0001193125-12-314405.txt : 20120725 0001193125-12-314405.hdr.sgml : 20120725 20120725160511 ACCESSION NUMBER: 0001193125-12-314405 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120725 DATE AS OF CHANGE: 20120725 EFFECTIVENESS DATE: 20120725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MetLife Securities, Inc CENTRAL INDEX KEY: 0001422771 IRS NUMBER: 133175978 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12684 FILM NUMBER: 12978974 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-578-0594 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 d383739d13fhr.txt METLIFE SECURITIES, INC. - FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2012 Check here if Amendment [_]; Amendment Number: ------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: METLIFE SECURITIES, INC. Address: 1095 Avenue of the Americas, New York, NY 10036 Form 13F File Number: 28-12684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc A. Cohn Title: Chief Compliance Officer Phone: 212-578-0594 Signature, Place, and Date of Signing: Marc Cohn New York, NY July 24, 2012 ------------------------- ------------------------- ------------------------ Report Type (Check only one): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2227 Form 13F Information Table Value Total: 351661 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- 3D SYS CORP DEL COM NEW 88554D205 Common Stock 1 29.00 SOLE N/A NONE 3M CO COM 88579Y101 Common Stock 1,128 12,591.98 SOLE N/A NONE A123 SYS INC COM 03739T108 Common Stock 2 1,851.00 SOLE N/A NONE AAR CORP COM 000361105 Common Stock 1 67.00 SOLE N/A NONE AARONS INC COM PAR $0 50 002535300 Common Stock 3 103.00 SOLE N/A NONE ABB LTD SPONSORED ADR 000375204 Common Stock ADR 382 23,426.00 SOLE N/A NONE ABBOTT LABS COM 002824100 Common Stock 1,881 29,173.84 SOLE N/A NONE ABERCROMBIE & FITCH CO CL A 002896207 Common Stock 20 600.00 SOLE N/A NONE ACADIA PHARMACEUTICALS INC COM 004225108 Common Stock 32 17,900.00 SOLE N/A NONE ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 G1151C101 Common Stock 57 954.00 SOLE N/A NONE ACCO BRANDS CORP COM 00081T108 Common Stock 0 44.00 SOLE N/A NONE ACE LIMITED SHS ISIN#CH0044328745 H0023R105 Common Stock 4 56.00 SOLE N/A NONE ACTIVISION BLIZZARD INC COM 00507V109 Common Stock 23 1,892.00 SOLE N/A NONE ACTUANT CORP CL A NEW 00508X203 Common Stock 6 204.00 SOLE N/A NONE ACTUATE CORP COM 00508B102 Common Stock 4 560.00 SOLE N/A NONE ACUITY BRANDS INC COM 00508Y102 Common Stock 0 2.00 SOLE N/A NONE ADOBE SYS INC COM 00724F101 Common Stock 58 1,777.00 SOLE N/A NONE ADVANCE AUTO PTS INC COM 00751Y106 Common Stock 11 160.00 SOLE N/A NONE ADVANCED MICRO DEVICES INC COM 007903107 Common Stock 0 83.00 SOLE N/A NONE ADVISORSHARES TR ACTIVE BEAR ETF 00768Y883 Common Stock 828 35,495.00 SOLE N/A NONE AEGON N V ORD AMER REG 007924103 Common Stock ADR 2 427.97 SOLE N/A NONE AEROPOSTALE COM 007865108 Common Stock 9 500.00 SOLE N/A NONE AES CORP COM 00130H105 Common Stock 1 101.00 SOLE N/A NONE AETERNA ZENTARIS INC COM ISIN#CA0079752048 007975204 Common Stock 11 20,900.00 SOLE N/A NONE AETNA INC NEW COM 00817Y108 Common Stock 184 4,756.87 SOLE N/A NONE AFFYMETRIX INC OC-CAP STK 00826T108 Common Stock 0 7.00 SOLE N/A NONE AFLAC INC COM 001055102 Common Stock 43 1,004.00 SOLE N/A NONE AGCO CORP DEL COM 001084102 Common Stock 19 418.00 SOLE N/A NONE AGILENT TECHNOLOGIES INC COM 00846U101 Common Stock 17 440.29 SOLE N/A NONE AGL RES INC COM 001204106 Common Stock 14 370.00 SOLE N/A NONE AGNICO EAGLE MINES LTD COM 008474108 Common Stock 2 59.00 SOLE N/A NONE AGRIUM INC COM ISIN CA0089161081 008916108 Common Stock 2 25.00 SOLE N/A NONE AIR PRODS & CHEMS INC COM 009158106 Common Stock 34 427.00 SOLE N/A NONE AIRGAS INC 009363102 Common Stock 3 39.00 SOLE N/A NONE AK STL HLDG CORP COM 001547108 Common Stock 5 850.00 SOLE N/A NONE AKAMAI TECHNOLOGIES INC COM 00971T101 Common Stock 21 670.00 SOLE N/A NONE ALBEMARLE CORP 012653101 Common Stock 67 1,126.51 SOLE N/A NONE ALCATEL LUCENT SPON ADR 013904305 Common Stock ADR 12 7,066.00 SOLE N/A NONE ALCOA INC COM 013817101 Common Stock 322 36,843.78 SOLE N/A NONE ALERE INC COM 01449J105 Common Stock 4 200.00 SOLE N/A NONE ALEXANDRIA REAL ESTATE EQUITIES INC COM 015271109 Common Stock 3 47.00 SOLE N/A NONE ALEXION PHARMACEUTICALS INC 015351109 Common Stock 297 2,990.00 SOLE N/A NONE ALLEGHANY CORP DEL COM 017175100 Common Stock 2 5.00 SOLE N/A NONE

1

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ALLEGHENY TECHNOLOGIES INC COM 01741R102 Common Stock 14 430.00 SOLE N/A NONE ALLERGAN INC COM 018490102 Common Stock 12 128.00 SOLE N/A NONE ALLETE INC COM NEW 018522300 Common Stock 8 200.00 SOLE N/A NONE ALLIANCE DATA SYS CORP COM 018581108 Common Stock 8 57.00 SOLE N/A NONE ALLIANCE HLDGS GP LP COM UNITS REPSTG LTD PARTNER INT 01861G100 Common Stock 32 761.52 SOLE N/A NONE ALLIANCE RESOURCE PARTNERS LP UNIT LTD PARTNER INT 01877R108 Common Stock 130 2,314.61 SOLE N/A NONE ALLIANCEBERNSTEIN HLDGS L P UNIT LTD PARTNERSHIP INT 01881G106 Common Stock 2 150.00 SOLE N/A NONE ALLIANT ENERGY CORP COM 018802108 Common Stock 141 3,085.32 SOLE N/A NONE ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG SHS H01531104 Common Stock 1 10.00 SOLE N/A NONE ALLOS THERAPEUTICS INC COM 019777101 Common Stock 1 465.00 SOLE N/A NONE ALLSCRIPTS HEALTHCARE SOLUTIONS INC COM 01988P108 Common Stock 13 1,200.00 SOLE N/A NONE ALLSTATE CORP COM 020002101 Common Stock 59 1,668.75 SOLE N/A NONE ALMADEN MINERALS LTD COM ISIN#CA0202831073 020283107 Common Stock 2 800.00 SOLE N/A NONE ALNYLAM PHARMACEUTICALS INC COM 02043Q107 Common Stock 1 100.00 SOLE N/A NONE ALPHA NAT RES INC COM 02076X102 Common Stock 23 2,642.00 SOLE N/A NONE ALPS ETF TR ALERIAN MLP ETF 00162Q866 Common Stock 1,364 85,386.06 SOLE N/A NONE ALPS ETF TR JEFFERIES TR/J CRB GLOBAL COMMODITY EQUITY INDEX FD FD 00162Q304 Common Stock 6 150.00 SOLE N/A NONE ALTERA CORP 021441100 Common Stock 30 884.42 SOLE N/A NONE ALTRIA GROUP INC COM 02209S103 Common Stock 7,282 210,758.72 SOLE N/A NONE AMARIN CORP PLC SPONS ADR NEW ISIN#US0231112063 023111206 Common Stock ADR 125 8,650.00 SOLE N/A NONE AMAZON COM INC 023135106 Common Stock 591 2,588.00 SOLE N/A NONE AMC NETWORKS INC CL A 00164V103 Common Stock 1 23.00 SOLE N/A NONE AMCOL INTL CORP NEW 02341W103 Common Stock 2 86.00 SOLE N/A NONE AMDOCS LTD SHS ISIN#GB0022569080 G02602103 Common Stock 1 47.00 SOLE N/A NONE AMEDISYS INC COM 023436108 Common Stock 1 54.00 SOLE N/A NONE AMEREN CORP COM 023608102 Common Stock 10 306.94 SOLE N/A NONE AMERICA MOVIL SAB DE C V SPONSORED ADR REPSTG SER L SHS ISIN#US02364W1053 02364W105 Common Stock ADR 7 251.84 SOLE N/A NONE AMERICAN CAPITAL LTD COM 02503Y103 Common Stock 26 2,621.48 SOLE N/A NONE AMERICAN CAP MTGE INVT CORP COM 02504A104 Common Stock 7 300.00 SOLE N/A NONE AMERICAN CAP AGY CORP COM 02503X105 Common Stock 645 19,192.89 SOLE N/A NONE AMERICAN ELECTRIC POWER CO 025537101 Common Stock 181 4,548.80 SOLE N/A NONE AMERICAN EXPRESS COMPANY 025816109 Common Stock 81 1,392.39 SOLE N/A NONE AMERICAN FINL GROUP INC OHIO COM 025932104 Common Stock 5 119.70 SOLE N/A NONE AMERICAN INTL GROUP INC COM NEW 026874784 Common Stock 53 1,652.00 SOLE N/A NONE AMERICAN PUB ED INC COM 02913V103 Common Stock 2 60.00 SOLE N/A NONE AMERICAN RAILCAR INDS INC COM 02916P103 Common Stock 3 100.00 SOLE N/A NONE AMERICAN TOWER REIT COM 03027X100 Common Stock 304 4,350.37 SOLE N/A NONE AMERICAN WTR WKS CO INC NEW COM 030420103 Common Stock 16 468.00 SOLE N/A NONE AMERIGAS PARTNERS LTD PARTSHP 030975106 Common Stock 106 2,599.00 SOLE N/A NONE AMERIGROUP CORP COM 03073T102 Common Stock 91 1,379.00 SOLE N/A NONE AMERIPRISE FINL INC COM 03076C106 Common Stock 14 264.09 SOLE N/A NONE AMERISOURCE BERGEN CORP COM 03073E105 Common Stock 109 2,757.99 SOLE N/A NONE AMETEK INC NEW COM 031100100 Common Stock 0 5.00 SOLE N/A NONE

2

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- AMGEN INC COM 031162100 Common Stock 179 2,454.17 SOLE N/A NONE AMKOR TECHNOLOGY INC COM 031652100 Common Stock 1 184.80 SOLE N/A NONE AMPHENOL CORP NEW CL A 032095101 Common Stock 29 522.00 SOLE N/A NONE AMTRUST FINL SVCS INC COM 032359309 Common Stock 3 102.30 SOLE N/A NONE AMYLIN PHARMACEUTICALS INC 032346108 Common Stock 3 113.00 SOLE N/A NONE ANADARKO PETE CORP COM 032511107 Common Stock 49 734.00 SOLE N/A NONE ANADIGICS INC COM 032515108 Common Stock 0 200.00 SOLE N/A NONE ANALOG DEVICES INC COM 032654105 Common Stock 12 318.20 SOLE N/A NONE ANCESTRY COM INC COM 032803108 Common Stock 10 347.00 SOLE N/A NONE ANGLOGOLD ASHANTI LTD SPONORED ADR ISIN#US0351282068 035128206 Common Stock ADR 10 300.00 SOLE N/A NONE ANHEUSER BUSCH INBEV SA NV SPONSORED ADR ISIN#US03524A1088 03524A108 Common Stock ADR 6 73.00 SOLE N/A NONE ANIXTER INTL INC COM 035290105 Common Stock 0 3.00 SOLE N/A NONE ANN INC COM 035623107 Common Stock 5 189.00 SOLE N/A NONE ANNALY CAP MGMT INC COM 035710409 Common Stock 1,945 115,935.77 SOLE N/A NONE ANWORTH MTG ASSET CORP COM 037347101 Common Stock 32 4,500.00 SOLE N/A NONE AOL INC COM 00184X105 Common Stock 2 62.00 SOLE N/A NONE AON PLC SHS CL A ISIN#GB00B5BT0K07 G0408V102 Common Stock 12 252.00 SOLE N/A NONE APACHE CORP 037411105 Common Stock 285 3,244.42 SOLE N/A NONE APOLLO GROUP INC CL A 037604105 Common Stock 3 90.00 SOLE N/A NONE APOLLO INVT CORP COM 03761U106 Common Stock 9 1,230.00 SOLE N/A NONE APOLLO RESIDENTIAL MTG INC COM 03763V102 Common Stock 6 300.00 SOLE N/A NONE APPLE INC COM 037833100 Common Stock 15,765 26,995.44 SOLE N/A NONE APPLIED MATERIALS INC 038222105 Common Stock 223 19,475.48 SOLE N/A NONE APTARGROUP INC 038336103 Common Stock 21 403.00 SOLE N/A NONE AQUA AMER INC COM 03836W103 Common Stock 9 375.00 SOLE N/A NONE ARCELORMITTAL SA LUXEMBOURG N Y REGISTRY SHS 03938L104 Common Stock 118 7,725.00 SOLE N/A NONE ARCH COAL INC COM 039380100 Common Stock 91 13,143.00 SOLE N/A NONE ARCHER DANIELS MIDLAND CO L COM 039483102 Common Stock 48 1,609.17 SOLE N/A NONE ARCOS DORADOS HLDGS INC SHS CL A ISIN#VGG0457F1071 G0457F107 Common Stock 1 68.00 SOLE N/A NONE ARES CAP CORP COM 04010L103 Common Stock 12 765.00 SOLE N/A NONE ARIBA INC COM NEW 04033V203 Common Stock 3 58.00 SOLE N/A NONE ARM HLDGS PLC SPONSORED ADR 042068106 Common Stock ADR 12 500.00 SOLE N/A NONE ARMOUR RESIDENTIAL REIT INC COM 042315101 Common Stock 15 2,153.00 SOLE N/A NONE ARMSTRONG WORLD INDUSTRIES INC 04247X102 Common Stock 1 22.00 SOLE N/A NONE ARRIS GROUP INC COM 04269Q100 Common Stock 4 267.00 SOLE N/A NONE ARROW ELECTRS INC COM 042735100 Common Stock 1 40.00 SOLE N/A NONE ASCENA RETAIL GROUP INC COM 04351G101 Common Stock 30 1,590.00 SOLE N/A NONE ASHLAND INC NEW COM 044209104 Common Stock 18 265.00 SOLE N/A NONE ASML HOLDING N V HOLDING N V NY REGISTERED SHS N07059186 Common Stock 7 127.00 SOLE N/A NONE ASTORIA FINL CORP COM 046265104 Common Stock 5 465.00 SOLE N/A NONE ASTRAZENECA PLC SPONSORED ADR 046353108 Common Stock ADR 37 820.00 SOLE N/A NONE AT&T INC COM 00206R102 Common Stock 4,647 130,327.04 SOLE N/A NONE ATLAS PIPELINE L P UNIT LP PARTNERSHIP INT 049392103 Common Stock 3 100.00 SOLE N/A NONE

3

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ATMEL CORP 049513104 Common Stock 1 200.00 SOLE N/A NONE ATMI INC COM 00207R101 Common Stock 3 140.00 SOLE N/A NONE ATP OIL & GAS CORP COM 00208J108 Common Stock 1 400.00 SOLE N/A NONE ATWOOD OCEANICS INC 050095108 Common Stock 6 150.00 SOLE N/A NONE AU OPTRONICS CORP SPON ADR 002255107 Common Stock ADR 1 317.22 SOLE N/A NONE AUTODESK INC COM 052769106 Common Stock 18 520.00 SOLE N/A NONE AUTOLIV INC COM 052800109 Common Stock 18 331.78 SOLE N/A NONE AUTOMATIC DATA PROCESSING INC COM 053015103 Common Stock 103 1,855.91 SOLE N/A NONE AUTOZONE INC 053332102 Common Stock 416 1,132.00 SOLE N/A NONE AVAGO TECHNOLOGIES LTD SHS Y0486S104 Common Stock 21 586.00 SOLE N/A NONE AVALONBAY CMNTYS INC COM 053484101 Common Stock 4 27.00 SOLE N/A NONE AVERY DENNISON CORP COM 053611109 Common Stock 6 223.00 SOLE N/A NONE AVIAT NETWORKS INC COM 05366Y102 Common Stock 1 350.00 SOLE N/A NONE AVIS BUDGET GROUP INC COM 053774105 Common Stock 1 42.00 SOLE N/A NONE AVNET INC COM 053807103 Common Stock 51 1,664.00 SOLE N/A NONE AVON PRODS INC COM 054303102 Common Stock 6 395.00 SOLE N/A NONE B & G FOODS INC NEW COM 05508R106 Common Stock 4 150.00 SOLE N/A NONE BABCOCK & WILCOX CO NEW COM 05615F102 Common Stock 3 115.00 SOLE N/A NONE BAIDU COM INC SPONS ADR REPSTG ORD SHS CL A 056752108 Common Stock ADR 806 7,010.00 SOLE N/A NONE BAKER HUGHES INC COM 057224107 Common Stock 90 2,190.36 SOLE N/A NONE BALL CORP COM 058498106 Common Stock 160 3,902.31 SOLE N/A NONE BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN#US05946K1016 APONSORED ADR 05946K101 Common Stock ADR 1 127.14 SOLE N/A NONE BANCO BRADESCO S A SPONSORED ADR REPSTG PFD SHS NEW 2004 059460303 Common Stock ADR 3 200.00 SOLE N/A NONE BANCO SANTANDER SA ADR ISIN#US05964H1059 05964H105 Common Stock ADR 23 3,439.77 SOLE N/A NONE BANCORPSOUTH INC 059692103 Common Stock 2 129.00 SOLE N/A NONE BANK OF MONTREAL 063671101 Common Stock 0 2.00 SOLE N/A NONE BANK OF NOVA SCOTIA HALIFAX COM SHS ISIN#CA0641491075 064149107 Common Stock 6 125.00 SOLE N/A NONE BANK AMER CORP COM 060505104 Common Stock 1,232 150,583.04 SOLE N/A NONE BANK OF NEW YORK MELLON CORP COM 064058100 Common Stock 68 3,117.12 SOLE N/A NONE BANKATLANTIC BANCORP INC CL A PAR 065908808 Common Stock 1 200.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS AGRICULTURE TOTAL RETURN SUB INDEX ETN 06739H206 Common Stock 59 1,044.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS GRAINS TOTAL RETURN SUB INDEX ETN 06739H305 Common Stock 16 300.00 SOLE N/A NONE BARCLAYS BK PLC IPATH INDEX LKD TO DOW JONES UBS COMMODITY INDEX TOTAL RETURN 06738C778 Common Stock 16 392.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS COPPER TOTAL RETURN SUB INDEX ETN 06739F101 Common Stock 0 10.00 SOLE N/A NONE BARCLAYS BK PLC IPATH S&P 500 VIX MID TERM FUTURES ETN 06740C519 Common Stock 116 2,601.00 SOLE N/A NONE BARCLAYS BK PLC IPATH ETNS LKD MSCI INDIA TOTAL RETURN INDEX MAT 2036 06739F291 Common Stock 2 30.00 SOLE N/A NONE BARCLAYS BK PLC IPATH INDEX LKD TO SECS LKD TO GSCI COMMODITY CRUDE OIL RETURN INDEX 06738C786 Common Stock 226 10,900.00 SOLE N/A NONE BARCLAYS BK PLC IPATH S&P 500 VIX SHORT TERM FUTURES ETN NEW 06740C261 Common Stock 1,331 87,489.00 SOLE N/A NONE BARCLAYS PLC ADR ISIN#US06738E2046 06738E204 Common Stock ADR 32 3,095.00 SOLE N/A NONE BARD C R INC 067383109 Common Stock 11 100.00 SOLE N/A NONE BARNES GROUP INC COM 067806109 Common Stock 1 23.00 SOLE N/A NONE BARRICK GOLD CORP COM ISIN#CA0679011084 067901108 Common Stock 182 4,838.92 SOLE N/A NONE BAXTER INTL INC COM 071813109 Common Stock 63 1,183.12 SOLE N/A NONE

4

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- BB & T CORP COM 054937107 Common Stock 50 1,616.00 SOLE N/A NONE BBCN BANCORP INC COM 073295107 Common Stock 1 85.00 SOLE N/A NONE BCE INC COM NEW ISIN#CA05534B7604 SHS 05534B760 Common Stock 23 556.60 SOLE N/A NONE BE AEROSPACE INC COM 073302101 Common Stock 13 289.00 SOLE N/A NONE BEAM INC COM 073730103 Common Stock 5 73.00 SOLE N/A NONE BECTON DICKINSON & CO 075887109 Common Stock 36 481.61 SOLE N/A NONE BED BATH & BEYOND INC COM 075896100 Common Stock 61 980.00 SOLE N/A NONE BEMIS CO INC COM 081437105 Common Stock 24 750.00 SOLE N/A NONE BERKLEY W R CORP COM 084423102 Common Stock 34 871.00 SOLE N/A NONE BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 Common Stock 2,551 30,607.40 SOLE N/A NONE BEST BUY INC COM 086516101 Common Stock 52 2,483.00 SOLE N/A NONE BGC PARTNERS INC COM 05541T101 Common Stock 12 2,102.04 SOLE N/A NONE BHP BILLITON LTD SPONSORED ADR ISIN#US0886061086 088606108 Common Stock ADR 90 1,374.48 SOLE N/A NONE BHP BILLITON PLC SPON ADR 05545E209 Common Stock ADR 208 3,629.46 SOLE N/A NONE BIGLARI HLDGS INC CL A 08986R101 Common Stock 4 10.00 SOLE N/A NONE BIO RAD LABS INC CL A 090572207 Common Stock 0 1.00 SOLE N/A NONE BIODEL INC COM NEW 09064M204 Common Stock 1 342.00 SOLE N/A NONE BIOGEN IDEC INC COM 09062X103 Common Stock 105 727.60 SOLE N/A NONE BIOMARIN PHARMACEUTICAL INC COM 09061G101 Common Stock 24 600.00 SOLE N/A NONE BIO-REFERENCE LABS INC COM PAR $0 01 NEW 09057G602 Common Stock 0 14.00 SOLE N/A NONE BIOSANTE PHARMACEUTICALS INC COM PAR 09065V302 Common Stock 0 2.00 SOLE N/A NONE BJS RESTAURANTS INC COM 09180C106 Common Stock 3 75.00 SOLE N/A NONE BLACKBAUD INC COM 09227Q100 Common Stock 0 8.02 SOLE N/A NONE BLACKROCK INC COM 09247X101 Common Stock 38 221.14 SOLE N/A NONE BLDRS INDEX FDS TR EMERGING MKTS 50 ADR INDEX FD 09348R300 Common Stock 38 1,006.00 SOLE N/A NONE BLOCK H & R INC 093671105 Common Stock 1 60.00 SOLE N/A NONE BMC SOFTWARE INC COM 055921100 Common Stock 41 966.00 SOLE N/A NONE BOARDWALK PIPELINE PARTNERS LP COM UNIT LTD PARTNERSHIP INTS 096627104 Common Stock 143 5,175.00 SOLE N/A NONE BOEING CO COM 097023105 Common Stock 448 6,028.97 SOLE N/A NONE BORGWARNER INC COM 099724106 Common Stock 11 166.00 SOLE N/A NONE BOSTON BEER INC CLASS A 100557107 Common Stock 3 25.00 SOLE N/A NONE BOSTON SCIENTIFIC CORP ISIN#US1011371077 101137107 Common Stock 3 544.00 SOLE N/A NONE BP PLC SPONS ADR 055622104 Common Stock ADR 553 13,638.00 SOLE N/A NONE BP PRUDHOE BAY ROYALTY TRUST 055630107 Common Stock 545 4,672.42 SOLE N/A NONE BRANDYWINE REALTY TRUST SBI 105368203 Common Stock 6 450.00 SOLE N/A NONE BRE PPTYS INC COM 05564E106 Common Stock 13 252.00 SOLE N/A NONE BREITBURN ENERGY PARTNERS L P COM UNIT LTD PARTNERSHIP INT 106776107 Common Stock 8 500.00 SOLE N/A NONE BRIDGEPOINT ED INC COM 10807M105 Common Stock 1 42.90 SOLE N/A NONE BRISTOL MYERS SQUIBB CO COM 110122108 Common Stock 326 9,072.68 SOLE N/A NONE BRISTOW GROUP INC COM 110394103 Common Stock 3 74.00 SOLE N/A NONE BRITISH AMERN TOB PLC SPONSORED ADR ISIN#US1104481072 110448107 Common Stock ADR 320 3,132.14 SOLE N/A NONE BROADCOM CORP CL A 111320107 Common Stock 129 3,831.76 SOLE N/A NONE BROADRIDGE FINL SOLUTIONS INC COM 11133T103 Common Stock 1 25.00 SOLE N/A NONE

5

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- BROCADE COMMUNICATIONS SYS INC COM NEW 111621306 Common Stock 1 110.00 SOLE N/A NONE BROOKFIELD OFFICE PROPERTIES INC 112900105 Common Stock 1 62.70 SOLE N/A NONE BRUNSWICK CORP 117043109 Common Stock 1 54.00 SOLE N/A NONE BT GROUP PLC ADR 05577E101 Common Stock ADR 33 1,006.44 SOLE N/A NONE BUCKEYE PARTNERS L P UNIT LTD PARTNERSHIP INTS 118230101 Common Stock 27 515.00 SOLE N/A NONE BUCKLE INC COM 118440106 Common Stock 4 100.00 SOLE N/A NONE BUFFALO WILD WINGS INC COM 119848109 Common Stock 8 96.00 SOLE N/A NONE BUNGE LIMITED SHS ISIN#BMG169621056 G16962105 Common Stock 46 733.00 SOLE N/A NONE CA INC COM 12673P105 Common Stock 90 3,315.00 SOLE N/A NONE CABLEVISION SYS CORP (NEW) NY GROUP CL A COM 12686C109 Common Stock 4 295.00 SOLE N/A NONE CABOT MICROELECTRONICS CORP COM 12709P103 Common Stock 1 44.00 SOLE N/A NONE CABOT OIL & GAS CORP COM 127097103 Common Stock 4 100.00 SOLE N/A NONE CACI INTL INC CL A 127190304 Common Stock 27 487.00 SOLE N/A NONE CAE INC 124765108 Common Stock 1 77.00 SOLE N/A NONE CAESARS ENTMT CORP COM 127686103 Common Stock 3 250.00 SOLE N/A NONE CALGON CARBON CORP COM 129603106 Common Stock 0 2.00 SOLE N/A NONE CALIFORNIA WTR SVC GROUP INC 130788102 Common Stock 12 666.00 SOLE N/A NONE CALLAWAY GOLF CO COM 131193104 Common Stock 1 100.00 SOLE N/A NONE CALLON PETROLEUM CORP 13123X102 Common Stock 1 175.00 SOLE N/A NONE CALPINE CORP COM NEW 131347304 Common Stock 1 69.00 SOLE N/A NONE CALUMET SPECIALTY PRODS PARTNERS L P COMMON UNITS REPSTG LTD PARTNER 131476103 Common Stock 239 10,050.00 SOLE N/A NONE CAMDEN PPTY TR COM 133131102 Common Stock 2 30.00 SOLE N/A NONE CAMECO CORP COM ISIN#CA13321L1085 13321L108 Common Stock 30 1,384.00 SOLE N/A NONE CAMERON INTL CORP COM 13342B105 Common Stock 4 82.00 SOLE N/A NONE CAMPBELL SOUP CO 134429109 Common Stock 153 4,581.45 SOLE N/A NONE CAMPUS CREST CMNTYS INC COM 13466Y105 Common Stock 42 4,000.00 SOLE N/A NONE CANADIAN NATURAL RES LTD ISIN#CA1363851017 136385101 Common Stock 30 1,103.33 SOLE N/A NONE CANADIAN NATL RY CO COM ISIN#CA1363751027 136375102 Common Stock 123 1,455.30 SOLE N/A NONE CANADIAN PAC RY LTD COM ISIN#CA13645T1003 13645T100 Common Stock 8 111.70 SOLE N/A NONE CANADIAN SOLAR INC COM ISIN#CA1366351098 136635109 Common Stock 7 2,030.00 SOLE N/A NONE CANON INC ADR REPSTG 5 SHS 138006309 Common Stock ADR 1 20.00 SOLE N/A NONE CANTEL MED CORP COM 138098108 Common Stock 2 63.00 SOLE N/A NONE CAPITAL ONE FINL CORP COM 14040H105 Common Stock 24 445.00 SOLE N/A NONE CAPSTEAD MTG CORP COM NO PAR 14067E506 Common Stock 253 18,198.48 SOLE N/A NONE CAPSTONE TURBINE CORP COM 14067D102 Common Stock 1 900.00 SOLE N/A NONE CARDINAL HEALTH INC COM 14149Y108 Common Stock 5 127.00 SOLE N/A NONE CAREER ED CORP COM ISIN#US1416651099 141665109 Common Stock 0 40.00 SOLE N/A NONE CAREFUSION CORP COM 14170T101 Common Stock 0 18.00 SOLE N/A NONE CARLISLE COMPANIES INC 142339100 Common Stock 0 3.00 SOLE N/A NONE CARMAX INC COM 143130102 Common Stock 3 103.00 SOLE N/A NONE CARNIVAL CORP PAIRED CTF 1 COM CARNIVAL CORP & 1 TR SH BEN INT P&O PRINCESS SPL VTG TR ISIN#PA1436583006 143658300 Common Stock 18 527.00 SOLE N/A NONE CASH AMER INTL INC 14754D100 Common Stock 3 58.00 SOLE N/A NONE CATERPILLAR INC 149123101 Common Stock 1,781 20,969.76 SOLE N/A NONE

