0001164691-12-000040.txt : 20120518 0001164691-12-000040.hdr.sgml : 20120518 20120518135434 ACCESSION NUMBER: 0001164691-12-000040 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120518 DATE AS OF CHANGE: 20120518 EFFECTIVENESS DATE: 20120518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 IRS NUMBER: 261919051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13284 FILM NUMBER: 12854881 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR/A 1 alsk13fhra12312011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended December 31, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.) [ ] is a restatement. [X] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Alyeska Investment Group, L.P. Address: 77 West Wacker Drive 7th Floor Chicago, IL 60601 Form 13F File Number: 028-13284 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason Bragg Title: CFO Phone: (312) 899-7902 Signature, Place, and Date of Signing: /s/ Jason Bragg Chicago, IL May 18, 2012 ----------------------------- ----------------- ------------------ [Signature] [City, State] [Date] Report type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 List of 13(f) Securities used for this report: Fourth quarter 2011 Form 13F Information Table Entry Total: 238 Form 13F Information Table Value Total: $3,829,815 (thousands) Confidential information has been omitted from this public Form 13F report and filed separately with the Commission. List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1 028-13417 Alyeska Master Fund, L.P. FORM 13F INFORMATION TABLE

Column Column Column Column Column Column Column Column 1 2 3 4 5 6 7 8 ------------------- --------- --------- ------- --------------------------- ------ ------- ------------- NAME TITLE SH OF OF VALUE OR PRN SH/ PUT/ INVST OTR VTNG ISSUER CLS CUSIP x$1000 AMT PRN CALL DSCRTN MGR AUTHORITY ------------------- --------- --------- ------- ------ ------ ---- ------ ------ --------- ABERCROMBIE & FITCH CO CL A 002896207 $19,536 400,000 SH SOLE 1 400,000 ACTIVE NETWORK INC COM 00506D100 $5,551 408,183 SH SOLE 1 408,183 ADA ES INC COM 005208103 $2,069 91,400 SH SOLE 1 91,400 ADVANCE AUTO PARTS INC COM 00751Y106 $20,534 294,901 SH SOLE 1 294,901 AEROFLEX HLDG CORP COM 007767106 $3,072 300,000 SH SOLE 1 300,000 AFFILIATED MANAGERS GROUP COM 008252108 $29,820 310,790 SH SOLE 1 310,790 ALERE INC COM 01449J105 $10,390 449,997 SH SOLE 1 449,997 ALLEGHENY TECHNOLOGIES INC COM 01741R102 $19,120 400,000 SH SOLE 1 400,000 ALPHA NATURAL RESOURCES INC COM 02076X102 $6,623 324,200 SH CALL SOLE 1 324,200 AMAZON COM INC COM 023135106 $21,638 125,000 SH SOLE 1 125,000 AMAZON COM INC COM 023135106 $10,386 60,000 SH CALL SOLE 1 60,000 AMAZON COM