0000846797-12-000002.txt : 20120522 0000846797-12-000002.hdr.sgml : 20120522 20120522102320 ACCESSION NUMBER: 0000846797-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120522 DATE AS OF CHANGE: 20120522 EFFECTIVENESS DATE: 20120522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 12860677 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 frm13f033112.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 3500 Pentagon Tower, Suite 200 Beavercreek, OH 45431 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: May 22, 2012 Debra E. Rindler Beavercreek, OH May 22, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 190 Form 13F Information Table Value Total: 286615 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co CS 88579Y101 1410 15810.00 SH Defined 02 11700.00 4110.00 Abbott Labs CS 002824100 2755 44958.00 SH Defined 02 40228.00 4730.00 Advance Auto Parts Inc CS 00751Y106 230 2595.00 SH Defined 02 2435.00 160.00 Aflac Inc CS 001055102 4780 103938.00 SH Defined 02 86088.00 17850.00 AGL Resources Inc CS 001204106 250 6374.00 SH Defined 02 5984.00 390.00 Albemarle Corp CS 012653101 279 4369.00 SH Defined 02 4109.00 260.00 Alliant Techsystems Inc CS 018804104 1126 22459.00 SH Defined 02 22459.00 American Equity Investment Lif CS 025676206 1157 90598.00 SH Defined 02 90598.00 American Greetings Corp Cl A CS 026375105 845 55096.00 SH Defined 02 55096.00 Ameriprise Finl Inc CS 03076C106 248 4347.00 SH Defined 02 4082.00 265.00 Amkor Technology Inc CS 031652100 530 86220.00 SH Defined 02 86220.00 Amtrust Financial Services CS 032359309 850 31640.00 SH Defined 02 31640.00 Apache Corp CS 037411105 4418 43985.00 SH Defined 02 36724.00 7261.00 Arrow Electrs Inc CS 042735100 313 7462.00 SH Defined 02 7007.00 455.00 Assured Guaranty Ltd CS G0585R106 288 17412.00 SH Defined 02 17412.00 Autoliv Inc CS 052800109 228 3396.00 SH Defined 02 3191.00 205.00 Avon Prods Inc CS 054303102 284 14679.00 SH Defined 02 13784.00 895.00 Baker Hughes Inc CS 057224107 4481 106851.69 SH Defined 02 90288.00 16563.69 Bank of NY Mellon CS 064058100 4232 175391.00 SH Defined 02 144316.00 31075.00 BBCN Bancorp Inc CS 073295107 587 52718.00 SH Defined 02 52718.00 Berkshire Hathaway Inc Cl B CS 084670702 1496 18430.00 SH Defined 02 13650.00 4780.00 Best Buy Inc CS 086516101 2804 118393.00 SH Defined 02 99173.00 19220.00 Bill Barrett CS 06846n104 248 9545.00 SH Defined 02 9545.00 Biomed Realty Trust Inc CS 09063H107 236 12434.00 SH Defined 02 11679.00 755.00 Blackrock Inc CS 09247X101 4379 21372.18 SH Defined 02 17832.18 3540.00 Brinks Co CS 109696104 266 11125.00 SH Defined 02 11125.00 Bryn Mawr Bank Corp CS 117665109 912 40631.00 SH Defined 02 40631.00 CACI Intl Inc CS 127190304 3353 53836.00 SH Defined 02 49726.00 4110.00 Cal Maine Foods Inc CS 128030202 1102 28790.00 SH Defined 02 28790.00 Chevron Corp CS 166764100 5276 49214.00 SH Defined 02 41042.00 8172.00 