0000910472-12-001457.txt : 20120516 0000910472-12-001457.hdr.sgml : 20120516 20120516153323 ACCESSION NUMBER: 0000910472-12-001457 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120516 DATE AS OF CHANGE: 20120516 EFFECTIVENESS DATE: 20120516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: National Asset Management, Inc. CENTRAL INDEX KEY: 0001464811 IRS NUMBER: 911648671 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13634 FILM NUMBER: 12848657 BUSINESS ADDRESS: STREET 1: 1001 4TH AVENUE STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98154 BUSINESS PHONE: 206-343-8092 MAIL ADDRESS: STREET 1: 1001 4TH AVENUE STREET 2: SUITE 2200 CITY: SEATTLE STATE: WA ZIP: 98154 13F-HR 1 nam13fq12012.txt NATIONAL ASSET MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: National Asset Management, Inc. Address: 1001 4[th] Avenue, Suite 3750 Seattle, WA 98154 Form 13F File Number: 28-13634 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alicia Guagliardo Title: Chief Compliance Officer Phone: 206-343-8092 Signature, Place, and Date of Signing: Alicia Guagliardo Seattle, WA 05/14/2012 [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 801-60673 Atlanta Capital LLC 801-24896 Brandes Investment Partners, LP 801-60927 C.S. McKee, LP 801-26539 Cambridge Financial Group 801-23386 Congress Asset Management Company 801-9168 Contravisory Investment Management 801-54255 Dreman Value Management, LLC 801-62452 Estabrook Capital Management, LLC 801-06709 Fred Alger Management 801-60453 Hays Advisory 801-67624 Institute for WealthManagement 801-57934 Invesco AIM Private Asset Management 801-61701 Lazard Asset Management, LLC 801-43315 Mastrapasqua Asset Management 801-30582 Navellier & Associates 801-57432 Riverbridge Partners, LLC 801-55521 Roxbury Capital Management 801-14172 Advisory Research, Inc. 801-65018 Ascentia Wealth Management 801-68620 Emerald Asset Advisors 801-34611 Federated 801-24133 Forward Asset Management 801-71064 Good Harbor 801-61113 Main Management 801-27828 Pacific Income Advisors 801-68580 SFE Investments 801-57131 Sound Asset Management 801-42549 Tom Johnson Investment Management, Inc. 801-65208 Tradewinds Global Investors, LLC 801-46131 Wentworth, Hauser & Violich, Inc. 801-46248 Wood Asset Management, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 31 Form 13F Information Table Entry Total: 450 Form 13F Information Table Value Total: 250,581 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File NumberName 1 801-60673 Atlanta Capital LLC 2 801-24896 Brandes Investment Partners, LP 3 801-60927 C.S. McKee, LP 4 801-26539 Cambridge Financial Group 5 801-23386 Congress Asset Management Company 6 801-9168 Contravisory Investment Management 7 801-54255 Dreman Value Management, LLC 8 801-62452 Estabrook Capital Management, LLC 9 801-06709 Fred Alger Management 10 801-60453 Hays Advisory 11 801-67624 Institute for WealthManagement 12 801-57934 Invesco AIM Private Asset Management 13 801-61701 Lazard Asset Management, LLC 14 801-43315 Mastrapasqua Asset Management 15 801-30582 Navellier & Associates 16 801-57432 Riverbridge Partners, LLC 17 801-55521 Roxbury Capital Management 18 801-14172 Advisory Research, Inc. 19 801-65018 Ascentia Wealth Management 20 801-68620 Emerald Asset Advisors 21 801-34611 Federated 22 801-24133 Forward Asset Management 23 801-71064 Good Harbor 24 801-61113 Main Management 25 801-27828 Pacific Income Advisors 26 801-68580 SFE Investments 27 801-57131 Sound Asset Management 28 801-42549 Tom Johnson Investment Management, Inc. 29 801-65208 Tradewinds Global Investors, LLC 30 801-46131 Wentworth, Hauser & Violich, Inc. 31 801-46248 Wood Asset Management, Inc. [Repeat as necessary.]