6

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- CAVIUM INC COM 14964U108 Common Stock 1 49.00 SOLE N/A NONE CBL & ASSOC PPTYS INC REIT ISIN#US1248301004 124830100 Common Stock 1 26.00 SOLE N/A NONE CBRE GROUP INC CL A 12504L109 Common Stock 22 1,364.00 SOLE N/A NONE CBS CORP CL B COM 124857202 Common Stock 79 2,421.00 SOLE N/A NONE CEDAR FAIR; L.P.DEP UNIT 150185106 Common Stock 66 2,204.26 SOLE N/A NONE CELGENE CORP 151020104 Common Stock 426 6,636.00 SOLE N/A NONE CELL THERAPEUTICS INC COM NO PAR NEW 150934602 Common Stock 0 116.00 SOLE N/A NONE CELLCOM ISRAEL LTD SHS M2196U109 Common Stock 2 300.00 SOLE N/A NONE CELSION CORP COM NEW 15117N305 Common Stock 5 1,500.00 SOLE N/A NONE CEMEX S A B DE C V SPONSOR ADR NEW REP ORD PARTN CTF NEW FOR A & B SHS ISIN#US1512908898 151290889 Common Stock ADR 5 709.00 SOLE N/A NONE CENOVUS ENERGY INC COM ISIN#CA15135U1093 15135U109 Common Stock 95 2,990.00 SOLE N/A NONE CENTERPOINT ENERGY INC COM 15189T107 Common Stock 69 3,349.74 SOLE N/A NONE ELECTROBRAS CENTRAIS ELECTRICIAS ADR ISIN#US15234Q2075 15234Q207 Common Stock ADR 1 80.00 SOLE N/A NONE CENTURYLINK INC COM 156700106 Common Stock 160 4,049.91 SOLE N/A NONE CERADYNE INC CALIF 156710105 Common Stock 6 252.73 SOLE N/A NONE CERNER CORP 156782104 Common Stock 81 983.00 SOLE N/A NONE CF INDS HLDGS INC COM 125269100 Common Stock 522 2,694.30 SOLE N/A NONE CHARMING SHOPPES INC COM 161133103 Common Stock 0 40.00 SOLE N/A NONE CHECK POINT SOFTWARE TECHNOLOGIES LTD SHS ISIN#IL0010824113 M22465104 Common Stock 16 317.00 SOLE N/A NONE CHECKPOINT SYS INC 162825103 Common Stock 1 97.00 SOLE N/A NONE CHEESE CAKE FACTORY INC COM 163072101 Common Stock 6 187.50 SOLE N/A NONE CHENIERE ENERGY INC COM NEW 16411R208 Common Stock 7 502.00 SOLE N/A NONE CHESAPEAKE ENERGY CORP 165167107 Common Stock 383 20,579.07 SOLE N/A NONE CHESAPEAKE MIDSTREAM PARTNERS LP UNIT 16524K108 Common Stock 1 28.00 SOLE N/A NONE CHEVRON CORP NEW COM 166764100 Common Stock 2,636 24,989.59 SOLE N/A NONE CHICAGO BRIDGE & IRON CO N V ISIN#US1672501095 167250109 Common Stock 53 1,392.00 SOLE N/A NONE CHIMERA INVT CORP COM 16934Q109 Common Stock 72 30,511.18 SOLE N/A NONE CHINA BAK BATTERY INC COM 16936Y100 Common Stock 0 251.00 SOLE N/A NONE CHINA GREEN AGRICULTURE INC COM 16943W105 Common Stock 0 100.00 SOLE N/A NONE CHINA LIFE INS CO LTD SPONS ADR REPSTG H SHS ISIN#US16939P1066 16939P106 Common Stock ADR 2 44.00 SOLE N/A NONE CHINA MOBILE LTD SPON ADR S A ISIN#US16941M099 16941M109 Common Stock ADR 30 557.55 SOLE N/A NONE CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS 16941R108 Common Stock ADR 46 512.41 SOLE N/A NONE CHINA SHEN ZHOU MNG & RES INC COM 16942H109 Common Stock 0 400.00 SOLE N/A NONE CHINA TELECOM CORP LTD SPONSORED ADR REPSTG H SHS 169426103 Common Stock ADR 23 513.00 SOLE N/A NONE CHIPOTLE MEXICAN GRILL INC COM 169656105 Common Stock 62 164.00 SOLE N/A NONE CHUBB CORP 171232101 Common Stock 47 649.00 SOLE N/A NONE CHUNGHWA TELECOM CO LTD SPONS ADR NEW 2011 ISIN#US17133Q5027 17133Q502 Common Stock ADR 8 240.00 SOLE N/A NONE CHURCH & DWIGHT CO INC 171340102 Common Stock 10 176.00 SOLE N/A NONE CIENA CORP COM NEW 171779309 Common Stock 1 75.00 SOLE N/A NONE CIGNA CORP COM 125509109 Common Stock 2 40.00 SOLE N/A NONE CIMAREX ENERGY CO COM 171798101 Common Stock 0 4.00 SOLE N/A NONE CINCINNATI BELL INC NEW COM 171871106 Common Stock 1 300.00 SOLE N/A NONE CINCINNATI FINL CORP COM 172062101 Common Stock 10 257.00 SOLE N/A NONE

7

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- CINEMARK HOLDINGS INC COM 17243V102 Common Stock 11 500.00 SOLE N/A NONE CIRRUS LOGIC INC 172755100 Common Stock 4 148.00 SOLE N/A NONE CISCO SYSTEMS INC 17275R102 Common Stock 909 52,929.88 SOLE N/A NONE CIT GROUP INC NEW COM NEW 125581801 Common Stock 10 284.00 SOLE N/A NONE CITIGROUP INC COM NEW ISIN#US1729674242 172967424 Common Stock 199 7,253.25 SOLE N/A NONE CITIZENS INC CL A 174740100 Common Stock 0 37.00 SOLE N/A NONE CITRIX SYSTEMS INC 177376100 Common Stock 4 49.00 SOLE N/A NONE CITY NATL CORP 178566105 Common Stock 0 5.00 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM MULTI ASSET INCOME ETF 18383M506 Common Stock 1,144 53,933.53 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM BRAZIL RUSSIA INDIA & CHINA 18383M100 Common Stock 25 731.12 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM CHINA SMALL CAP ETF 18383Q853 Common Stock 11 554.00 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM INSIDER SENTIMENT 18383M209 Common Stock 56 1,724.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM S&P GLOBAL WATER ETF 18383Q507 Common Stock 30 1,441.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM SOLAR ETF 18383Q739 Common Stock 1 50.00 SOLE N/A NONE CLEAN ENERGY FUELS CORP COM 184499101 Common Stock 50 3,200.00 SOLE N/A NONE CLEAN HBRS INC COM 184496107 Common Stock 16 280.00 SOLE N/A NONE CLECO CORP NEW COM 12561W105 Common Stock 11 255.00 SOLE N/A NONE CLIFFS NAT RES INC COM 18683K101 Common Stock 460 9,328.18 SOLE N/A NONE CLOROX CO COM 189054109 Common Stock 132 1,817.79 SOLE N/A NONE CLOUD PEAK ENERGY INC COM 18911Q102 Common Stock 4 216.00 SOLE N/A NONE CME GROUP INC COM 12572Q105 Common Stock 13 49.00 SOLE N/A NONE CMS ENERGY CORP 125896100 Common Stock 8 352.00 SOLE N/A NONE CNOOC LTD SPONSORED ADR ISIN#US1261321095 126132109 Common Stock ADR 113 560.71 SOLE N/A NONE COACH INC COM 189754104 Common Stock 148 2,532.38 SOLE N/A NONE COBALT INTL ENERGY INC COM 19075F106 Common Stock 0 20.00 SOLE N/A NONE COCA COLA COMPANY 191216100 Common Stock 2,257 28,870.23 SOLE N/A NONE COCA COLA ENTERPRISES INC NEW COM 19122T109 Common Stock 20 713.00 SOLE N/A NONE COEUR D ALENE MINES CORP IDAHO COM NEW 192108504 Common Stock 3 150.00 SOLE N/A NONE COGNEX CORP 192422103 Common Stock 17 525.00 SOLE N/A NONE COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 192446102 Common Stock 88 1,473.00 SOLE N/A NONE COINSTAR INC COM 19259P300 Common Stock 57 830.00 SOLE N/A NONE COLGATE PALMOLIVE CO COM 194162103 Common Stock 334 3,203.85 SOLE N/A NONE COLONIAL PROPERTIES TRUST SBI 195872106 Common Stock 7 306.00 SOLE N/A NONE COLUMBIA BKG SYS INC COM 197236102 Common Stock 3 146.77 SOLE N/A NONE COLUMBIA SPORTSWEAR CO COM 198516106 Common Stock 0 1.00 SOLE N/A NONE COMCAST CORP CL A 20030N101 Common Stock 178 5,579.60 SOLE N/A NONE COMCAST CORP NEW CL A SPL 20030N200 Common Stock 21 667.00 SOLE N/A NONE COMMERCIAL METALS CO 201723103 Common Stock 0 36.00 SOLE N/A NONE COMMONWEALTH REIT COM SH BEN INT 203233101 Common Stock 2 125.00 SOLE N/A NONE COMMUNITY BK SYS INC 203607106 Common Stock 27 1,000.00 SOLE N/A NONE COMMVAULT SYS INC COM 204166102 Common Stock 0 9.00 SOLE N/A NONE COMPANHIA BRASILEIRA DE DISTRIBUICAO ISIN#US20440T2015 SPONS ADR REPSTG PFD 20440T201 Common Stock ADR 3 81.00 SOLE N/A NONE COMPANHIA DE BEBIDAS DAS AMERS AMBEV SPONSORED ADR REPSTG PFD SHS 20441W203 Common Stock ADR 11 300.00 SOLE N/A NONE

8

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- COMPANHIA ENERGETICA DE MINAS GERAIS ADR ISIN#US2044096012 204409601 Common Stock ADR 10 535.36 SOLE N/A NONE COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR REPSTG ORD SHS ISIN#US20440W1053 20440W105 Common Stock ADR 11 2,000.00 SOLE N/A NONE COMPANIA DE MINAS BUENAVENTURA S A SPONS ADR REPSTG SER B SHS 204448104 Common Stock ADR 146 3,851.92 SOLE N/A NONE COMPASS DIVERSIFIED HLDGS SH BEN INT 20451Q104 Common Stock 2 156.00 SOLE N/A NONE COMPASS MINERALS INTL INC COM 20451N101 Common Stock 16 208.00 SOLE N/A NONE COMPUTER SCIENCES CORP COM 205363104 Common Stock 3 106.00 SOLE N/A NONE COMSTOCK RES INC COM NEW 205768203 Common Stock 5 300.00 SOLE N/A NONE COMTECH TELECOMMUNICATIONS CORP NEW 205826209 Common Stock 1 50.00 SOLE N/A NONE CONAGRA FOODS INC COM 205887102 Common Stock 35 1,365.00 SOLE N/A NONE CONOCOPHILLIPS COM 20825C104 Common Stock 1,389 24,847.95 SOLE N/A NONE CONSOL ENERGY INC COM 20854P109 Common Stock 36 1,195.90 SOLE N/A NONE CONSOLIDATED EDISON INC COM 209115104 Common Stock 990 15,926.73 SOLE N/A NONE CONSTELLATION BRANDS INC CL A 21036P108 Common Stock 8 308.00 SOLE N/A NONE CONTINENTAL RES INC COM ISIN#US2120151012 212015101 Common Stock 7 102.00 SOLE N/A NONE CONVERGYS CORP COM 212485106 Common Stock 0 11.00 SOLE N/A NONE COOPER INDS PLC SHS G24140108 Common Stock 13 188.00 SOLE N/A NONE COPART INC COM 217204106 Common Stock 0 4.00 SOLE N/A NONE CORE LABORATORIES NV N22717107 Common Stock 6 48.00 SOLE N/A NONE CORNING INC COM 219350105 Common Stock 520 40,190.96 SOLE N/A NONE CORRECTIONS CORP AMER NEW COM NEW 22025Y407 Common Stock 7 235.00 SOLE N/A NONE COSTCO WHOLESALE CORP NEW COM 22160K105 Common Stock 312 3,284.32 SOLE N/A NONE COVANCE INC 222816100 Common Stock 11 238.00 SOLE N/A NONE COVENTRY HEALTH CARE INC COM 222862104 Common Stock 14 450.00 SOLE N/A NONE COVIDIEN PLC SHS NEW ISIN#IE00B68SQD29 G2554F113 Common Stock 126 2,347.23 SOLE N/A NONE CPFL ENERGIA SA SPONS ADR ISIN#US1261531057 126153105 Common Stock ADR 4 171.34 SOLE N/A NONE CRACKER BARREL OLD CTRY STORE INC COM 22410J106 Common Stock 12 194.00 SOLE N/A NONE CREDIT SUISSE GROUP SPONSORED ADR 225401108 Common Stock ADR 2 103.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH ETN LKD TO CUSING 30 MLP INDEX 22542D852 Common Stock 37 1,594.00 SOLE N/A NONE CREE INC COM 225447101 Common Stock 4 168.00 SOLE N/A NONE CROCS INC COM 227046109 Common Stock 3 200.00 SOLE N/A NONE CROWN CASTLE INTL CORP COM 228227104 Common Stock 12 200.00 SOLE N/A NONE CROWN HLDGS INC COM 228368106 Common Stock 46 1,334.00 SOLE N/A NONE CRYOLIFE INC COM 228903100 Common Stock 9 1,700.00 SOLE N/A NONE CSX CORPORATION 126408103 Common Stock 345 15,444.00 SOLE N/A NONE CTRIP COM INTL LTD AMERICAN DEP SHS ISIN#US22943F1003 22943F100 Common Stock ADR 15 900.00 SOLE N/A NONE CUMMINS INC 231021106 Common Stock 268 2,769.50 SOLE N/A NONE CURRENCYSHARES AUSTRAILIAN DLR TR AUSTRALIAN DOLLAR SHS 23129U101 Common Stock 5 49.00 SOLE N/A NONE CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 Common Stock 44 448.00 SOLE N/A NONE CURRENCYSHARES SWEDISH KRONA TR SWEDISH KRONA SHS 23129R108 Common Stock 48 336.00 SOLE N/A NONE CURRENCYSHARES SWISS FRANC TR SWISS FRANC SHS 23129V109 Common Stock 65 628.00 SOLE N/A NONE CURRENCYSHARES JAPANESE YEN TR JAPANESE YEN SHS 23130A102 Common Stock 110 891.00 SOLE N/A NONE CURTISS WRIGHT CORP 231561101 Common Stock 1 36.00 SOLE N/A NONE CVS CAREMARK CORP 126650100 Common Stock 189 4,053.20 SOLE N/A NONE

9

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- CYPRESS SEMICONDUCTOR CORP COM 232806109 Common Stock 11 800.00 SOLE N/A NONE CYS INVTS INC COM 12673A108 Common Stock 192 13,976.00 SOLE N/A NONE CYTEC INDS INC COM 232820100 Common Stock 2 27.00 SOLE N/A NONE CYTORI THERAPEUTICS INC COM 23283K105 Common Stock 0 28.00 SOLE N/A NONE D R HORTON INC 23331A109 Common Stock 61 3,330.00 SOLE N/A NONE DANAHER CORP COM 235851102 Common Stock 44 839.08 SOLE N/A NONE DARDEN RESTAURANTS INC COM 237194105 Common Stock 96 1,892.83 SOLE N/A NONE DARLING INTL INC 237266101 Common Stock 2 135.00 SOLE N/A NONE DAVITA INC COM 23918K108 Common Stock 34 343.00 SOLE N/A NONE DCT INDL TR INC COM 233153105 Common Stock 4 700.00 SOLE N/A NONE DDR CORP COM ISIN#US23317H1023 23317H102 Common Stock 0 9.00 SOLE N/A NONE DEAN FOODS CO NEW COM 242370104 Common Stock 2 115.00 SOLE N/A NONE DECKERS OUTDOOR CORP COM 243537107 Common Stock 9 215.00 SOLE N/A NONE DEERE & CO 244199105 Common Stock 891 11,022.63 SOLE N/A NONE DELL INC COM 24702R101 Common Stock 17 1,329.00 SOLE N/A NONE DELPHI AUTOMOTIVE PLC SHS ISIN#JE00B783TY65 G27823106 Common Stock 3 100.00 SOLE N/A NONE DELTA AIRLINES INC COM NEW 247361702 Common Stock 33 3,039.00 SOLE N/A NONE DENBURY RES INC COM NEW 247916208 Common Stock 2 136.00 SOLE N/A NONE DENDREON CORP COM 24823Q107 Common Stock 10 1,360.00 SOLE N/A NONE DENTSPLY INTL INC NEW COM 249030107 Common Stock 24 634.00 SOLE N/A NONE DEUTSCHE BANK AG NAMEN AKT ISIN#DE0005140008 D18190898 Common Stock 0 5.00 SOLE N/A NONE DEVON ENERGY CORP NEW COM 25179M103 Common Stock 63 1,091.21 SOLE N/A NONE DIAGEO PLC SPONSORED ADR NEW 25243Q205 Common Stock ADR 109 1,053.53 SOLE N/A NONE DIAMOND FOODS INC COM 252603105 Common Stock 1 66.00 SOLE N/A NONE DIAMOND OFFSHORE DRILLING INC COM 25271C102 Common Stock 40 670.01 SOLE N/A NONE DIANA CONTAINERSHIPS INC SHS ISIN#MHY2069P1016 Y2069P101 Common Stock 0 45.00 SOLE N/A NONE DIANA SHIPPING INC COM Y2066G104 Common Stock 7 908.00 SOLE N/A NONE DIGITAL RIVER INC COM 25388B104 Common Stock 7 411.00 SOLE N/A NONE DIGITAL RLTY TR INC COM 253868103 Common Stock 99 1,325.15 SOLE N/A NONE DIODES INC COM 254543101 Common Stock 26 1,389.00 SOLE N/A NONE DIRECTV COM CL A 25490A101 Common Stock 188 3,861.00 SOLE N/A NONE DIREXION SHS ETF TR DEVELOPED MKTS BEAR 3X SHS NEW 25459W169 Common Stock 0 9.00 SOLE N/A NONE DIREXION SHS ETF TR DAILY S&P 500 BEAR 3X SH S NEW 25459W151 Common Stock 0 21.00 SOLE N/A NONE DIREXION SHS ETF TR DAILY SMALL CAP BEAR 3X SHS NEW FEB 2011 25459W110 Common Stock 0 26.00 SOLE N/A NONE DISCOVER FINL SVCS COM INC 254709108 Common Stock 21 596.00 SOLE N/A NONE DISCOVERY COMMUNICATIONS INC NEW COM SER A 25470F104 Common Stock 90 1,661.00 SOLE N/A NONE DISCOVERY COMMUNICATIONS INC COM SER C COM NEW 25470F302 Common Stock 3 60.00 SOLE N/A NONE DISH NETWORK CORP CL A 25470M109 Common Stock 12 430.00 SOLE N/A NONE DISNEY WALT CO DISNEY COM 254687106 Common Stock 807 16,647.70 SOLE N/A NONE DOLBY LABORATORIES INC CL A 25659T107 Common Stock 2 59.00 SOLE N/A NONE DOLLAR GEN CORP NEW COM 256677105 Common Stock 24 434.00 SOLE N/A NONE DOLLAR TREE INC COM 256746108 Common Stock 76 1,414.02 SOLE N/A NONE DOMINION RES INC VA COM 25746U109 Common Stock 111 2,050.13 SOLE N/A NONE

10

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- DOMINOS PIZZA INC COM 25754A201 Common Stock 15 500.00 SOLE N/A NONE R R DONNELLEY & SONS CO COM 257867101 Common Stock 12 1,062.00 SOLE N/A NONE DORAL FINL CORP COM NEW ISIN#PR25811P8869 25811P886 Common Stock 0 5.00 SOLE N/A NONE DORCHESTER MINERALS LP COM UNITS 25820R105 Common Stock 13 600.00 SOLE N/A NONE DOUGLAS EMMETT INC COM 25960P109 Common Stock 2 87.00 SOLE N/A NONE DOVER CORP 260003108 Common Stock 38 707.00 SOLE N/A NONE DOW CHEM CO 260543103 Common Stock 123 3,903.49 SOLE N/A NONE DR PEPPER SNAPPLE GROUP INC COM ISIN#US26138E1091 26138E109 Common Stock 40 915.61 SOLE N/A NONE DR REDDY LABS LTD ADR 256135203 Common Stock ADR 9 300.00 SOLE N/A NONE DREAMWORKS ANIMATION SKG INC CL A 26153C103 Common Stock 14 717.00 SOLE N/A NONE DRIL-QUIP INC COM 262037104 Common Stock 13 196.00 SOLE N/A NONE DRYSHIPS INC COM SHS Y2109Q101 Common Stock 248 113,396.00 SOLE N/A NONE DTE ENERGY CO COM 233331107 Common Stock 212 3,574.00 SOLE N/A NONE DU PONT E I DE NEMOURS & CO COM 263534109 Common Stock 456 9,022.70 SOLE N/A NONE DUFF & PHELPS CORP NEW CL A COM 26433B107 Common Stock 1 40.00 SOLE N/A NONE DUKE ENERGY CORP NEW COM R/S EFF 07/03/12 1 OLD / .3333334 CU 26441C204 DUKE ENERGY CORP 26441C105 Common Stock 218 9,469.53 SOLE N/A NONE DUKE REALTY CORP COM NEW 264411505 Common Stock 0 31.00 SOLE N/A NONE DUN & BRADSTREET CORP DEL NEW COM 26483E100 Common Stock 9 128.49 SOLE N/A NONE DUNKIN BRANDS GROUP INC COM 265504100 Common Stock 33 950.00 SOLE N/A NONE DXP ENTERPRISES INC COM NEW 233377407 Common Stock 11 255.00 SOLE N/A NONE DYAX CORP COM 26746E103 Common Stock 7 3,500.00 SOLE N/A NONE DYNEX CAP INC COM NEW 26817Q506 Common Stock 7 654.00 SOLE N/A NONE EMC CORP (MASS) COM 268648102 Common Stock 347 13,550.00 SOLE N/A NONE E TRADE FINL CORP COM NEW 269246401 Common Stock 0 10.00 SOLE N/A NONE EAGLE BULK SHIPPING INC SHS NEW ISIN#MHY2187A1192 Y2187A119 Common Stock 0 20.00 SOLE N/A NONE EASTMAN CHEM CO COM 277432100 Common Stock 170 3,376.99 SOLE N/A NONE EATON CORP COM 278058102 Common Stock 51 1,291.67 SOLE N/A NONE EATON VANCE CORP COM NON VTG 278265103 Common Stock 68 2,537.00 SOLE N/A NONE EBAY INC COM 278642103 Common Stock 117 2,776.00 SOLE N/A NONE EBIX INC COM NEW 278715206 Common Stock 2 100.00 SOLE N/A NONE ECA MARCELLUS TR I COM UNIT 26827L109 Common Stock 5 250.00 SOLE N/A NONE ECHELON CORP OC-COM 27874N105 Common Stock 0 60.00 SOLE N/A NONE ECOLAB INC 278865100 Common Stock 18 269.00 SOLE N/A NONE EDISON INTERNATIONAL 281020107 Common Stock 12 249.00 SOLE N/A NONE EL PASO ELECTRIC CO COM NEW 283677854 Common Stock 1 35.00 SOLE N/A NONE EL PASO PIPELINE PARTNERS L P COM UNIT LTD PARTNERSHIP INT 283702108 Common Stock 84 2,488.00 SOLE N/A NONE ELDORADO GOLD CORP NEW COM ISIN#CA2849021035 284902103 Common Stock 4 352.48 SOLE N/A NONE ELECTRONIC ARTS INC COM 285512109 Common Stock 2 177.00 SOLE N/A NONE EMBRAER S A SPONSORED ADR REPSTG 4 COM SHS ISIN#US29082A1079 29082A107 Common Stock ADR 5 200.00 SOLE N/A NONE EMERSON ELEC CO COM 291011104 Common Stock 87 1,872.00 SOLE N/A NONE ENBRIDGE ENERGY PARTNERS LP COM 29250R106 Common Stock 2 75.00 SOLE N/A NONE ENBRIDGE INC COM ISIN#CA29250N1050 29250N105 Common Stock 29 720.00 SOLE N/A NONE ENCANA CORP COM SHS ISIN#CA2925051047 292505104 Common Stock 10 500.00 SOLE N/A NONE

11

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ENDO HEALTH SOLUTIONS INC COM 29264F205 Common Stock 1 21.00 SOLE N/A NONE ENERGEN CORP COM 29265N108 Common Stock 44 976.00 SOLE N/A NONE ENERGIZER HLDGS INC COM 29266R108 Common Stock 5 67.00 SOLE N/A NONE ENERGY TRANSFER EQUITY LP COM UNITS REPSTG LTD PARTNERSHIP INT 29273V100 Common Stock 107 2,600.00 SOLE N/A NONE ENERGY TRANSFER PARTNERS L P UNIT LTD PARTNERSHIP INT 29273R109 Common Stock 564 12,771.21 SOLE N/A NONE ENERGY XXI BERMUDA USD UNRESTRICTED SHS NEW ISIN#BMG100821401 G10082140 Common Stock 1 40.00 SOLE N/A NONE ENERPLUS CORP COM ISIN#CA2927661025 292766102 Common Stock 64 5,000.12 SOLE N/A NONE ENERSIS S A SPON ADR ISIN#US29274F1049 29274F104 Common Stock ADR 1 76.00 SOLE N/A NONE ENERSYS COM 29275Y102 Common Stock 3 82.00 SOLE N/A NONE ENI SPA SPONSORED ADR 26874R108 Common Stock ADR 5 121.00 SOLE N/A NONE ENPRO INDS INC COM 29355X107 Common Stock 3 68.00 SOLE N/A NONE ENSCO PLC SHS CL A ISIN#GB00B4VLR192 G3157S106 Common Stock 3 56.00 SOLE N/A NONE ENTERGY CORP NEW COM 29364G103 Common Stock 13 190.00 SOLE N/A NONE ENTERPRISE PRODS PARTNERS L P COM UNIT 293792107 Common Stock 854 16,671.36 SOLE N/A NONE EOG RES INC COM 26875P101 Common Stock 44 492.97 SOLE N/A NONE EQUIFAX INC 294429105 Common Stock 0 4.00 SOLE N/A NONE EQUINIX INC COM NEW 29444U502 Common Stock 27 154.00 SOLE N/A NONE EQUITY ONE INC COM 294752100 Common Stock 1 40.00 SOLE N/A NONE EQUITY RESIDENTIAL SHS BEN INT 29476L107 Common Stock 30 485.00 SOLE N/A NONE ERICSSON L M TEL CO ADR CL B SEK 10 NEW EXCH FOR ADR CL B SEK NEW 294821608 Common Stock ADR 157 17,200.09 SOLE N/A NONE ESTERLINE TECH CORP FRMLY ESTERLINE CORP 297425100 Common Stock 23 373.00 SOLE N/A NONE ETFS GOLD TR SH 26922Y105 Common Stock 78 492.00 SOLE N/A NONE ETFS SILVER TR SILVER SHS ETF 26922X107 Common Stock 17 642.00 SOLE N/A NONE EV ENERGY PARTNERS LP COM UNITS REPSTG LTD PARTNER INT 26926V107 Common Stock 64 1,277.17 SOLE N/A NONE EVERCORE PARTNERS INC CL A 29977A105 Common Stock 0 20.73 SOLE N/A NONE EVEREST REINSURANCE GROUP LTD SHS ISIN#BMG3223R1088 G3223R108 Common Stock 4 43.00 SOLE N/A NONE EXELIS INC COM 30162A108 Common Stock 4 358.00 SOLE N/A NONE EXELON CORP COM 30161N101 Common Stock 814 21,630.29 SOLE N/A NONE EXPEDIA INC DEL COM NEW 30212P303 Common Stock 38 784.57 SOLE N/A NONE EXPEDITORS INTL WASH INC 302130109 Common Stock 34 868.89 SOLE N/A NONE EXPRESS SCRIPTS HLDG CO COM 30219G108 Common Stock 214 3,833.00 SOLE N/A NONE EXTERRAN PARTNERS L P COM UNITS REPSTG LTD PARTNER INT 30225N105 Common Stock 8 400.00 SOLE N/A NONE EXXON MOBIL CORP COM 30231G102 Common Stock 6,846 80,008.46 SOLE N/A NONE FMC CORP NEW 302491303 Common Stock 33 624.20 SOLE N/A NONE F5 NETWORKS INC COM 315616102 Common Stock 258 2,590.00 SOLE N/A NONE FACEBOOK INC CL A 30303M102 Common Stock 747 24,009.00 SOLE N/A NONE FACTSET RESEARCH SYSTEMS INC 303075105 Common Stock 1 10.00 SOLE N/A NONE FAIR ISAAC CORPORATION COM 303250104 Common Stock 0 6.00 SOLE N/A NONE FAMILY DOLLAR STORES 307000109 Common Stock 161 2,427.00 SOLE N/A NONE FASTENAL CO 311900104 Common Stock 14 359.00 SOLE N/A NONE FEDERAL SIGNAL CORP 313855108 Common Stock 2 307.26 SOLE N/A NONE FEDERATED INVS INC PA CL B 314211103 Common Stock 1 40.00 SOLE N/A NONE FEDEX CORP COM 31428X106 Common Stock 492 5,370.62 SOLE N/A NONE

12

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- FEI COMPANY COMMON 30241L109 Common Stock 9 178.00 SOLE N/A NONE FERRELLGAS PARTNERS L P UNIT LTD PARTNERSHIP INT 315293100 Common Stock 23 1,227.00 SOLE N/A NONE FIDELITY NATL FINL INC CL A COM 31620R105 Common Stock 20 1,037.37 SOLE N/A NONE FIDELITY NATL INFORMATION SVCS INC COM 31620M106 Common Stock 0 13.00 SOLE N/A NONE FIFTH ST FIN CORP COM 31678A103 Common Stock 23 2,328.91 SOLE N/A NONE FIFTH THIRD BANCORP COM 316773100 Common Stock 156 11,633.90 SOLE N/A NONE FIRST CASH FIN'L SVCS INC (FORMALLY) FIRST CASH INC EFF 1/14/99 31942D107 Common Stock 16 388.00 SOLE N/A NONE FIRST CMNTY BANCSHARES INC NEV COM 31983A103 Common Stock 2 148.00 SOLE N/A NONE FIRST INDL RLTY TR INC COM 32054K103 Common Stock 2 165.00 SOLE N/A NONE FIRST MIDWEST BANCORP INC ILL. 320867104 Common Stock 0 9.00 SOLE N/A NONE FIRST NIAGARA FINL GROUP INC NEW COM 33582V108 Common Stock 1 120.00 SOLE N/A NONE FIRST POTOMAC RLTY TR COM 33610F109 Common Stock 1 120.00 SOLE N/A NONE FIRST REP BK SAN FRANCISCO CALIF NEW COM 33616C100 Common Stock 2 58.00 SOLE N/A NONE FIRST SOLAR INC COM 336433107 Common Stock 10 653.00 SOLE N/A NONE FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL 33718M105 Common Stock 13 627.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II CONSUMER DISCRETIONARY ALPHADEX (FD ANNUAL) 33734X101 Common Stock 7 338.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II CONSUMER STAPLES ALPHADEX 33734X119 Common Stock 448 18,328.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD 33733E302 Common Stock 4 103.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II ENERGY ALPHADEX FD ANNUAL 33734X127 Common Stock 4 205.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II ISE CLOUD COMPUTING INDEX FD 33734X192 Common Stock 11 615.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX FD 33733E203 Common Stock 16 365.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD DB STRATEGIC VALUE INDEX FD 33733E104 Common Stock 13 550.00 SOLE N/A NONE FIRST TR ISE GLOBAL WIND ENERGY INDEX FD COM SHS 33736G106 Common Stock 5 750.00 SOLE N/A NONE FIRST TR ISE REVERE NAT GAS INDEX FD COM 33734J102 Common Stock 173 10,523.86 SOLE N/A NONE FIRST TR ISE WTR INDEX FD COM 33733B100 Common Stock 2 100.00 SOLE N/A NONE FIRST TR MORNINGSTAR DIVID LEADERS INDEX FD SHS 336917109 Common Stock 8 410.00 SOLE N/A NONE FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS 337345102 Common Stock 6 222.00 SOLE N/A NONE FIRST TR S&P REIT INDEX FD COM 33734G108 Common Stock 13 746.00 SOLE N/A NONE FIRST TR IPOX INDEX FD SHS 336920103 Common Stock 0 1.00 SOLE N/A NONE FIRST TR VALUE LINE DIVID INDEX FD SHS ISIN#US33734H1068 33734H106 Common Stock 29 1,749.00 SOLE N/A NONE FIRSTENERGY CORP COM 337932107 Common Stock 19 396.00 SOLE N/A NONE FISERV INC COM 337738108 Common Stock 69 957.00 SOLE N/A NONE FIVE STAR QUALITY CARE INC COM 33832D106 Common Stock 0 1.00 SOLE N/A NONE FLEXTRONICS INTL LTD ORD SHS ISIN#SG9999000020 Y2573F102 Common Stock 1 100.00 SOLE N/A NONE FLIR SYSTEMS INC 302445101 Common Stock 3 134.00 SOLE N/A NONE FLOWSERVE CORP COM 34354P105 Common Stock 11 100.00 SOLE N/A NONE FLUOR CORP NEW COM 343412102 Common Stock 52 1,062.32 SOLE N/A NONE FMC TECHNOLOGIES INC COM 30249U101 Common Stock 8 203.00 SOLE N/A NONE F N B CORP PA COM 302520101 Common Stock 60 5,500.00 SOLE N/A NONE FOMENTO ECONOMICO MEX S A B DE C V NEW ISIN#US3444191064 SPON ADR REP UNIT1 SER B SH & 2 SER D B SHS & 2 SER D L SHS 344419106 Common Stock ADR 8 92.33 SOLE N/A NONE FOOT LOCKER INC COM 344849104 Common Stock 31 1,024.00 SOLE N/A NONE FORD MOTOR CO DEL COM PAR 345370860 Common Stock 758 79,073.93 SOLE N/A NONE FOREST CITY ENTERPRISES INC CL A 345550107 Common Stock 0 19.00 SOLE N/A NONE