Cisco Sys Inc CS 17275R102 4841 228881.00 SH Defined 02 190251.00 38630.00 Cloud Peak Energy Inc CS 18911Q102 1132 71052.00 SH Defined 02 71052.00 Collective Brands Inc CS 19421W100 634 32233.00 SH Defined 02 32233.00 Commercial Metals Co CS 201723103 2935 198044.00 SH Defined 02 184724.00 13320.00 Computer Sciences Corp CS 205363104 1035 34585.00 SH Defined 02 25501.00 9084.00 ConocoPhillips CS 20825C104 6547 86136.00 SH Defined 02 72281.00 13855.00 Contango Oil & Gas Co CS 21075N204 932 15823.00 SH Defined 02 15823.00 Cooper Industries Plc Shs CS G24140108 279 4363.00 SH Defined 02 4098.00 265.00 Corn Prods Intl Inc CS 219023108 323 5611.00 SH Defined 02 5266.00 345.00 CR Bard CS 067383109 353 3578.00 SH Defined 02 3363.00 215.00 Crane Co CS 224399105 574 11835.00 SH Defined 02 11835.00 CSX Corp CS 126408103 226 10505.00 SH Defined 02 9870.00 635.00 Curtiss Wright Corp CS 231561101 683 18462.00 SH Defined 02 18462.00 CVS Caremark Corp CS 126650100 4411 98454.00 SH Defined 02 82014.00 16440.00 Dana Holding Corp CS 235825205 533 34386.00 SH Defined 02 34386.00 Darden Restaurants Inc CS 237194105 464 9062.00 SH Defined 02 8652.00 410.00 Darling Intl Inc CS 237266101 298 17105.00 SH Defined 02 17105.00 Datalink Corp CS 237934104 921 96724.00 SH Defined 02 96724.00 Dean Foods Co CS 242370104 583 48110.00 SH Defined 02 48110.00 Devon Energy Corp CS 25179M103 1152 16197.10 SH Defined 02 11836.00 4361.10 Diamond Hill Investment Grp CS 25264R207 669 9087.00 SH Defined 02 9087.00 Digital Rlty Trust Inc CS 253868103 3147 42537.70 SH Defined 02 38452.70 4085.00 Discover Finl Svcs CS 254709108 246 7389.00 SH Defined 02 6944.00 445.00 Dr Pepper Snapple Group Inc CS 26138E109 229 5694.00 SH Defined 02 5349.00 345.00 EMCOR Group Inc CS 29084Q100 545 19663.00 SH Defined 02 19663.00 Emerson Elec Co CS 291011104 1464 28050.00 SH Defined 02 20775.00 7275.00 Enstar Group Ltd CS G3075P101 569 5750.00 SH Defined 02 5750.00 Exco Resources Inc CS 269279402 259 39100.00 SH Defined 02 39100.00 Exxon Mobil Corp CS 30231G102 5433 62646.00 SH Defined 02 51605.00 11041.00 Flowserve Corp CS 34354P105 289 2501.00 SH Defined 02 2351.00 150.00 FMC Corp CS 302491303 305 2883.00 SH Defined 02 2708.00 175.00 Forest Oil Corp CS 346091705 193 15955.00 SH Defined 02 14985.00 970.00 Foster Wheeler CS H27178104 555 24363.00 SH Defined 02 24363.00 Freeport-McMoRan Copper & Gold CS 35671D857 3450 90692.00 SH Defined 02 74897.00 15795.00 FTI Consulting Inc CS 302941109 543 14475.00 SH Defined 02 14475.00 General Cable Corp CS 369300108 2234 76837.00 SH Defined 02 68702.00 8135.00 General Dynamics Corp CS 369550108 3782 51538.05 SH Defined 02 42715.00 8823.05 General Electric Co CS 369604103 5705 284243.65 SH Defined 02 239923.65 44320.00 Geoeye Inc CS 37250W108 1090 45293.00 SH Defined 02 45293.00 Gildan Activewear Inc CS 375916103 263 9533.00 SH Defined 02 8953.00 580.00 Greif