Name Of Issuer Title Of Class Cusip Market SHRS OR/ SH/ PUT/ Investment Other Sole Shared None Value PRN AMT PRN CALL Discretion Managers COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 12106 300320 SH SOLE 0 0 300320 APPLE INC COM 037833100 9010 15027 SH SOLE 0 0 15027 ISHARES TR S&P MIDCAP 400 464287507 5182 52223 SH SOLE 0 0 52223 ISHARES TR S&P 500 INDEX 464287200 4462 31598 SH SOLE 0 0 31598 ISHARES TR BARCLYS TIPS BD 464287176 3567 30319 SH SOLE 0 0 30319 ISHARES TR DJ SEL DIV INX 464287168 3257 58209 SH SOLE 0 0 58209 SPDR GOLD TRUST GOLD SHS 78463V107 3256 20085 SH SOLE 0 0 20085 ISHARES TR BARCLY USAGG B 464287226 3241 29502 SH SOLE 0 0 29502 JOHNSON & JOHNSON COM 478160104 3063 46430 SH SOLE 0 0 46430 PROSHARES TR PSHS ULT S&P 500 74347R107 2807 48095 SH SOLE 0 0 48095 AT&T INC COM 00206R102 2772 88746 SH SOLE 0 0 88746 ARMOUR RESIDENTIAL REIT INC COM 042315101 2657 393701 SH SOLE 0 0 393701 CHEVRON CORP NEW COM 166764100 2539 23680 SH SOLE 0 0 23680 AMERICAN CAPITAL AGENCY CORP COM 02503X105 2340 79230 SH SOLE 0 0 79230 VERIZON COMMUNICATIONS INC COM 92343V104 2305 60287 SH SOLE 0 0 60287 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 2264 77898 SH SOLE 0 0 77898 ISHARES TR S&P 500 INDEX 464287200 2240 15863 SH SOLE 801-71064 0 0 15863 ISHARES TR S&P MIDCAP 400 464287507 2200 22169 SH SOLE 801-71064 0 0 22169 ISHARES TR IBOXX INV CPBD 464287242 2194 18972 SH SOLE 0 0 18972 ISHARES TR BARCLYS 1-3 YR 464287457 2172 25758 SH SOLE 0 0 25758 FX ENERGY INC COM 302695101 2069 380298 SH SOLE 0 0 380298 GENERAL ELECTRIC CO COM 369604103 2007 100007 SH SOLE 0 0 100007 INTEROIL CORP COM 460951106 1945 37824 SH SOLE 0 0 37824 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1901 33569 SH SOLE 0 0 33569 PROSHARES TR PSHS ULT MCAP400 74347R404 1892 26711 SH SOLE 0 0 26711 COCA COLA CO COM 191216100 1712 23129 SH SOLE 0 0 23129 PHILIP MORRIS INTL INC COM 718172109 1674 18887 SH SOLE 0 0 18887 ENTERPRISE PRODS PARTNERS L COM 293792107 1637 32441 SH SOLE 0 0 32441 EXXON MOBIL CORP COM 30231G102 1635 18848 SH SOLE 0 0 18848 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1583 45165 SH SOLE 0 0 45165 PROCTER & GAMBLE CO COM 742718109 1508 22442 SH SOLE 0 0 22442 ISHARES TR US PFD STK IDX 464288687 1463 37479 SH SOLE 0 0 37479 MCDONALDS CORP COM 580135101 1420 14471 SH SOLE 0 0 14471 ALTRIA GROUP INC COM 02209S103 1391 45067 SH SOLE 0 0 45067 BRISTOL MYERS SQUIBB CO COM 110122108 1385 41031 SH SOLE 0 0 41031 ISHARES TR BARCLYS 3-7 YR 464288661 1353 11172 SH SOLE 0 0 11172 MICROSOFT CORP COM 594918104 1333 41316 SH SOLE 0 0 41316 JPMORGAN CHASE & CO COM 46625H100 1291 28077 SH SOLE 0 0 28077 SPDR S&P 500 ETF TR TR UNIT 78462F103 1263 8969 SH SOLE 0 0 8969 PFIZER INC COM 717081103 1251 55233 SH SOLE 0 0 55233 CATERPILLAR INC DEL COM 149123101 1244 11680 SH SOLE 0 0 11680 LILLY ELI & CO COM 532457108 1216 30189 SH SOLE 0 0 30189 CONOCOPHILLIPS COM 20825C104 1188 15633 SH SOLE 0 0 15633 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1180 38558 SH SOLE 0 0 38558 AG MTG INVT TR INC COM 001228105 1171 59339 SH SOLE 0 0 59339 AMERICAN RLTY CAP TR INC COM 02917L101 1164 113350 SH SOLE 0 0 