13

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- FOREST LABS INC COM 345838106 Common Stock 44 1,268.00 SOLE N/A NONE FORESTAR GROUP INC COM 346233109 Common Stock 1 72.00 SOLE N/A NONE FORTUNE BRANDS HOMES & SEC INC COM 34964C106 Common Stock 1 23.00 SOLE N/A NONE FOSSIL INC COM 349882100 Common Stock 38 500.00 SOLE N/A NONE FRANCE TELECOM SPONSORED ADR 35177Q105 Common Stock ADR 21 1,595.00 SOLE N/A NONE FRANCESCAS HLDGS CORP COM 351793104 Common Stock 1 25.00 SOLE N/A NONE FRANKLIN ELEC INC 353514102 Common Stock 3 60.00 SOLE N/A NONE FRANKLIN RESOURCES INC 354613101 Common Stock 6 51.00 SOLE N/A NONE FREEPORT-MCMORAN COPPER & GOLD INC CL B 35671D857 Common Stock 773 22,698.74 SOLE N/A NONE FRESH MKT INC COM 35804H106 Common Stock 48 900.00 SOLE N/A NONE FRONTIER COMMUNICATIONS CORP COM 35906A108 Common Stock 52 13,542.41 SOLE N/A NONE FRONTLINE LTD SHS ISIN#BMG3682E1277 G3682E127 Common Stock 1 256.00 SOLE N/A NONE FUELCELL ENERGY INC COM 35952H106 Common Stock 5 5,000.00 SOLE N/A NONE FUSHI COPPERWELD INC COM 36113E107 Common Stock 0 26.00 SOLE N/A NONE FUSION-IO INC COM 36112J107 Common Stock 48 2,291.00 SOLE N/A NONE GAFISA S A SPONS ADR REPSTG 2 COM SHS 362607301 Common Stock ADR 1 208.43 SOLE N/A NONE GALLAGHER ARTHUR J & CO 363576109 Common Stock 12 335.65 SOLE N/A NONE GAMESTOP CORP NEW CLASS A 36467W109 Common Stock 14 783.51 SOLE N/A NONE GANNETT COMPANY INC 364730101 Common Stock 4 298.00 SOLE N/A NONE GAP INC 364760108 Common Stock 17 616.00 SOLE N/A NONE GARDNER DENVER INC (PREVIOUSLY KNOWN AS GARDNER MACHINERY INC) 365558105 Common Stock 19 354.00 SOLE N/A NONE GARMIN LTD SHS ISIN#CH0114405324 H2906T109 Common Stock 11 275.00 SOLE N/A NONE GATX CORP 361448103 Common Stock 2 50.00 SOLE N/A NONE GAYLORD ENTMT CO NEW COM 367905106 Common Stock 8 200.00 SOLE N/A NONE GENCO SHIPPING & TRADING LTD SHS ISIN#MHY2685T1073 Y2685T107 Common Stock 1 200.00 SOLE N/A NONE GENERAL DYNAMICS CORP COM 369550108 Common Stock 65 978.13 SOLE N/A NONE GENERAL ELECTRIC CO COM 369604103 Common Stock 3,710 178,010.49 SOLE N/A NONE GENERAL MILLS INC COM 370334104 Common Stock 430 11,151.66 SOLE N/A NONE GENERAL MTRS CO COM 37045V100 Common Stock 133 6,750.00 SOLE N/A NONE GENESEE & WYO INC CL A 371559105 Common Stock 8 155.00 SOLE N/A NONE GENESIS ENERGY L P UNIT LTD PARTNERSHIP INT 371927104 Common Stock 41 1,400.00 SOLE N/A NONE GENON ENERGY INC COM 37244E107 Common Stock 1 493.00 SOLE N/A NONE GENTEX CORP COM 371901109 Common Stock 17 800.00 SOLE N/A NONE GENUINE PARTS CO 372460105 Common Stock 189 3,130.00 SOLE N/A NONE GENWORTH FINL INC COM CL A 37247D106 Common Stock 16 2,761.00 SOLE N/A NONE GEOEYE INC COM 37250W108 Common Stock 2 100.00 SOLE N/A NONE GERON CORP COM 374163103 Common Stock 0 15.00 SOLE N/A NONE GILEAD SCIENCES INC 375558103 Common Stock 424 8,268.00 SOLE N/A NONE GIVEN IMAGING ORD SHS ISIN#IL0010865371 M52020100 Common Stock 3 200.00 SOLE N/A NONE GLAXOSMITHKLINE PLC SPONS ADR 37733W105 Common Stock ADR 128 2,801.15 SOLE N/A NONE GLIMCHER RLTY TR SH BEN INT 379302102 Common Stock 0 25.00 SOLE N/A NONE GLOBAL PMTS INC COM 37940X102 Common Stock 8 175.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X COPPER MINERS ETF 37950E861 Common Stock 2 200.00 SOLE N/A NONE

14

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- GLOBAL X FDS GLOBAL X SILVER MINERS ETF 37950E853 Common Stock 188 10,085.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X SOCIAL MEDIA INDEX ETF 37950E416 Common Stock 27 2,000.00 SOLE N/A NONE GNC HLDGS INC COM CL A 36191G107 Common Stock 39 1,004.00 SOLE N/A NONE GOLD FIELDS LTD NEW SPONS ADR 38059T106 Common Stock ADR 17 1,366.00 SOLE N/A NONE GOLDCORP INC NEW COM ISIN#CA3809564097 380956409 Common Stock 46 1,210.00 SOLE N/A NONE GOLDMAN SACHS GROUP INC COM 38141G104 Common Stock 521 5,429.83 SOLE N/A NONE GOODRICH CORP 382388106 Common Stock 16 125.00 SOLE N/A NONE GOODYEAR TIRE & RUBR CO COM 382550101 Common Stock 10 832.00 SOLE N/A NONE GOOGLE INC CL A 38259P508 Common Stock 730 1,258.00 SOLE N/A NONE GRACE W R & CO DEL NEW COM 38388F108 Common Stock 8 152.00 SOLE N/A NONE GRACO INC 384109104 Common Stock 0 3.00 SOLE N/A NONE GRAHAM CORP 384556106 Common Stock 2 100.00 SOLE N/A NONE GRAINGER WW INC 384802104 Common Stock 40 209.34 SOLE N/A NONE GRAMERCY CAP CORP COM 384871109 Common Stock 3 1,352.00 SOLE N/A NONE GREAT PLAINS ENERGY INC COM 391164100 Common Stock 1 35.00 SOLE N/A NONE GREEN MTN COFFEE ROASTERS INC COM 393122106 Common Stock 27 1,231.00 SOLE N/A NONE GREEN PLAINS RENEWABLE ENERGY INC COM 393222104 Common Stock 3 483.00 SOLE N/A NONE GREENHAVEN CONTINUOUS COMMODITY INDEX FD UNIT BEN INT 395258106 Common Stock 515 18,142.00 SOLE N/A NONE GREENHILL & CO INC COM 395259104 Common Stock 1 17.00 SOLE N/A NONE GREIF INC CL A 397624107 Common Stock 159 3,876.00 SOLE N/A NONE GROUPON INC COM CL A 399473107 Common Stock 1 100.00 SOLE N/A NONE GT ADVANCED TECHNOLOGIES INC COM 36191U106 Common Stock 11 2,000.00 SOLE N/A NONE GTX INC DEL COM 40052B108 Common Stock 1 201.00 SOLE N/A NONE GUANGSHEN RY LTD SPONSORED ADR 40065W107 Common Stock ADR 95 6,330.00 SOLE N/A NONE GUESS INC COM 401617105 Common Stock 19 622.45 SOLE N/A NONE GULFMARK OFFSHORE INC CL A NEW 402629208 Common Stock 1 29.00 SOLE N/A NONE HAIN CELESTIAL GROUP INC COM 405217100 Common Stock 6 112.00 SOLE N/A NONE HALLIBURTON CO COM 406216101 Common Stock 673 23,694.02 SOLE N/A NONE HANESBRANDS INC COM 410345102 Common Stock 6 229.00 SOLE N/A NONE HANWHA SOLARONE CO LTD SPONSORED ADR ISIN#US41135V1035 41135V103 Common Stock ADR 1 820.00 SOLE N/A NONE HARLEY DAVIDSON INC COM 412822108 Common Stock 51 1,110.00 SOLE N/A NONE HARMAN INTL INDS INC NEW COM 413086109 Common Stock 1 25.00 SOLE N/A NONE HARRIS CORP DEL 413875105 Common Stock 43 1,027.00 SOLE N/A NONE HARSCO CORP 415864107 Common Stock 2 92.00 SOLE N/A NONE HARTFORD FINL SVCS GROUP INC COM 416515104 Common Stock 14 802.65 SOLE N/A NONE HASBRO INC COM 418056107 Common Stock 238 7,037.10 SOLE N/A NONE HATTERAS FINL CORP COM 41902R103 Common Stock 303 10,579.00 SOLE N/A NONE HAWAIIAN ELEC INDS INC COM 419870100 Common Stock 41 1,450.00 SOLE N/A NONE HAYNES INTL INC COM NEW 420877201 Common Stock 1 10.00 SOLE N/A NONE HCA HLDGS INC COM 40412C101 Common Stock 1 42.00 SOLE N/A NONE HCC INS HLDGS INC COM 404132102 Common Stock 2 53.00 SOLE N/A NONE HCP INC COM 40414L109 Common Stock 18 401.00 SOLE N/A NONE HEADWATERS INC COM 42210P102 Common Stock 1 100.00 SOLE N/A NONE

15

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- HEALTH CARE REIT INC COM 42217K106 Common Stock 163 2,792.00 SOLE N/A NONE HEALTHCARE REALTY TRUST INC 421946104 Common Stock 1 25.00 SOLE N/A NONE HEALTHCARE SVCS GROUP INC COM 421906108 Common Stock 3 161.00 SOLE N/A NONE HEALTHSOUTH CORP COM NEW 421924309 Common Stock 0 21.00 SOLE N/A NONE HEALTHWAYS INC COM 422245100 Common Stock 1 74.00 SOLE N/A NONE HECLA MINING COMPANY 422704106 Common Stock 1 150.00 SOLE N/A NONE HEINZ H J COMPANY 423074103 Common Stock 935 17,199.56 SOLE N/A NONE HELEN OF TROY LTD ORD NEW ISIN#BMG4388N1065 G4388N106 Common Stock 3 90.00 SOLE N/A NONE HELMERICH & PAYNE INC COM 423452101 Common Stock 8 191.00 SOLE N/A NONE HENRY JACK & ASSOC INC COM 426281101 Common Stock 0 4.00 SOLE N/A NONE HERBALIFE LTD USD COM SHS ISIN#KYG4412G1010 G4412G101 Common Stock 107 2,209.76 SOLE N/A NONE HERSHEY CO COM 427866108 Common Stock 14 200.00 SOLE N/A NONE HERTZ GLOBAL HLDGS INC COM 42805T105 Common Stock 10 812.00 SOLE N/A NONE HESS CORP COM 42809H107 Common Stock 109 2,509.00 SOLE N/A NONE HEWLETT PACKARD CO COM 428236103 Common Stock 121 6,007.00 SOLE N/A NONE HEXCEL CORP NEW COM 428291108 Common Stock 3 132.00 SOLE N/A NONE HITACHI LTD ADR 10 COM NEW ISIN#US4335785071 433578507 Common Stock ADR 37 600.00 SOLE N/A NONE HI-TECH PHARMACAL INC COM 42840B101 Common Stock 1 29.70 SOLE N/A NONE HMS HLDGS CORP COM 40425J101 Common Stock 20 600.00 SOLE N/A NONE HOLLYFRONTIER CORP COM 436106108 Common Stock 27 751.80 SOLE N/A NONE HOLOGIC INC COM 436440101 Common Stock 1 75.00 SOLE N/A NONE HOME BANCSHARES INC COM 436893200 Common Stock 18 594.00 SOLE N/A NONE HOME DEPOT INC COM 437076102 Common Stock 820 15,465.36 SOLE N/A NONE HOME PPTYS INC COM 437306103 Common Stock 26 421.80 SOLE N/A NONE HONDA MTR LTD ADR REPRESENTING 2 ORD SHS 438128308 Common Stock ADR 11 321.00 SOLE N/A NONE HONEYWELL INTL INC COM ISIN#US4385161066 438516106 Common Stock 360 6,440.93 SOLE N/A NONE HORMEL FOODS CORP COM 440452100 Common Stock 6 200.00 SOLE N/A NONE HOSPIRA INC COM 441060100 Common Stock 12 354.00 SOLE N/A NONE HOST HOTELS & RESORTS INC 44107P104 Common Stock 3 212.00 SOLE N/A NONE HOVNANIAN ENTERPRISES INC CL A COM 442487203 Common Stock 2 744.00 SOLE N/A NONE HSBC HLDGS PLC SPONS ADR NEW 404280406 Common Stock ADR 26 592.00 SOLE N/A NONE HSN INC NEW COM 404303109 Common Stock 0 2.00 SOLE N/A NONE HUANENG PWR INTL INC SPONSORED ADR SER N SHS 443304100 Common Stock ADR 6 201.00 SOLE N/A NONE HUBBELL INC CL A 443510102 Common Stock 7 100.00 SOLE N/A NONE HUBBELL INC CL B (PREVIOUSLY HUBBELL HARVEY INC) 443510201 Common Stock 16 200.00 SOLE N/A NONE HUDSON CITY BANCORP INC 443683107 Common Stock 212 33,231.61 SOLE N/A NONE HUMAN GENOME SCIENCES INC COM 444903108 Common Stock 12 898.00 SOLE N/A NONE HUMANA INC COM 444859102 Common Stock 18 226.00 SOLE N/A NONE HUNT J B TRANS SVCS INC COM 445658107 Common Stock 7 120.00 SOLE N/A NONE HUNTINGTON BANCSHARES INC 446150104 Common Stock 35 5,544.00 SOLE N/A NONE HUNTINGTON INGALLS INDS INC COM 446413106 Common Stock 1 36.00 SOLE N/A NONE HUTCHINSON TECHNOLOGY INC 448407106 Common Stock 1 1,000.00 SOLE N/A NONE HYPERDYNAMICS CORP COM 448954107 Common Stock 2 1,900.00 SOLE N/A NONE

16

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- IAC INTERACTIVECORP COM PAR 44919P508 Common Stock 3 60.00 SOLE N/A NONE IAMGOLD CORP COM ISIN#CA4509131088 450913108 Common Stock 4 300.00 SOLE N/A NONE ICONIX BRAND GROUP INC COM 451055107 Common Stock 1 65.00 SOLE N/A NONE IDEX CORP 45167R104 Common Stock 0 5.00 SOLE N/A NONE IHS INC COM CL A 451734107 Common Stock 0 1.00 SOLE N/A NONE ILLINOIS TOOL WORKS INC COM 452308109 Common Stock 415 7,840.22 SOLE N/A NONE IMAX CORP COM 45245E109 Common Stock 2 100.00 SOLE N/A NONE IMMUNOGEN INC COM 45253H101 Common Stock 1 75.00 SOLE N/A NONE IMPAX LABORATORIES INC COM 45256B101 Common Stock 18 905.00 SOLE N/A NONE IMPERIAL OIL LTD COM 453038408 Common Stock 36 850.00 SOLE N/A NONE INCYTE CORP COM 45337C102 Common Stock 1 35.00 SOLE N/A NONE INDEXIQ ETF TR IQ CANADA SMALL CAP ETF 45409B867 Common Stock 4 200.00 SOLE N/A NONE INDIA FUND INC COM ISIN#US4540891037 454089103 Common Stock 166 8,163.65 SOLE N/A NONE INERGY L P UNIT LTD PARTNERSHIP INT 456615103 Common Stock 47 2,510.00 SOLE N/A NONE INFOSYS LTD SPONSORED ADR REPSTG 1 EQUITY SHS ISIN#US4567881085 456788108 Common Stock ADR 60 1,333.00 SOLE N/A NONE ING GROEP N V ADR 456837103 Common Stock ADR 0 65.00 SOLE N/A NONE INGERSOLL RAND PLC SHS ISIN#IE00B6330302 G47791101 Common Stock 35 841.00 SOLE N/A NONE INGRAM MICRO INC CL A 457153104 Common Stock 10 567.00 SOLE N/A NONE INGREDION INC COM 457187102 Common Stock 3 51.00 SOLE N/A NONE INNOPHOS HLDGS INC COM 45774N108 Common Stock 4 62.70 SOLE N/A NONE INTEGRA LIFESCIENCES HLDGS CORP COM NEW 457985208 Common Stock 0 5.00 SOLE N/A NONE INTEGRYS ENERGY GRP INC COM 45822P105 Common Stock 7 120.00 SOLE N/A NONE INTEL CORP COM 458140100 Common Stock 1,330 49,903.43 SOLE N/A NONE INTERCONTINENTAL EXCH ANGE INC COM 45865V100 Common Stock 14 100.00 SOLE N/A NONE INTERNATIONAL BUSINESS MACHS CORP COM 459200101 Common Stock 4,424 22,618.59 SOLE N/A NONE INTL FLAVORS & FRAGRANCES INC 459506101 Common Stock 7 123.00 SOLE N/A NONE INTERNATIONAL GAME TECHNOLOGY COM 459902102 Common Stock 2 156.00 SOLE N/A NONE INTERNATIONAL SPEEDWAY CORP CL A 460335201 Common Stock 19 734.00 SOLE N/A NONE INTERPUBLIC GROUP COS INC COM 460690100 Common Stock 10 875.98 SOLE N/A NONE INTERSIL CORP CL A 46069S109 Common Stock 0 11.00 SOLE N/A NONE INTERVAL LEISURE GROUP INC COM 46113M108 Common Stock 0 2.00 SOLE N/A NONE INTERNATIONAL PAPER CO 460146103 Common Stock 265 9,175.70 SOLE N/A NONE INTUIT INCORPORATED COM 461202103 Common Stock 52 869.00 SOLE N/A NONE INTUITIVE SURGICAL INC COM NEW 46120E602 Common Stock 197 355.00 SOLE N/A NONE INVESCO LTD ORD SHS ISIN#BMG491BT11088 G491BT108 Common Stock 3 141.00 SOLE N/A NONE INVESCO MORTGAGE CAPITAL INC COM 46131B100 Common Stock 141 7,709.70 SOLE N/A NONE INVESTORS BANCORP INC COM 46146P102 Common Stock 25 1,660.00 SOLE N/A NONE IPG PHOTONICS CORP COM 44980X109 Common Stock 10 225.00 SOLE N/A NONE IRELAND BK SPONSORED ADR NEW ISIN#US46267Q2021 46267Q202 Common Stock ADR 4 740.00 SOLE N/A NONE IROBOT CORP COM 462726100 Common Stock 5 210.00 SOLE N/A NONE IRON MTN INC PA COM 462846106 Common Stock 6 174.00 SOLE N/A NONE ISHARES COMEX GOLD TR ISHARES 464285105 Common Stock 1,753 112,684.00 SOLE N/A NONE ISHARES INC MSCI AUSTRALIA INDEX FD 464286103 Common Stock 145 6,650.30 SOLE N/A NONE

17

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ISHARES INC MSCI BRAZIL FREE INDEX FD 464286400 Common Stock 280 5,412.96 SOLE N/A NONE ISHARES INC MCSI BRIC INDEX FD 464286657 Common Stock 37 1,042.76 SOLE N/A NONE ISHARES INC MSCI CDA INDEX FD 464286509 Common Stock 249 9,651.21 SOLE N/A NONE ISHARES INC MSCI CHILE INVESTABLE MARKET INDEX FD 464286640 Common Stock 87 1,420.96 SOLE N/A NONE ISHARES INC MSCI EMU INDEX FD 464286608 Common Stock 7 246.00 SOLE N/A NONE ISHARES INC MSCI GERMANY INDEX FD 464286806 Common Stock 159 8,044.35 SOLE N/A NONE ISHARES INC MSCI HONG KONG INDEX FD 464286871 Common Stock 71 4,300.00 SOLE N/A NONE ISHARES INC MSCI JAPAN INDEX FD 464286848 Common Stock 5 534.00 SOLE N/A NONE ISHARES INC MSCI MEXICO FREE INDEX FD 464286822 Common Stock 29 467.05 SOLE N/A NONE ISHARES INC MSCI PACIFIC EX-JAPAN INDEX FD 464286665 Common Stock 203 4,983.73 SOLE N/A NONE ISHARES INC MSCI SOUTH KOREA INDEX FD 464286772 Common Stock 42 764.86 SOLE N/A NONE ISHARES INC MSCI SINGAPORE INDEX FD 464286673 Common Stock 144 11,706.10 SOLE N/A NONE ISHARES INC MSCI SPAIN INDEX FD 464286764 Common Stock 16 658.00 SOLE N/A NONE ISHARES INC MSCI SOUTH AFRICA INDEX FD 464286780 Common Stock 31 483.92 SOLE N/A NONE ISHARES INC MSCI SWEDEN INDEX FD 464286756 Common Stock 2 85.00 SOLE N/A NONE ISHARES INC MSCI SWITZERLAND INDEX FD 464286749 Common Stock 9 407.00 SOLE N/A NONE ISHARES INC MSCI TAIWAN INDEX FD 464286731 Common Stock 19 1,546.00 SOLE N/A NONE ISHARES INC MSCI UNITED KINGDOM INDEX FD 464286699 Common Stock 13 820.00 SOLE N/A NONE ISHARES GSCI COMMODITY INDEXED TR UNIT BEN INT 46428R107 Common Stock 40 1,322.00 SOLE N/A NONE ISHARES SILVER TR ISHARES 46428Q109 Common Stock 1,759 66,014.00 SOLE N/A NONE ISHARES TR BARCLAYS AGGREGATE BD FD 464287226 Common Stock 1,414 12,701.22 SOLE N/A NONE ISHARES TR BARCLAYS 1-3 YR TREAS BD FD 464287457 Common Stock 2,516 29,819.81 SOLE N/A NONE ISHARES TR BARCLAYS 1-3 YR CR BD FD 464288646 Common Stock 1,749 16,701.26 SOLE N/A NONE ISHARES TR BARCLAYS 20+ TREAS BD FD 464287432 Common Stock 1,098 8,773.74 SOLE N/A NONE ISHARES TR BARCLAYS 3-7 YR TREAS BD FD 464288661 Common Stock 57 460.00 SOLE N/A NONE ISHARES TR BARCLAYS 7-10 YR TREAS BD FD 464287440 Common Stock 135 1,249.69 SOLE N/A NONE ISHARES TR BARCLAYS MBS BD FD 464288588 Common Stock 283 2,610.84 SOLE N/A NONE ISHARES TR BARCLAYS TIPS BD FD 464287176 Common Stock 9,737 81,345.82 SOLE N/A NONE ISHARES TR COHEN & STEERS REALTY MAJORS INDEX FD 464287564 Common Stock 275 3,500.49 SOLE N/A NONE ISHARES TR DOW JONES US HEALTH CARE PROVIDERS 464288828 Common Stock 10 150.00 SOLE N/A NONE ISHARES TR DOW JONES US HOME CONSTN INDEX FD 464288752 Common Stock 889 52,911.00 SOLE N/A NONE ISHARES TR DOW JONES INTL SELECT DIVIDEND INDEX FD 464288448 Common Stock 133 4,438.98 SOLE N/A NONE ISHARES TR DOW JONES US MEDICAL DEVICES INDEX 464288810 Common Stock 0 1.00 SOLE N/A NONE ISHARES TR DOW JONES US OIL EQUIP & SVCS INDEX FD 464288844 Common Stock 1 20.18 SOLE N/A NONE ISHARES TR DOW JONES US OIL & GAS EXPL & ISIN#464288851 464288851 Common Stock 3 50.00 SOLE N/A NONE ISHARES TR DOW JONES US REGIONAL BKS INDEX FD 464288778 Common Stock 1 45.00 SOLE N/A NONE ISHARES TR DOW JONES SELECT DIVID INDEX FD 464287168 Common Stock 2,099 37,360.98 SOLE N/A NONE ISHARES TR DOW JONES U S BASIC MATERIALS SECTOR 464287838 Common Stock 140 2,169.20 SOLE N/A NONE ISHARES TR DOW JONES U S ENERGY SECTOR INDEX FD 464287796 Common Stock 63 1,635.00 SOLE N/A NONE ISHARES TR DOW JONES U S FINL SECTOR INDEX FD 464287788 Common Stock 147 2,657.00 SOLE N/A NONE ISHARES TR DOW JONES U S HEALTHCARE SECTOR 464287762 Common Stock 516 6,486.00 SOLE N/A NONE ISHARES TR DOW JONES U S TOTAL MKT INDEX FD 464287846 Common Stock 450 6,603.00 SOLE N/A NONE ISHARES TR DOW JONES U S INDL SECTOR INDEX FD 464287754 Common Stock 98 1,445.08 SOLE N/A NONE

18

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ISHARES TR DOW JONES U S REAL ESTATE INDEX FD 464287739 Common Stock 482 7,539.44 SOLE N/A NONE ISHARES TR DOW JONES U S TECHNOLOGY SECTOR 464287721 Common Stock 208 2,915.00 SOLE N/A NONE ISHARES TR DOW JONES U S 464287713 Common Stock 50 2,239.72 SOLE N/A NONE ISHARES TR DOW JONES U S UTILS SECTOR INDEX FD 464287697 Common Stock 156 1,736.00 SOLE N/A NONE ISHARES TR FTSE CHINA 25 INDEX FD 464287184 Common Stock 293 8,693.25 SOLE N/A NONE ISHARES TR IBOXX $ HIGH YIELD CORP BD FD 464288513 Common Stock 2,084 22,825.71 SOLE N/A NONE ISHARES TR IBOXX USD INVT GRADE CORP BD FD 464287242 Common Stock 4,625 39,330.56 SOLE N/A NONE ISHARES TR JPMORGAN USD EMERGING MKTS BD FD 464288281 Common Stock 508 4,427.68 SOLE N/A NONE ISHARES TR FTSE NAREIT MTG REITS INDEX FD 464288539 Common Stock 170 11,962.00 SOLE N/A NONE ISHARES TR MSCI EAFE INDEX FD 464287465 Common Stock 587 11,755.59 SOLE N/A NONE ISHARES TR MSCI EMERGING MKTS INDEX FD 464287234 Common Stock 1,291 32,986.06 SOLE N/A NONE ISHARES TR KLD SELECT SOCIAL INDEX FD 464288802 Common Stock 15 262.00 SOLE N/A NONE ISHARES TR MSCI EAFE GROWTH INDEX FD 464288885 Common Stock 39 731.09 SOLE N/A NONE ISHARES TR MSCI ALL PERU CAPPED INDEX FD 464289842 Common Stock 22 525.00 SOLE N/A NONE ISHARES TR MSCI EAFE SMALL CAP INDEX FD 464288273 Common Stock 52 1,442.00 SOLE N/A NONE ISHARES TR MSCI EAFE VALUE INDEX FD 464288877 Common Stock 89 2,099.17 SOLE N/A NONE ISHARES TR NASDAQ BIOTECHNOLOGY INDEX FD 464287556 Common Stock 375 2,884.00 SOLE N/A NONE ISHARES TR NYSE 100 INDEX FD 464287135 Common Stock 32 495.00 SOLE N/A NONE ISHARES TR PHLX SOX SEMICONDUCTOR SECTOR INDEX FD 464287523 Common Stock 16 298.00 SOLE N/A NONE ISHARES TR RUSSELL MICROCAP INDEX FD 464288869 Common Stock 72 1,440.00 SOLE N/A NONE ISHARES TR RUSSELL 2000 GROWTH INDEX FD 464287648 Common Stock 295 3,225.87 SOLE N/A NONE ISHARES TR RUSSELL 2000 VALUE INDEX FD 464287630 Common Stock 365 5,187.33 SOLE N/A NONE ISHARES TR RUSSELL 3000 GROWTH INDEX FD 464287671 Common Stock 5 98.26 SOLE N/A NONE ISHARES TR RUSSELL 3000 VALUE INDEX FD 464287663 Common Stock 66 739.00 SOLE N/A NONE ISHARES TR RUSSELL 1000 INDEX FD 464287622 Common Stock 521 6,924.87 SOLE N/A NONE ISHARES TR RUSSELL 2000 INDEX FD 464287655 Common Stock 1,057 13,286.71 SOLE N/A NONE ISHARES TR RUSSELL 3000 INDEX FD 464287689 Common Stock 119 1,483.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP GROWTH INDEX FD 464287481 Common Stock 142 2,396.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP VALUE INDEX FD 464287473 Common Stock 257 5,543.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP INDEX FD 464287499 Common Stock 31 295.00 SOLE N/A NONE ISHARES TR RUSSELL 1000 GROWTH INDEX FD 464287614 Common Stock 468 7,395.93 SOLE N/A NONE ISHARES TR RUSSELL 1000 VALUE INDEX FD 464287598 Common Stock 1,134 16,615.75 SOLE N/A NONE ISHARES TR S&P 100 INDEX FD 464287101 Common Stock 4 64.00 SOLE N/A NONE ISHARES TR S&P 500 INDEX FD 464287200 Common Stock 1,160 8,483.22 SOLE N/A NONE ISHARES TR S&P 500 VALUE INDEX FD 464287408 Common Stock 733 11,768.93 SOLE N/A NONE ISHARES TR S&P NY MUN BD FD 464288323 Common Stock 183 1,650.00 SOLE N/A NONE ISHARES TR S&P EMERGING MKTS 464288216 Common Stock 62 1,952.14 SOLE N/A NONE ISHARES TR S&P EUROPE 350 INDEX FD 464287861 Common Stock 7 195.00 SOLE N/A NONE ISHARES TR S&P GLOBAL ENERGY SECTOR INDEX FD 464287341 Common Stock 685 18,878.32 SOLE N/A NONE ISHARES TR S&P GLOBAL FINLS SECTOR INDEX FD 464287333 Common Stock 3 90.00 SOLE N/A NONE ISHARES TR S&P GLOBAL HEALTHCARE SECTOR INDEX FD 464287325 Common Stock 36 607.00 SOLE N/A NONE ISHARES TR S&P GLOBAL INFO TECHNOLOGY SECTOR 464287291 Common Stock 3 50.00 SOLE N/A NONE ISHARES TR S&P GLOBAL TELECOMMUNICATIONS SECTOR 464287275 Common Stock 17 300.00 SOLE N/A NONE