Inc Cl A CS 397624107 4178 74714.00 SH Defined 02 69199.00 5515.00 Halliburton Co CS 406216101 1249 37620.00 SH Defined 02 27955.00 9665.00 Hanesbrands Inc CS 410345102 575 19478.00 SH Defined 02 19478.00 Harsco Corp CS 415864107 563 23995.00 SH Defined 02 23995.00 Health Mgmt Assoc Inc New Cl A CS 421933102 521 77595.00 SH Defined 02 77595.00 Healthsouth Corp CS 421924309 3331 162624.00 SH Defined 02 151694.00 10930.00 Helen Of Troy Ltd CS G4388N106 1152 33883.00 SH Defined 02 33883.00 Hewlett Packard Co CS 428236103 2422 101619.00 SH Defined 02 84389.00 17230.00 Hologic Inc CS 436440101 260 12074.00 SH Defined 02 11334.00 740.00 Home Bancshares Inc CS 436893200 577 21670.00 SH Defined 02 21670.00 Hospitality Properties Trust CS 44106M102 1017 38413.00 SH Defined 02 38413.00 Host Hotels & Resorts CS 44107P104 238 14479.00 SH Defined 02 13594.00 885.00 Illinois Tool Wks Inc CS 452308109 1523 26662.00 SH Defined 02 19692.00 6970.00 Ingersoll-Rand CS G47791101 226 5460.00 SH Defined 02 5125.00 335.00 Ingram Micro Inc CS 457153104 1117 60192.00 SH Defined 02 60192.00 Inland Real Estate Corp CS 457461200 553 62290.00 SH Defined 02 62290.00 Innophos Holdings Inc CS 45774N108 273 5449.00 SH Defined 02 5449.00 Intel Corp CS 458140100 4999 177797.00 SH Defined 02 146587.00 31210.00 Interpublic Group Cos CS 460690100 271 23716.00 SH Defined 02 22271.00 1445.00 Intl Fcstone Inc CS 46116V105 550 26079.00 SH Defined 02 26079.00 Intl Game Technology CS 459902102 245 14576.00 SH Defined 02 13691.00 885.00 Invesco Ltd CS G491BT108 336 12597.00 SH Defined 02 11832.00 765.00 Jarden Corp CS 471109108 866 21537.00 SH Defined 02 21537.00 JM Smucker Co CS 832696405 324 3984.00 SH Defined 02 3739.00 245.00 John Bean Technologies CS 477839104 283 17445.00 SH Defined 02 17445.00 Johnson & Johnson CS 478160104 3443 52192.00 SH Defined 02 43138.00 9054.00 JPMorgan Chase & Co CS 46625H100 6237 135645.59 SH Defined 02 113422.00 22223.59 Keycorp CS 493267108 278 32688.00 SH Defined 02 30693.00 1995.00 Kraton Performance Polymers In CS 50077C106 852 32070.00 SH Defined 02 32070.00 Lexmark Intl CS 529771107 563 16940.00 SH Defined 02 16940.00 Lincare Hldgs Inc CS 532791100 809 31254.00 SH Defined 02 31254.00 Linear Technology Corp CS 535678106 292 8671.00 SH Defined 02 8141.00 530.00 M&T Bank Corp CS 55261F104 230 2647.00 SH Defined 02 2487.00 160.00 Macquarie Infrastructure Co CS 55608B105 762 23100.00 SH Defined 02 23100.00 Macys Inc CS 55616P104 320 8061.00 SH Defined 02 7566.00 495.00 Magellan Health Svcs Inc CS 559079207 983 20142.00 SH Defined 02 20142.00 Manpowergroup CS 56418H100 3049 64371.00 SH Defined 02 57491.00 6880.00 Mantech Intl Corp CS 564563104 1018 29552.00 SH Defined 02 29552.00 McDonalds Corp CS 580135101 1947 19843.36 SH Defined 02 15163.36 4680.00 Meadwestvaco Corp CS 583334107 231 7317.00 SH Defined 02 6872.00 445.00 Medtronic Inc CS 585055106 4621 