INC COM 023135106 $25,965 150,000 SH PUT SOLE 1 150,000 AMERICAN CAP MTG INVT CORP COM 02504A104 $5,436 288,831 SH SOLE 1 288,831 ANADARKO PETE CORP COM 032511107 $21,514 281,854 SH SOLE 1 281,854 ANGIES LIST INC COM 034754101 $1,814 112,685 SH SOLE 1 112,685 ANTHERA PHARMACEUTICALS INC COM 03674U102 $1,769 288,100 SH SOLE 1 288,100 AON CORP COM 037389103 $31,333 669,500 SH SOLE 1 669,500 APACHE CORP COM 037411105 $1,857 20,500 SH SOLE 1 20,500 APOLLO RESIDENTIAL MTG INC COM 03763V102 $1,526 100,000 SH SOLE 1 100,000 ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 $13,372 17,973,000 PRN SOLE 1 17,973,000 AUTOZONE INC COM 053332102 $15,727 48,395 SH SOLE 1 48,395 AVIS BUDGET GROUP COM 053774105 $380 35,425 SH SOLE 1 35,425 AVIS BUDGET GROUP COM 053774105 $1,072 100,000 SH CALL SOLE 1 100,000 AXIS CAPITAL HOLDINGS SHS G0692U109 $11,729 367,000 SH SOLE 1 367,000 BAKER HUGHES INC COM 057224107 $14,422 296,500 SH SOLE 1 296,500 BANK OF AMERICA CORPORATION COM 060505104 $11,120 2,000,000 SH CALL SOLE 1 2,000,000 BAXTER INTL INC COM 071813109 $25,294 511,196 SH SOLE 1 511,196 BED BATH & BEYOND INC COM 075896100 $26,357 454,661 SH SOLE 1 454,661 BIOMED REALTY TRUST INC COM 09063H107 $6,509 360,000 SH SOLE 1 360,000 BLACKROCK INC COM 09247X101 $21,413 120,137 SH SOLE 1 120,137 BLUE COAT SYSTEMS INC COM NEW 09534T508 $6,363 250,000 SH SOLE 1 250,000 BOEING CO COM 097023105 $73,351 1,000,007 SH SOLE 1 1,000,007 BONANZA CREEK ENERGY INC COM 097793103 $1,785 142,832 SH SOLE 1 142,832 BP PLC SPONSORED ADR 055622104 $22,060 516,140 SH SOLE 1 516,140 BROWN & BROWN INC COM 115236101 $10,600 468,400 SH SOLE 1 468,400 C&J ENERGY SVCS INC COM 12467B304 $5,116 244,448 SH SOLE 1 244,448 CAMERON INTERNATIONAL CORP COM 13342B105 $9,850 200,241 SH SOLE 1 200,241 CAPSTEAD MTG CORP COM NO PAR 14067E506 $5,929 476,637 SH SOLE 1 476,637 CELANESE CORP DEL COM SER A 150870103 $17,708 400,000 SH SOLE 1 400,000 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 $6,341 9,750,000 PRN SOLE 1 9,750,000 CEMEX SAB DE CV SPON ADR NEW 151290889 $299 55,400 SH SOLE 1 55,400 CEMEX SAB DE CV SPON ADR NEW 151290889 $7,343 1,362,300 SH PUT SOLE 1 1,362,300 CENTENE CORP DEL COM 15135B101 $29,693 750,000 SH SOLE 1 750,000 CF INDS HLDGS INC COM 125269100 $57,052 393,519 SH SOLE 1 393,519 CHEESECAKE FACTORY INC COM 163072101 $10,273 350,000 SH PUT SOLE 1 350,000 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 $7,491 8,365,000 PRN SOLE 1 8,365,000 CHESAPEAKE ENERGY CORP COM 165167107 $8,452 379,200 SH CALL SOLE 1 379,200 CHESAPEAKE ENERGY CORP COM 165167107 $10,436 468,200 SH PUT SOLE 1 468,200 CHIPOTLE MEXICAN GRILL INC COM 169656105 $4,050 11,991 SH SOLE 1 11,991 CHIPOTLE MEXICAN GRILL