19

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ISHARES TR S&P GLOBAL 100 INDEX FD 464287572 Common Stock 7 114.13 SOLE N/A NONE ISHARES TR S&P INDIA NIFTY 50 INDEX FD 464289529 Common Stock 67 3,075.00 SOLE N/A NONE ISHARES TR S&P LATIN AMER 40 INDEX FD 464287390 Common Stock 156 3,772.63 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 GROWTH INDEX FD 464287606 Common Stock 657 6,209.77 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 INDEX FD 464287507 Common Stock 293 3,115.23 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 VALUE INDEX FD 464287705 Common Stock 401 4,911.45 SOLE N/A NONE ISHARES TR S&P GSSI NAT RES INDEX FD 464287374 Common Stock 144 4,073.74 SOLE N/A NONE ISHARES TR S&P GSSI SOFTWARE INDEX FD 464287515 Common Stock 19 301.00 SOLE N/A NONE ISHARES TR S&P GSSI TECHNOLOGY INDEX FD 464287549 Common Stock 13 192.00 SOLE N/A NONE ISHARES TR S&P NATL MUN BD FD 464288414 Common Stock 1,086 9,869.35 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 INDEX FD 464287804 Common Stock 88 1,194.88 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 GROWTH INDEX FD 464287887 Common Stock 126 1,556.59 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 VALUE INDEX FD 464287879 Common Stock 355 4,776.18 SOLE N/A NONE ISHARES TR S&P 500 GROWTH INDEX FD 464287309 Common Stock 823 11,197.00 SOLE N/A NONE ISHARES TR S&P U S PFD STK INDEX FD 464288687 Common Stock 2,361 60,484.63 SOLE N/A NONE ISIS PHARMACEUTICALS CALIF COM 464330109 Common Stock 1 65.00 SOLE N/A NONE ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062 465562106 Preferred Stock ADR 2 135.84 SOLE N/A NONE ITC HLDGS CORP COM ISIN#US4656851056 465685105 Common Stock 1 14.00 SOLE N/A NONE ITRON INC COM 465741106 Common Stock 16 380.00 SOLE N/A NONE ITT CORP NEW COM NEW 450911201 Common Stock 3 178.00 SOLE N/A NONE ITT EDUCATIONAL SERVICES INC. COM 45068B109 Common Stock 41 675.00 SOLE N/A NONE J2 GLOBAL INC COM 48123V102 Common Stock 16 597.28 SOLE N/A NONE JA SOLAR HLDGS CO LTD SPON ADR 466090107 Common Stock ADR 1 1,276.00 SOLE N/A NONE JABIL CIRCUIT INC COM 466313103 Common Stock 11 561.00 SOLE N/A NONE JACK IN THE BOX INC COM 466367109 Common Stock 1 31.00 SOLE N/A NONE JACOBS ENGR GROUP INC COM 469814107 Common Stock 2 41.00 SOLE N/A NONE JANUS CAP GROUP INC COM 47102X105 Common Stock 96 12,318.88 SOLE N/A NONE JAZZ PHARMACEUTICALS PLC SHS USD ISIN#IE00B4Q5ZN47 G50871105 Common Stock 23 500.00 SOLE N/A NONE JDS UNIPHASE CORP COM PAR ISIN#US46612J5074 46612J507 Common Stock 6 512.00 SOLE N/A NONE JEFFERIES GROUP INC NEW COM 472319102 Common Stock 1 87.00 SOLE N/A NONE JETBLUE AIRWAYS CORP COM 477143101 Common Stock 0 75.00 SOLE N/A NONE JIAYUAN COM INTL LTD SPONSORED ADR ISIN#US4773741024 477374102 Common Stock ADR 0 100.00 SOLE N/A NONE JINKOSOLAR HLDG CO LTD SPONSORED ADR ISIN#US47759T1007 47759T100 Common Stock ADR 6 1,835.00 SOLE N/A NONE JOHNSON & JOHNSON COM 478160104 Common Stock 3,271 48,415.46 SOLE N/A NONE JOHNSON CTLS INC COM 478366107 Common Stock 457 16,483.86 SOLE N/A NONE JONES LANG LASALLE INC COM 48020Q107 Common Stock 1 10.00 SOLE N/A NONE JOY GLOBAL INC COM 481165108 Common Stock 89 1,561.30 SOLE N/A NONE JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP (LEVEL OF INDEX) 46625H365 Common Stock 363 9,358.21 SOLE N/A NONE JP MORGAN CHASE & CO COM ISIN#US46625H1005 46625H100 Common Stock 1,172 32,800.14 SOLE N/A NONE JUNIPER NETWORKS INC COM 48203R104 Common Stock 16 951.00 SOLE N/A NONE KAMAN CORP COM 483548103 Common Stock 12 400.00 SOLE N/A NONE KANSAS CITY SOUTHN COM NEW 485170302 Common Stock 43 620.00 SOLE N/A NONE KB HOME COM 48666K109 Common Stock 8 834.00 SOLE N/A NONE

20

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- KBR INC COM 48242W106 Common Stock 95 3,863.96 SOLE N/A NONE KELLOGG CO 487836108 Common Stock 47 952.17 SOLE N/A NONE KELLY SVCS INC CL B 488152307 Common Stock 0 32.00 SOLE N/A NONE KEMET CORP COM NEW 488360207 Common Stock 0 33.00 SOLE N/A NONE KENNAMETAL INC CAP STK 489170100 Common Stock 3 85.00 SOLE N/A NONE KERYX BIOPHARMCEUTICALS INC COM 492515101 Common Stock 42 23,600.00 SOLE N/A NONE KEY ENERGY SVCS INC 492914106 Common Stock 1 160.00 SOLE N/A NONE KEYCORP NEW COM 493267108 Common Stock 10 1,342.00 SOLE N/A NONE KEYNOTE SYS INC COM 493308100 Common Stock 2 102.00 SOLE N/A NONE KIMBERLY CLARK CORP 494368103 Common Stock 123 1,469.78 SOLE N/A NONE KIMCO REALTY CORP (MARYLAND) 49446R109 Common Stock 2 98.00 SOLE N/A NONE KINDER MORGAN ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INT 494550106 Common Stock 1,394 17,740.49 SOLE N/A NONE KINDER MORGAN INC DEL COM 49456B101 Common Stock 11 341.00 SOLE N/A NONE KINDER MORGAN MGMT LLC SHS 49455U100 Common Stock 2 25.00 SOLE N/A NONE KINDRED HEALTHCARE INC COM 494580103 Common Stock 2 160.00 SOLE N/A NONE KINROSS GOLD CORP COM NO PAR ISIN#CA4969024047 496902404 Common Stock 8 1,000.00 SOLE N/A NONE KIRBY CORP COM 497266106 Common Stock 2 36.00 SOLE N/A NONE KKR & CO L P DEL COM UNITS 48248M102 Common Stock 4 300.00 SOLE N/A NONE KKR FINANCIAL HLDGS LLC COM 48248A306 Common Stock 5 619.57 SOLE N/A NONE KLA-TENCOR CORP COM 482480100 Common Stock 18 375.00 SOLE N/A NONE KOHLS CORP COM 500255104 Common Stock 28 605.00 SOLE N/A NONE KONINKLIJKE PHILIPS ELECTRS N V SPONSORED ADR NEW 2000 ISIN#US5004723038 500472303 Common Stock ADR 3 133.00 SOLE N/A NONE KRAFT FOODS INC CL A 50075N104 Common Stock 553 14,327.29 SOLE N/A NONE KRATON PERFORMANCE POLYMERS INCCOM 50077C106 Common Stock 27 1,250.00 SOLE N/A NONE KROGER CO 501044101 Common Stock 7 296.00 SOLE N/A NONE KRONOS WORLDWIDE INC COM 50105F105 Common Stock 44 2,800.00 SOLE N/A NONE L & L ENERGY INC COM 50162D100 Common Stock 3 1,900.00 SOLE N/A NONE L 3 COMMUNICATIONS HLDGS INC COM 502424104 Common Stock 30 400.00 SOLE N/A NONE LABORATORY CORP AMER HLDGS COM NEW 50540R409 Common Stock 63 679.00 SOLE N/A NONE LAM RESEARCH CORP 512807108 Common Stock 3 74.00 SOLE N/A NONE LAMAR ADVERTISING CO CL A 512815101 Common Stock 1 35.00 SOLE N/A NONE LAS VEGAS SANDS CORP COM 517834107 Common Stock 36 817.00 SOLE N/A NONE ESTEE LAUDER COMPANIES INC CL A 518439104 Common Stock 52 953.00 SOLE N/A NONE LAZARD LTD SHS A ISIN#BMG540501027 G54050102 Common Stock 1 44.00 SOLE N/A NONE LDK SOLAR CO LTD SPON ADR 50183L107 Common Stock ADR 2 1,030.00 SOLE N/A NONE LEAR CORP COM NEW 521865204 Common Stock 6 152.00 SOLE N/A NONE LEGACY RESERVES LP UNIT LTD PARTNERSHIP INT 524707304 Common Stock 38 1,500.00 SOLE N/A NONE LEGGETT & PLATT INC 524660107 Common Stock 51 2,404.44 SOLE N/A NONE LENNAR CORP CL A COM STK 526057104 Common Stock 48 1,546.98 SOLE N/A NONE LENNAR CORP CL B 526057302 Common Stock 0 4.00 SOLE N/A NONE LENNOX INTL INC COM 526107107 Common Stock 2 44.00 SOLE N/A NONE LEUCADIA NATL CORP COM 527288104 Common Stock 1 50.00 SOLE N/A NONE LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 Common Stock 20 882.00 SOLE N/A NONE

21

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- LIBERTY GLOBAL INC COM SER A 530555101 Common Stock 7 141.00 SOLE N/A NONE LIBERTY GLOBAL INC COM SER C 530555309 Common Stock 5 95.00 SOLE N/A NONE LIBERTY INTERACTIVE CORP INTERACTIVE COM SER A 53071M104 Common Stock 12 669.00 SOLE N/A NONE LIBERTY MEDIA CORP NEW LIBERTY CAP COM SER A 530322106 Common Stock 15 165.00 SOLE N/A NONE LIBERTY PROPERTY TRUST SBI 531172104 Common Stock 3 85.00 SOLE N/A NONE LIFE TECHNOLOGIES CORP COM 53217V109 Common Stock 34 753.00 SOLE N/A NONE LIFE TIME FITNESS INC COM 53217R207 Common Stock 4 82.00 SOLE N/A NONE LIFEPOINT HOSPS INC COM 53219L109 Common Stock 1 16.50 SOLE N/A NONE ELI LILLY & CO COM 532457108 Common Stock 454 10,585.27 SOLE N/A NONE LIMITED BRANDS INC 532716107 Common Stock 27 627.00 SOLE N/A NONE LINCOLN ELEC HLDGS INC COM 533900106 Common Stock 2 44.00 SOLE N/A NONE LINCOLN NATL CORP IND 534187109 Common Stock 13 600.00 SOLE N/A NONE LINEAR TECHNOLOGY CORP 535678106 Common Stock 6 177.06 SOLE N/A NONE LINKEDIN CORP CL A 53578A108 Common Stock 2 17.00 SOLE N/A NONE LINN ENERGY LLC UNIT REPSTG LTD LIABILITY CO INTS 536020100 Common Stock 423 11,108.00 SOLE N/A NONE LIONS GATE ENTMT CORP COM NEW 535919203 Common Stock 7 450.00 SOLE N/A NONE LIQUIDITY SVCS INC COM 53635B107 Common Stock 128 2,500.00 SOLE N/A NONE LIVE NATION ENTMT INC COM 538034109 Common Stock 0 20.00 SOLE N/A NONE LIVEPERSON INC COM 538146101 Common Stock 10 500.00 SOLE N/A NONE LKQ CORP COM 501889208 Common Stock 0 10.00 SOLE N/A NONE LOCKHEED MARTIN CORP COM 539830109 Common Stock 237 2,719.36 SOLE N/A NONE LOEWS CORP COM 540424108 Common Stock 16 381.00 SOLE N/A NONE LORAL SPACE & COMMUNICATIONS INC COM 543881106 Common Stock 2 29.16 SOLE N/A NONE LORILLARD INC COM 544147101 Common Stock 200 1,514.64 SOLE N/A NONE LOWES COS INC COM 548661107 Common Stock 27 954.03 SOLE N/A NONE LSB INDUSTRIES INC COM 502160104 Common Stock 30 984.00 SOLE N/A NONE LSI CORP COM 502161102 Common Stock 2 303.00 SOLE N/A NONE LTC PROPERTIES INC 502175102 Common Stock 40 1,100.00 SOLE N/A NONE LUFKIN INDS INC COM 549764108 Common Stock 2 46.00 SOLE N/A NONE LULULEMON ATHLETICA INC COM 550021109 Common Stock 417 6,996.00 SOLE N/A NONE LYONDELLBASELL INDUSTRIES N V ORD SHS CL A N53745100 Common Stock 0 1.00 SOLE N/A NONE M & T BK CORP 55261F104 Common Stock 8 94.00 SOLE N/A NONE M D C HLDGS INC FORMERLY M D C CORP COLO TO 6/20/85 COM 552676108 Common Stock 4 125.00 SOLE N/A NONE MACYS INC COM 55616P104 Common Stock 85 2,473.00 SOLE N/A NONE MADDEN STEVEN LTD COM 556269108 Common Stock 8 248.00 SOLE N/A NONE MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT 559080106 Common Stock 66 931.53 SOLE N/A NONE MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 559222401 Common Stock 1 25.00 SOLE N/A NONE MAGNUM HUNTER RES CORP DEL COM 55973B102 Common Stock 13 3,000.00 SOLE N/A NONE MANITOWOC INC 563571108 Common Stock 4 327.67 SOLE N/A NONE MANNKIND CORP COM 56400P201 Common Stock 2 1,000.00 SOLE N/A NONE MANPOWER GROUP COM 56418H100 Common Stock 0 6.00 SOLE N/A NONE MANULIFE FINL CORP COM ISIN#CA56501R1064 56501R106 Common Stock 123 11,329.48 SOLE N/A NONE MARATHON OIL CORP COM 565849106 Common Stock 182 7,133.00 SOLE N/A NONE

22

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- MARATHON PETE CORP COM 56585A102 Common Stock 248 5,517.00 SOLE N/A NONE MARKET VECTORS ETF TR AGRIBUSINESS ETF 57060U605 Common Stock 126 2,542.00 SOLE N/A NONE MARKET VECTORS ETF TR BIOTECH ETF 57060U183 Common Stock 47 1,000.00 SOLE N/A NONE MARKET VECTORS ETF BRAZIL SM CAP ETF 57060U613 Common Stock 9 252.00 SOLE N/A NONE MARKET VECTORS ETF TR COAL ETF 57060U837 Common Stock 289 11,762.37 SOLE N/A NONE MARKET VECTORS ETF TR GLOBAL ALTERNATIVE ENERGY ETF 57060U407 Common Stock 5 501.00 SOLE N/A NONE MARKET VECTORS ETF TR GOLD MINERS ETF FD 57060U100 Common Stock 1,125 25,126.93 SOLE N/A NONE MARKET VECTORS ETF TR LEHMAN BROS HIGH YIELD MUN ETF 57060U878 Common Stock 266 8,260.00 SOLE N/A NONE MARKET VECTORS ETF TR JR GOLD MINES ETF 57060U589 Common Stock 301 15,662.49 SOLE N/A NONE MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF 57060U472 Common Stock 3 230.00 SOLE N/A NONE MARKET VECTORS ETF TR STEEL ETF 57060U308 Common Stock 1,284 28,818.00 SOLE N/A NONE MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 Common Stock 7 190.00 SOLE N/A NONE MARKET VECTORS RUSSIA ETF TR SHS BEN INT 57060U506 Common Stock 82 3,124.55 SOLE N/A NONE MARKET VECTORS ETF TR RVE HARD ASSETS PRODUCERS ETF 57060U795 Common Stock 12 360.00 SOLE N/A NONE MARKET VECTORS ETF TR SOLAR ENERGY ETF R/S EFF 7/2/12 1 OLD/ 0.0666667 NEW CU 57061R783 MARKET VECTORS ETF 57060U811 Common Stock 1 500.00 SOLE N/A NONE MARKET VECTORS ETF TR URANIUM+NUCLEAR ENERGY ETF 57060U704 Common Stock 2 174.00 SOLE N/A NONE MARKWEST ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INT 570759100 Common Stock 14 275.00 SOLE N/A NONE MARRIOTT INTL INC NEW CL A 571903202 Common Stock 9 229.00 SOLE N/A NONE MARRIOTT VACATIONS WORLDWIDE CORP COM 57164Y107 Common Stock 1 22.00 SOLE N/A NONE MARSH & MCLENNAN COS INC COM 571748102 Common Stock 6 181.06 SOLE N/A NONE MARTIN MIDSTREAM PARTNERS LP UNIT LTD PARTNERSHIP INT 573331105 Common Stock 69 2,100.00 SOLE N/A NONE MASCO CORP COM 574599106 Common Stock 5 352.00 SOLE N/A NONE MASTEC INC COM 576323109 Common Stock 1 35.00 SOLE N/A NONE MASTERCARD INC CL A COM 57636Q104 Common Stock 72 167.00 SOLE N/A NONE MATTEL INC COM 577081102 Common Stock 6 190.00 SOLE N/A NONE MAXIM INTEGRATED PRODUCTS INC 57772K101 Common Stock 4 165.00 SOLE N/A NONE MAXLINEAR INC CL A 57776J100 Common Stock 1 300.00 SOLE N/A NONE MCCORMICK & CO INC COM NON VTG 579780206 Common Stock 16 260.00 SOLE N/A NONE MCDERMOTT INT'L INC. 580037109 Common Stock 0 30.00 SOLE N/A NONE MCDONALDS CORP 580135101 Common Stock 2,704 30,547.00 SOLE N/A NONE MCGRAW-HILL COS INC COM 580645109 Common Stock 27 591.00 SOLE N/A NONE MCKESSON CORP COM 58155Q103 Common Stock 147 1,571.04 SOLE N/A NONE MEAD JOHNSON NUTRITION CO COM 582839106 Common Stock 52 647.00 SOLE N/A NONE MEADWESTVACO CORP COM 583334107 Common Stock 4 136.00 SOLE N/A NONE MECHEL OAO SPONSORED ADR 583840103 Common Stock ADR 0 46.00 SOLE N/A NONE MEDICAL PROPERTIES TR INC 58463J304 Common Stock 12 1,222.00 SOLE N/A NONE MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 Common Stock 23 687.00 SOLE N/A NONE MEDNAX INC COM 58502B106 Common Stock 5 67.00 SOLE N/A NONE MEDTRONIC INC 585055106 Common Stock 64 1,659.00 SOLE N/A NONE MEMC ELECTRONIC MATERIALS INC COM 552715104 Common Stock 0 116.00 SOLE N/A NONE MENS WEARHOUSE INC COM 587118100 Common Stock 2 75.00 SOLE N/A NONE MERCADOLIBRE INC COM 58733R102 Common Stock 8 100.00 SOLE N/A NONE MERCK & CO INC NEW COM 58933Y105 Common Stock 1,474 35,302.91 SOLE N/A NONE

23

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- MERIT MEDICAL SYS INC 589889104 Common Stock 7 528.00 SOLE N/A NONE MERITAGE HOME CORP 59001A102 Common Stock 2 60.00 SOLE N/A NONE MERITOR INC COM 59001K100 Common Stock 0 25.00 SOLE N/A NONE METHANEX CORP ISIN#CA59151K1084 59151K108 Common Stock 1 35.00 SOLE N/A NONE METLIFE INC COM 59156R108 Common Stock 1,126 36,486.51 SOLE N/A NONE METROPCS COMMUNICATIONS INC COM 591708102 Common Stock 89 14,702.00 SOLE N/A NONE METTLER-TOLEDO INTL INC COM 592688105 Common Stock 0 1.00 SOLE N/A NONE MFA FINL INC COM 55272X102 Common Stock 31 3,922.65 SOLE N/A NONE MGM RESORTS INTL COM 552953101 Common Stock 98 8,821.00 SOLE N/A NONE MICHAEL KORS HLDGS LTD SHS ISIN#VGG607541015 G60754101 Common Stock 2 37.00 SOLE N/A NONE MICROCHIP TECHNOLOGY INC COM 595017104 Common Stock 40 1,198.95 SOLE N/A NONE MICRON TECHNOLOGY INC 595112103 Common Stock 5 831.00 SOLE N/A NONE MICROSOFT CORP COM 594918104 Common Stock 2,650 86,616.74 SOLE N/A NONE MICROSTRATEGY INC CL A NEW 594972408 Common Stock 1 5.00 SOLE N/A NONE MICROVISION INC DEL COM NEW 594960304 Common Stock 0 250.00 SOLE N/A NONE MITSUBISHI UFJ FINL GROUP INC SPON ADR 606822104 Common Stock ADR 1 106.00 SOLE N/A NONE MODUSLINK GLOBAL SOLUTIONS INC COM 60786L107 Common Stock 0 30.00 SOLE N/A NONE MOLEX INC COM 608554101 Common Stock 38 1,574.95 SOLE N/A NONE MOLSON COORS BREWING CO CL B NON VTG STK ISIN#US60871R2094 60871R209 Common Stock 4 99.00 SOLE N/A NONE MOLYCORP INC DEL COM 608753109 Common Stock 6 300.00 SOLE N/A NONE MONRO MUFFLER BRAKE INC 610236101 Common Stock 7 225.00 SOLE N/A NONE MONSANTO CO NEW COM 61166W101 Common Stock 1,375 16,609.60 SOLE N/A NONE MONSTER BEVERAGE CORP COM 611740101 Common Stock 466 6,551.00 SOLE N/A NONE MONSTER WORLDWIDE INC COM 611742107 Common Stock 1 163.00 SOLE N/A NONE MOODYS CORP COM 615369105 Common Stock 53 1,452.38 SOLE N/A NONE MOOG INC CLASS A 615394202 Common Stock 2 50.00 SOLE N/A NONE MORGAN STANLEY COM NEW 617446448 Common Stock 163 11,195.60 SOLE N/A NONE MORGAN STANLEY INDIA INVT FD INC 61745C105 Common Stock 271 17,442.00 SOLE N/A NONE MORNINGSTAR INC COM 617700109 Common Stock 0 5.00 SOLE N/A NONE MOSAIC CO NEW COM 61945C103 Common Stock 235 4,291.70 SOLE N/A NONE MOTOROLA SOLUTIONS INC COM NEW 620076307 Common Stock 163 3,379.00 SOLE N/A NONE MOVADO GROUP INC COM 624580106 Common Stock 13 500.00 SOLE N/A NONE MURPHY OIL CORP 626717102 Common Stock 1 26.00 SOLE N/A NONE MYLAN INC COM 628530107 Common Stock 135 6,310.00 SOLE N/A NONE NABORS INDS LTD SHS ISIN#BMG6359F1032 G6359F103 Common Stock 37 2,537.00 SOLE N/A NONE NASDAQ OMX GROUP INC COM 631103108 Common Stock 4 192.00 SOLE N/A NONE NATIONAL BK GREECE SA SPONSORED ADR REPSTG 1 SH ISIN#US6336436067 633643606 Common Stock ADR 3 1,475.00 SOLE N/A NONE NATIONAL FUEL GAS CO N J COM 636180101 Common Stock 30 641.00 SOLE N/A NONE NATIONAL GRID PLC SPON ADR NEW 636274300 Common Stock ADR 229 4,323.00 SOLE N/A NONE NATIONAL OILWELL VARCO INC 637071101 Common Stock 75 1,158.48 SOLE N/A NONE NATIONAL PENN BANCSHARES INC COM 637138108 Common Stock 2 167.00 SOLE N/A NONE NATURAL RESOURCE PARTNERS L P COM UNIT LTD PARTNERSHIP INT 63900P103 Common Stock 6 252.45 SOLE N/A NONE NATUS MED INC DEL COM 639050103 Common Stock 17 1,450.00 SOLE N/A NONE

24

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- NAVIOS MARITIME PARTNERS LP UNIT LTD PARTNERSHIP INT ISIN#MHY622671029 Y62267102 Common Stock 14 1,000.00 SOLE N/A NONE NAVISTAR INTL CORP NEW COM 63934E108 Common Stock 3 99.00 SOLE N/A NONE NBT BANCORP INC COM 628778102 Common Stock 5 209.00 SOLE N/A NONE NCR CORP COM 62886E108 Common Stock 2 94.00 SOLE N/A NONE NEOGEN CORP COM 640491106 Common Stock 2 50.00 SOLE N/A NONE NETAPP INC COM 64110D104 Common Stock 19 596.00 SOLE N/A NONE NETFLIX INC COM 64110L106 Common Stock 27 391.00 SOLE N/A NONE NEW YORK CMNTY BANCORP INC COM 649445103 Common Stock 39 3,145.00 SOLE N/A NONE NEWELL RUBBERMAID INC COM 651229106 Common Stock 4 209.78 SOLE N/A NONE NEWFIELD EXPL CO COMMON 651290108 Common Stock 16 561.00 SOLE N/A NONE NEWMONT MNG CORP COM 651639106 Common Stock 88 1,813.54 SOLE N/A NONE NEWPARK RESOURCES INC NEW 651718504 Common Stock 3 548.00 SOLE N/A NONE NEWS CORP CL A 65248E104 Common Stock 7 292.00 SOLE N/A NONE NEWS CORP CL B 65248E203 Common Stock 6 250.00 SOLE N/A NONE NEXTERA ENERGY INC COM 65339F101 Common Stock 136 1,978.00 SOLE N/A NONE NICE SYSTEMS LTD SPONS ADR 653656108 Common Stock ADR 4 110.00 SOLE N/A NONE NIKE INC CLASS B 654106103 Common Stock 128 1,455.00 SOLE N/A NONE NIPPON TELEG & TELEPHONE CORP SPONSORED ADR 654624105 Common Stock ADR 56 2,430.39 SOLE N/A NONE NOBLE CORPORATION BAAR NAMEN AKT ISIN#CH0033347318 H5833N103 Common Stock 97 2,968.34 SOLE N/A NONE NOBLE ENERGY INC COM 655044105 Common Stock 9 105.00 SOLE N/A NONE NOKIA CORP SPONSORED ADR 654902204 Common Stock ADR 4 1,739.12 SOLE N/A NONE NORMURA HLDGS INC SPONSORED ADR 65535H208 Common Stock ADR 0 45.00 SOLE N/A NONE NORANDA ALUM HLDG CORP COM 65542W107 Common Stock 3 400.00 SOLE N/A NONE NORDIC AMERICAN TANKERS LTD SHS ISIN#BMG657731060 G65773106 Common Stock 1 75.00 SOLE N/A NONE NORDSTROM INC 655664100 Common Stock 57 1,154.00 SOLE N/A NONE NORFOLK SOUTHERN CORP 655844108 Common Stock 959 13,366.48 SOLE N/A NONE NORTH AMERICAN PALLADIUM LTD ISIN#CA6569121024 656912102 Common Stock 5 2,500.00 SOLE N/A NONE NORTHEAST UTILITIES 664397106 Common Stock 60 1,543.00 SOLE N/A NONE NORTHERN TR CORP COM 665859104 Common Stock 15 316.00 SOLE N/A NONE NORTHROP GRUMMAN CORP COM 666807102 Common Stock 98 1,529.74 SOLE N/A NONE NORTHSTAR RLTY FIN CORP COM 66704R100 Common Stock 9 1,791.42 SOLE N/A NONE NOVARTIS AG SPONSORED ADR 66987V109 Common Stock ADR 928 16,603.50 SOLE N/A NONE NOVAVAX INC COM 670002104 Common Stock 2 1,100.00 SOLE N/A NONE NOVO NORDISK A.S. ADR FORMERLY NOVO INDUSTRIE A.S. ADR SAME CUSIP 670100205 Common Stock ADR 284 1,950.71 SOLE N/A NONE NRG ENERGY INC COM NEW 629377508 Common Stock 6 330.00 SOLE N/A NONE NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 62942M201 Common Stock ADR 1 34.00 SOLE N/A NONE NU SKIN ENTERPRISES INC CL A 67018T105 Common Stock 5 110.00 SOLE N/A NONE NUANCE COMMUNICATIONS INC COM 67020Y100 Common Stock 142 5,950.00 SOLE N/A NONE NUCOR CORP COM 670346105 Common Stock 54 1,416.65 SOLE N/A NONE NUSTAR ENERGY LP UNIT COM 67058H102 Common Stock 168 3,117.00 SOLE N/A NONE NUVASIVE INC COM ISIN#US6707041058 670704105 Common Stock 0 15.00 SOLE N/A NONE NV ENERGY INC COM SHS ISIN#US67073Y1064 67073Y106 Common Stock 3 152.00 SOLE N/A NONE NVIDIA CORP COM 67066G104 Common Stock 336 24,307.00 SOLE N/A NONE

25

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- NXP SEMICONDUCTORS NV COM ISIN#NL0009538784 N6596X109 Common Stock 1 39.00 SOLE N/A NONE NYSE EURONEXT COM 629491101 Common Stock 8 306.00 SOLE N/A NONE O REILLY AUTOMOTIVE INC NEW COM 67103H107 Common Stock 18 218.00 SOLE N/A NONE OASIS PETE INC NEW COM 674215108 Common Stock 1 50.00 SOLE N/A NONE OCCIDENTAL PETE CORP COM 674599105 Common Stock 142 1,654.08 SOLE N/A NONE OCEAN RIG UDW INC SHS ISIN#MHY643542050 Y64354205 Common Stock 3 201.00 SOLE N/A NONE OCEANEERING INTL INC 675232102 Common Stock 0 2.00 SOLE N/A NONE OFFICE DEPOT INC COM 676220106 Common Stock 0 22.00 SOLE N/A NONE OGE ENERGY CORP (FORMERLY OKLAHOMA GAS & ELEC ENERGY) 670837103 Common Stock 156 3,011.27 SOLE N/A NONE OI S A SPONS ADR REPSTG PFD ISIN#US6708512032 670851203 Common Stock ADR 5 443.00 SOLE N/A NONE OILSANDS QUEST INC COM 678046103 Common Stock 0 8,500.00 SOLE N/A NONE OLD REPUBLIC INTL CORP 680223104 Common Stock 1 94.00 SOLE N/A NONE OLIN CORP NEW COM PAR $1 680665205 Common Stock 78 3,755.00 SOLE N/A NONE O M GROUP INC 670872100 Common Stock 17 900.00 SOLE N/A NONE OMNICARE INC COM 681904108 Common Stock 14 450.00 SOLE N/A NONE OMNICOM GROUP INC COM 681919106 Common Stock 16 322.00 SOLE N/A NONE OMNIVISION TECHNOLOGIES INC COM 682128103 Common Stock 9 700.00 SOLE N/A NONE ON SEMICONDUCTOR CORP 682189105 Common Stock 2 271.00 SOLE N/A NONE ONEOK INC NEW COM 682680103 Common Stock 58 1,377.71 SOLE N/A NONE ONEOK PARTNERS L P UNIT LTD PARTNERSHIP 68268N103 Common Stock 82 1,522.48 SOLE N/A NONE OPKO HEALTH INC COM 68375N103 Common Stock 10 2,250.00 SOLE N/A NONE ORACLE CORP COM 68389X105 Common Stock 1,783 60,050.34 SOLE N/A NONE OREXIGEN THERAPEUTICS INC COM 686164104 Common Stock 6 995.00 SOLE N/A NONE OSHKOSH CORP COM 688239201 Common Stock 4 205.00 SOLE N/A NONE OSI SYS INC COM C/A EFF 3/5/10 1 OLD =1 NEW CU 671044105 OSI SYSTEMS 671044105 Common Stock 1 20.00 SOLE N/A NONE OTTER TAIL CORP COM 689648103 Common Stock 24 1,047.00 SOLE N/A NONE OWENS AND MINOR INC HLDGS CO INC 690732102 Common Stock 1 45.00 SOLE N/A NONE OWENS CORNING NEW COM 690742101 Common Stock 12 405.00 SOLE N/A NONE OWENS ILLINOIS INC 690768403 Common Stock 2 93.00 SOLE N/A NONE PACCAR INC 693718108 Common Stock 35 897.00 SOLE N/A NONE PALL CORP 696429307 Common Stock 3 50.00 SOLE N/A NONE PAN AMERN SILVER CORP COM FORMERLY PAN AMERN MINERALS CORP ISIN#CA6979001089 697900108 Common Stock 33 1,952.03 SOLE N/A NONE PANASONIC CORP ADR ISIN#US69832A2050 69832A205 Common Stock ADR 0 1.03 SOLE N/A NONE PANDORA MEDIA INC COM 698354107 Common Stock 2 200.00 SOLE N/A NONE PANERA BREAD CO CL A 69840W108 Common Stock 127 908.00 SOLE N/A NONE PAPA JOHNS INTL INC 698813102 Common Stock 14 300.00 SOLE N/A NONE PARAGON SHIPPING INC CL A ISIN#MH69913R3093 69913R309 Common Stock 0 166.00 SOLE N/A NONE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 Common Stock 2 88.00 SOLE N/A NONE PARKER DRILLING CO COM 701081101 Common Stock 0 80.00 SOLE N/A NONE PARKER HANNIFIN CORP COM 701094104 Common Stock 47 613.00 SOLE N/A NONE PARTNER COMMUNICATIONS CO LTD 70211M109 Common Stock ADR 1 150.00 SOLE N/A NONE PARTNERRE LTD SHS ISIN#BMG6852T1053 G6852T105 Common Stock 2 29.00 SOLE N/A NONE PATRIOT COAL CORP COM 70336T104 Common Stock 0 80.00 SOLE N/A NONE