113350 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 1160 58907 SH SOLE 0 0 58907 PEPSICO INC COM 713448108 1128 16999 SH SOLE 0 0 16999 ISHARES TR RUSSELL 1000 464287622 1085 13917 SH SOLE 0 0 13917 PROSHARES TR PSHS SHRT S&P500 74347R503 1058 29586 SH SOLE 0 0 29586 ISHARES TR HIGH YLD CORP 464288513 1015 11188 SH SOLE 0 0 11188 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 992 11993 SH SOLE 0 0 11993 PROSHARES TR PSHS ULT S&P 500 74347R107 985 16877 SH SOLE 801-71064 0 0 16877 MOLYCORP INC DEL COM 608753109 980 28954 SH SOLE 0 0 28954 ISHARES TR S&P SMLCP GROW 464287887 960 11623 SH SOLE 0 0 11623 INTEL CORP COM 458140100 954 33941 SH SOLE 0 0 33941 PROSHARES TR PSHS ULT MCAP400 74347R404 952 13442 SH SOLE 801-71064 0 0 13442 NUVEEN BUILD AMER BD FD COM 67074C103 932 46199 SH SOLE 0 0 46199 HEALTH CARE REIT INC COM 42217K106 926 16850 SH SOLE 0 0 16850 SCHWAB STRATEGIC TR US TIPS ETF 808524870 924 16509 SH SOLE 0 0 16509 TRANSOCEAN LTD REG SHS H8817H100 921 16840 SH SOLE 0 0 16840 FREEPORT-MCMORAN COPPER & GO COM 35671D857 916 24071 SH SOLE 0 0 24071 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 906 7282 SH SOLE 0 0 7282 ISHARES GOLD TRUST ISHARES 464285105 903 55516 SH SOLE 0 0 55516 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 899 109789 SH SOLE 0 0 109789 EXELON CORP COM 30161N101 893 22766 SH SOLE 0 0 22766 CISCO SYS INC COM 17275R102 884 41815 SH SOLE 0 0 41815 FIFTH STREET FINANCE CORP COM 31678A103 868 88910 SH SOLE 0 0 88910 KODIAK OIL & GAS CORP COM 50015Q100 837 84000 SH SOLE 0 0 84000 BANK HAWAII CORP COM 062540109 809 16725 SH SOLE 0 0 16725 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 786 23055 SH SOLE 0 0 23055 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 781 10881 SH SOLE 0 0 10881 MFS INTER INCOME TR SH BEN INT 55273C107 774 121362 SH SOLE 0 0 121362 ISHARES TR RESIDENT PLS CAP 464288562 766 16500 SH SOLE 0 0 16500 DU PONT E I DE NEMOURS & CO COM 263534109 751 14195 SH SOLE 0 0 14195 RMR REAL ESTATE INCOME FUND COM 76970B101 747 46391 SH SOLE 0 0 46391 MEDICAL PPTYS TRUST INC COM 58463J304 745 80268 SH SOLE 0 0 80268 ISHARES TR HGH DIV EQT FD 46429B663 739 12923 SH SOLE 0 0 12923 AMAZON COM INC COM 023135106 715 3533 SH SOLE 0 0 3533 ISHARES TR BARCLYS 1-3YR CR 464288646 714 6794 SH SOLE 0 0 6794 BOEING CO COM 097023105 709 9536 SH SOLE 0 0 9536 GOOGLE INC CL A 38259P508 705 1099 SH SOLE 0 0 1099 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 694 15968 SH SOLE 0 0 15968 NEXXUS LIGHTING INC COM 65338E105 692 899318 SH SOLE 0 0 899318 PROSPECT CAPITAL CORPORATION COM 74348T102 674 61414 SH SOLE 0 0 61414 PIMCO INCOME STRATEGY FUND I COM 72201J104 667 65671 SH SOLE 0 0 65671 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 659 9761 SH SOLE 0 0 9761 CHUBB CORP COM 171232101 658 9514 SH SOLE 0 0 9514 HALLIBURTON CO COM 406216101 658 19830 SH SOLE 0 0 19830 CBRE CLARION GLOBAL REAL EST COM 12504G100 657 81762 SH SOLE 0 0 81762 ISHARES TR S&P500 GRW 464287309 652 8654 SH SOLE 0 0 8654 WELLS FARGO & CO NEW COM 949746101 651 19073 SH SOLE 0 0 19073 CHESAPEAKE ENERGY CORP COM 165167107 648 27959 SH SOLE 0 0 27959 ANNALY CAP MGMT INC COM 035710409 642 40591 SH SOLE 0 0 40591 UNITED TECHNOLOGIES CORP COM 913017109 633 7632 SH SOLE 0 0 7632 DUKE ENERGY CORP NEW COM 26441C105 626 29797 SH SOLE 0 0 29797 ISHARES TR BARCLYS SH TREA 464288679 624 5664 SH SOLE 0 0 5664 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 