0001208646-12-000189.txt : 20120723 0001208646-12-000189.hdr.sgml : 20120723 20120723104458 ACCESSION NUMBER: 0001208646-12-000189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120723 DATE AS OF CHANGE: 20120723 EFFECTIVENESS DATE: 20120723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 12973733 BUSINESS ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN 13F-HR 1 c106978.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom July 23, 2012 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total: $859,829 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE

------------------------------------------------------------------------------------------------------------------------------------ INVEST- TITLE MENT OF VALUE VALUE SHRS OR SH / PUT / DISCRE- OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ AMDOCS ORD GBP0.01 EQUITY 2256908 14,860,000.00 14,860 500,000 SH SOLE NONE 500,000 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 52,634,700.00 52,635 753,000 SH SOLE NONE 753,000 AMGEN INC COM USD0.0001 EQUITY 2023607 10,823,046.00 10,823 148,200 SH SOLE NONE 148,200 APACHE CORP COM USD0.625 EQUITY 2043962 22,632,466.01 22,632 257,509 SH SOLE NONE 257,509 APPLE INC COM NPV EQUITY 2046251 52,670,058.10 52,670 90,190 SH SOLE NONE 90,190 BAIDU INC ADS EACH REP 0.10 ORD CLS'A EQUITY B0FXT17 10,509,172.00 10,509 91,400.00 SH SOLE NONE 91,400 BAXTER INTL INC COM USD1 EQUITY 2085102 10,723,437.70 10,723 201,758 SH SOLE NONE 201,758 BE AEROSPACE COM USD0.01 EQUITY 2089427 23,145,100.00 23,145 530,000 SH SOLE NONE 530,000 BPZ RESOURCES INC 6.5% NTS CONVERTIBLE 01/03/15 USD BOND 2BTBMK3 10,980,105.22 10,980 13,448,000 SH SOLE NONE 13,448,000 BPZ RESOURCES INC COM NPV EQUITY 2155458 2,167,200.00 2,167 860,000 SH SOLE NONE 860,000 CATERPILLAR INC COM STK USD1 EQUITY 2180201 28,573,095.00 28,573 336,550 SH SOLE NONE 336,550 CITIGROUP INC COM USD0.01 EQUITY 2297907 7,778,760.00 7,779 284,000.00 SH SOLE NONE 284,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 34,852,439.44 34,852 617,732.00 SH SOLE NONE 617,732 COACH INC COM USD0.01 EQUITY 2646015 5,848,000.00 5,848 100,000.00 SH SOLE NONE 100,000 DAVITA INC COM USD0.001 EQUITY 2898087 23,553,600.00 23,554 240,000 SH SOLE NONE 240,000 DELL INC COM USD0.01 EQUITY 2261526 15,024,000.00 15,024 1,200,000 SH SOLE NONE 1,200,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 27,863,680.00 27,864 544,000 SH SOLE NONE 544,000 EXPRESS SCRIPTS IN COM USD0.01 EQUITY 2326469 24,973,477.26 24,973 447,393 SH SOLE NONE 447,393 INTEROIL CORP COM NPV EQUITY B02SJF9 41,819,024.20 41,819 599,986 SH SOLE NONE 599,986 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 21,081,840.00 21,082 312,000 SH SOLE NONE 312,000 LIONS GATE ENTERTA COM NPV EQUITY 2753506 50,407,203.44 50,407 3,419,756 SH SOLE NONE 3,419,756 MARSH & MCLENNAN COM USD1 EQUITY 2567741 12,888,000.00 12,888 400,000 SH SOLE NONE 400,000 MICROSOFT CORP COM USD0.00000625 EQUITY 2475833 30,176,955.60 30,177 986,820 SH SOLE NONE 986,820 MONSANTO COM STK USD0.01 EQUITY 2654320 19,906,185.00 19,906 240,500 SH SOLE NONE 240,500 NETAPP INC COM USD0.001 EQUITY 2630643 14,722,795.80 14,723 462,690 SH SOLE NONE 462,690 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 33,705,700.00 33,706 2,690,000 SH SOLE NONE 2,690,000 PFIZER INC COM USD0.05 EQUITY 2684703 47,223,900.00 47,224 2,055,000 SH SOLE NONE 2,055,000 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 34,880,000.00 34,880 400,000 SH SOLE NONE 400,000 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 20,600,633.46 20,601 519,431 SH SOLE NONE 519,431 POLYCOM INC COM USD0.0005 EQUITY 2693420 6,002,100.00 6,002 570,000 SH SOLE NONE 570,000 PROGRSSIVE WASTE S COM NPV EQUITY B3DJGJ5 14,125,860.00 14,126 747,400 SH SOLE NONE 747,400 ROSS STORES INC COM USD0.01 EQUITY 2746711 36,863,200.00 36,863 590,000 SH SOLE NONE 590,000 SAFEWAY INC COM USD0.01 EQUITY 2767165 11,797,500.00 11,798 650,000 SH SOLE NONE 650,000 ST JOE COMPANY COM NPV EQUITY 2768663 22,003,080.00 22,003 844,000.00 SH SOLE NONE 844,000 TETRA TECH INC COM USD0.01 EQUITY 2883890 15,928,100.90 15,928 133,513 SH SOLE NONE 133,513 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 15,820,170.00 15,820 209,400 SH SOLE NONE 209,400 VISA INC COM STK USD0.0001 EQUITY B2PZN04 30,264,487.83 30,264 244,443 SH SOLE NONE 244,443 859,829