26

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- PATTERSON COS INC COM 703395103 Common Stock 1 27.00 SOLE N/A NONE PAYCHEX INC COM 704326107 Common Stock 529 16,829.03 SOLE N/A NONE PDL BIOPHARMA INC COM 69329Y104 Common Stock 33 4,947.00 SOLE N/A NONE PEABODY ENERGY CORP COM 704549104 Common Stock 316 12,898.00 SOLE N/A NONE PEARSON PLC SPONSORED ADR 705015105 Common Stock ADR 1 65.00 SOLE N/A NONE PEGASYSTEMS INC COM 705573103 Common Stock 12 375.00 SOLE N/A NONE PEMBINA PIPELINE CORP COM ISIN#CA7063271034 706327103 Common Stock 29 1,147.00 SOLE N/A NONE PENGROWTH ENERGY CORP COM ISIN#CA70706P1045 70706P104 Common Stock 27 4,295.00 SOLE N/A NONE PENN VA CORP COM 707882106 Common Stock 4 600.00 SOLE N/A NONE PENN VA RESOURCE PARTNERS LP COM UNIT REPSTG LTD PARTNERSHIP INT 707884102 Common Stock 71 2,918.00 SOLE N/A NONE PENN WEST PETE LTD NEW COM ISIN#CA7078871059 707887105 Common Stock 46 3,400.00 SOLE N/A NONE PENNEY J C INC 708160106 Common Stock 22 962.00 SOLE N/A NONE PENNYMAC MTG INVT TR COM 70931T103 Common Stock 13 659.06 SOLE N/A NONE PENTAIR INC 709631105 Common Stock 2 46.00 SOLE N/A NONE PEOPLES UTD FINL INC COM 712704105 Common Stock 53 4,588.00 SOLE N/A NONE PEPCO HLDGS INC COM 713291102 Common Stock 34 1,724.00 SOLE N/A NONE PEPSICO INC COM 713448108 Common Stock 847 11,989.62 SOLE N/A NONE PERFECT WORLD CO LTD SPON ADR REPSTG CL B 71372U104 Common Stock ADR 2 200.00 SOLE N/A NONE PERKINELMER INC COM 714046109 Common Stock 0 2.00 SOLE N/A NONE PERRIGO COMPANY 714290103 Common Stock 28 234.00 SOLE N/A NONE PETROCHINA CO LTD SPONS ADR ISIN#US71646E1001 71646E100 Common Stock ADR 21 163.00 SOLE N/A NONE PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR 71654V408 Common Stock ADR 449 23,897.69 SOLE N/A NONE PETSMART INC 716768106 Common Stock 142 2,089.00 SOLE N/A NONE PFIZER INC COM 717081103 Common Stock 1,039 45,181.19 SOLE N/A NONE PG & E CORP 69331C108 Common Stock 13 289.53 SOLE N/A NONE PHH CORP COM NEW 693320202 Common Stock 0 8.00 SOLE N/A NONE PHILIP MORRIS INTL INC COM 718172109 Common Stock 3,234 37,064.64 SOLE N/A NONE PHILLIPS 66 COM 718546104 Common Stock 302 9,088.00 SOLE N/A NONE PIER 1 IMPORTS INC OF DELAWARE 720279108 Common Stock 26 1,600.00 SOLE N/A NONE PIKE ELEC CORP COM 721283109 Common Stock 13 1,700.00 SOLE N/A NONE PIMCO ETF TR 1-3 YEAR US TREAS INDEX FD 72201R106 Common Stock 202 3,957.00 SOLE N/A NONE PIMCO ETF TR TOTAL RETURN EXCHG-TRADED FD 72201R775 Common Stock 902 8,555.28 SOLE N/A NONE PINNACLE WEST CAP CORP COM 723484101 Common Stock 15 290.00 SOLE N/A NONE PIONEER NAT RES CO COM 723787107 Common Stock 14 158.00 SOLE N/A NONE PIONEER SOUTHWEST ENERGY PARTNERS LP UNIT LTD PARTNERSHIP INT .... 72388B106 Common Stock 10 407.00 SOLE N/A NONE PITNEY BOWES INC 724479100 Common Stock 7 486.37 SOLE N/A NONE PLAINS ALL AMERICAN PIPELINE L P UNIT LTD PARTNERSHIP INT 726503105 Common Stock 564 6,975.68 SOLE N/A NONE PLAINS EXPL & PRODTN CO COM 726505100 Common Stock 7 200.00 SOLE N/A NONE PLEXUS CORP 729132100 Common Stock 3 114.00 SOLE N/A NONE PLUM CREEK TIMBER CO INC COM 729251108 Common Stock 2 45.00 SOLE N/A NONE PMC SIERRA INC COM 69344F106 Common Stock 1 116.00 SOLE N/A NONE PNC FINL SVCS GROUP INC COM 693475105 Common Stock 135 2,217.00 SOLE N/A NONE POLARIS INDUSTRIES INC COM 731068102 Common Stock 37 512.06 SOLE N/A NONE

27

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- POLYCOM INC COM 73172K104 Common Stock 1 103.00 SOLE N/A NONE POLYONE CORP COM 73179P106 Common Stock 3 200.00 SOLE N/A NONE PORTLAND GEN ELEC CO COM NEW 736508847 Common Stock 34 1,261.54 SOLE N/A NONE POSCO SPON ADR 693483109 Common Stock ADR 15 186.29 SOLE N/A NONE POST HLDGS INC COM 737446104 Common Stock 4 129.00 SOLE N/A NONE POTASH CORP OF SASKATCHEWAN INC COM ISIN#CA73755L1076 73755L107 Common Stock 137 3,146.45 SOLE N/A NONE POWERSHARES DB COMMODITY INDEX TRACKING FD 73935S105 Common Stock 69 2,661.78 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II S&P 500 LOW VOLATILITY PORT 73937B779 Common Stock 1,456 52,781.25 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BASIC MATLS SECTOR PORT 73935X427 Common Stock 56 1,571.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC CONSUMER DISCRETIONARY SECTOR PORT 73935X419 Common Stock 160 5,716.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DIVIDEND ACHIEVERS PORTFOLIO 73935X732 Common Stock 18 1,125.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC BIOTECHNOLOGY & 73935X856 Common Stock 5 225.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC BLDG & CONSTR PORTFOLIO 73935X666 Common Stock 6 400.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC ENERGY EXPL & PRODTN 73935X658 Common Stock 12 535.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC OIL SVC PORTFOLIO 73935X625 Common Stock 9 483.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC PHARMACEUTICALS 73935X799 Common Stock 523 15,764.28 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC UTILITIES PORTFOLIO 73935X591 Common Stock 70 4,100.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BUYBACK ACHIEVERS PORT 73935X286 Common Stock 24 854.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC MARKET PORT 73935X104 Common Stock 8 181.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC OTC PORT 73935X203 Common Stock 4 88.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC LARGE CAP VALUE PORT 73935X708 Common Stock 534 25,860.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC ENERGY SECTOR PORT 73935X385 Common Stock 33 866.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR FINL PFD PORTFOLIO 73935X229 Common Stock 590 32,751.16 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE MID GROWTH PORT 73935X807 Common Stock 39 1,816.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE MID VALUE PORT 73935X880 Common Stock 21 1,300.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FTSE RAFI US 1000 PORT 73935X583 Common Stock 38 655.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR LISTED PRIVATE EQUITY PORTFOLIO 73935X195 Common Stock 15 1,700.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR GOLDEN DRAGON CHINA PORTFOLIO 73935X401 Common Stock 24 1,265.64 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR HIGH YIELD EQUITY DIVID ACHIEVERS 73935X302 Common Stock 1 100.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II CEF INCOME COMPOSITE PORT 73936Q843 Common Stock 2 100.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC INDLS SECTOR PORT 73935X369 Common Stock 5 187.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR INTL DIVID ACHIEVERS PORTFOLIO 73935X716 Common Stock 337 23,097.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR LUX NANOTECH PORTFOLIO 73935X633 Common Stock 6 900.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR MORNINGSTAR STOCKINVESTOR CORE PORT 73935X179 Common Stock 32 1,495.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC TECHNOLOGY SECTOR PORT 73935X344 Common Stock 3 100.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR WATER RES PORT 73935X575 Common Stock 136 7,513.30 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR WILDERHILL PROGRESSIVE ENERGY PORTFOLIO 73935X161 Common Stock 1 37.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR WILDER HILL CLEAN ENERGY PORTFOLIO 73935X500 Common Stock 6 1,448.00 SOLE N/A NONE POWERSHARSE GLOBAL EXCHANGE TRADED FD TR S&P 500 BUYWRITE PORTFOLIO 73936G308 Common Stock 526 25,920.00 SOLE N/A NONE POWERSHARES GLOBAL EXCHANGE TRADED FD TR PFD PORTFOLIO 73936T565 Common Stock 1,130 77,801.66 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR HIGH YIELD USD BD PORTFOLIO 73936T557 Common Stock 158 8,429.53 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT 73936T623 Common Stock 13 790.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR INSD NATL MUNI BD PORT 73936T474 Common Stock 112 4,451.06 SOLE N/A NONE

28

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- POWERSHARES GLOBAL EXCHANGE TRADED FD TR EMERGING MARKETS SOVEREIGN 73936T573 Common Stock 480 16,655.53 SOLE N/A NONE POWERSHARES QQQ TR UNIT SER 1 73935A104 Common Stock 2,622 40,870.63 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB BASE METALS FD COM UNIT 73936B705 Common Stock 17 947.00 SOLE N/A NONE POWERSHARES DB MULTI-SECTOR COMMODITY TR POWER SHARES DB GOLD FD 73936B606 Common Stock 10 178.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB OIL FD COM UNIT 73936B507 Common Stock 2 100.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB PRECIOUS METAL FD COM UNIT 73936B200 Common Stock 42 779.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB AGRIC FD COM UNIT 73936B408 Common Stock 226 8,000.00 SOLE N/A NONE POWERSHARES DB U S DLR INDEX TR POWERSHARES DV US$ INDEX BEARISH DD COM UNIT 73936D206 Common Stock 253 9,529.00 SOLE N/A NONE POWERSHARES DB U S DLR INDEX TR POWERSHARES DV US$ INDEX BULLISH FD COM UNIT 73936D107 Common Stock 16 730.00 SOLE N/A NONE POWERWAVE TECHNOLOGIES INC COM NEW 739363307 Common Stock 0 18.00 SOLE N/A NONE PPG INDUSTRIES INC 693506107 Common Stock 228 2,146.20 SOLE N/A NONE PPL CORP COM 69351T106 Common Stock 470 16,900.15 SOLE N/A NONE PRAXAIR INC 74005P104 Common Stock 77 709.00 SOLE N/A NONE PRECISION CASTPARTS CORP 740189105 Common Stock 51 309.16 SOLE N/A NONE PRECISION DRILLING CORP COM 2010 ISIN#CA7022D3085 74022D308 Common Stock 0 42.00 SOLE N/A NONE PRICE T ROWE GROUP INC COM 74144T108 Common Stock 24 388.00 SOLE N/A NONE PRICELINE COM INC COM NEW 741503403 Common Stock 84 127.00 SOLE N/A NONE PRINCIPAL FINL GROUP INC COM 74251V102 Common Stock 13 500.00 SOLE N/A NONE PROCTER & GAMBLE CO COM 742718109 Common Stock 2,943 48,052.15 SOLE N/A NONE PROGRESS ENERGY INC COM C/A EFF 07/02/12 1 OLD / .87083 NEW CU DUKE ENERGY CORP 743263105 Common Stock 173 2,873.85 SOLE N/A NONE PROGRESSIVE CORP OH COM 743315103 Common Stock 11 512.05 SOLE N/A NONE PROLOGIS INC COM 74340W103 Common Stock 1 31.86 SOLE N/A NONE PROSHARES TR PROSHARES SHORT QQQ 74347R602 Common Stock 4 150.00 SOLE N/A NONE PROSHARES TR PROSHARES SHORT S&P500 74347R503 Common Stock 109 2,996.00 SOLE N/A NONE PROSHARES TR PROSHARES SHORT RUSSELL2000 74347R826 Common Stock 70 2,623.00 SOLE N/A NONE PROSHARES TR ULTRAPRO SHORT S&P500 NEW 74348A632 Common Stock 3 59.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRA DOW30 74347R305 Common Stock 11 157.00 SOLE N/A NONE PROSHARES TR PROSHARES ULTRASHORT 20+ YR TREAS 74347R297 Common Stock 34 2,132.00 SOLE N/A NONE PROSHARES TR ULTRA REAL ESTATE NEW 74347X625 Common Stock 13 200.00 SOLE N/A NONE PROSHARES TR ULTRA FINANCIALS NEW 74347X633 Common Stock 6 100.00 SOLE N/A NONE PROSPERITY BANCSHARES INC COM 743606105 Common Stock 1 20.00 SOLE N/A NONE PROTECTIVE LIFE CORP 743674103 Common Stock 3 111.00 SOLE N/A NONE PROVIDENT NEW YORK BANCORP COM 744028101 Common Stock 15 2,000.00 SOLE N/A NONE PRUDENTIAL FINL INC COM 744320102 Common Stock 386 7,968.29 SOLE N/A NONE PRUDENTIAL PLC ADR 74435K204 Common Stock ADR 1 61.00 SOLE N/A NONE PUBLIC STORAGE COMMON STOCK 74460D109 Common Stock 24 168.00 SOLE N/A NONE PUBLIC SVC ENTERPRISE GROUP INC COM 744573106 Common Stock 272 8,364.92 SOLE N/A NONE PULTE GROUP INC COM 745867101 Common Stock 69 6,456.00 SOLE N/A NONE PVH CORP COM 693656100 Common Stock 96 1,228.39 SOLE N/A NONE QEP RES INC COM 74733V100 Common Stock 14 458.00 SOLE N/A NONE QLIK TECHNOLOGIES INC COM 74733T105 Common Stock 13 600.00 SOLE N/A NONE QLOGIC CORP 747277101 Common Stock 0 20.00 SOLE N/A NONE QUALCOMM INC 747525103 Common Stock 564 10,127.30 SOLE N/A NONE

29

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM NEW 74765E208 Common Stock 0 50.00 SOLE N/A NONE QUEST DIAGNOSTICS INC COM 74834L100 Common Stock 12 199.31 SOLE N/A NONE QUESTAR CORP COM 748356102 Common Stock 0 8.00 SOLE N/A NONE QUESTCOR PHARMACEUTICALS INC COM 74835Y101 Common Stock 13 240.00 SOLE N/A NONE RACKSPACE HOSTING INC COM 750086100 Common Stock 38 859.00 SOLE N/A NONE RADIOSHACK CORP COM 750438103 Common Stock 4 1,117.00 SOLE N/A NONE RALCORP HOLDINGS INC NEW COM 751028101 Common Stock 18 263.00 SOLE N/A NONE RALPH LAUREN CORP CL A 751212101 Common Stock 47 334.45 SOLE N/A NONE RAMBUS INC DEL COM 750917106 Common Stock 1 175.00 SOLE N/A NONE RANGE RES CORP COM 75281A109 Common Stock 85 1,370.00 SOLE N/A NONE RAYMOND JAMES FINL INC COM 754730109 Common Stock 6 171.00 SOLE N/A NONE RAYONIER INC COM 754907103 Common Stock 0 10.00 SOLE N/A NONE RAYTHEON CO COM NEW 755111507 Common Stock 54 960.87 SOLE N/A NONE REALTY INCOME CORP COM 756109104 Common Stock 142 3,391.10 SOLE N/A NONE RED HAT INC COM 756577102 Common Stock 0 7.00 SOLE N/A NONE REGAL BELOIT CORP WISCONSIN ISIN#US7587501039 758750103 Common Stock 6 91.00 SOLE N/A NONE REGAL ENTMT GROUP CL A 758766109 Common Stock 144 10,488.00 SOLE N/A NONE REGENCY CTRS CORP COM 758849103 Common Stock 26 550.00 SOLE N/A NONE REGENCY ENERGY PARTNERS L P COM UNITS REPSTG LTD PARTNER INT 75885Y107 Common Stock 45 1,900.00 SOLE N/A NONE REGIONS FINL CORP NEW COM 7591EP100 Common Stock 52 7,755.19 SOLE N/A NONE REINSURANCE GROUP AMER INC COM NEW 759351604 Common Stock 8 150.00 SOLE N/A NONE RELIANCE STL & ALUM CO COM 759509102 Common Stock 2 30.00 SOLE N/A NONE RENESOLA LTD SPONS ADR ISIN#US75971T1034 75971T103 Common Stock ADR 1 850.00 SOLE N/A NONE RENT A CENTER INC COM 76009N100 Common Stock 3 80.00 SOLE N/A NONE REPUBLIC SVCS INC COM 760759100 Common Stock 7 278.00 SOLE N/A NONE RESEARCH FRONTIERS INC 760911107 Common Stock 2 700.00 SOLE N/A NONE RESEARCH IN MOTION LTD COM ISIN#CA7609751028 760975102 Common Stock 115 15,589.00 SOLE N/A NONE RESOURCE AMERICA INC NEW 761195205 Common Stock 5 820.00 SOLE N/A NONE RESOURCE CAPITAL CORP 76120W302 Common Stock 8 1,475.24 SOLE N/A NONE RETAIL OPPORTUNITY INVTS CORP COM 76131N101 Common Stock 8 650.00 SOLE N/A NONE RETAIL PPTYS AMER INC CL A 76131V202 Common Stock 43 4,463.00 SOLE N/A NONE REYNOLDS AMERN INC COM 761713106 Common Stock 657 14,641.18 SOLE N/A NONE RF MICRO DEVICES INC COM 749941100 Common Stock 4 1,050.00 SOLE N/A NONE RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 767204100 Common Stock ADR 143 2,999.99 SOLE N/A NONE RITE AID CORP 767754104 Common Stock 5 3,615.00 SOLE N/A NONE RIVERBED TECHNOLOGY INC COM 768573107 Common Stock 39 2,412.00 SOLE N/A NONE ROBERT HALF INTL INC 770323103 Common Stock 10 367.00 SOLE N/A NONE ROCK-TENN CO CL A 772739207 Common Stock 0 1.01 SOLE N/A NONE ROCKWELL AUTOMATION INC COM FORMERLY ROCKWELL INTL CORP 773903109 Common Stock 165 2,491.00 SOLE N/A NONE ROCKWELL COLLINS INC DEL COM STK 774341101 Common Stock 11 227.00 SOLE N/A NONE ROCKWOOD HLDGS INC COM 774415103 Common Stock 12 280.00 SOLE N/A NONE ROFIN SINAR TECHNOLOGIES INC COM 775043102 Common Stock 0 2.00 SOLE N/A NONE ROGERS COMMUNICATIONS INC CL B NON VOTING SHARES 775109200 Common Stock 1 26.09 SOLE N/A NONE

30

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ROLLINS INC 775711104 Common Stock 2 100.00 SOLE N/A NONE ROPER INDUSTRIES INC NEW COM 776696106 Common Stock 14 138.00 SOLE N/A NONE ROSS STORES INC (STATE OF INC CHGD FM CALF TO DELAWARE) 778296103 Common Stock 40 634.05 SOLE N/A NONE ROUNDYS INC COM 779268101 Common Stock 2 200.00 SOLE N/A NONE ROVI CORP COM 779376102 Common Stock 1 59.00 SOLE N/A NONE ROWAN COMPANIES PLC SHS CLASS A ISIN#GB00B6SLMV12 G7665A101 Common Stock 11 333.00 SOLE N/A NONE ROYAL BK CDA MONTREAL QUE ISIN#CA7800871021 780087102 Common Stock 80 1,563.67 SOLE N/A NONE ROYAL CARIBBEAN CRUISES LTD ISIN#LR0008862868 V7780T103 Common Stock 3 100.00 SOLE N/A NONE ROYAL DUTCH SHELL PLC SPONSORED ADR RESPTG A SHS 780259206 Common Stock ADR 282 4,183.00 SOLE N/A NONE RPM INTL INC 749685103 Common Stock 9 330.00 SOLE N/A NONE RUBY TUESDAY INC (GA) COM 781182100 Common Stock 0 27.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM RUSSELL TOP 50 ETF 78355W205 Common Stock 10 100.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETF 78355W601 Common Stock 184 2,183.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF 78355W502 Common Stock 6 188.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT ETF 78355W106 Common Stock 90 1,809.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 PURE GROWTH ETF 78355W403 Common Stock 78 1,666.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 PURE VALUE ETF 78355W304 Common Stock 77 2,627.00 SOLE N/A NONE SALESFORCE.COM INC COM STOCK 79466L302 Common Stock 38 272.00 SOLE N/A NONE SALLY BEAUTY HLDGS INC COM 79546E104 Common Stock 0 10.00 SOLE N/A NONE SANDISK CORP 80004C101 Common Stock 14 395.00 SOLE N/A NONE SANDRIDGE ENERGY INC COM 80007P307 Common Stock 7 1,000.00 SOLE N/A NONE SANDRIDGE PERMIAN TR COM UNIT REPSTG BENEFICIAL INTS IN SANDRIDGE TR 80007A102 Common Stock 65 3,218.15 SOLE N/A NONE SANOFI CONTINGENT VALUE RT RTS EXP 12/31/2020 80105N113 Rights 0 251.00 SOLE N/A NONE SANOFI SPONS ADR ISIN#US80105N1054 80105N105 Common Stock ADR 96 2,540.69 SOLE N/A NONE SASOL LTD SPONSORED ADR 803866300 Common Stock ADR 26 620.00 SOLE N/A NONE SAUER DANFOSS INC 804137107 Common Stock 16 466.00 SOLE N/A NONE SBA COMMUNICATIONS CORP CL A 78388J106 Common Stock 14 253.00 SOLE N/A NONE SCANA CORP NEW COM 80589M102 Common Stock 4 75.00 SOLE N/A NONE SCANSOURCE INC COM 806037107 Common Stock 22 733.00 SOLE N/A NONE HENRY SCHEIN INC 806407102 Common Stock 2 20.00 SOLE N/A NONE SCHLUMBERGER LTD COM ISIN#AN8068571086 806857108 Common Stock 371 5,718.00 SOLE N/A NONE SCHULMAN A INC 808194104 Common Stock 0 9.00 SOLE N/A NONE SCHWAB CHARLES CORP NEW COM 808513105 Common Stock 6 440.00 SOLE N/A NONE SCHWAB STRATEGIC TR US BROAD MKT ETF 808524102 Common Stock 29 882.00 SOLE N/A NONE SCHWAB STRATEGIC TR US LARGE CAP ETF 808524201 Common Stock 15 465.00 SOLE N/A NONE SCIENTIFIC GAMES CORP CL A 80874P109 Common Stock 0 2.00 SOLE N/A NONE THE SCOTTS MIRACLE GRO CO HLDG CO 810186106 Common Stock 3 79.00 SOLE N/A NONE SCRIPPS NETWORKS INTERACTIVE INC CL A 811065101 Common Stock 39 679.00 SOLE N/A NONE SEACOR HOLDINGS INC COM 811904101 Common Stock 5 59.00 SOLE N/A NONE SEADRILL LIMTED SHS ISIN#BMG7945E1057 G7945E105 Common Stock 6 172.38 SOLE N/A NONE SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 G7945M107 Common Stock 65 2,621.00 SOLE N/A NONE SEALED AIR CORP NEW COM 81211K100 Common Stock 10 661.27 SOLE N/A NONE SEARS HLDGS CORP COM 812350106 Common Stock 7 121.00 SOLE N/A NONE

31

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- SEASPAN CORP COM Y75638109 Common Stock 10 550.00 SOLE N/A NONE SEATTLE GENETICS INC COM 812578102 Common Stock 1 30.00 SOLE N/A NONE SEI INVESTMENTS CO COM 784117103 Common Stock 0 7.00 SOLE N/A NONE SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY TRANSN TO 06/24/02 81369Y407 Common Stock 290 6,616.70 SOLE N/A NONE SELECT SECTOR SPDR TR CONSUMER STAPLES 81369Y308 Common Stock 720 20,696.13 SOLE N/A NONE SELECT SECTOR SPDR TR HEALTH CARE 81369Y209 Common Stock 533 14,033.27 SOLE N/A NONE SELECT SECTOR SPDR TR ENERGY 81369Y506 Common Stock 248 3,735.00 SOLE N/A NONE SELECT SECTOR SPDR TR FINANCIAL 81369Y605 Common Stock 201 13,701.81 SOLE N/A NONE SELECT SECTOR SPDR TR INDL 81369Y704 Common Stock 192 5,368.84 SOLE N/A NONE SELECT SECTOR SPDR TR UTILS 81369Y886 Common Stock 2,471 66,797.17 SOLE N/A NONE SELECT SECTOR SPDR TR MATLS 81369Y100 Common Stock 48 1,355.62 SOLE N/A NONE SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 Common Stock 1,192 41,509.00 SOLE N/A NONE SEMPRA ENERGY COM 816851109 Common Stock 89 1,287.00 SOLE N/A NONE SENIOR HSG PPTYS TR SH BEN INT 81721M109 Common Stock 34 1,520.77 SOLE N/A NONE SENSIENT TECHNOLOGIES CORP COM 81725T100 Common Stock 1 38.00 SOLE N/A NONE SHERWIN WILLIAMS CO 824348106 Common Stock 44 331.00 SOLE N/A NONE SHIP FINANCE INTL LTD SHS ISIN#BMG810751062 G81075106 Common Stock 16 1,004.00 SOLE N/A NONE SIEMENS A G SPONSORED ADR ISIN#US8261975010 826197501 Common Stock ADR 68 808.75 SOLE N/A NONE SIGMA ALDRICH CORP COM 826552101 Common Stock 7 90.00 SOLE N/A NONE SILGAN HLDGS INC COM 827048109 Common Stock 1 24.00 SOLE N/A NONE SILICON MOTION TECHNOLOGY CORP SPONS ADR SHS ISIN#US82706C1080 82706C108 Common Stock ADR 11 800.00 SOLE N/A NONE SILVER WHEATON CORP COM ISIN#CA8283361076 828336107 Common Stock 83 3,093.62 SOLE N/A NONE SIMON PPTY GROUP INC NEW COM 828806109 Common Stock 137 883.00 SOLE N/A NONE SINA CORPORATION COM ISIN#KYG814771047 G81477104 Common Stock 16 310.00 SOLE N/A NONE SINCLAIR BROADCAST GROUP INC CL A 829226109 Common Stock 2 181.50 SOLE N/A NONE SINOVAC BIOTECH LTD SHS ISIN#AGP8696W1045 P8696W104 Common Stock 2 1,000.00 SOLE N/A NONE SIRIUS XM RADIO INC COM 82967N108 Common Stock 74 40,049.00 SOLE N/A NONE SIRONA DENTAL SYS INC COM 82966C103 Common Stock 23 503.00 SOLE N/A NONE SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 78440P108 Common Stock ADR 2 125.00 SOLE N/A NONE SKECHERS U S A INC CL A 830566105 Common Stock 11 526.00 SOLE N/A NONE SKYWORKS SOLUTIONS INC COM 83088M102 Common Stock 93 3,421.00 SOLE N/A NONE SLM CORP COM 78442P106 Common Stock 27 1,698.00 SOLE N/A NONE SM ENERGY CO COM 78454L100 Common Stock 1 25.00 SOLE N/A NONE SMARTHEAT INC COM NEW 83172F203 Common Stock 3 635.00 SOLE N/A NONE SMITH & NEPHEW P L C SPONSORED ADR NEW 83175M205 Common Stock ADR 1 28.00 SOLE N/A NONE SMITH & WESSON HLDG CORP COM 831756101 Common Stock 16 1,900.00 SOLE N/A NONE SMITH A O CORP COMMON 831865209 Common Stock 1 20.00 SOLE N/A NONE SMITHFIELD FOODS INC COM 832248108 Common Stock 18 836.00 SOLE N/A NONE SMUCKER J M CO COM NEW 832696405 Common Stock 82 1,090.00 SOLE N/A NONE SNAP ON INC COM 833034101 Common Stock 7 117.00 SOLE N/A NONE SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 Common Stock 10 250.00 SOLE N/A NONE SOHU.COM INC COMMON STOCK 83408W103 Common Stock 1 20.00 SOLE N/A NONE SOLAR CAP LTD COM 83413U100 Common Stock 11 500.00 SOLE N/A NONE

32

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- SOLARWINDS INC COM 83416B109 Common Stock 49 1,125.00 SOLE N/A NONE SOLAZYME INC COM 83415T101 Common Stock 7 500.00 SOLE N/A NONE SONIC AUTOMOTIVE INC CL A 83545G102 Common Stock 4 300.00 SOLE N/A NONE SONIC CORP 835451105 Common Stock 2 192.00 SOLE N/A NONE SONOCO PRODS CO COM 835495102 Common Stock 13 440.00 SOLE N/A NONE SOTHEBYS CL A 835898107 Common Stock 8 242.00 SOLE N/A NONE SOURCEFIRE INC COM 83616T108 Common Stock 1 13.00 SOLE N/A NONE SOUTH JERSEY INDS INC COM 838518108 Common Stock 3 54.00 SOLE N/A NONE SOUTHERN CO COM 842587107 Common Stock 2,167 46,808.31 SOLE N/A NONE SOUTHERN COPPER CORP DEL COM 84265V105 Common Stock 82 2,602.00 SOLE N/A NONE SOUTHWEST AIRLS CO COM 844741108 Common Stock 31 3,409.00 SOLE N/A NONE SOUTHWEST GAS CORP 844895102 Common Stock 4 99.60 SOLE N/A NONE SOUTHWESTERN ENERGY CO COM 845467109 Common Stock 7 221.00 SOLE N/A NONE SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 78467X109 Common Stock 766 5,963.38 SOLE N/A NONE SPDR GOLD TR GOLD SHS 78463V107 Common Stock 5,573 35,908.50 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING ASIA PAC ETF 78463X301 Common Stock 2 29.00 SOLE N/A NONE SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF 78463X863 Common Stock 108 2,942.00 SOLE N/A NONE SPDR INDEX SHS FDS EURO STOXX 50 ETF 78463X202 Common Stock 0 1.00 SOLE N/A NONE SPDR INDEX SHS FDS FTSE / MACQUARIE GLOBAL 78463X855 Common Stock 20 500.00 SOLE N/A NONE SPDR INDEX SHS FDS RUSSELL / NOMURA SMALL CAP JAPAN ETF 78463X822 Common Stock 9 209.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P BRIC 40 ETF 78463X798 Common Stock 14 639.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 Common Stock 32 502.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL DIVIDEND ETF 78463X772 Common Stock 63 1,421.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL SMALL CAP ETF 78463X871 Common Stock 12 484.00 SOLE N/A NONE SPDR S&P 500 ETF TR TR UNIT 78462F103 Common Stock 3,561 26,163.62 SOLE N/A NONE SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT 78467Y107 Common Stock 72 420.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP TIPS ETF 78464A656 Common Stock 41 681.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP 1-3 T BILL ETF 78464A680 Common Stock 936 20,434.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP INTER TERM TREAS ETF 78464A672 Common Stock 53 870.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP INTL TREAS BD ETF 78464A516 Common Stock 25 422.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP LONG TERM TREAS ETF 78464A664 Common Stock 256 3,542.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP HIGH YIELD BD ETF 78464A417 Common Stock 2,337 59,213.44 SOLE N/A NONE SPDR SER TR DOW JONES MID CAP ETF 78464A847 Common Stock 15 237.00 SOLE N/A NONE SPDR SER TR DOW JONES REIT ETF 78464A607 Common Stock 293 4,019.30 SOLE N/A NONE SPDR SER TR NUVEEN BARCLAYS CAP MUN BD ETF 78464A458 Common Stock 426 17,651.54 SOLE N/A NONE SPDR SER TR S&P OIL & GAS EQUIP & SVCS ETF 78464A748 Common Stock 17 550.00 SOLE N/A NONE SPDR SER TR S&P 400 MID CAP VALUE ETF 78464A839 Common Stock 0 1.00 SOLE N/A NONE SPDR SER TR S&P 600 SMALL CAP ETF 78464A813 Common Stock 14 201.00 SOLE N/A NONE SPDR SER TR S&P BIOTECH ETF 78464A870 Common Stock 27 300.00 SOLE N/A NONE SPDR SER TR S&P BK ETF 78464A797 Common Stock 2 100.00 SOLE N/A NONE SPDR SER TR S&P CAP MKTS ETF 78464A771 Common Stock 9 275.00 SOLE N/A NONE SPDR SER TR S&P DIVID ETF 78464A763 Common Stock 499 8,967.10 SOLE N/A NONE SPDR SER TR S&P HOMEBUILDERS ETF 78464A888 Common Stock 10 470.00 SOLE N/A NONE