117908.00 SH Defined 02 97075.00 20833.00 Meredith Corp CS 589433101 573 17667.00 SH Defined 02 17667.00 Mesa Laboratories Inc CS 59064R109 1236 25065.00 SH Defined 02 25065.00 Metlife Inc CS 59156R108 4481 119978.07 SH Defined 02 100971.00 19007.07 Microsoft Corp CS 594918104 5061 156892.67 SH Defined 02 132476.00 24416.67 Molex Inc CS 608554101 304 10821.00 SH Defined 02 10161.00 660.00 Mosaic Co CS 61945c103 1297 23465.00 SH Defined 02 17260.00 6205.00 Murphy Oil Corp CS 626717102 4074 72399.01 SH Defined 02 60556.00 11843.01 Myers Inds Inc CS 628464109 592 40147.00 SH Defined 02 40147.00 Nash Finch Co CS 631158102 274 9645.00 SH Defined 02 9645.00 National Fuel Gas Co CS 636180101 272 5658.00 SH Defined 02 5313.00 345.00 National Presto Inds Inc CS 637215104 270 3560.00 SH Defined 02 3560.00 New York Cmnty Bancorp Inc CS 649445103 161 11551.00 SH Defined 02 11551.00 Newfield Expl Co CS 651290108 2088 60194.00 SH Defined 02 53894.00 6300.00 Noble Energy Inc CS 655044105 334 3415.00 SH Defined 02 3210.00 205.00 Nucor Corp CS 670346105 1354 31526.00 SH Defined 02 23176.00 8350.00 One Liberty Properties Inc CS 682406103 695 38002.00 SH Defined 02 38002.00 Oshkosh Corp CS 688239201 245 10582.00 SH Defined 02 10582.00 Parker Drilling Co CS 701081101 848 142001.00 SH Defined 02 142001.00 Parker Hannifin Corp CS 701094104 2468 29185.00 SH Defined 02 26055.00 3130.00 PepsiCo Inc CS 713448108 3952 59568.00 SH Defined 02 49828.00 9740.00 Pfizer Inc CS 717081103 1913 84478.00 SH Defined 02 64863.00 19615.00 PNC Finl Svcs Group Inc CS 693475105 3564 55265.00 SH Defined 02 46035.00 9230.00 Primerica Inc CS 74164M108 839 33287.00 SH Defined 02 33287.00 PVH Corporation CS 693656100 279 3125.00 SH Defined 02 2935.00 190.00 QLogic Corp CS 747277101 591 33255.00 SH Defined 02 33255.00 Rand Logistics Inc CS 752182105 859 101984.00 SH Defined 02 101984.00 Reinsurance Group Of America CS 759351604 291 4888.00 SH Defined 02 4588.00 300.00 Rent A Center Inc CS 76009N100 767 20319.00 SH Defined 02 20319.00 Roundy's Inc CS 779268101 539 50390.00 SH Defined 02 50390.00 RPC Inc CS 749660106 588 55381.50 SH Defined 02 55381.50 Sanderson Farms Inc CS 800013104 958 18060.00 SH Defined 02 18060.00 Schnitzer Steel Industries CS 806882106 3042 76252.00 SH Defined 02 69787.00 6465.00 Sinclair Broadcast Group Inc CS 829226109 1584 143241.00 SH Defined 02 127266.00 15975.00 Snap On Inc CS 833034101 262 4290.00 SH Defined 02 4030.00 260.00 Southside Bancshares Inc CS 84470p109 1149 51985.00 SH Defined 02 51985.00 Spectrum Brands Holdings Inc CS 84763R101 956 27345.00 SH Defined 02 27345.00 SPX Corp CS 784635104 304 3926.00 SH Defined 02 3686.00 240.00 Stancorp Finl Group Inc CS 852891100 977 23868.00 SH Defined 02 23868.00 Staples Inc CS 855030102 2713 167553.00 SH Defined 02 149923.00 17630.00 State Bank Financial Corp CS 856190103 892 50914.00 SH Defined 02 50914.00 State