623 7441 SH SOLE 0 0 7441 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 612 7545 SH SOLE 0 0 7545 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 600 7585 SH SOLE 0 0 7585 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 599 17506 SH SOLE 0 0 17506 VANGUARD INDEX FDS REIT ETF 922908553 597 9374 SH SOLE 0 0 9374 ISHARES TR DJ US ENERGY 464287796 593 14279 SH SOLE 0 0 14279 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 588 15866 SH SOLE 0 0 15866 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 586 14691 SH SOLE 0 0 14691 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 579 7665 SH SOLE 0 0 7665 ACME PACKET INC COM 004764106 579 21050 SH SOLE 0 0 21050 NEW AMER HIGH INCOME FD INC COM NEW 641876800 573 55655 SH SOLE 0 0 55655 AMERICAN RLTY CAP PPTYS INC COM 02917T104 572 50452 SH SOLE 0 0 50452 ISHARES TR COHEN&ST RLTY 464287564 569 7418 SH SOLE 0 0 7418 HONEYWELL INTL INC COM 438516106 566 9271 SH SOLE 0 0 9271 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 565 34944 SH SOLE 0 0 34944 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 563 16128 SH SOLE 0 0 16128 CENTRAL FD CDA LTD CL A 153501101 559 25470 SH SOLE 0 0 25470 COHEN & STEERS INFRASTRUCTUR COM 19248A109 559 31776 SH SOLE 0 0 31776 MERCK & CO INC NEW COM 58933Y105 549 14302 SH SOLE 0 0 14302 MILLER ENERGY RES INC COM 600527105 528 125000 SH SOLE 0 0 125000 QUALCOMM INC COM 747525103 522 7667 SH SOLE 0 0 7667 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 522 13269 SH SOLE 0 0 13269 BANK OF AMERICA CORPORATION COM 060505104 522 54581 SH SOLE 0 0 54581 ISHARES TR S&P NA TECH FD 464287549 521 7355 SH SOLE 0 0 7355 VANGUARD INDEX FDS SMALL CP ETF 922908751 517 6566 SH SOLE 0 0 6566 HOME DEPOT INC COM 437076102 516 10260 SH SOLE 0 0 10260 HEINZ H J CO COM 423074103 514 9600 SH SOLE 0 0 9600 BROADCOM CORP CL A 111320107 510 12986 SH SOLE 0 0 12986 INTERNATIONAL BUSINESS MACHS COM 459200101 509 2440 SH SOLE 0 0 2440 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 508 8297 SH SOLE 0 0 8297 SPDR SERIES TRUST DB INT GVT ETF 78464A490 507 8382 SH SOLE 0 0 8382 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 505 37462 SH SOLE 0 0 37462 ISHARES TR S&P GBL TELCM 464287275 504 8920 SH SOLE 0 0 8920 VANGUARD INDEX FDS GROWTH ETF 922908736 500 7040 SH SOLE 0 0 7040 E M C CORP MASS COM 268648102 489 16354 SH SOLE 0 0 16354 VENTRUS BIOSCIENCES INC COM 922822101 487 48849 SH SOLE 0 0 48849 FORD MTR CO DEL COM PAR $0.01 345370860 486 38984 SH SOLE 0 0 38984 MARATHON OIL CORP COM 565849106 481 15165 SH SOLE 0 0 15165 ISHARES SILVER TRUST ISHARES 46428Q109 480 15283 SH SOLE 0 0 15283 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 464 5913 SH SOLE 0 0 5913 NUVEEN MUN HIGH INCOME OPP F COM 670682103 463 35917 SH SOLE 0 0 35917 HAWAIIAN ELEC INDUSTRIES COM 419870100 460 18135 SH SOLE 0 0 18135 ENERPLUS CORP COM 292766102 459 20478 SH SOLE 0 0 20478 PUTNAM MANAGED MUN INCOM TR COM 746823103 458 59519 SH SOLE 0 0 59519 PUBLIC STORAGE COM 74460D109 453 3280 SH SOLE 0 0 3280 ISHARES TR RUSSELL MCP VL 464287473 452 9389 SH SOLE 0 0 9389 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 452 16140 SH SOLE 0 0 16140 CONSOLIDATED EDISON INC COM 209115104 450 7704 SH SOLE 0 0 7704 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 449 10620 SH SOLE 0 0 10620 CHIMERA INVT CORP COM 16934Q109 442 156071 SH SOLE 0 0 156071 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 