33

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- SPDR SER TR S&P INS ETF 78464A789 Common Stock 7 175.00 SOLE N/A NONE SPDR SER TR S&P METALS & MNG ETF 78464A755 Common Stock 496 11,974.19 SOLE N/A NONE SPDR SER TR S&P OIL & GAS EXPL & PRODTN ETF 78464A730 Common Stock 20 390.23 SOLE N/A NONE SPDR SER TR S&P PHARMACEUTICALS ETF 78464A722 Common Stock 271 4,561.00 SOLE N/A NONE SPDR SER TR S&P REGL BKG ETF 78464A698 Common Stock 247 9,032.35 SOLE N/A NONE SPDR SER TR S&P RETAIL ETF 78464A714 Common Stock 24 400.00 SOLE N/A NONE SPECTRA ENERGY CORP COM 847560109 Common Stock 90 3,093.18 SOLE N/A NONE SPECTRA ENERGY PARTNERS LP COM 84756N109 Common Stock 46 1,500.00 SOLE N/A NONE SPECTRUM PHARMACEUTICALS INC COM 84763A108 Common Stock 2 100.00 SOLE N/A NONE SPIRIT AEROSYSTEMS HLDGS INC CL A 848574109 Common Stock 2 92.00 SOLE N/A NONE SPRINT NEXTEL CORP FON SHS 852061100 Common Stock 60 18,448.00 SOLE N/A NONE SPX CORPORATION 784635104 Common Stock 1 13.00 SOLE N/A NONE ST JUDE MED INC COM 790849103 Common Stock 35 889.00 SOLE N/A NONE STANLEY BLACK & DECKER INC COM 854502101 Common Stock 15 237.00 SOLE N/A NONE STAPLES INC 855030102 Common Stock 93 7,115.00 SOLE N/A NONE STARBUCKS CORP COM 855244109 Common Stock 760 14,248.78 SOLE N/A NONE STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 85590A401 Common Stock 3 57.00 SOLE N/A NONE STARWOOD PPTY TR INC COM 85571B105 Common Stock 2 100.00 SOLE N/A NONE STATE STR CORP COM 857477103 Common Stock 1 30.00 SOLE N/A NONE STATOIL ASA SPONSORED ADR ISIN#US85771P1021 85771P102 Common Stock ADR 33 1,379.00 SOLE N/A NONE STEC INC COM 784774101 Common Stock 1 68.00 SOLE N/A NONE STEEL DYNAMICS INC COM 858119100 Common Stock 10 890.00 SOLE N/A NONE STERICYCLE INC COM 858912108 Common Stock 57 623.00 SOLE N/A NONE STERIS CORP 859152100 Common Stock 13 400.00 SOLE N/A NONE STONEMOR PARTNERS L P COM UNITS 86183Q100 Common Stock 49 1,900.00 SOLE N/A NONE STRYKER CORP 863667101 Common Stock 140 2,539.40 SOLE N/A NONE STURM RUGER & CO INC 864159108 Common Stock 6 145.00 SOLE N/A NONE SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTNERSHIP 864482104 Common Stock 19 455.75 SOLE N/A NONE SUN LIFE FINL INC COM ISIN#CA8667961053 866796105 Common Stock 25 1,157.00 SOLE N/A NONE SUNCOKE ENERGY INC COM 86722A103 Common Stock 10 680.00 SOLE N/A NONE SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 867224107 Common Stock 18 636.00 SOLE N/A NONE SUNOCO INC COM 86764P109 Common Stock 0 8.00 SOLE N/A NONE SUNOCO LOGISTICS PARTNERS LP COM UNITS 86764L108 Common Stock 291 8,025.00 SOLE N/A NONE SUNPOWER CORP COM 867652406 Common Stock 3 630.00 SOLE N/A NONE SUNTECH PWR HLDGS CO LTD SHS ISIN#US86800C1045 86800C104 Common Stock ADR 1 690.00 SOLE N/A NONE SUNTRUST BKS INC COM 867914103 Common Stock 19 799.76 SOLE N/A NONE SUPERIOR INDUSTRIES INTERNATIONAL INC CALIFORNIA 868168105 Common Stock 6 370.00 SOLE N/A NONE SUPERVALU INC COM 868536103 Common Stock 19 3,707.14 SOLE N/A NONE SUSQUEHANNA BANKSHS INC PA 869099101 Common Stock 0 40.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURN 870297603 Common Stock 2 250.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX TOTAL RETURN 870297801 Common Stock 8 1,007.00 SOLE N/A NONE SWIFT ENERGY CO COM 870738101 Common Stock 4 225.00 SOLE N/A NONE SWISHER HYGIENE INC COM 870808102 Common Stock 13 5,000.00 SOLE N/A NONE

34

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- SXC HEALTH SOLUTIONS CORP N/C EFF 7/11/12 1 OLD/1 NEW CU 148887102 CATAMARAN CORP 78505P100 Common Stock 52 528.00 SOLE N/A NONE SYCAMORE NETWORKS INC COM NEW 871206405 Common Stock 1 38.00 SOLE N/A NONE SYMANTEC CORP 871503108 Common Stock 2 131.00 SOLE N/A NONE SYNGENTA AG SPON ADR ISIN#US87160A1007 87160A100 Common Stock ADR 1 11.00 SOLE N/A NONE SYNNEX CORP COM 87162W100 Common Stock 1 25.00 SOLE N/A NONE SYNTA PHAMACEUTICALS CORP COM 87162T206 Common Stock 11 2,000.00 SOLE N/A NONE SYSCO CORP 871829107 Common Stock 373 12,522.40 SOLE N/A NONE TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 874039100 Common Stock ADR 5 392.72 SOLE N/A NONE TAL INTL GROUP INC COM 874083108 Common Stock 2 70.00 SOLE N/A NONE TALISMAN ENERGY INC COM 87425E103 Common Stock 1 63.00 SOLE N/A NONE TANGER FACTORY OUTLET CENTERS INC COM 875465106 Common Stock 2 66.00 SOLE N/A NONE TANGOE INC COM 87582Y108 Common Stock 1 66.00 SOLE N/A NONE TARGA RES PARTNERS LP COM UNIT LTD PARTNERSHIP INT 87611X105 Common Stock 116 3,263.00 SOLE N/A NONE TARGET CORP COM 87612E106 Common Stock 88 1,516.02 SOLE N/A NONE TATA MTRS LTD SPON ADR. 876568502 Common Stock ADR 163 7,428.76 SOLE N/A NONE TAUBMAN CENTERS INC 876664103 Common Stock 33 425.00 SOLE N/A NONE TC PIPELINES LP UNIT COM LTD PARTNERSHIP INT 87233Q108 Common Stock 47 1,100.00 SOLE N/A NONE TD AMERITRADE HLDG CORP COM 87236Y108 Common Stock 8 454.00 SOLE N/A NONE TE CONNECTIVITY LTD REG SHS ISIN#CH0102993182 H84989104 Common Stock 32 1,006.23 SOLE N/A NONE TECK RES LTD CL B SUB VTG ISIN#CA8787422044 878742204 Common Stock 0 6.00 SOLE N/A NONE TECO ENERGY INC COM 872375100 Common Stock 28 1,540.66 SOLE N/A NONE TEEKAY LNG PARTNERS L P PARTNERSHIP UNIT ISIN#MHY8564M1057 Y8564M105 Common Stock 75 1,940.78 SOLE N/A NONE TEEKAY TANKERS LTD CL A ISIN#MHY8565N1022 Y8565N102 Common Stock 1 232.38 SOLE N/A NONE TELECOM ARGENTINA S A SPONSORED ADR REPSTG 5 CL B ORD SHS ISIN#US8792732096 879273209 Common Stock ADR 1 100.00 SOLE N/A NONE TELECOM CORP NEW ZEALAND LTD SPONS ADR ISIN#US8792782083 879278208 Common Stock ADR 7 721.00 SOLE N/A NONE TELEDYNE TECHNOLOGIES INC COM 879360105 Common Stock 6 93.00 SOLE N/A NONE TELEFONICA BRASIL SA SPONSORED ADR ISIN#US87936R1068 87936R106 Common Stock ADR 2 97.00 SOLE N/A NONE TELEFONICA S A ADR SPONS ADR ISIN#US8793822086 879382208 Common Stock ADR 64 4,893.11 SOLE N/A NONE TELLABS INC COM 879664100 Common Stock 2 451.00 SOLE N/A NONE TEMPUR-PEDIC INTL INC COM 88023U101 Common Stock 0 16.00 SOLE N/A NONE TENARIS S A SPONSORED ADR 88031M109 Common Stock ADR 0 5.00 SOLE N/A NONE TENET HEALTHCARE CORP 88033G100 Common Stock 1 210.00 SOLE N/A NONE TENNECO INC COM 880349105 Common Stock 1 28.00 SOLE N/A NONE TERADATA CORP DEL COM 88076W103 Common Stock 83 1,146.00 SOLE N/A NONE TERRA NITROGEN COMPANY L.P. DEPOSITARY RECEIPTS EVIDENCING COMMON UNITS REPRESENTING LIMITED PARTNER INTS 881005201 Common Stock 32 149.06 SOLE N/A NONE TESORO CORP COM 881609101 Common Stock 2 75.00 SOLE N/A NONE TETRA TECH INC NEW COM 88162G103 Common Stock 54 2,060.00 SOLE N/A NONE TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 Common Stock 2 50.00 SOLE N/A NONE TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098 881624209 Common Stock ADR 463 11,730.58 SOLE N/A NONE TEXAS INSTRUMENTS INC 882508104 Common Stock 26 912.00 SOLE N/A NONE TEXTRON INC COM 883203101 Common Stock 5 194.00 SOLE N/A NONE TFS FINL CORP COM 87240R107 Common Stock 47 4,945.00 SOLE N/A NONE THERMO FISHER SCIENTIFIC INC 883556102 Common Stock 25 488.36 SOLE N/A NONE

35

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- THOR INDS INC 885160101 Common Stock 1 40.00 SOLE N/A NONE TIDEWATER INC 886423102 Common Stock 7 154.21 SOLE N/A NONE TIFFANY & COMPANY 886547108 Common Stock 90 1,701.37 SOLE N/A NONE TIME WARNER CABLE INC COM 88732J207 Common Stock 43 520.96 SOLE N/A NONE TIME WARNER INC NEW COM NEW 887317303 Common Stock 79 2,041.31 SOLE N/A NONE TIMKEN CO COM 887389104 Common Stock 18 388.00 SOLE N/A NONE TITAN MACHY INC COM 88830R101 Common Stock 67 2,200.00 SOLE N/A NONE TJX COMPANIES INC (NEW) 872540109 Common Stock 279 6,501.31 SOLE N/A NONE TOLL BROS INC 889478103 Common Stock 25 838.00 SOLE N/A NONE TOOTSIE ROLL INDS INC 890516107 Common Stock 0 3.00 SOLE N/A NONE TORONTO DOMINION BK ONT COM NEW ISIN#CA8911605092 891160509 Common Stock 20 250.00 SOLE N/A NONE TOTAL S A SPONSORED ADR 89151E109 Common Stock ADR 161 3,592.22 SOLE N/A NONE TOTAL SYSTEMS SERVICES INC 891906109 Common Stock 13 531.00 SOLE N/A NONE TOYOTA MTR CO SPON ADR 892331307 Common Stock ADR 271 3,370.53 SOLE N/A NONE TRACTOR SUPPLY CO 892356106 Common Stock 128 1,545.53 SOLE N/A NONE TRANSALTA CORP 89346D107 Common Stock 1 50.00 SOLE N/A NONE TRANSCANADA CORP COM ISIN#CA89353D1078 89353D107 Common Stock 7 156.59 SOLE N/A NONE TRANSDIGM GROUP INC COM 893641100 Common Stock 83 621.00 SOLE N/A NONE TRANSOCEAN LTD ZUG NAMEN AKT ISIN#CH0048265513 H8817H100 Common Stock 153 3,420.48 SOLE N/A NONE TRANSWITCH CORP COM NEW 894065309 Common Stock 2 1,500.00 SOLE N/A NONE TRAVELERS COS INC COM 89417E109 Common Stock 91 1,419.93 SOLE N/A NONE TRAVELZOO INC COM 89421Q106 Common Stock 18 800.00 SOLE N/A NONE TREEHOUSE FOODS INC COM 89469A104 Common Stock 33 530.00 SOLE N/A NONE TRIANGLE CAP CORP COM 895848109 Common Stock 14 596.23 SOLE N/A NONE TRINITY INDS INC COM 896522109 Common Stock 10 403.60 SOLE N/A NONE TRIPADVISOR INC COM 896945201 Common Stock 35 784.00 SOLE N/A NONE TRIQUINT SEMICONDUCTOR INC COM 89674K103 Common Stock 1 100.00 SOLE N/A NONE TRIUMPH GROUP INC NEW COM 896818101 Common Stock 8 148.50 SOLE N/A NONE TRUE RELIGION APPAREL INC COM 89784N104 Common Stock 1 21.01 SOLE N/A NONE TRUSTMARK CORP 898402102 Common Stock 3 117.00 SOLE N/A NONE TRW AUTOMOTIVE HLDGS CORP COM 87264S106 Common Stock 34 917.90 SOLE N/A NONE TUPPERWARE BRANDS CORP COM 899896104 Common Stock 21 390.00 SOLE N/A NONE TURKCELL ILETISIM HIZMETLERI A S SPONS ADR ISIN#US9001112047 900111204 Common Stock ADR 1 100.00 SOLE N/A NONE TW TELECOM INC COM 87311L104 Common Stock 1 39.00 SOLE N/A NONE TWO HBRS INVT CORP COM 90187B101 Common Stock 46 4,456.58 SOLE N/A NONE TYCO INTL LTD SHS ISIN#CH0100383485 H89128104 Common Stock 73 1,384.77 SOLE N/A NONE TYSON FOODS INC CL A 902494103 Common Stock 1 33.00 SOLE N/A NONE U S AWYS GROUP INC COM 90341W108 Common Stock 7 500.00 SOLE N/A NONE USG CORP (NEW) COMMON STOCK 903293405 Common Stock 35 1,836.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD TO UBS BLOOMBERG CONSTANT MTY LONG PLATINUM TOTAL RETURN INDEX 902641786 Common Stock 25 1,500.00 SOLE N/A NONE UBS AG SHS NEW ISIN#CH0024899483 H89231338 Common Stock 20 1,691.00 SOLE N/A NONE UGI CORP 902681105 Common Stock 3 109.00 SOLE N/A NONE UIL HLDG CORP COM 902748102 Common Stock 704 19,624.00 SOLE N/A NONE

36

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ULTA SALON COSMETICS & FRAGRANCE INC COM 90384S303 Common Stock 174 1,866.00 SOLE N/A NONE ULTRA PETE CORP COM ISIN#CA9039141093 903914109 Common Stock 11 470.00 SOLE N/A NONE UMPQUA HLDGS CORP COM 904214103 Common Stock 0 12.00 SOLE N/A NONE UNDER ARMOUR INC CL A COM 904311107 Common Stock 88 928.00 SOLE N/A NONE UNILEVER NV NEW YORK SHS NEW 904784709 Common Stock 497 14,888.45 SOLE N/A NONE UNILEVER PLC SPON ADR NEW ISIN#US9047677045 904767704 Common Stock ADR 59 1,739.00 SOLE N/A NONE UNION PACIFIC CORP COM 907818108 Common Stock 954 7,995.43 SOLE N/A NONE UNITED BANKSHARES INC W VA COM 909907107 Common Stock 2 69.00 SOLE N/A NONE UNITED CONTL HLDGS INC COM 910047109 Common Stock 44 1,805.00 SOLE N/A NONE UNITED ONLINE INC COM 911268100 Common Stock 15 3,500.00 SOLE N/A NONE UNITED PARCEL SVC INC CL B 911312106 Common Stock 476 6,049.99 SOLE N/A NONE UNITED RENTALS INC COM 911363109 Common Stock 7 207.00 SOLE N/A NONE UNITED STS NAT GAS FD LP UNIT PAR $0 001 912318201 Common Stock 69 3,585.00 SOLE N/A NONE UNITED STS OIL FD LP UNITS 91232N108 Common Stock 123 3,868.00 SOLE N/A NONE UNITED STS STL CORP NEW COM 912909108 Common Stock 111 5,394.88 SOLE N/A NONE UNITED STS GASOLINE FD LP UNITS 91201T102 Common Stock 153 3,150.00 SOLE N/A NONE UNITED TECHNOLOGIES CORP COM 913017109 Common Stock 662 8,766.59 SOLE N/A NONE UNITEDHEALTH GROUP INC COM 91324P102 Common Stock 382 6,534.46 SOLE N/A NONE UNIVERSAL CORP VA COM 913456109 Common Stock 1 22.00 SOLE N/A NONE UNIVERSAL HEALTH SVCS INC CL B 913903100 Common Stock 0 2.00 SOLE N/A NONE URBAN OUTFITTERS INC 917047102 Common Stock 3 123.00 SOLE N/A NONE URS CORP NEW COM 903236107 Common Stock 12 347.00 SOLE N/A NONE US BANCORP DEL COM 902973304 Common Stock 86 2,665.80 SOLE N/A NONE UTSTARCOM HLDGS CORP USD ORD SHS ISIN#KYG9310A1067 G9310A106 Common Stock 0 150.00 SOLE N/A NONE V F CORP 918204108 Common Stock 11 82.00 SOLE N/A NONE VAALCO ENERGY INC NEW 91851C201 Common Stock 123 14,300.00 SOLE N/A NONE VALASSIS COMMUNICATIONS INC 918866104 Common Stock 0 20.00 SOLE N/A NONE VALE SA ADR ISIN#US91912E1055 91912E105 Common Stock ADR 180 9,075.31 SOLE N/A NONE VALEANT PHARMACEUTICALS INTL INC CDA COM ISIN#CA91911K1021 91911K102 Common Stock 4 92.00 SOLE N/A NONE VALERO ENERGY CORP NEW COM 91913Y100 Common Stock 256 10,588.26 SOLE N/A NONE VALHI INC NEW COM 918905100 Common Stock 11 871.47 SOLE N/A NONE VALIDUS HLDGS LTD COM SHS ISIN#BMG9319H1025 G9319H102 Common Stock 1 33.00 SOLE N/A NONE VALLEY NATL BANCORP COM 919794107 Common Stock 8 799.92 SOLE N/A NONE VALSPAR CORP 920355104 Common Stock 47 891.00 SOLE N/A NONE VALUECLICK INC COM 92046N102 Common Stock 0 4.00 SOLE N/A NONE VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF 921937819 Common Stock 1,344 15,126.20 SOLE N/A NONE VANGUARD BD INDEX FD INC LONG TERM BD ETF 921937793 Common Stock 538 5,665.36 SOLE N/A NONE VANGUARD BD INDEX FD INC SHORT TERM BD ETF 921937827 Common Stock 4,807 59,244.86 SOLE N/A NONE VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF 921937835 Common Stock 1,459 17,289.06 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD EXTENDED MKT ETF 922908652 Common Stock 119 2,109.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD GROWTH ETF 922908736 Common Stock 523 7,682.81 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD LARGE-CAP ETF 922908637 Common Stock 49 788.19 SOLE N/A NONE VANGUARD INDEX FDS MID-CAP GROWTH INDEX VIPER SHS 922908538 Common Stock 48 744.00 SOLE N/A NONE

37

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS 922908512 Common Stock 448 8,142.82 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD MID-CAP ETF 922908629 Common Stock 359 4,649.70 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD REIT ETF 922908553 Common Stock 509 7,772.36 SOLE N/A NONE VANGUARD INDEX FDS S&P 500 ETF SHS 922908413 Common Stock 11 176.78 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF 922908611 Common Stock 535 7,842.45 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF 922908751 Common Stock 166 2,177.45 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETF 922908595 Common Stock 357 4,257.10 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF 922908769 Common Stock 4,122 59,141.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD VALUE ETF 922908744 Common Stock 473 8,449.28 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS 922042775 Common Stock 275 6,707.26 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI EMERGING MKTS ETF 922042858 Common Stock 913 22,868.61 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI EUROPE ETF 922042874 Common Stock 11 247.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI PAC ETF 922042866 Common Stock 15 305.00 SOLE N/A NONE VANGUARD NAT RES LLC COM UNIT REPSTG LTD LIABLITY CO INTS 92205F106 Common Stock 105 4,028.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS 92206C870 Common Stock 32 375.58 SOLE N/A NONE VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF 921908844 Common Stock 1,139 20,088.36 SOLE N/A NONE VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 Common Stock 21 675.00 SOLE N/A NONE VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS 921946406 Common Stock 178 3,701.00 SOLE N/A NONE VANGUARD WORLD FD MEGA CAP 300 INDEX ETF 921910873 Common Stock 19 400.00 SOLE N/A NONE VANGUARD WORLD FD MEGA CAP 300 GROWTH INDEX ETF 921910816 Common Stock 10 187.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD CONSUMER DISCRETIONARY ETF 92204A108 Common Stock 3 50.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF 92204A207 Common Stock 512 5,803.00 SOLE N/A NONE VANGUARD WORLDS FDS VANGUARD ENERGY ETF 92204A306 Common Stock 4 43.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF 92204A504 Common Stock 49 715.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD INDLS ETF 92204A603 Common Stock 41 610.49 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 Common Stock 62 909.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD UTILS ETF 92204A876 Common Stock 241 3,067.00 SOLE N/A NONE VARIAN MED SYS INC COM 92220P105 Common Stock 15 251.00 SOLE N/A NONE VASCO DATA SEC INTL 92230Y104 Common Stock 5 600.00 SOLE N/A NONE VECTOR GROUP LTD COM 92240M108 Common Stock 14 851.00 SOLE N/A NONE VECTREN CORP COM 92240G101 Common Stock 6 203.20 SOLE N/A NONE VEECO INSTRS INC DEL COM 922417100 Common Stock 10 300.00 SOLE N/A NONE VENTAS INC COM 92276F100 Common Stock 25 401.00 SOLE N/A NONE VENTRUS BIOSCIENCES INC COM 922822101 Common Stock 1 200.00 SOLE N/A NONE VEOLIA ENVIRONMENT SPONSORED ADR 92334N103 Common Stock ADR 13 1,025.00 SOLE N/A NONE VERIFONE SYSTEMS INC COM 92342Y109 Common Stock 7 214.00 SOLE N/A NONE VERISIGN INC COM 92343E102 Common Stock 0 1.00 SOLE N/A NONE VERISK ANALYTICS INC CL A 92345Y106 Common Stock 10 200.00 SOLE N/A NONE VERIZON COMMUNICATIONS COM 92343V104 Common Stock 3,688 82,988.08 SOLE N/A NONE VERMILLION INC COM NEW 92407M206 Common Stock 0 10.00 SOLE N/A NONE VERTEX PHARMACEUTICALS INC COM 92532F100 Common Stock 8 135.00 SOLE N/A NONE VIACOM INC NEW CL B 92553P201 Common Stock 35 743.40 SOLE N/A NONE VICOR CORP 925815102 Common Stock 0 1.00 SOLE N/A NONE

38

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- VIMPELCOM LTD SPONSORED ADR 92719A106 Common Stock ADR 5 639.39 SOLE N/A NONE VIROPHARMA INC COM 928241108 Common Stock 5 200.00 SOLE N/A NONE VISA INC COM CL A 92826C839 Common Stock 169 1,366.19 SOLE N/A NONE VISTEON CORP COM NEW 92839U206 Common Stock 35 930.00 SOLE N/A NONE VIVUS INC COM 928551100 Common Stock 9 303.00 SOLE N/A NONE VMWARE INC CL A COM 928563402 Common Stock 167 1,831.00 SOLE N/A NONE VOC ENERGY TR TR UNIT 91829B103 Common Stock 9 500.00 SOLE N/A NONE VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098 92857W209 Common Stock ADR 547 19,416.34 SOLE N/A NONE VORNADO RLTY TR SBI 929042109 Common Stock 5 60.00 SOLE N/A NONE VULCAN MATERIALS CO HLDG CO COM 929160109 Common Stock 9 217.00 SOLE N/A NONE WABCO HLDGS INC COM 92927K102 Common Stock 2 41.00 SOLE N/A NONE WABTEC COM 929740108 Common Stock 10 130.00 SOLE N/A NONE WALGREEN CO 931422109 Common Stock 346 11,698.45 SOLE N/A NONE WAL MART STORES INC COM 931142103 Common Stock 728 10,448.29 SOLE N/A NONE WALTER ENERGY INC COM 93317Q105 Common Stock 14 316.00 SOLE N/A NONE WARNER CHILCOTT PLC SHS A G94368100 Common Stock 3 154.00 SOLE N/A NONE WASHINGTON FED INC COM 938824109 Common Stock 28 1,652.00 SOLE N/A NONE WASTE MGMT INC DEL COM 94106L109 Common Stock 189 5,657.88 SOLE N/A NONE WATERS CORP COM 941848103 Common Stock 3 40.00 SOLE N/A NONE WATSON PHARMACEUTICAL INC 942683103 Common Stock 28 373.00 SOLE N/A NONE WATTS WATER TECHNOLOGIES INC CL A COM 942749102 Common Stock 1 25.00 SOLE N/A NONE WAUSAU PAPER CORP COM 943315101 Common Stock 0 2.00 SOLE N/A NONE WD 40 CO COM 929236107 Common Stock 1 22.00 SOLE N/A NONE WEATHERFORD INTL LTD REG ISIN#CH0038838394 H27013103 Common Stock 26 2,067.00 SOLE N/A NONE WEBMD HEALTH CORP COM 94770V102 Common Stock 12 573.00 SOLE N/A NONE WEBSTER FINL CORP WATERBURY CONN COM 947890109 Common Stock 32 1,485.00 SOLE N/A NONE WEINGARTEN REALTY INVESTORS SHARES OF BENEFICIAL INTEREST 948741103 Common Stock 13 500.00 SOLE N/A NONE WELLPOINT INC COM 94973V107 Common Stock 108 1,700.37 SOLE N/A NONE WELLS FARGO & CO NEW COM 949746101 Common Stock 720 21,529.61 SOLE N/A NONE WENDYS CO COM 95058W100 Common Stock 1 150.00 SOLE N/A NONE WERNER ENTERPRISES INC 950755108 Common Stock 5 225.00 SOLE N/A NONE WESTAR ENERGY INC COM 95709T100 Common Stock 30 1,000.00 SOLE N/A NONE WESTERN DIGITAL CORP COM 958102105 Common Stock 41 1,350.00 SOLE N/A NONE WESTERN GAS PARTNERS LP COM UNIT REPSTG LTD PARTNER INT 958254104 Common Stock 128 2,924.00 SOLE N/A NONE WESTERN REFINING INC COM 959319104 Common Stock 49 2,208.00 SOLE N/A NONE WESTERN UN CO COM 959802109 Common Stock 3 176.00 SOLE N/A NONE WESTLAKE CHEM CORP COM 960413102 Common Stock 10 184.00 SOLE N/A NONE WESTPORT INNOVATIONS INC COM NEW ISIN#CA9609083097 960908309 Common Stock 134 3,641.00 SOLE N/A NONE WEYERHAEUSER CO 962166104 Common Stock 10 457.00 SOLE N/A NONE WGL HLDGS INC COM 92924F106 Common Stock 3 69.00 SOLE N/A NONE WHIRLPOOL CORP 963320106 Common Stock 15 249.00 SOLE N/A NONE WHITING PETE CORP COM 966387102 Common Stock 19 469.00 SOLE N/A NONE WHOLE FOODS MKT INC COM 966837106 Common Stock 264 2,770.47 SOLE N/A NONE

39

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- WILEY JOHN & SONS INC CLASS A 968223206 Common Stock 302 6,160.00 SOLE N/A NONE WILLIAMS COS INC COM 969457100 Common Stock 26 892.00 SOLE N/A NONE WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT 96950F104 Common Stock 226 4,318.00 SOLE N/A NONE WILLIAMS SONOMA INC COM 969904101 Common Stock 7 195.00 SOLE N/A NONE WILLIS GROUP HLDGS PUBLIC LTD CO SHS G96666105 Common Stock 25 690.77 SOLE N/A NONE WINDSTREAM CORP COM 97381W104 Common Stock 340 35,243.59 SOLE N/A NONE WIPRO LTD SPONS ADR REPSTG 1 SH ISIN#US97651M1099 97651M109 Common Stock ADR 26 2,781.74 SOLE N/A NONE WISCONSIN ENERGY CORP COM 976657106 Common Stock 3 87.00 SOLE N/A NONE WISDOMTREE INVTS INC COM 97717P104 Common Stock 5 750.00 SOLE N/A NONE WISDOMTREE TR EMERGING MKTS LOC DEBT FD 97717X867 Common Stock 0 5.00 SOLE N/A NONE WISDOMTREE TR ASIA PACIFIC EX JAPAN FD 97717W828 Common Stock 9 149.75 SOLE N/A NONE WISDOMTREE TR DREYFUS BRAZILIAN REAL FD 97717W240 Common Stock 4 200.00 SOLE N/A NONE WISDOMTREE TR DIVID EX-FINANCIALS FD 97717W406 Common Stock 425 7,900.00 SOLE N/A NONE WISDOMTREE TR EMERGING MKTS EQUITY INCOME FD EQUITY 97717W315 Common Stock 340 6,571.44 SOLE N/A NONE WISDOMTREE TR EMERGING MKTS SMALL CAP 97717W281 Common Stock 24 545.00 SOLE N/A NONE WISDOMTREE TR EQUITY INCOME FD 97717W208 Common Stock 5 116.00 SOLE N/A NONE WISDOMTREE TR INDIA EARNINGS FD 97717W422 Common Stock 160 9,281.12 SOLE N/A NONE WISDOMTREE TR JAPAN HEDGED EQUITY FD 97717W851 Common Stock 8 247.00 SOLE N/A NONE WISDOMTREE TR LARGECAP DIVID FD 97717W307 Common Stock 1,253 23,896.86 SOLE N/A NONE WISDOMTREE TR MIDCAP DIVID FD 97717W505 Common Stock 49 899.00 SOLE N/A NONE WISDOMTREE TR SMALLCAP DIVID FD 97717W604 Common Stock 97 2,008.00 SOLE N/A NONE WISDOMTREE TR TOTAL DIVID FD 97717W109 Common Stock 28 525.00 SOLE N/A NONE WOODWARD INC COM 980745103 Common Stock 23 585.00 SOLE N/A NONE WORLD FUEL SVCS CORP COM 981475106 Common Stock 28 741.00 SOLE N/A NONE WORLD WRESTLING ENTMT INC CL A 98156Q108 Common Stock 18 2,323.17 SOLE N/A NONE WPX ENERGY INC COM 98212B103 Common Stock 1 49.00 SOLE N/A NONE WYNDHAM WORLDWIDE CORP COM 98310W108 Common Stock 50 941.00 SOLE N/A NONE WYNN RESORTS LTD COM 983134107 Common Stock 23 226.00 SOLE N/A NONE XCEL ENERGY INC COM 98389B100 Common Stock 42 1,464.00 SOLE N/A NONE XEROX CORPORATION 984121103 Common Stock 128 16,301.21 SOLE N/A NONE XILINX INC COM 983919101 Common Stock 7 204.00 SOLE N/A NONE XL GROUP PLC SHS ISIN#IE00B5LRLL25 G98290102 Common Stock 4 174.00 SOLE N/A NONE XYLEM INC COM 98419M100 Common Stock 17 658.00 SOLE N/A NONE XYRATEX LTD COM ISIN#BMG982681089 G98268108 Common Stock 5 400.00 SOLE N/A NONE YAHOO INC COM 984332106 Common Stock 102 6,462.00 SOLE N/A NONE YAMANA GOLD INC COM ISIN#CA98462Y1007 98462Y100 Common Stock 33 2,124.02 SOLE N/A NONE YANZHOU COAL MINING CO LTD SPONSORED ADR REPSTG H SHS 984846105 Common Stock ADR 67 4,390.00 SOLE N/A NONE YINGLI GREEN HLDG CO LTD ADR 98584B103 Common Stock ADR 183 65,650.00 SOLE N/A NONE YUM BRANDS INC COM 988498101 Common Stock 314 4,877.73 SOLE N/A NONE ZAGG INC COM 98884U108 Common Stock 19 1,700.00 SOLE N/A NONE ZEBRA TECHNOLOGIES CORP CL A 989207105 Common Stock 3 81.00 SOLE N/A NONE ZIMMER HLDGS INC COM 98956P102 Common Stock 19 288.00 SOLE N/A NONE ZYNGA INC CL A 98986T108 Common Stock 128 23,510.00 SOLE N/A NONE