INC COM 169656105 $43,906 130,000 SH CALL SOLE 1 130,000 CHIPOTLE MEXICAN GRILL INC COM 169656105 $89,501 265,000 SH PUT SOLE 1 265,000 CIENA CORP COM NEW 171779309 $2,420 200,000 SH PUT SOLE 1 200,000 CITIGROUP INC COM NEW 172967424 $22,495 855,000 SH SOLE 1 855,000 CITY NATL CORP COM 178566105 $10,784 244,103 SH SOLE 1 244,103 CLEARWIRE CORP NEW CL A 18538Q105 $15,749 8,118,253 SH SOLE 1 8,118,253 COACH INC COM 189754104 $16,563 271,354 SH SOLE 1 271,354 COLONY FINL INC COM 19624R106 $1,611 102,557 SH SOLE 1 102,557 COMMERCIAL METALS CO COM 201723103 $5,474 395,813 SH SOLE 1 395,813 COMPLETE PRODUCTION SERVICES COM 20453E109 $67,923 2,023,922 SH SOLE 1 2,023,922 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 $6,174 900,000 SH SOLE 1 900,000 CONOCOPHILLIPS COM 20825C104 $23,362 320,600 SH CALL SOLE 1 320,600 CONOCOPHILLIPS COM 20825C104 $37,280 511,600 SH PUT SOLE 1 511,600 CONSTELLATION ENERGY GROUP I COM 210371100 $80,201 2,021,700 SH SOLE 1 2,021,700 CONTINENTAL AIRLS INC NOTE 4.500% 1/1 210795PU8 $13,131 10,880,000 PRN SOLE 1 10,880,000 CONTINENTAL RESOURCES INC COM 212015101 $8,005 120,000 SH SOLE 1 120,000 CORE LABORATORIES N V COM N22717107 $15,238 133,726 SH SOLE 1 133,726 CVS CAREMARK CORPORATION COM 126650100 $6,672 163,600 SH CALL SOLE 1 163,600 CVS CAREMARK CORPORATION COM 126650100 $18,188 446,000 SH PUT SOLE 1 446,000 DEERE & CO COM 244199105 $1,934 25,000 SH CALL SOLE 1 25,000 DEERE & CO COM 244199105 $5,801 75,000 SH PUT SOLE 1 75,000 DELTA AIR LINES INC DEL COM NEW 247361702 $20,018 2,474,400 SH CALL SOLE 1 2,474,400 DELTA AIR LINES INC DEL COM NEW 247361702 $48,540 6,000,003 SH SOLE 1 6,000,003 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 $17,475 17,850,000 PRN SOLE 1 17,850,000 DEX ONE CORP COM 25212W100 $3,600 2,168,773 SH SOLE 1 2,168,773 DISCOVER FINL SVCS COM 254709108 $23,400 975,000 SH SOLE 1 975,000 DISH NETWORK CORP CL A 25470M109 $7,977 280,100 SH CALL SOLE 1 280,100 DOLLAR GEN CORP NEW COM 256677105 $14,857 361,126 SH SOLE 1 361,126 DOLLAR TREE INC COM 256746108 $10,389 125,000 SH SOLE 1 125,000 DU PONT E I DE NEMOURS & CO COM 263534109 $6,867 150,000 SH PUT SOLE 1 150,000 EATON CORP COM 278058102 $34,171 785,001 SH SOLE 1 785,001 ECHOSTAR CORP CL A 278768106 $4,790 228,760 SH SOLE 1 228,760 EL PASO CORP COM 28336L109 $2,136 80,400 SH SOLE 1 80,400 EMBRAER S A SP ADR REP4 COM 29082A107 $22,723 900,973 SH SOLE 1 900,973 ENCORE CAP GROUP INC COM 292554102 $1,678 78,950 SH SOLE 1 78,950 ENDURO RTY TR TR UNIT 29269K100 $6,141 300,000 SH SOLE 1 300,000 EXCO RESOURCES INC COM 269279402 $24,685 2,362,204 SH SOLE 1 2,362,204 EXELON CORP COM 30161N101 $13,657 314,900 SH CALL SOLE 1 314,900 EXLSERVICE HOLDINGS INC COM 