COM 713448108 259 3589 SH DEFINED 02 3589 PFIZER INC COM 717081103 434 18280 SH DEFINED 02 18280 PHILIP MORRIS INTL INC COM 718172109 238 2636 SH DEFINED 02 2636 PITNEY BOWES INC COM 724479100 275 21091 SH DEFINED 02 21091 POTASH CORP SASK INC COM 73755L107 4576 100364 SH DEFINED 02 100364 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 993 37150 SH DEFINED 02 37150 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 2602 139313 SH DEFINED 02 139313 POWERSHARES ETF TRUST DYN OIL SVCS 73935X625 2034 103556 SH DEFINED 02 103556 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 438 28799 SH DEFINED 02 28799 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 2834 142417 SH DEFINED 02 142417 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 1476 59221 SH DEFINED 02 59221 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 478 15937 SH DEFINED 02 15937 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 1997 35678 SH DEFINED 02 35678 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 2910 110800 SH DEFINED 02 110800 PRECISION CASTPARTS CORP COM 740189105 215 1357 SH DEFINED 02 1357 PRECISION DRILLING CORP COM 2010 74022D308 999 125513 SH DEFINED 02 125513 PRICELINE COM INC COM NEW 741503403 259 379 SH DEFINED 02 379 PRICELINE COM INC CALL 741503403 752 1100 SH CALL DEFINED 02 1100 PRICELINE COM INC PUT 741503403 1368 2000 SH PUT DEFINED 02 2000 PROCTER & GAMBLE CO COM 742718109 462 7115 SH DEFINED 02 7115 PROSHARES TR PSHS SHTFINL ET 74347R230 504 15818 SH DEFINED 02 15818 PROSHARES TR PSHS ULTSH 20YR 74347R297 2675 180141 SH DEFINED 02 180141 PROSHARES TR PSHS ULT SH MSC 74347R339 2672 120474 SH DEFINED 02 120474 PROSHARES TR PSHS ULTSHRT JA 74347R347 808 22647 SH DEFINED 02 22647 PROSHARES TR PSHS SH MSCI EM 74347R396 3305 108126 SH DEFINED 02 108126 PROSHARES TR PSHS ULT MCAP40 74347R404 200 3124 SH DEFINED 02 3124 PROSHARES TR PSHS SHORT QQQ 74347R602 1383 52736 SH DEFINED 02 52736 PROSHARES TR PSHS ULTRA O&G 74347R719 2029 45366 SH DEFINED 02 45366 PROSHARES TR PSHS ULT BASMAT 74347R776 671 21547 SH DEFINED 02 21547 PROSHARES TR PSHS SHTRUSS200 74347R826 2765 104262 SH DEFINED 02 104262 PROSHARES TR PSHS ULTRUSS200 74347R842 839 21024 SH DEFINED 02 21024 PROSHARES TR II ULTRA GOLD 74347W601 4930 60161 SH DEFINED 02 60161 PROSHARES TR II ULTRASHRT NEW 74347W718 2384 139847 SH DEFINED 02 139847 PROSHARES TR II ULTRA SILVER 74347W841 713 18462 SH DEFINED 02 18462 PROSHARES TR SHT MSCI NEW 74347X575 1332 47503 SH DEFINED 02 47503 PROSHARES TR ULTSHT OIL NEW 74347X591 269 11857 SH DEFINED 02 11857 PROSHARES TR BASIC MAT NEW 74347X617 961 56471 SH DEFINED 02 56471 PROSHARES TR ULT R/EST NEW 74347X625 3678 53798 SH DEFINED 02 53798 PROSHARES TR ULTRA FNCLS NEW 74347X633 6075 107544 SH DEFINED 02 107544 PROSHARES TR ULTR RUSSL2000 74347X799 2195 37269 SH DEFINED 02 37269 PROSHARES TR ULTRAPRO QQQ 74347X831 3205 62337 SH DEFINED 02 62337 PROSHARES TR SHRT 20+YR TRE 74347X849 2454 86514 SH DEFINED 02 86514 PROSHARES TR ULTRPRO S&P500 74347X864 1537 19167 SH DEFINED 02 19167 PUBLIC STORAGE COM 74460D109 609 4074 SH DEFINED 02 4074 RAYTHEON CO COM NEW 755111507 511 9179 SH DEFINED 02 9179 REGIONS FINANCIAL CORP NEW COM 7591EP100 247 34810 SH DEFINED 02 34810 REPUBLIC SVCS INC COM 760759100 214 7589 SH DEFINED 02 7589 REYNOLDS AMERICAN INC COM 761713106 243 5261 SH DEFINED 02 5261 RITE AID CORP COM 767754104 25 21646 SH DEFINED 02 21646 RIVERBED TECHNOLOGY INC CALL 768573107 396 21600 SH CALL DEFINED 02 21600 ROGERS COMMUNICATIONS INC CL B 775109200 285 7278 SH DEFINED 02 7278 ROYAL BK CDA MONTREAL QUE COM 780087102 1079 20957 SH DEFINED 02 20957 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 584 8274 SH DEFINED 02 8274 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 12637 252787 SH DEFINED 02 252787 RYDEX ETF TRUST S&P 500 2X ETF 78355W783 4428 91613 SH DEFINED 02 91613 SPDR S&P 500 ETF TR CALL 78462F103 1999 14400 SH CALL DEFINED 02 14400 SPDR SERIES TRUST BRCLYS 1-3MT ET 78464A680 6143 134043 SH DEFINED 02 134043 SPDR SERIES TRUST S&P METALS MNG 78464A755 3766 95516 SH DEFINED 02 95516 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 15022 346379 SH DEFINED 02 346379 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 10217 59163 SH DEFINED 02 59163 SALESFORCE COM INC PUT 79466L302 237 1800 SH PUT DEFINED 02 1800 SCANA CORP NEW COM 80589M102 211 4276 SH DEFINED 02 