40

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ABERDEEN ASIA-PACIFIC INCOME FD INC COM 003009107 Common Stock 1,431 187,279.12 SOLE N/A NONE ABERDEEN CHILE FD INC COM 00301W105 Common Stock 6 418.00 SOLE N/A NONE ABERDEEN GLOBAL INCOME FD INC COM 003013109 Common Stock 8 600.00 SOLE N/A NONE ABERDEEN INDONESIA FD INC COM 00305P106 Common Stock 62 4,800.00 SOLE N/A NONE ABERDEEN ISRAEL FD INC COM 00301L109 Common Stock 350 27,986.00 SOLE N/A NONE ABERDEEN LATIN AMER EQUITY FD INC COM 00306K106 Common Stock 94 2,950.00 SOLE N/A NONE ADVENT CLAYMORE CONV SECS & INCOME FD II COM 007639107 Common Stock 7 1,155.00 SOLE N/A NONE ADVENT CLAYMORE CONV SECS & INCOME FD COM 00764C109 Common Stock 15 981.00 SOLE N/A NONE AGIC CONV & INCOME FD COM 001190107 Common Stock 1,621 181,551.14 SOLE N/A NONE AGIC CONV & INCOME FD II COM 001191105 Common Stock 1,459 177,482.52 SOLE N/A NONE AGIC EQUITY & CONV INCOME FD COM 00119P102 Common Stock 12 755.00 SOLE N/A NONE AGIC INTL & PREM STRATEGY FD COM 00119Q100 Common Stock 882 84,901.77 SOLE N/A NONE ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC COM ISIN#US01879R1068 01879R106 Common Stock 125 8,347.96 SOLE N/A NONE ALLIANCEBERSTEIN INCOME FD INC COM 01881E101 Common Stock 273 32,761.84 SOLE N/A NONE ALLIANCEBERNSTEIN NATL MUN INCOME FD INC 01864U106 Common Stock 236 15,028.01 SOLE N/A NONE ALPINE GLOBAL PREMIER PPTYS FD COM SHS OF BEN INT 02083A103 Common Stock 6 963.50 SOLE N/A NONE ALPINE TOTAL DYNAMIC DIVID FD COM SHS BEN INT 021060108 Common Stock 11 2,580.00 SOLE N/A NONE ALPS ETF TR COHEN & STEERS GLOBAL REALTY MAJORS 00162Q106 Common Stock 6 150.00 SOLE N/A NONE AMERICAN INTL GROUP INC WT EXP 01/19/21 026874156 Warrants 1 135.00 SOLE N/A NONE AMERICAN SELECT PORTFOLIO INC 029570108 Common Stock 142 13,509.00 SOLE N/A NONE AMERICAN STRATEGIC INCOME PORTFOLIO INC 030098107 Common Stock 172 14,700.00 SOLE N/A NONE AMERICAN STRATEGIC INCOME PORTFOLIO INC III 03009T101 Common Stock 81 11,528.00 SOLE N/A NONE AMERICAN STRATEGIC INCOME PORTFOLIO INC II 030099105 Common Stock 46 5,325.00 SOLE N/A NONE ASCENT CAP GROUP INC COM SER A 043632108 Common Stock 0 6.00 SOLE N/A NONE BANCROFT FD LTD 059695106 Common Stock 510 31,954.00 SOLE N/A NONE BANK AMER CORP WTS RESTRICTED US TREAS TARP $13.30 WTS EXP 01/16/2019 060505146 Warrants 1 180.00 SOLE N/A NONE BAR HBR BANKSHARES COM 066849100 Common Stock 7 200.00 SOLE N/A NONE BARCLAYS BK PLC 8.125% SPON ADR PREF SHS SER 5 CALLABLE 6/15/13@25.00 06739H362 Preferred Stock ADR 14 532.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS PRECIOUS METALS TOTAL RETURN SUB INDEX ETN 06739H248 Common Stock 3 31.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS PLATINUM TOTAL RETURN SUB INDEX ETN 06739H255 Common Stock 42 1,262.00 SOLE N/A NONE BARCLAYS BK PLC IPATH GLOBAL CARBON ETN 06739H164 Common Stock 0 13.00 SOLE N/A NONE BARCLAYS BK PLC 6.6250% SER 2 ADR REPSTG PREF SHS CALLABLE 9/15/11@25 06739F390 Preferred Stock 5 200.00 SOLE N/A NONE BARCLAYS BANK PLC IPATH S&P 500 INDEX SHORT ETN 06740P700 Common Stock 56 2,575.00 SOLE N/A NONE BARCLAYS BK PLC SHORT C LEVERAGED ETN LKD TO S&P 500 TOTAL RETURN INDEX BXDC 06740H641 Common Stock 1,565 58,920.00 SOLE N/A NONE BCB BANCORP INC COM 055298103 Common Stock 5 520.00 SOLE N/A NONE BLACKROCK CORE TR SHS BEN INT 09249E101 Common Stock 36 2,462.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD V INC COM 09255N102 Common Stock 62 4,880.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD VI INC COM 09255P107 Common Stock 18 1,455.41 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD III INC COM 09255M104 Common Stock 32 4,233.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD INC COM 09255L106 Common Stock 11 1,441.00 SOLE N/A NONE BLACKROCK CREDIT ALLOCATION INCOME TR II INC 09255H105 Common Stock 9 809.00 SOLE N/A NONE BLACKROCK CREDIT ALLOCATION INCOME TR IV INC 092508100 Common Stock 34 2,572.00 SOLE N/A NONE BLACKROCK ENERGY & RES TR COM 09250U101 Common Stock 2 100.00 SOLE N/A NONE

41

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- BLACKROCK ENHANCED CAP & INCOME FD INC COM 09256A109 Common Stock 36 2,811.00 SOLE N/A NONE BLACKROCK ENHANCED EQUITY DIVID TR COM 09251A104 Common Stock 438 60,475.31 SOLE N/A NONE BLACKROCK ENHANCED GOVT FD INC COM 09255K108 Common Stock 4 240.00 SOLE N/A NONE BLACKROCK FLOATING RATE INCOME TR COM 091941104 Common Stock 37 2,606.00 SOLE N/A NONE BLACKROCK GLOBAL OPPORTUNITIES EQUITY TR COM 092501105 Common Stock 639 48,214.50 SOLE N/A NONE BLACKROCK HIGH INCOME SHS BENT INT 09250E107 Common Stock 55 23,644.59 SOLE N/A NONE BLACKROCK INCOME TRUST INC 09247F100 Common Stock 2 301.00 SOLE N/A NONE BLACKROCK INTL GROWTH & INCOME TR COM 092524107 Common Stock 21 2,979.00 SOLE N/A NONE BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC 09247D105 Common Stock 49 2,961.47 SOLE N/A NONE BLACKROCK LTD DURATION INCOME TR COM SHS 09249W101 Common Stock 49 2,790.00 SOLE N/A NONE BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 Common Stock 4 250.00 SOLE N/A NONE BLACKROCK MUN INCOME TR SH BEN INT 09248F109 Common Stock 67 4,247.50 SOLE N/A NONE BLACKROCK MUNI INTER DURATION FD INC COM 09253X102 Common Stock 5 278.09 SOLE N/A NONE BLACKROCK MUNI N Y INTER DURATION FD INC COM 09255F109 Common Stock 47 3,133.00 SOLE N/A NONE BLACKROCK MUNIASSETS FD INC COM 09254J102 Common Stock 12 870.00 SOLE N/A NONE BLACKROCK MUNI INCOME INVESTMENT TR COM 09248H105 Common Stock 51 3,234.78 SOLE N/A NONE BLACKROCK MUN BD TR COM 09249H104 Common Stock 16 909.56 SOLE N/A NONE BLACKROCK MUNIENHANCED FD INC COM 09253Y100 Common Stock 13 1,100.00 SOLE N/A NONE BLACKROCK MUNIHOLDINGS FD INC COM 09253N104 Common Stock 15 848.00 SOLE N/A NONE BLACKROCK MUNIVEST FD II INC COM 09253T101 Common Stock 6 350.00 SOLE N/A NONE BLACKROCK MUNIVEST FD INC COM 09253R105 Common Stock 9 840.00 SOLE N/A NONE BLACKROCK MUNIYIELD QUALITY FD II INC COM 09254G108 Common Stock 35 2,522.00 SOLE N/A NONE BLACKROCK MUNIYIELD ARIZ FD INC COM 09254K109 Common Stock 116 7,567.16 SOLE N/A NONE BLACKROCK MUNIYIELD FD INC COM 09253W104 Common Stock 6 350.00 SOLE N/A NONE BLACKROCK MUNIYIELD N Y QUALITY FD INC COM 09255E102 Common Stock 0 23.00 SOLE N/A NONE BLACKROCK MUNIYIELD PA QUALITY FD INC COM 09255G107 Common Stock 39 2,508.52 SOLE N/A NONE BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 Common Stock 44 2,600.00 SOLE N/A NONE BLACKROCK NEW YORK MUN INCOME TR II COM 09249R102 Common Stock 34 2,000.00 SOLE N/A NONE BLACKROCK PA STRATEGIC MUN TR COM 09248R103 Common Stock 17 1,157.68 SOLE N/A NONE BLACKROCK REAL ASSET EQUITY TR COM (BCF) 09254B109 Common Stock 1 100.00 SOLE N/A NONE BLACKROCK RES & COMMODITIES STRATEGY TR SHS 09257A108 Common Stock 8 625.00 SOLE N/A NONE BLACKROCK S&P QUALITY RANKINGS GLOBAL EQUITY MANAGED TR SHS 09250D109 Common Stock 12 1,022.00 SOLE N/A NONE BLACKROCK SR HIGH INCOME FD INC COM 09255T109 Common Stock 19 4,570.53 SOLE N/A NONE BLACKROCK STRATEGIC MUN TR COM 09248T109 Common Stock 96 6,566.72 SOLE N/A NONE BLACKROCK UTIL & INFRASTRCTURE TR COM 09248D104 Common Stock 19 1,018.00 SOLE N/A NONE BLUEKNIGHT ENERGY PARTNERS L P COM UNIT 09625U109 Common Stock 6 900.00 SOLE N/A NONE BOFI HLDG INC COM 05566U108 Common Stock 3 150.00 SOLE N/A NONE BOULDER GROWTH & INCOME FD INC COM 101507101 Common Stock 581 95,606.00 SOLE N/A NONE BOULDER TOTAL RETURN FD INC COM 101541100 Common Stock 589 35,578.00 SOLE N/A NONE CALAMOS CONV & HIGH INCOME FD COM 12811P108 Common Stock 31 2,433.97 SOLE N/A NONE CALAMOS CONV OPPORTUNITIES & INCOME FD SH BEN INT 128117108 Common Stock 198 16,034.54 SOLE N/A NONE CALAMOS STRATEGIC TOTAL RETURN FD COM SH BEN INT 128125101 Common Stock 100 10,387.00 SOLE N/A NONE CBRE CLARION GLOBAL REAL ESTATE INCOME FD COM 12504G100 Common Stock 275 34,675.00 SOLE N/A NONE

42

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- CENTRAL FD CDA LTD CL A 153501101 Common Stock 86 4,371.00 SOLE N/A NONE CENTRAL SECS CORP 155123102 Common Stock 9 439.00 SOLE N/A NONE CH ENERGY GROUP INC COM 12541M102 Common Stock 35 533.00 SOLE N/A NONE CHINA BIOLOGIC PRODS INC COM 16938C106 Common Stock 16 1,700.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM ABC HIGH DIVIDEND ETF 18383Q788 Common Stock 2 101.57 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR GUGGENHEIM ENHANCED SHORT DURATION ETF 18383M654 Common Stock 10 200.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM TIMBER ETF 18383Q879 Common Stock 3 200.00 SOLE N/A NONE CLEARBRIDGE ENERGY MLP FD INC COM 184692101 Common Stock 27 1,236.00 SOLE N/A NONE CLOUGH GLOBAL EQUITY FD COM 18914C100 Common Stock 51 4,194.00 SOLE N/A NONE CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 18914E106 Common Stock 42 3,940.00 SOLE N/A NONE COHEN & STEERS CLOSED-END OPPORTUNITY FD INC COM 19248P106 Common Stock 206 16,939.35 SOLE N/A NONE COHEN & STEERS INFRASTRUCTURE FD INC COM 19248A109 Common Stock 38 2,194.00 SOLE N/A NONE COHEN & STEERS QUALITY INCOME RLTY FD INC COM 19247L106 Common Stock 4 375.00 SOLE N/A NONE COHEN & STEERS REIT & PFD INCOME FD INC COM 19247X100 Common Stock 17 1,009.76 SOLE N/A NONE CREDIT SUISSE ASSET MGMT INCOME FD INC COM 224916106 Common Stock 2 500.00 SOLE N/A NONE CREDIT SUISSE HIGH YIELD BD FD SH BEN INT 22544F103 Common Stock 113 36,226.14 SOLE N/A NONE CREDT SUISSE NASSAU BRH EXCH TRD NT LKD CREDIT SUISSE MERGER ARBITRAGE INDEX 22542D845 Common Stock 5 240.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH EXCHANGE TRADED NTS LKD CREDIT SUISSE LONG/SHORT LIQUID INDEX 22542D878 Common Stock 27 1,220.00 SOLE N/A NONE CUSHING MLP TOTAL RETURN FD COM SHS 231631102 Common Stock 11 1,340.00 SOLE N/A NONE CYBEX INTERNATIONAL INC COM 23252E106 Common Stock 0 1.00 SOLE N/A NONE DB-X FUNDS DB-X 2030 TARGET DATE ETF 233052307 Common Stock 4 200.00 SOLE N/A NONE DELAWARE INVTS NATL MUN INCOME FD COM 24610T108 Common Stock 6 467.00 SOLE N/A NONE DEUTSCHE BK AG LONDON BRH POWERSHARES DB CRUDE OIL LONG ETN 25154K866 Common Stock 79 6,501.00 SOLE N/A NONE DISCOVERY COMMUNICATIONS INC NEW COM SER B 25470F203 Common Stock 22 400.00 SOLE N/A NONE DNP SELECT INCOME FD INC COM 23325P104 Common Stock 9 850.00 SOLE N/A NONE DOW 30SM ENHANCED PREM & INCOME FD INC COM 260537105 Common Stock 62 5,760.00 SOLE N/A NONE DREYFUS MUN INCOME INC COM 26201R102 Common Stock 9 800.00 SOLE N/A NONE DREYFUS STRATEGIC MUN BD FD INC COM 26202F107 Common Stock 44 4,737.62 SOLE N/A NONE DREYFUS STRATEGIC MUNS INC COM 261932107 Common Stock 7 746.00 SOLE N/A NONE DTF TAX FREE INCOME INC COM 23334J107 Common Stock 0 16.00 SOLE N/A NONE DWS HIGH INCOME TR SHS NEW 23337C208 Common Stock 15 1,500.00 SOLE N/A NONE DWS MULTI MKT INCOME TR SHS 23338L108 Common Stock 124 11,585.37 SOLE N/A NONE EATON VANCE ENHANCED EQUITY INCOME FD II COM 278277108 Common Stock 40 3,800.00 SOLE N/A NONE EATON VANCE ENHANCED EQUITY INCOME FD COM 278274105 Common Stock 55 5,149.46 SOLE N/A NONE EATON VANCE FLOATING RATE INCOME TR COM 278279104 Common Stock 31 2,002.00 SOLE N/A NONE EATON VANCE LTD DURATION INCOME FD COM 27828H105 Common Stock 180 11,026.00 SOLE N/A NONE EATON VANCE MUN BD FD COM 27827X101 Common Stock 33 2,513.63 SOLE N/A NONE EATON VANCE MUN INCOME TR SH BEN INT 27826U108 Common Stock 8 550.00 SOLE N/A NONE EATON VANCE PA MUN BD FD COM 27828W102 Common Stock 64 4,295.91 SOLE N/A NONE EATON VANCE RISK MANAGED DIVERSIFIED EQUITY INCOME COM 27829G106 Common Stock 263 25,642.00 SOLE N/A NONE EATON VANCE SHORT DURATION DIVERSIFED INCOME FD COM 27828V104 Common Stock 1 30.00 SOLE N/A NONE EATON VANCE SR FLTNG RATE TR COM 27828Q105 Common Stock 4 266.00 SOLE N/A NONE EATON VANCE SR INCOME TR SH BEN INT 27826S103 Common Stock 1 200.00 SOLE N/A NONE

43

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- EATON VANCE TAX ADVANTAGED DIVID INCOME FUND COM 27828G107 Common Stock 125 7,850.00 SOLE N/A NONE EATON VANCE TAX MANAGED GLOBAL DIVERSIFIED INCOME FD COM 27829F108 Common Stock 184 22,166.21 SOLE N/A NONE EATON VANCE TAX MANAGED BUY WRITE INCOME FD COM 27828X100 Common Stock 46 3,415.00 SOLE N/A NONE EATON VANCE TAX ADVANTAGED GLOBAL DIVID OPPORTUNITIES FD COM 27828U106 Common Stock 12 643.00 SOLE N/A NONE EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVID INCOME FD COM ISIN#US27828S1015 27828S101 Common Stock 13 1,000.00 SOLE N/A NONE EATON VANCE TAX MANAGED DIVERSIFIED EQUITY INCOME FD COM 27828N102 Common Stock 200 22,080.00 SOLE N/A NONE EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD COM 27828Y108 Common Stock 94 7,601.00 SOLE N/A NONE EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD COM 27829C105 Common Stock 84 7,987.00 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EGSHARES BRAZIL INFRASTRUCTURE ETF 268461829 Common Stock 3 120.00 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EGSHARES GEMS COMPOSITE ETF 268461100 Common Stock 7 335.00 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EGSHS LOW VOLATILITY EMERGING MKTS DIVIDEND ETF 268461654 Common Stock 11 600.00 SOLE N/A NONE ELECTRO RENT CORP 285218103 Common Stock 3 200.00 SOLE N/A NONE ELLSWORTH FUND LTD 289074106 Common Stock 301 42,774.00 SOLE N/A NONE ERIE INDTY CO CL A 29530P102 Common Stock 108 1,502.32 SOLE N/A NONE ETFS PALLADIUM TR SHS BEN INT 26923A106 Common Stock 5 87.00 SOLE N/A NONE ETFS PRECIOUS METALS BASKET TR ETFS PHYSICAL PM BASKET SHS 26922W109 Common Stock 6 67.00 SOLE N/A NONE ETFS WHITE METALS BASKET TR ETFS PHYSICAL WM BASKET SHS 26923B104 Common Stock 59 1,284.00 SOLE N/A NONE FEDERATED PREMIER INTER MUN INCOME FD COM 31423M105 Common Stock 31 2,040.00 SOLE N/A NONE FIDUCIARY CLAYMORE MLP OPPORTUNITY FD 31647Q106 Common Stock 4 160.00 SOLE N/A NONE FINANCIAL INSTNS INC COM 317585404 Common Stock 8 452.00 SOLE N/A NONE FIRST TR / ACTIVE DIVID INCOME FD COM 33731L100 Common Stock 3 400.00 SOLE N/A NONE FIRST TR ENERGY INCOME & GROWTH FD COM 33738G104 Common Stock 26 845.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED ALPHADEX FD II BRAZIL ALPHADEX FD 33737J133 Common Stock 3 130.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED ALPHADEX FD II SOUTH KOREA ALPHADEX FD 33737J166 Common Stock 1 40.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II FIRST TR DOW JONES GLOBAL DIVIDEND INDEX FD 33734X200 Common Stock 4 200.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II HEALTH CARE ALPHADEX FD ANNUAL 33734X143 Common Stock 93 3,023.00 SOLE N/A NONE FIRST TR MID CAP CORE ALPHADEX FD 33735B108 Common Stock 8 235.00 SOLE N/A NONE FIRST TR / ABERDEEN EMERGING OPPORTUNITY FD COM SHS 33731K102 Common Stock 10 512.48 SOLE N/A NONE FIRST TR SPECIALITY FIN & FINL OPPORTUNITIES FD COM 33733G109 Common Stock 11 1,500.00 SOLE N/A NONE FLAHERTY & CRUMRINE CLAYMORE TOTAL RETURN FD INC 338479108 Common Stock 4 205.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INCOME FD INC COM 338480106 Common Stock 14 1,000.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INCOME OPPTY FD INC COM 33848E106 Common Stock 27 2,330.00 SOLE N/A NONE FORT DEARBORN INCOME SECS INC 347200107 Common Stock 1 50.00 SOLE N/A NONE GABELLI DIVID & INCOME TR COM 36242H104 Common Stock 204 13,137.00 SOLE N/A NONE GABELLI EQUITY TRUST INC 362397101 Common Stock 3 643.00 SOLE N/A NONE GABELLI GLOBAL UTIL & INCOME TR COM SH BEN INT 36242L105 Common Stock 3 140.00 SOLE N/A NONE GABELLI HEALTHCARE & WELLNESS TR SHS 36246K103 Common Stock 995 118,432.00 SOLE N/A NONE GABELLI MULTIMEDIA TR INC COM 36239Q109 Common Stock 23 3,313.00 SOLE N/A NONE GABELLI UTIL TR 36240A101 Common Stock 11 1,320.00 SOLE N/A NONE GAMCO GLOBAL GOLD NAT RES & INCOME TR BY GABELLI COM SH BEN INT 36465A109 Common Stock 12 925.00 SOLE N/A NONE GDL FD COM SH BEN INT 361570104 Common Stock 8 696.00 SOLE N/A NONE GENERAL MTRS CO WT EXP EXP 07/10/16 37045V118 Warrants 7 643.00 SOLE N/A NONE GENERAL MTRS CO WT EXP EXP 07/10/19 37045V126 Warrants 4 643.00 SOLE N/A NONE

44

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- GLOBAL INCOME & CURRENCY FUND INC COM 378968101 Common Stock 54 4,123.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X BRAZIL MID CAP ETF 37950E788 Common Stock 2 124.00 SOLE N/A NONE GLOBAL X FDS FTSE COLOMBIA 20 ETF 37950E200 Common Stock 33 1,620.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X CDA PFD ETF 37950E481 Common Stock 25 1,753.00 SOLE N/A NONE GREATER CHINA FD INC COM 39167B102 Common Stock 2 163.00 SOLE N/A NONE GREENHUNTER ENERGY INC COM 39530A104 Common Stock 8 4,000.00 SOLE N/A NONE GRIFFON CORP CONTINGENT SUB NT CONV 2ND SER 4.000% 07/18/23 B/EDTD 07/18/03 CLB PUT0229 Corporate Bond/Note BARCLAYS CAPITAL; INC 398433AC6 Convertible Domestic 2 2,000.00 SOLE N/A NONE GUGGENHEIM ENHANCED EQUITY STRATEGY FD COM 40167K100 Common Stock 1 83.00 SOLE N/A NONE GUGGENHEIM ENHANCED EQUITY INCOME FD COM 40167B100 Common Stock 11 1,200.00 SOLE N/A NONE GUGGENHEIM STRATEGIC OPPORTUNITIES FD COM SHS OF BEN INT 40167F101 Common Stock 16 755.00 SOLE N/A NONE H & Q HEALTHCARE INVS SH BEN INT 404052102 Common Stock 0 26.00 SOLE N/A NONE H&Q LIFE SCIENCES INVS SH BEN INT 404053100 Common Stock 1 84.00 SOLE N/A NONE HANCOCK JOHN INVS TR SH BEN INT 410142103 Common Stock 19 803.22 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD III COM 41021P103 Common Stock 13 700.00 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 Common Stock 36 1,587.00 SOLE N/A NONE HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 Common Stock 13 850.00 SOLE N/A NONE HANCOCK JOHN TAX ADVANTAGED DIVID FD COM 41013V100 Common Stock 9 500.00 SOLE N/A NONE HAWTHORN BANCSHARES INC COM 420476103 Common Stock 5 561.00 SOLE N/A NONE HEALTHCARE TR AMER INC CL A 42225P105 Common Stock 3 314.00 SOLE N/A NONE HELIOS ADVANTAGE INCOME FD INC COM NEW 42327W206 Common Stock 5 600.00 SOLE N/A NONE HELIOS HIGH INCOME FD INC COM NEW 42327X204 Common Stock 4 500.00 SOLE N/A NONE HELIOS MULTI SECTOR HIGH INCOME FD INC COM NEW 42327Y202 Common Stock 9 1,490.00 SOLE N/A NONE HERITAGE FINL CORP WASH COM 42722X106 Common Stock 5 315.00 SOLE N/A NONE HILLSHIRE BRANDS CO COM 432589109 Common Stock 21 721.00 SOLE N/A NONE HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6.20% CALLABLE 12/16/10 ISIN#US4042806046 404280604 Preferred Stock 73 2,900.00 SOLE N/A NONE INDEXIQ ETF TR IQ HEDGE MULTI-STRATEGY TRACKER ETF 45409B107 Common Stock 30 1,075.00 SOLE N/A NONE INDEXIQ ETF TR IQ SOUTH KOREA SMALL CAP ETF 45409B768 Common Stock 1 40.00 SOLE N/A NONE ING ASIA PAC HIGH DIVID EQUITY INCOME FD COM 44983J107 Common Stock 14 898.00 SOLE N/A NONE ING GLOBAL ADVANTAGE & PREM OPPORTUNITY FD COM 44982N109 Common Stock 0 20.00 SOLE N/A NONE ING GLOBAL EQUITY DIVID & PREM OPPTY FD COM 45684E107 Common Stock 201 22,693.99 SOLE N/A NONE ING INTL HIGH DIVID EQUITY INCOME FD COM 45684Q100 Common Stock 0 25.00 SOLE N/A NONE ING PRIME RATE TR SH BEN INT 44977W106 Common Stock 2 375.00 SOLE N/A NONE INTERVEST BANCSHARES CORP COM 460927106 Common Stock 2 500.00 SOLE N/A NONE INVESCO HIGH YIELD INVTS FD INC COM 46133K108 Common Stock 1 153.00 SOLE N/A NONE INVESCO MUN INCOME OPPORTUNITIES TR COM 46132X101 Common Stock 7 1,000.00 SOLE N/A NONE INVESCO QUALITY MUN SECS COM 46133J101 Common Stock 60 3,910.00 SOLE N/A NONE INVESCO QUALITY MUN INCOME TR COM 46133G107 Common Stock 9 660.00 SOLE N/A NONE INVESCO VALUE MUN INCOME TR COM 46132P108 Common Stock 83 4,949.00 SOLE N/A NONE INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM 46132R104 Common Stock 12 1,000.00 SOLE N/A NONE INVESCO VAN KAMPEN ADVANTAGE MUN INCOME TR II COM 46132E103 Common Stock 9 703.71 SOLE N/A NONE INVESCO VAN KAMPEN MUN OPPORTUNITY TR COM 46132C107 Common Stock 2 150.00 SOLE N/A NONE INVESCO VAN KAMPEN PA VALUE MUN INCOME TR COM 46132K109 Common Stock 5 322.00 SOLE N/A NONE INVESCO VAN KAMPEN SELECT SECTOR MUNI TR COM 46132G108 Common Stock 23 1,749.53 SOLE N/A NONE

45

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- INVESCO VAN KAMPEN SR INCOME TR COM 46131H107 Common Stock 7 1,504.00 SOLE N/A NONE INVESCO VAN KAMPEN TR INVT GRADE MUNS COM 46131M106 Common Stock 91 5,933.33 SOLE N/A NONE INVESCO VAN KAMPEN TR INVT GRADE NEW YORK MUNS COM 46131T101 Common Stock 151 9,538.30 SOLE N/A NONE ISHARES DIVERSIFIED ALTERNATIVES TR SH BEN INT 464294107 Common Stock 49 1,006.00 SOLE N/A NONE ISHARES INC MSCI EMERGING MKTS MINIMUM VOLATILITY INDEX FD 464286533 Common Stock 67 1,229.00 SOLE N/A NONE ISHARES INC MSCI AUSTRIA INVESTABLE MARKET INDEX FD 464286202 Common Stock 1 75.40 SOLE N/A NONE ISHARES INC MSCI BELGIUM INDEX FD 464286301 Common Stock 1 99.00 SOLE N/A NONE ISHARES INC MSCI MKTS EASTERN EUROPE INDEX FD 464286566 Common Stock 5 200.00 SOLE N/A NONE ISHARES INC MSCI ISRAEL CAPPED INDEX FD 464286632 Common Stock 6 172.00 SOLE N/A NONE ISHARES INC MSCI THAILAND INVESTABLE MKT INDEX FD 464286624 Common Stock 19 275.00 SOLE N/A NONE ISHARES INC MCSI TURKEY INDEX FD 464286715 Common Stock 53 1,010.00 SOLE N/A NONE ISHARES TR 10+ YR CR BD FD 464289511 Common Stock 51 847.87 SOLE N/A NONE ISHARES TR 10+ YR GOVT/CR BD FD 464289479 Common Stock 10 150.00 SOLE N/A NONE ISHARES TR 2013 S&P AMT FREE MUN SER 464289388 Common Stock 10 200.00 SOLE N/A NONE ISHARES TR 2014 S&P AMT-FREE MUN SER 464289362 Common Stock 10 200.00 SOLE N/A NONE ISHARES TR 2017 S&P AMT FREE MUNICIPAL SER 464289271 Common Stock 178 3,200.00 SOLE N/A NONE ISHARES TR AAA A RATED CORP BD FD 46429B291 Common Stock 37 730.00 SOLE N/A NONE ISHARES TR LEHMAN AGENCY BOND FD 464288166 Common Stock 11 100.00 SOLE N/A NONE ISHARES TR BARCLAYS 10-20 YR TREAS BD FD 464288653 Common Stock 671 4,908.34 SOLE N/A NONE ISHARES TR BARCLAYS CR BD FD 464288620 Common Stock 569 5,126.49 SOLE N/A NONE ISHARES TR BARCLAYS GOVT CR BD FD 464288596 Common Stock 10 90.00 SOLE N/A NONE ISHARES TR BARCLAYS INTER CR BD FD 464288638 Common Stock 1,956 17,890.11 SOLE N/A NONE ISHARES TR BARCLAYS SHORT TREAS BD FD 464288679 Common Stock 792 7,189.77 SOLE N/A NONE ISHARES TR BARCLAYS 0-5 YR TIPS BD FD 46429B747 Common Stock 61 600.00 SOLE N/A NONE ISHARES TR FTSE DEVELOPED SMALL CAP EX- NORTH 464288497 Common Stock 3 80.00 SOLE N/A NONE ISHARES TR DOW JONES US AEROSPACE & DEFENSE 464288760 Common Stock 6 96.00 SOLE N/A NONE ISHARES TR DOW JONES US PHARMACEUTICALS INDEX FD 464288836 Common Stock 47 542.00 SOLE N/A NONE ISHARES TR FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-US INDEX FD 464288489 Common Stock 14 500.00 SOLE N/A NONE ISHARES TR FLTG RATE NT FD 46429B655 Common Stock 38 756.00 SOLE N/A NONE ISHARES TR HIGH DIVID EQUITY FD 46429B663 Common Stock 2,030 34,200.09 SOLE N/A NONE ISHARES TR FTSE NAREIT INDUSTRIAL/OFFICE INDEX FD 464288554 Common Stock 4 149.00 SOLE N/A NONE ISHARES TR MSCI INDONESIA INVESTABLE MKT INDEX FD 46429B309 Common Stock 1 40.00 SOLE N/A NONE ISHARES TR S&P INTL PFD STK INDEX FD 46429B135 Common Stock 53 2,103.00 SOLE N/A NONE ISHARES TR INTL INFLATION LKD BD FD 46429B770 Common Stock 5 100.00 SOLE N/A NONE ISHARES TR MORNINGSTAR LARGE VALUE INDEX FD 464288109 Common Stock 209 3,395.38 SOLE N/A NONE ISHARES TR LARGE CORE INDEX FD 464287127 Common Stock 62 798.00 SOLE N/A NONE ISHARES TR LARGE GROWTH INDEX FD 464287119 Common Stock 118 1,603.13 SOLE N/A NONE ISHARES TR MORNINGSTAR MID CORE INDEX FD 464288208 Common Stock 524 5,723.44 SOLE N/A NONE ISHARES TR MORNINGSTAR MID GROWTH INDEX FD 464288307 Common Stock 58 574.55 SOLE N/A NONE ISHARES TR MORNINGSTAR MID VALUE INDEX FD 464288406 Common Stock 81 1,076.73 SOLE N/A NONE ISHARES TR MSCI EMERGING MKTS FINL SECTOR 464289172 Common Stock 6 280.00 SOLE N/A NONE ISHARES TR MSCI EMERGING MKTS MATS SECTOR INDEX FD 464289198 Common Stock 21 1,100.00 SOLE N/A NONE ISHARES TR MSCI PHILIPPINES INVESTABLE MKT INDEX FD 46429B408 Common Stock 3 115.00 SOLE N/A NONE