Street CS 857477103 4647 102137.00 SH Defined 02 84822.00 17315.00 Stryker Corp CS 863667101 3335 60113.91 SH Defined 02 49963.00 10150.91 Synopsys Inc CS 871607107 368 12014.00 SH Defined 02 11284.00 730.00 Sysco Corp CS 871829107 3500 117206.00 SH Defined 02 97929.00 19277.00 Tech Data Corp CS 878237106 997 18383.00 SH Defined 02 18383.00 Teleflex Inc CS 879369106 253 4136.00 SH Defined 02 3891.00 245.00 Tenneco Inc CS 880349105 542 14585.00 SH Defined 02 14585.00 TNS Inc CS 872960109 713 32834.00 SH Defined 02 32834.00 Torchmark Corp CS 891027104 2764 55455.00 SH Defined 02 49609.00 5846.00 Towers Watson & Co CS 891894107 253 3822.00 SH Defined 02 3587.00 235.00 Triumph Group Inc CS 896818101 928 14813.00 SH Defined 02 14813.00 UGI Corp CS 902681105 707 25950.00 SH Defined 02 25950.00 Unit Corp CS 909218109 261 6105.00 SH Defined 02 6105.00 UnitedHealth Group Inc CS 91324P102 1622 27523.46 SH Defined 02 20330.00 7193.46 Unum Group CS 91529Y106 292 11945.00 SH Defined 02 11215.00 730.00 US Bancorp CS 902973304 3865 121991.27 SH Defined 02 102817.00 19174.27 Valassis Commns Inc CS 918866104 947 41177.00 SH Defined 02 41177.00 Valley National Bancorp CS 919794107 173 13370.00 SH Defined 02 13370.00 Vishay Intertechnology Inc CS 928298108 717 58986.00 SH Defined 02 58986.00 Wal Mart Stores Inc CS 931142103 3526 57618.00 SH Defined 02 47773.00 9845.00 Weingarten Realty Investors CS 948741103 278 10510.00 SH Defined 02 9875.00 635.00 WellPoint Inc CS 94973V107 1544 20925.00 SH Defined 02 15450.00 5475.00 Wells Fargo & Co CS 949746101 3617 105956.00 SH Defined 02 88241.00 17715.00 Whirlpool Corp CS 963320106 3407 44325.00 SH Defined 02 39955.00 4370.00 Willis Group Hldgs Ltd CS g96666105 226 6473.00 SH Defined 02 6083.00 390.00 Wilshire Bancorp Inc CS 97186T108 600 124234.00 SH Defined 02 124234.00 WR Berkley Corp CS 084423102 214 5917.00 SH Defined 02 5552.00 365.00 Zimmer Hldgs Inc CS 98956P102 236 3666.00 SH Defined 02 3441.00 225.00 Zions Bancorporation CS 989701107 309 14399.00 SH Defined 02 13524.00 875.00 Arcelormittal Sa Luxembourg Ny AD 03938l104 1336 69840 SH Defined 02 51375 18465 Toyota Motor Corp AD 892331307 4232 48745 SH Defined 02 40603 8142 Calamos Conv & High Income Fd EF 12811P108 989 77490.0000 SH Defined 02 77490.0000 Cohen & Steers Reit & Pfd Incm EF 19247X100 1166 71510.0000 SH Defined 02 71510.0000 iShares S&P Natl AMT-Free Muni EF 464288414 1670 15265.0000 SH Defined 02 11170.0000 4095.0000 LMP Corp Loan Fund Inc EF 50208B100 7213 606134.0000 SH Defined 02 518950.0000 87184.0000 ProShares Russell 2000 EF 74347R826 4260 163400.0000 SH Defined 02 163400.0000 Proshares Tr Pshs Shrt S&P500 EF 74347R503 2474 69170.0000 SH Defined 02 69170.0000 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 320 2272.4403 SH Sole 2272.4403 Tortoise Energy Capital Corp EF 89147U100 5995 211525.0921 SH Defined 02 174808.3177 36716.7744