302081104 $5,572 249,100 SH SOLE 1 249,100 EXPRESS INC COM 30219E103 $7,878 395,105 SH SOLE 1 395,105 F M C CORP COM NEW 302491303 $38,761 450,495 SH SOLE 1 450,495 FASTENAL CO COM 311900104 $5,451 125,000 SH PUT SOLE 1 125,000 FIRST NIAGARA FINL GP INC COM 33582V108 $8,630 1,000,000 SH SOLE 1 1,000,000 FOREST OIL CORP COM PAR $0.01 346091705 $203 15,000 SH SOLE 1 15,000 FRANKLIN RES INC COM 354613101 $5,764 60,000 SH SOLE 1 60,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 $6,802 184,900 SH CALL SOLE 1 184,900 GENMARK DIAGNOSTICS INC COM 372309104 $4,811 1,167,760 SH SOLE 1 1,167,760 GEN-PROBE INC NEW COM 36866T103 $16,258 275,000 SH SOLE 1 275,000 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 $6,150 5,623,000 PRN SOLE 1 5,623,000 GILEAD SCIENCES INC COM 375558103 $10,233 250,000 SH CALL SOLE 1 250,000 GILEAD SCIENCES INC COM 375558103 $10,233 250,000 SH PUT SOLE 1 250,000 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 $7,132 1,075,689 SH SOLE 1 1,075,689 GOLDMAN SACHS GROUP INC COM 38141G104 $2,351 26,000 SH CALL SOLE 1 26,000 GRACO INC COM 384109104 $23,916 584,879 SH SOLE 1 584,879 GREEN MTN COFFEE ROASTERS IN COM 393122106 $2,243 50,000 SH CALL SOLE 1 50,000 GREEN MTN COFFEE ROASTERS IN COM 393122106 $2,243 50,000 SH PUT SOLE 1 50,000 GUESS INC COM 401617105 $13,419 450,000 SH SOLE 1 450,000 HALLIBURTON CO COM 406216101 $57,373 1,662,500 SH CALL SOLE 1 1,662,500 HALLIBURTON CO COM 406216101 $20,706 600,000 SH PUT SOLE 1 600,000 HARTFORD FINL SVCS GROUP INC COM 416515104 $3,646 224,350 SH SOLE 1 224,350 HASBRO INC COM 418056107 $2,781 87,197 SH SOLE 1 87,197 HEALTH CARE REIT INC COM 42217K106 $4,090 75,000 SH SOLE 1 75,000 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $35,865 23,000,000 PRN SOLE 1 23,000,000 HISOFT TECHNOLOGY INTL LTD SPONSORED ADR 43358R108 $2,181 236,288 SH SOLE 1 236,288 HOLLYFRONTIER CORP COM 436106108 $21,542 920,591 SH SOLE 1 920,591 HOLOGIC INC COM 436440101 $26,902 1,536,400 SH SOLE 1 1,536,400 HOMEAWAY INC COM 43739Q100 $4,650 200,000 SH SOLE 1 200,000 HONEYWELL INTL INC COM 438516106 $58,426 1,075,000 SH SOLE 1 1,075,000 HUBBELL INC CL B 443510201 $50,307 752,425 SH SOLE 1 752,425 ILLUMINA INC COM 452327109 $17,526 575,003 SH SOLE 1 575,003 INTERMUNE INC COM 45884X103 $2,613 207,400 SH SOLE 1 207,400 INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 $7,522 7,442,000 PRN SOLE 1 7,442,000 INVENSENSE INC OM 46123D205 $1,861 186,848 SH SOLE 1 186,848 ISOFTSTONE HLDGS LTD SPONSORED ADS 46489B108 $2,272 259,632 SH SOLE 1 259,632 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AF8 $16,086 12,500,000 PRN SOLE 1 12,500,000 JETBLUE AIRWAYS CORP DBCV 6.750%10/1 477143AG6 $8,910 6,630,000 PRN