46

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- ISHARES TR FTSE NAREIT REAL ESTATE 50 INDEX FD 464288521 Common Stock 23 586.00 SOLE N/A NONE ISHARES TR FTSE NAREIT RESIDENTIAL INDEX FD 464288562 Common Stock 148 3,078.20 SOLE N/A NONE ISHARES TR FTSE NAREIT RETAIL INDEX FD 464288547 Common Stock 530 15,662.00 SOLE N/A NONE ISHARES TR S&P 1500 INDEX FD 464287150 Common Stock 23 378.00 SOLE N/A NONE ISHARES TR S&P ASIA 50 INDEX FD 464288430 Common Stock 4 94.00 SOLE N/A NONE ISHARES TR S&P/CITIGROUP INTL TREASURY BD 464288117 Common Stock 684 6,966.17 SOLE N/A NONE ISHARES TR S&P CONSERVATIVE ALLOCATION FD 464289883 Common Stock 24 800.00 SOLE N/A NONE ISHARES TR S&P WORLD EX-US PPTY INDEX FD 464288422 Common Stock 8 255.00 SOLE N/A NONE ISHARES TR S&P GLOBAL CONSUMER STAPLES INDEX 464288737 Common Stock 33 470.00 SOLE N/A NONE ISHARES TR S&P GLOBAL UTILITIES INDEX FD 464288711 Common Stock 2 50.00 SOLE N/A NONE ISHARES TR S&P GLOBAL MATERIALS INDEX FD 464288695 Common Stock 35 622.76 SOLE N/A NONE ISHARES TR S&P GLOBAL CLEAN ENERGY INDEX 464288224 Common Stock 6 870.00 SOLE N/A NONE ISHARES TR S&P GLOBAL INFRASTRUCTURE INDEX FD 464288372 Common Stock 4 110.00 SOLE N/A NONE ISHARES TR S&P SHORT TERM NATL MUNICIPAL BD FD 464288158 Common Stock 651 6,095.96 SOLE N/A NONE ISHARES TR S&P/CITIGROUP 1-3 YR INTL TREASURY 464288125 Common Stock 9 100.00 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL CORE INDEX FD 464288505 Common Stock 41 458.00 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL GROWTH INDEX FD 464288604 Common Stock 42 470.28 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL VALUE INDEX FD 464288703 Common Stock 47 558.35 SOLE N/A NONE ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD 46429B697 Common Stock 389 13,434.00 SOLE N/A NONE ISHARES TR MSCI ACWI EX US UTILITIES INDEX FD 464289545 Common Stock 18 430.00 SOLE N/A NONE ITURAN LOCATION AND CONTROL LTD SHS ISIN#IL0010818685 M6158M104 Common Stock 0 40.00 SOLE N/A NONE J F CHINA REGION FD INC COM 46614T107 Common Stock 21 1,768.00 SOLE N/A NONE JAPAN SMALLER CAPITALIZATION FD INC COM 47109U104 Common Stock 24 3,200.00 SOLE N/A NONE KAYNE ANDERSON MLP INVT CO COM 486606106 Common Stock 36 1,156.00 SOLE N/A NONE KEATING CAP INC COM 48722R106 Common Stock 4 500.00 SOLE N/A NONE KINDER MORGAN INC DEL WT EXP PUR CL P COM EXP 05/25/17 49456B119 Warrants 1 630.00 SOLE N/A NONE KUBOTA CORP ADR FORMERLY KUBOTA LTD ADR (NO CUSIP CHANGE) 501173207 Common Stock ADR 1 11.00 SOLE N/A NONE LANDAUER INC 51476K103 Common Stock 11 193.00 SOLE N/A NONE LAZARD WORLD DIVID & INCOME FD INC COM 521076109 Common Stock 1 48.00 SOLE N/A NONE LMP REAL ESTATE INCOME FD INC 50208C108 Common Stock 14 1,305.36 SOLE N/A NONE MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RETURN FD INC COM 55608D101 Common Stock 407 23,436.00 SOLE N/A NONE MARKET VECTORS ETF TR AFRICA ETF 57060U787 Common Stock 6 215.00 SOLE N/A NONE MARKET VECTORS ETF TR COLOMBIA ETF 57060U415 Common Stock 5 300.00 SOLE N/A NONE MARKET VECTORS ETF TR EGYPT INDEX ETF 57060U548 Common Stock 1 100.00 SOLE N/A NONE MARKET VECTORS ETF TR EMERGING MKTS LOCAL CURRENCY DEBT ETF 57060U522 Common Stock 32 1,265.00 SOLE N/A NONE MARKET VECTORS ETF TR INDONESIA ETF 57060U753 Common Stock 25 926.30 SOLE N/A NONE MARKET VECTORS ETF TR INTL HIGH YIELD BD ETF 57061R205 Common Stock 21 887.00 SOLE N/A NONE MARKET VECTORS ETF TR INTERMEDIATE MUNI INDEX ETF 57060U845 Common Stock 136 5,848.33 SOLE N/A NONE MARKET VECTORS ETF TR SHORT MUNI INDEX ETF 57060U803 Common Stock 1,050 59,106.00 SOLE N/A NONE MARKET VECTORS ETF TR VIETNAM ETF 57060U761 Common Stock 3 150.00 SOLE N/A NONE MATERIAL SCIENCES CORP COM 576674105 Common Stock 4 501.00 SOLE N/A NONE MERRIMACK PHARMACEUTICALS INC COM 590328100 Common Stock 7 1,000.00 SOLE N/A NONE MFS CHARTER INCOME TRUST NEW 552727109 Common Stock 66 6,720.00 SOLE N/A NONE

47

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- MFS HIGH YIELD MUNI TR SH BEN INT 59318E102 Common Stock 13 2,421.67 SOLE N/A NONE MFS INTERMEDIATE INCOME TRUST SH BEN INT 55273C107 Common Stock 127 19,439.64 SOLE N/A NONE MFS INTERMARKET INCOME TR I SHS BEN INT 59318R103 Common Stock 13 1,600.00 SOLE N/A NONE MFS MULTIMARKET INCOME TRUST SHARES OF BENEFICIAL INT 552737108 Common Stock 93 13,094.72 SOLE N/A NONE MFS MUNICIPAL INCOME TR SH BEN INT 552738106 Common Stock 13 1,599.00 SOLE N/A NONE MORGAN STANLEY CHINA A SH FD INC COM 617468103 Common Stock 27 1,400.00 SOLE N/A NONE MORGAN STANLEY EMERGING MKTS DOMESTIC DEBT FD INC ISIN#US6174771047 617477104 Common Stock 121 7,703.00 SOLE N/A NONE MORGAN STANLEY FRONTIER EMERGING MKTS FD INC COM 61757P101 Common Stock 6 500.00 SOLE N/A NONE MORGAN STANLEY MARKET VECTORS DOUBLE SHORT EURO INDEX MAT 4/30/20 617480280 Common Stock 24 500.00 SOLE N/A NONE NATIONAL BK GREECE S A ADR PREF SER A 9% CALLABLE 6/6/13 @25.00 633643507 Preferred Stock 1 400.00 SOLE N/A NONE NATIONAL HEALTHCARE CORP COM 635906100 Common Stock 12 269.00 SOLE N/A NONE NEUBERGER BERMAN INTER MUN FD INC COM 64124P101 Common Stock 33 1,977.00 SOLE N/A NONE NEW AMER HIGH INCOME FD INC COM NEW 641876800 Common Stock 33 3,260.00 SOLE N/A NONE NFJ DIVID INT & PREM STRATEGY FD COM 65337H109 Common Stock 411 24,465.00 SOLE N/A NONE NUVEEN ARIZ DIVID ADVANTAGE MUN FD 2 COM 67071P107 Common Stock 6 400.00 SOLE N/A NONE NUVEEN CORE EQUITY ALPHA FD COM 67090X107 Common Stock 68 5,086.00 SOLE N/A NONE NUVEEN CR STRATEGIES INCOME FD COM SHS 67073D102 Common Stock 102 11,231.16 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN FD 2 COM 67070F100 Common Stock 55 3,603.04 SOLE N/A NONE NUVEEN DIVERSIFIED COMMODITY FD COM UNIT BEN INT 67074P104 Common Stock 6 300.00 SOLE N/A NONE NUVEEN DIVERSIFIED DIVID & INCOME FD COM 6706EP105 Common Stock 5 430.00 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN FD COM 67066V101 Common Stock 181 11,987.44 SOLE N/A NONE NUVEEN EQUITY PREM OPPORTUNITY FD COM 6706EM102 Common Stock 294 24,678.00 SOLE N/A NONE NUVEEN EQUITY PREM & GROWTH FD COM 6706EW100 Common Stock 14 1,065.00 SOLE N/A NONE NUVEEN EQUITY PREM ADVANTAGE FD COM 6706ET107 Common Stock 360 29,955.00 SOLE N/A NONE NUVEEN EQUITY PREM INCOME FD COM 6706ER101 Common Stock 53 4,408.00 SOLE N/A NONE NUVEEN FLOATING RATE INCOME FD COM 67072T108 Common Stock 16 1,400.00 SOLE N/A NONE NUVEEN GLOBAL VALUE OPPORTUNITIES FD COM 6706EH103 Common Stock 7 490.09 SOLE N/A NONE NUVEEN GLOBAL GOVT ENHANCED INCOME FD COM 67073C104 Common Stock 277 19,090.00 SOLE N/A NONE NUVEEN MULTI CURRENCY SHORT TERM GOVT INCOME FD COM 67090N109 Common Stock 586 47,267.00 SOLE N/A NONE NUVEEN MUNICIPAL ADVANTAGE FUND INC 67062H106 Common Stock 73 4,842.49 SOLE N/A NONE NUVEEN MUN HIGH INCOME OPPORTUNITY FD 2 COM 670683101 Common Stock 160 12,367.89 SOLE N/A NONE NUVEEN MUN HIGH INCOME OPPORTUNITY FD COM 670682103 Common Stock 22 1,620.00 SOLE N/A NONE NUVEEN MUN MKT OPPORTUNITY FD INC 67062W103 Common Stock 7 473.00 SOLE N/A NONE NUVEEN MUN OPPORTUNITY FUND INC COM 670984103 Common Stock 77 5,149.09 SOLE N/A NONE NUVEEN MUNICIPAL VALUE FUND INC 670928100 Common Stock 39 3,800.00 SOLE N/A NONE NUVEEN NEW YORK INVESTMENT QUALITY MUNI FD INC 67062X101 Common Stock 50 3,172.00 SOLE N/A NONE NUVEEN N Y PREM INCOME MUN FD INC COM 67101R107 Common Stock 1 34.00 SOLE N/A NONE NUVEEN NEW YORK DIVID ADVANTAGE MUN INCOME FD COM 67071N102 Common Stock 33 2,170.00 SOLE N/A NONE NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC 670986108 Common Stock 0 15.00 SOLE N/A NONE NUVEEN NEW YORK SELECT QUALITY MUNI FUND INC 670976109 Common Stock 0 1.00 SOLE N/A NONE NUVEEN PA DIVID ADVANTAGE MUN FD COM 67070E103 Common Stock 18 1,236.00 SOLE N/A NONE NUVEEN PA DIVID ADVANTAGE MUN FD 2 COM 67071W102 Common Stock 15 1,000.00 SOLE N/A NONE NUVEEN PA INVT QUALITY MUN FUND PAR .01 670972108 Common Stock 1 63.00 SOLE N/A NONE

48

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- NUVEEN PFD INCOME OPPORTUNITIES FD COM 67073B106 Common Stock 24 2,669.00 SOLE N/A NONE NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC 670987106 Common Stock 15 976.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD 3 COM 67072W101 Common Stock 13 1,490.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD 2 COM 67072C105 Common Stock 42 4,655.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD COM 67071S101 Common Stock 135 16,236.63 SOLE N/A NONE NUVEEN REAL ESTATE INCOME FD COM 67071B108 Common Stock 726 66,805.36 SOLE N/A NONE NUVEEN SELECT TAX FREE INCOME PORTFOLIO SHS BEN INT 67062F100 Common Stock 16 1,066.26 SOLE N/A NONE NUVEEN SR INCOME FD COM 67067Y104 Common Stock 30 4,242.00 SOLE N/A NONE NUVEEN TAX ADVANTAGED DIVIDEND GROWTH FD COM 67073G105 Common Stock 8 610.00 SOLE N/A NONE NVR INC 62944T105 Common Stock 11 13.00 SOLE N/A NONE OI S A SPONSORED ADR ISIN#US6708511042 670851104 Common Stock ADR 1 128.00 SOLE N/A NONE ORCHARD SUPPLY HARDWARE STORES CORP CL A 685691404 Common Stock 0 4.00 SOLE N/A NONE ORIX CORP SPONSORED ADR 686330101 Common Stock ADR 0 4.00 SOLE N/A NONE OTELCO INC INCOME DEP SECS IDS 688823202 Common Stock 6 900.00 SOLE N/A NONE OWENS CORNING NEW WT EXP SER B EXP 10/31/13 690742127 Warrants 0 32.00 SOLE N/A NONE PACHOLDER HIGH YIELD FD INC COM 693742108 Common Stock 103 11,065.00 SOLE N/A NONE PCM FUND INC COM 69323T101 Common Stock 162 14,525.00 SOLE N/A NONE PERNIX THERAPEUTICS HLDGS INC COM 71426V108 Common Stock 1 69.00 SOLE N/A NONE PETROLEUM & RES CORP 716549100 Common Stock 1,061 44,276.00 SOLE N/A NONE PIMCO CALIF MUN INCOME FD COM 72200N106 Common Stock 51 3,286.78 SOLE N/A NONE PIMCO CALIF MUN INCOME FD II COM 72200M108 Common Stock 3 305.00 SOLE N/A NONE PIMCO CORPORATE & INCOME OPPORTUNITY FD COM 72201B101 Common Stock 753 40,198.34 SOLE N/A NONE PIMCO CORPORATE & INCOME STRATEGY FD COM 72200U100 Common Stock 149 9,049.50 SOLE N/A NONE PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD 72201R783 Common Stock 11 105.00 SOLE N/A NONE PIMCO ETF TR 1-5 YEAR US TIPS INDEX FD 72201R205 Common Stock 169 3,171.00 SOLE N/A NONE PIMCO ETF TR 15+ YR US TIPS INDEX FD 72201R304 Common Stock 17 242.00 SOLE N/A NONE PIMCO ETF TR 3-7 YR US TREAS INDEX FD 72201R601 Common Stock 16 200.00 SOLE N/A NONE PIMCO ETF TR ENHANCED SHORT MTY STRATEGY FD 72201R833 Common Stock 2,196 21,727.84 SOLE N/A NONE PIMCO ETF TR INTER MUN BD STRATEGY FD 72201R866 Common Stock 58 1,075.00 SOLE N/A NONE PIMCO ETF TR SHORT TERM MUN BD STRATEGY FD 72201R874 Common Stock 11 210.67 SOLE N/A NONE PIMCO GLOBAL STOCKSPLUS INC FD COM 722011103 Common Stock 1,761 86,852.90 SOLE N/A NONE PIMCO HIGH INCOME FD COM SHS 722014107 Common Stock 2,801 206,860.75 SOLE N/A NONE PIMCO INCOME OPPORTUNITY FD COM 72202B100 Common Stock 144 5,363.80 SOLE N/A NONE PIMCO INCOME STRATEGY FD COM 72201H108 Common Stock 17 1,430.00 SOLE N/A NONE PIMCO INCOME STRATEGY FD II COM 72201J104 Common Stock 15 1,427.00 SOLE N/A NONE PIMCO MUN INCOME FD II COM 72200W106 Common Stock 6 500.00 SOLE N/A NONE PIMCO MUN INCOME FUND III COM 72201A103 Common Stock 40 3,166.19 SOLE N/A NONE PIMCO MUN INCOME FD COM 72200R107 Common Stock 74 4,797.49 SOLE N/A NONE PIMCO NEW YORK MUN FD II COM 72200Y102 Common Stock 13 1,000.00 SOLE N/A NONE PIMCO STRATEGIC GLOBAL GOVT FD INC COM 72200X104 Common Stock 91 7,948.00 SOLE N/A NONE PIONEER DIVERSIFIED HIGH INCOME TR COM 723653101 Common Stock 11 565.00 SOLE N/A NONE PIONEER FLOATING RATE TR COM 72369J102 Common Stock 17 1,325.00 SOLE N/A NONE PIONEER HIGH INCOME TR COM 72369H106 Common Stock 1,321 77,325.52 SOLE N/A NONE

49

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- PIONEER MUN HIGH INCOME ADVANTAGE TR COM 723762100 Common Stock 44 2,927.07 SOLE N/A NONE PIONEER MUN HIGH INCOME TR COM SHS 723763108 Common Stock 192 12,263.84 SOLE N/A NONE PORTUGAL TELECOMM SGPS S A SPONSORED ADR 737273102 Common Stock ADR 2 501.00 SOLE N/A NONE POWERSHARES ACTIVELY MANAGED ETF TR POWER SHARES ACTIVE LOW DURATION PORT 73935B409 Common Stock 8 333.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II BUILD AMERICA BOND PORTFOLIO 73937B407 Common Stock 150 5,056.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II EMERGING MKTS INFRASTRUCTURE PORTFOLIO 73937B209 Common Stock 10 252.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR II MENA FRONTIER COUNTRIES PORT 73936Q603 Common Stock 3 300.00 SOLE N/A NONE POWERSHARES EXCH TRD FD TR NASDAQ INTERNET PORTFOLIO 73935X146 Common Stock 25 655.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR CALIF MUNI BD PORT 73936T441 Common Stock 8 333.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL CLEAN ENERGY PORT 73936T615 Common Stock 9 1,214.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR I 30 LADDERED TREAS PORT TD 73936T524 Common Stock 27 815.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR WEEKLY VRDO TAX FREE PORTFOLIO 73936T433 Common Stock 121 4,851.21 SOLE N/A NONE PUTNAM MANAGED MUNICIPAL INCOME TRUST 746823103 Common Stock 37 4,601.28 SOLE N/A NONE PUTNAM MASTER INTER INCOME TRUST SHARES OF BENEFICIAL INT 746909100 Common Stock 15 3,000.00 SOLE N/A NONE QUAKER CHEM CORP COM 747316107 Common Stock 120 2,604.65 SOLE N/A NONE REAVES UTIL INCOME FD COM SH BEN INT 756158101 Common Stock 72 2,699.85 SOLE N/A NONE RESPONSYS INC COM 761248103 Common Stock 23 1,875.00 SOLE N/A NONE REVENUESHARES ETF TR ADR FD 761396605 Common Stock 13 400.00 SOLE N/A NONE REVENUESHARES ETF TR S&P 500 FINANCIALS SECTOR FD 761396506 Common Stock 8 300.00 SOLE N/A NONE REVENUESHARES ETF TR SMALL CAP FD 761396308 Common Stock 3 100.00 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC 6.35% SER N ADR REPSTG PREF SHS CALLABLE 6/30/10 780097770 Preferred Stock 5 300.00 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC SPON ADR SER L REPSTG PREF SHS SER L 5.75% CALLABLE 9/30/09 @25 780097788 Preferred Stock ADR 47 2,608.05 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC SPONSORED ADR SER H REPSTG PREF H 7.25% 780097879 Preferred Stock ADR 10 450.00 SOLE N/A NONE ROYCE FOCUS TR INC COM 78080N108 Common Stock 98 15,545.00 SOLE N/A NONE ROYCE MICRO-CAP TR INC COM 780915104 Common Stock 79 8,811.00 SOLE N/A NONE ROYCE VALUE TR INC COM 780910105 Common Stock 467 37,447.00 SOLE N/A NONE RUSSELL EXCHANGE TRADED FDS TR 1000 LOW VOLATILITY ETF 782474647 Common Stock 476 9,251.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT CONSUMER 78355W882 Common Stock 45 860.87 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT CONSUMER STAPLES ETF 78355W874 Common Stock 16 230.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT ENERGY ETF 78355W866 Common Stock 41 710.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT TECHNOLOGY ETF 78355W817 Common Stock 42 800.00 SOLE N/A NONE SOUTHERN CMNTY FINL CORP COM 842632101 Common Stock 4 1,400.00 SOLE N/A NONE SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF 78463X749 Common Stock 36 905.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P GLOBAL NAT RES ETF 78463X541 Common Stock 71 1,494.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING LATIN AMER ETF 78463X707 Common Stock 12 171.00 SOLE N/A NONE SPDR INDEX SHS FDS MSCI ACWI EX-US ETF 78463X848 Common Stock 6 218.00 SOLE N/A NONE SPDR INDEX SHS FDS SPDR S&P EMERGING MARKETS DIVID ETF 78463X533 Common Stock 8 178.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETF 78463X756 Common Stock 22 519.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P WORLD EX-US ETF 78463X889 Common Stock 6 290.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL MID CAP ETF 78463X764 Common Stock 3 100.00 SOLE N/A NONE SPDR SER TR SPDR BARCLAYS CAPITAL SHORT TE RM CORP BD ETF 78464A474 Common Stock 15 484.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP AGGREGATE BD ETF 78464A649 Common Stock 36 610.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP CONV SECS ETF 78464A359 Common Stock 394 10,485.93 SOLE N/A NONE

50

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- SPDR SER TR DB INTL GOVT INFLATION- PROTECTED 78464A490 Common Stock 614 10,425.36 SOLE N/A NONE SPDR SER TR BARCLAYS CAP INTER TERM CORPORATE BD ETF 78464A375 Common Stock 10 285.00 SOLE N/A NONE SPDR SER TR MORGAN STANLEY TECHNOLOGY ETF 78464A102 Common Stock 13 202.50 SOLE N/A NONE SPDR SER TR NUVEEN S&P HIGH YIELD MUN BD ETF 78464A284 Common Stock 18 319.00 SOLE N/A NONE SPDR SER TR NUVEEN BARCLAYS CAP SHORT TERM MUN BD ETF 78464A425 Common Stock 352 14,389.88 SOLE N/A NONE SPDR SER TR S&P 600 SMALL CAP GROWTH ETF 78464A201 Common Stock 35 287.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAPITAL SHORT TERM INTL TREAS BD ETF 78464A334 Common Stock 318 8,942.00 SOLE N/A NONE SPROTT PHYSICAL GOLD TR UNIT ISIN#CA85207H1047 85207H104 Common Stock 741 53,737.00 SOLE N/A NONE SPROTT PHYSICAL SILVER TR TR UNIT ISIN#CA85207K1075 85207K107 Common Stock 29 2,497.00 SOLE N/A NONE STATE AUTO FINANCIAL CORP 855707105 Common Stock 1 60.00 SOLE N/A NONE STEMCELLS INC COM NEW 85857R204 Common Stock 0 6.00 SOLE N/A NONE STRATEGIC GLOBAL INCOME FD INC 862719101 Common Stock 9 810.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX METALS TOTAL RETURN 870297405 Common Stock 13 1,300.00 SOLE N/A NONE SYPRIS SOLUTIONS INC COM 871655106 Common Stock 0 1.00 SOLE N/A NONE TCW STRATEGIC INCOME FD INC COM 872340104 Common Stock 7 1,259.00 SOLE N/A NONE TEMPLETON DRAGON FUND INC 88018T101 Common Stock 144 5,432.00 SOLE N/A NONE TEMPLETON EMERGING MKTS INCOME FD INC 880192109 Common Stock 46 2,950.84 SOLE N/A NONE TEMPLETON EMERGING MKT FD 880191101 Common Stock 1 60.00 SOLE N/A NONE TEMPLETON GLOBAL INCOME FUND INC 880198106 Common Stock 1,209 130,725.32 SOLE N/A NONE TESSCO TECHNOLOGIES INC COM 872386107 Common Stock 6 277.00 SOLE N/A NONE TEXAS PACIFIC LAND TRUST SUB SHARES CERTIFICATES OF PROP INTEREST 882610108 Common Stock 39 675.00 SOLE N/A NONE TORTOISE ENERGY INFRASTRUCTURE CORP COM 89147L100 Common Stock 8 200.00 SOLE N/A NONE TRANSCAT INC COM 893529107 Common Stock 0 60.00 SOLE N/A NONE TURKISH INVT FD INC 900145103 Common Stock 60 4,300.00 SOLE N/A NONE U.S. PHYSICAL THERAPY INC 90337L108 Common Stock 0 1.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD TO ALERIAN MLP INFRASTRUCTURE UNDEX ISIN#US9026416464 902641646 Common Stock 8 257.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD TO UBS BLOOMBERG CONSTANT MTY FOOD TOTAL RETURN INDEX 902641737 Common Stock 5 165.00 SOLE N/A NONE UBS AG JERSEY BRH EXCH TRD ACCESS SECS LKD TO DOW JONES UBS COMMDY INDEX TOTAL RTN 902641679 Common Stock 6 227.00 SOLE N/A NONE UNITED FIRE GROUP INC COM 910340108 Common Stock 1 58.00 SOLE N/A NONE UNITED STS COMMODITY INDEX FD COMMODITY INDEX FD 911717106 Common Stock 21 371.00 SOLE N/A NONE UNITIL CORP COM 913259107 Common Stock 11 400.00 SOLE N/A NONE VANGUARD ADMIRAL FDS INC S&P 500 GROWTH INDEX FD ETF SHS 921932505 Common Stock 12 183.00 SOLE N/A NONE VANGUARD ADMIRAL FDS INC S&P MIDCAP 400 INDEX FD ETF SHS 921932885 Common Stock 13 207.00 SOLE N/A NONE VANGUARD ADMIRAL FDS INC S&P SMALLCAP 600 INDEX FD ETF SHS 921932828 Common Stock 59 890.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS FTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS 922042718 Common Stock 3 33.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD LONG-TERM CORPORATE BOND INDEX FUND 92206C813 Common Stock 18 203.83 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD LONG-TERM GOVERNMENT BOND INDEX FUND SHS 92206C847 Common Stock 283 3,654.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD 92206C409 Common Stock 1,736 21,934.38 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM GOVT BOND INDEX FD ETF SHS 92206C102 Common Stock 29 476.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 GROWTH INDEX FD ETF SHS ISIN#US92206C6802 92206C680 Common Stock 39 600.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 INDEX FD ETF SHS 92206C730 Common Stock 42 680.78 SOLE N/A NONE VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS 921909768 Common Stock 21 500.00 SOLE N/A NONE W P CAREY & CO LLC COM 92930Y107 Common Stock 37 811.00 SOLE N/A NONE

51

SHRS OR PRN AMT SH/PRN INVESTMENT OTHER NAME OF ISSUER CUSIP TITLE OF CLASS VALUE (X1000) PUT/CALL DISCRETION MANAGERS VOTING AUTHORITY ------------------------------ --------- ------------------- ------------- ----------- ---------- -------- ---------------- WEIS MARKETS INC 948849104 Common Stock 1 25.00 SOLE N/A NONE WELLS FARGO ADVANTAGE GLOBAL DIVID OPPORTUNITY FD COM ISIN#US94987C1036 94987C103 Common Stock 1 177.43 SOLE N/A NONE WELLS FARGO ADV INCOME OPP FD COM SHS 94987B105 Common Stock 130 12,891.45 SOLE N/A NONE WELLS FARGO ADV UTILS & HIGH INCOME FD COM 94987E109 Common Stock 6 500.00 SOLE N/A NONE WESTERN ASSET / CLAYMORE INFLATION LKD OPPORTUNITIES & INCOME FD COM 95766R104 Common Stock 894 68,510.00 SOLE N/A NONE WESTERN ASSET / CLAYMORE INFLATION LKD SECS INCOME FD COM SH BEN INT 95766Q106 Common Stock 69 5,300.00 SOLE N/A NONE WESTERN ASSET EMERGING MKTS DEBT FD INC COM 95766A101 Common Stock 0 7.00 SOLE N/A NONE WESTERN ASSET GLOBAL HIGH INCOME FD INC 95766B109 Common Stock 36 2,728.84 SOLE N/A NONE WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY FD INC COM 95790C107 Common Stock 29 1,500.00 SOLE N/A NONE WESTERN ASSET HIGH INCOME FD INC 95766H106 Common Stock 2 187.00 SOLE N/A NONE WESTERN ASSET INCOME FD II INC 95766J102 Common Stock 94 9,350.70 SOLE N/A NONE WESTERN ASSET HIGH INCOME OPPTY FD INC 95766K109 Common Stock 41 6,416.00 SOLE N/A NONE WESTERN ASSET INCOME FD COM 95766T100 Common Stock 3 238.00 SOLE N/A NONE WESTERN ASSET INFLATION MGMT FD INC 95766U107 Common Stock 53 2,905.00 SOLE N/A NONE WESTERN ASSET HIGH INCOME FD INC 95766N103 Common Stock 3 400.00 SOLE N/A NONE WESTERN ASSET PREMIER BEN INT 957664105 Common Stock 44 2,811.00 SOLE N/A NONE WESTERN ASSET VARIABLE RT STRATEGIC FD INC 957667108 Common Stock 0 4.00 SOLE N/A NONE WESTERN ASSET WORLDWIDE INCOME FD INC 957668106 Common Stock 0 8.00 SOLE N/A NONE WESTERN ASSET MUNICIPAL PARNTERS FD INC 95766P108 Common Stock 1 64.00 SOLE N/A NONE WESTPAC BANKING CORP ADR 961214301 Common Stock ADR 0 3.00 SOLE N/A NONE WISDOMTREE TR MIDDLE EAST DIVIDEND FD 97717X305 Common Stock 4 300.00 SOLE N/A NONE WISDOMTREE TR COMMODITY COUNTRY EQUITY FD 97717W752 Common Stock 18 642.00 SOLE N/A NONE WISDOMTREE TR DEFA FD 97717W703 Common Stock 34 814.00 SOLE N/A NONE WISDOMTREE TR EUROPE SMALLCAP DIVID FD 97717W869 Common Stock 5 148.00 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US GROWTH FD 97717W844 Common Stock 67 1,438.00 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US REAL ESTATE FD 97717W331 Common Stock 29 1,092.05 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US UTILITIES FD 97717W653 Common Stock 10 591.00 SOLE N/A NONE WISDOMTREE TR GLOBAL NATURAL RES FD 97717W711 Common Stock 5 226.00 SOLE N/A NONE WISDOMTREE TR INTL DIVID EX-FINANCIALS FD 97717W786 Common Stock 5 121.00 SOLE N/A NONE WISDOMTREE TR INTL MIDCAP DIVID FD 97717W778 Common Stock 21 472.00 SOLE N/A NONE WISDOMTREE TR INTL SMALLCAP DIVID FD 97717W760 Common Stock 154 3,460.44 SOLE N/A NONE WISDOMTREE TR MIDCAP EARNINGS FD 97717W570 Common Stock 7 124.00 SOLE N/A NONE WISDOMTREE TR SMALLCAP EARNINGS FD 97717W562 Common Stock 596 11,094.92 SOLE N/A NONE WISDOMTREE TR TOTAL EARNINGS FD 97717W596 Common Stock 4 80.00 SOLE N/A NONE

52