4276 SEARS HLDGS CORP CALL 812350106 767 14800 SH CALL DEFINED 02 14800 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4944 127347 SH DEFINED 02 127347 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 887 24912 SH DEFINED 02 24912 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 357 9382 SH DEFINED 02 9382 SILVER WHEATON CORP COM 828336107 1268 46141 SH DEFINED 02 46141 SIMON PPTY GROUP INC NEW COM 828806109 1492 9297 SH DEFINED 02 9297 SIRIUS XM RADIO INC COM 82967N108 71 32916 SH DEFINED 02 32916 SOUTHERN CO COM 842587107 366 7560 SH DEFINED 02 7560 SPRINT NEXTEL CORP COM SER 1 852061100 198 45918 SH DEFINED 02 45918 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 1066 94534 SH DEFINED 02 94534 STANDARD PAC CORP NEW COM 85375C101 120 19938 SH DEFINED 02 19938 SUN LIFE FINL INC COM 866796105 353 16605 SH DEFINED 02 16605 SYNOVUS FINL CORP COM 87161C105 23 11831 SH DEFINED 02 11831 SYSCO CORP COM 871829107 374 12800 SH DEFINED 02 12800 TCF FINL CORP COM 872275102 145 13909 SH DEFINED 02 13909 TALISMAN ENERGY INC COM 87425E103 3788 299445 SH DEFINED 02 299445 TANZANIAN ROYALTY EXPL CORP COM 87600U104 105 24315 SH DEFINED 02 24315 TECK RESOURCES LTD CL B 878742204 1370 48071 SH DEFINED 02 48071 THOMSON REUTERS CORP COM 884903105 367 12600 SH DEFINED 02 12600 3M CO COM 88579Y101 664 7238 SH DEFINED 02 7238 TIM HORTONS INC COM 88706M103 515 9600 SH DEFINED 02 9600 TIME WARNER INC COM NEW 887317303 213 5457 SH DEFINED 02 5457 TRANSCANADA CORP COM 89353D107 5502 123261 SH DEFINED 02 123261 TWO HBRS INVT CORP COM 90187B101 255 22492 SH DEFINED 02 22492 US BANCORP DEL COM NEW 902973304 493 14534 SH DEFINED 02 14534 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 296 12500 SH DEFINED 02 12500 UNDER ARMOUR INC CALL 904311107 254 4600 SH CALL DEFINED 02 4600 UNION PAC CORP COM 907818108 464 3786 SH DEFINED 02 3786 UNITED PARCEL SERVICE INC CL B 911312106 781 10272 SH DEFINED 02 10272 UNITED STS BRENT OIL FD LP UNIT 91167Q100 6890 91135 SH DEFINED 02 91135 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 2046 33480 SH DEFINED 02 33480 UNITED STS GASOLINE FD LP UNITS 91201T102 7160 133838 SH DEFINED 02 133838 UNITED STS HEATING OIL FD LP UNIT 91204P107 1340 41550 SH DEFINED 02 41550 UNITED STS SHORT OIL FD LP UNITS 912613205 622 16021 SH DEFINED 02 16021 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 1367 34396 SH DEFINED 02 34396 UNITED TECHNOLOGIES CORP COM 913017109 782 10523 SH DEFINED 02 10523 VALLEY NATL BANCORP COM 919794107 138 14324 SH DEFINED 02 14324 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3534 60703 SH DEFINED 02 60703 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 544 17063 SH DEFINED 02 17063 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 2310 57209 SH DEFINED 02 57209 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 5792 133560 SH DEFINED 02 133560 VENTAS INC COM 92276F100 534 7995 SH DEFINED 02 7995 VANGUARD INDEX FDS LARGE CAP ETF 922908637 928 14697 SH DEFINED 02 14697 VANGUARD INDEX FDS STK MRK ETF 922908769 15547 219687 SH DEFINED 02 219687 VERIZON COMMUNICATIONS INC COM 92343V104 1248 27790 SH DEFINED 02 27790 VORNADO RLTY TR SH BEN INT 929042109 391 4689 SH DEFINED 02 4689 WASTE MGMT INC DEL COM 94106L109 434 12712 SH DEFINED 02 12712 WELLS FARGO & CO NEW COM 949746101 1311 38347 SH DEFINED 02 38347 WESTPORT INNOVATIONS INC COM NEW 960908309 337 8700 SH DEFINED 02 8700 WHOLE FOODS MKT INC CALL 966837106 2787 30100 SH CALL DEFINED 02 30100 WINDSTREAM CORP COM 97381W104 312 32073 SH DEFINED 02 32073 WISDOMTREE TRUST LARGECAP DIVID 97717W307 5110 95334 SH DEFINED 02 95334 YM BIOSCIENCES INC COM 984238105 21 10517 SH DEFINED 02 10517 TYCO INTERNATIONAL LTD SHS H89128104 277 5142 SH DEFINED 02 5142 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2319 85778 SH DEFINED 01 85778 COCA COLA FEMSA S A B DE C V SPON ADR REP L 191241108 7664 67510 SH DEFINED 01 67510 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1045 11668 SH DEFINED 01 11668 GRUMA SAB DE CV SPON ADR CL B 400131306 283 26830 SH DEFINED 01 26830 GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 283 7159 SH DEFINED 01 7159 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 2283 25589 SH DEFINED 01 25589 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 488 21056 SH DEFINED 01 21056 SPDR S&P 500 ETF TR TR UNIT 78462F103 692 4982 SH DEFINED 01 4982