SOLE 1 6,630,000 JPMORGAN CHASE & CO COM 46625H100 $4,086 122,900 SH PUT SOLE 1 122,900 JPMORGAN CHASE & CO COM 46625H100 $4,086 122,900 SH SOLE 1 122,900 KINDER MORGAN INC DEL COM 49456B101 $6,434 200,000 SH CALL SOLE 1 200,000 LAM RESEARCH CORP COM 512807108 $22,447 606,355 SH SOLE 1 606,355 LAREDO PETE HLDGS INC COM 516806106 $3,085 138,337 SH SOLE 1 138,337 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 $16,279 14,500,000 PRN SOLE 1 14,500,000 LIFE TECHNOLOGIES CORP COM 53217V109 $23,346 599,994 SH SOLE 1 599,994 LILLY ELI & CO COM 532457108 $28,677 690,005 SH SOLE 1 690,005 LILLY ELI & CO COM 532457108 $8,312 200,000 SH CALL SOLE 1 200,000 LINCOLN NATL CORP IND COM 534187109 $11,049 568,940 SH SOLE 1 568,940 LINCOLN NATL CORP IND COM 534187109 $5,826 300,000 SH CALL SOLE 1 300,000 LINKEDIN CORP COM CL A 53578A108 $6,301 100,000 SH SOLE 1 100,000 LIZ CLAIBORNE INC COM 539320101 $10,932 1,266,775 SH SOLE 1 1,266,775 LUFKIN INDS INC COM 549764108 $10,283 152,777 SH SOLE 1 152,777 LULULEMON ATHLETICA INC COM 550021109 $14,605 313,006 SH SOLE 1 313,006 M & T BK CORP COM 55261F104 $19,848 260,000 SH SOLE 1 260,000 MARATHON OIL CORP COM 565849106 $10,877 371,609 SH SOLE 1 371,609 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 $21,738 422,671 SH SOLE 1 422,671 MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 $17,973 19,500,000 PRN SOLE 1 19,500,000 MATTRESS FIRM HLDG CORP COM 57722W106 $4,580 197,496 SH SOLE 1 197,496 MEDCO HEALTH SOLUTIONS INC COM 58405U102 $19,259 344,523 SH SOLE 1 344,523 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 $1,530 46,000 SH SOLE 1 46,000 MEDTRONIC INC COM 585055106 $3,056 79,900 SH CALL SOLE 1 79,900 MEDTRONIC INC COM 585055106 $9,563 250,000 SH PUT SOLE 1 250,000 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 $9,098 9,500,000 PRN SOLE 1 9,500,000 MICHAEL KORS HLDGS LTD SHS G60754101 $23,701 869,754 SH SOLE 1 869,754 MONEYGRAM INTL INC COM NEW 60935Y208 $9,208 518,787 SH SOLE 1 518,787 NETAPP INC COM 64110D104 $544 15,000 SH SOLE 1 15,000 NETAPP INC COM 64110D104 $7,624 210,200 SH CALL SOLE 1 210,200 NETAPP INC COM 64110D104 $4,534 125,000 SH PUT SOLE 1 125,000 NETLOGIC MICROSYSTEMS INC COM 64118B100 $49,570 1,000,000 SH SOLE 1 1,000,000 NETQIN MOBILE INC ADR REPR CL A 64118U108 $2,248 426,583 SH SOLE 1 426,583 NOBLE ENERGY INC COM 655044105 $14,425 152,824 SH SOLE 1 152,824 NORTHERN OIL & GAS INC NEV COM 665531109 $8,254 344,187 SH SOLE 1 344,187 OCEANEERING INTL INC COM 675232102 $10,608 229,964 SH SOLE 1 229,964 OFFICEMAX INC DEL COM 67622P101 $9,548 2,103,088 SH SOLE 1 2,103,088 OMNICARE INC DBCV 3.250%12/1 681904AL2 $14,092 15,000,000 PRN SOLE 1 15,000,000 OWENS CORNING NEW COM 690742101 $13,027 453,600 SH SOLE 1 453,600 PACIRA PHARMACEUTICALS INC COM 695127100 $2,768 320,000 SH SOLE 1 320,000 PANERA BREAD CO CL A 69840W108 $20,510 145,000 SH CALL SOLE 1 145,000 PANERA BREAD CO CL A 69840W108 $9,194 65,000 SH PUT SOLE 1 65,000 PARKER DRILLING CO NOTE 2.125% 7/1 701081AR2 $9,035 9,098,000 PRN SOLE 1 9,098,000 PATTERSON UTI ENERGY INC COM 703481101 $4,995 250,000 SH SOLE 1 250,000 PENNEY J C INC COM 708160106 $2,636 75,000 SH CALL SOLE 1 75,000 PENNEY J C INC COM 708160106 $5,930 168,700 SH PUT SOLE 1 168,700 PETSMART INC COM 716768106 $30,292 590,612 SH SOLE 1 590,612 PFIZER INC COM 717081103 $22,722 1,050,003 SH SOLE 1 1,050,003 PHARMASSET INC COM 71715N106 $132,815 1,036,000 SH SOLE 1 1,036,000 PHH CORP NOTE 4.000% 9/0 693320AN3 $5,854 7,154,000 PRN SOLE 1 7,154,000 PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 $26,140 17,000,000 PRN SOLE 1 17,000,000 PLAINS EXPL& PRODTN CO COM 726505100 $10,098 275,000 SH CALL SOLE 1 275,000 PLAINS EXPL& PRODTN CO COM 726505100 $10,098 275,000 SH PUT SOLE 1 275,000 PNC FINL SVCS GROUP INC COM 693475105 $17,087 296,288 SH SOLE 1 296,288 PNC FINL SVCS GROUP INC COM 693475105 $2,884 50,000 SH CALL SOLE 1 50,000 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 $14,019 207,623 SH SOLE 1 207,623 PRUDENTIAL FINL INC COM 744320102 $30,207 602,693 SH SOLE 1 602,693 QUEST DIAGNOSTICS INC COM 74834L100 $23,224 399,995 SH SOLE 1 399,995 QUIDEL CORP COM 74838J101 $14,559 962,247 SH SOLE 1 962,247 REINSURANCE GROUP AMER INC COM NEW 759351604 $10,331 197,730 SH SOLE 1 197,730 RLJ ACQUISITION INC UNIT 1 COM 74965B202 $2,000 200,000 SH SOLE 1 200,000 ROCKWELL AUTOMATION INC COM 773903109 $29,348 400,006 SH SOLE 1 400,006 RPX CORP COM 74972G103 $163 12,900 SH SOLE 1 12,900 SANOFI RIGHT12/31/2020 80105N113 $8,306 6,922,054 SH SOLE 1 6,922,054 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 $17,090 650,301 SH SOLE 1 650,301 SKULLCANDY INC COM 83083J104 $675 53,937 SH SOLE 1 53,937 SMITHFIELD FOODS INC NOTE 4.000% 6/3 832248AR9 $7,330 6,000,000 PRN SOLE 1 6,000,000 SOLAZYME INC COM 83415T101 $5,950 500,000 SH SOLE 1 500,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 $25,100 200,000 SH CALL SOLE 1 200,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 $188,250 1,500,000 SH PUT SOLE 1 1,500,000 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 $1,317 25,000 SH SOLE 1 25,000 STARBUCKS CORP COM 855244109 $49,171 1,068,708 SH SOLE 1 1,068,708 SUCCESSFACTORS INC COM 864596101 $18,691 468,789 SH SOLE 1 468,789 SVB FINL GROUP COM 78486Q101 $8,665 181,698 SH SOLE 1 181,698 TARGET CORP COM 87612E106 $30,275 591,086 SH SOLE 1 591,086 TD AMERITRADE HLDG CORP COM 87236Y108 $13,453 859,642 SH SOLE 1 859,642 TEMPLE INLAND INC COM 879868107 $28,934 912,462 SH SOLE 1 912,462 TESLA MTRS INC COM 88160R101 $4,691 164,237 SH SOLE 1 164,237 TEXTRON INC NOTE 4.500% 5/0 883203BN0 $4,606 3,000,000 PRN SOLE 1 3,000,000 TIME WARNER CABLE INC COM 88732J207 $9,536 150,000 SH CALL SOLE 1 150,000 TIME WARNER CABLE INC COM 88732J207 $14,303 225,000 SH PUT SOLE 1 225,000 TIMKEN CO COM 887389104 $19,370 500,376 SH SOLE 1 500,376 TITANIUM METALS CORP COM NEW 888339207 $2,316 154,600 SH CALL SOLE 1 154,600 TITANIUM METALS CORP COM NEW 888339207 $1,873 125,000 SH PUT SOLE 1 125,000 TITANIUM METALS CORP COM NEW 888339207 $899 60,000 SH SOLE 1 60,000 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 $30,147 22,428,000 PRN SOLE 1 22,428,000 TYCO INTERNATIONAL LTD SHS H89128104 $49,045 1,049,996 SH SOLE 1 1,049,996 UBIQUITI NETWORKS INC COM 90347A100 $1,585 86,969 SH SOLE 1 86,969 UNDER ARMOUR INC CL A 904311107 $10,836 150,941 SH SOLE 1 150,941 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 $6,085 5,500,000 PRN SOLE 1 5,500,000 UNITED STATES STL CORP NEW COM 912909108 $5,954 225,000 SH CALL SOLE 1 225,000 UNITEDHEALTH GROUP INC COM 91324P102 $31,669 624,887 SH SOLE 1 624,887 URBAN OUTFITTERS INC COM 917047102 $32,629 1,183,935 SH SOLE 1 1,183,935 URBAN OUTFITTERS INC COM 917047102 $7,356 266,900 SH CALL SOLE 1 266,900 VALIDUS HOLDINGS LTD COM SHS G9319H102 $31,900 1,012,709 SH SOLE 1 1,012,709 VELTI PLC ST HELIER SHS G93285107 $8,580 1,261,700 SH SOLE 1 1,261,700 VIACOM INC NEW CL B 92553P201 $7,039 155,000 SH SOLE 1 155,000 VORNADO RLTY L P DEB 3.875% 4/1 929043AC1 $20,964 20,500,000 PRN SOLE 1 20,500,000 WADDELL & REED FINL INC CL A 930059100 $27,460 1,108,600 SH SOLE 1 1,108,600 WALGREEN CO COM 931422109 $2,975 90,000 SH CALL SOLE 1 90,000 WALGREEN CO COM 931422109 $3,187 96,400 SH PUT SOLE 1 96,400 WALGREEN CO COM 931422109 $1,534 46,400 SH SOLE 1 46,400 WALTER ENERGY INC COM 93317Q105 $30,294 500,235 SH SOLE 1 500,235 WASHINGTON FED INC COM 938824109 $15,809 1,130,000 SH SOLE 1 1,130,000 WELLS FARGO & CO NEW COM 949746101 $30,509 1,107,000 SH SOLE 1 1,107,000 WHITING PETE CORP NEW COM 966387102 $17,676 378,587 SH SOLE 1 378,587 WHOLE FOODS MKT INC COM 966837106 $16,845 242,100 SH CALL SOLE 1 242,100 WHOLE FOODS MKT INC COM 966837106 $24,353 350,000 SH PUT SOLE 1 350,000 WILLIAMS SONOMA INC COM 969904101 $25,947 673,955 SH SOLE 1 673,955 YUM BRANDS INC COM 988498101 $20,654 350,000 SH SOLE 1 350,000 ZILLOW INC CL A 98954A107 $2,248 100,000 SH SOLE 1 100,000 ZIMMER HLDGS INC COM 98956P102 $20,033 375,000 SH SOLE 1 375,000 ZIONS BANCORPORATION COM 989701107 $3,743 229,900 SH CALL SOLE 1 229,900 ZIONS BANCORPORATION COM 989701107 $24,027 1,475,881 SH SOLE 1 1,475,881