438 11641 SH SOLE 0 0 11641 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 436 7274 SH SOLE 0 0 7274 REYNOLDS AMERICAN INC COM 761713106 436 10532 SH SOLE 0 0 10532 W P CAREY & CO LLC COM 92930Y107 433 9300 SH SOLE 0 0 9300 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 431 4960 SH SOLE 0 0 4960 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 431 19728 SH SOLE 0 0 19728 ISHARES TR BARCLYS 7-10 YR 464287440 425 4118 SH SOLE 0 0 4118 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 425 16085 SH SOLE 0 0 16085 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 423 11406 SH SOLE 0 0 11406 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 422 378 SH SOLE 0 0 378 ISHARES TR MSCI EMERG MKT 464287234 422 9829 SH SOLE 0 0 9829 PROSHARES TR PSHS ULTASH DW30 74347R867 417 32585 SH SOLE 0 0 32585 CITIGROUP INC COM NEW 172967424 410 11210 SH SOLE 0 0 11210 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 407 7346 SH SOLE 0 0 7346 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 407 13506 SH SOLE 0 0 13506 TWO HBRS INVT CORP COM 90187B101 404 39854 SH SOLE 0 0 39854 POTASH CORP SASK INC COM 73755L107 402 8789 SH SOLE 0 0 8789 DEVON ENERGY CORP NEW COM 25179M103 399 5604 SH SOLE 0 0 5604 MICROCHIP TECHNOLOGY INC COM 595017104 398 10696 SH SOLE 0 0 10696 ABBOTT LABS COM 002824100 397 6478 SH SOLE 0 0 6478 FIRST TR VALUE LINE DIVID IN SHS 33734H106 393 23250 SH SOLE 0 0 23250 ISHARES TR DJ US TECH SEC 464287721 392 5038 SH SOLE 0 0 5038 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 385 31584 SH SOLE 0 0 31584 NORDIC AMERICAN TANKERS LIMI COM G65773106 383 24124 SH SOLE 0 0 24124 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 380 4240 SH SOLE 0 0 4240 MARKET VECTORS ETF TR MV ENVIR SVCS 57060U209 379 7182 SH SOLE 0 0 7182 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 376 7589 SH SOLE 0 0 7589 CABOT OIL & GAS CORP COM 127097103 374 12003 SH SOLE 0 0 12003 COSTCO WHSL CORP NEW COM 22160K105 373 4110 SH SOLE 0 0 4110 BAIDU INC SPON ADR REP A 056752108 372 2555 SH SOLE 0 0 2555 JDS UNIPHASE CORP COM PAR $0.001 46612J507 372 25682 SH SOLE 0 0 25682 CENTURYLINK INC COM 156700106 370 9581 SH SOLE 0 0 9581 ISHARES TR S&P SMLCAP 600 464287804 369 4835 SH SOLE 0 0 4835 ALPS ETF TR ALERIAN MLP 00162Q866 368 22101 SH SOLE 0 0 22101 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 367 23931 SH SOLE 0 0 23931 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 367 24343 SH SOLE 0 0 24343 EMERSON ELEC CO COM 291011104 364 6968 SH SOLE 0 0 6968 WINDSTREAM CORP COM 97381W104 362 30925 SH SOLE 0 0 30925 INVESCO MORTGAGE CAPITAL INC COM 46131B100 359 20319 SH SOLE 0 0 20319 ISHARES TR FTSE CHINA25 IDX 464287184 356 9721 SH SOLE 0 0 9721 KRAFT FOODS INC CL A 50075N104 355 9348 SH SOLE 0 0 9348 CVS CAREMARK CORPORATION COM 126650100 352 7858 SH SOLE 0 0 7858 PIMCO HIGH INCOME FD COM SHS 722014107 352 27405 SH SOLE 0 0 27405 MONSANTO CO NEW COM 61166W101 351 4396 SH SOLE 0 0 4396 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 350 12631 SH SOLE 0 0 12631 DEERE & CO COM 244199105 348 4307 SH SOLE 0 0 4307 CREDICORP LTD COM G2519Y108 344 2612 SH SOLE 0 0 2612 CORNING INC COM 219350105 343 24395 SH SOLE 0 0 24395 GOLDMAN SACHS GROUP INC COM 38141G104 340 2732 SH SOLE 0 0 2732 ISHARES TR S&P LTN AM 40 464287390 340 7137 SH SOLE 0 0 7137 RYDEX ETF TRUST GUG S&P500EQWTMA 78355W825 336 5360 SH SOLE 0 0 5360 ROYAL BK CDA MONTREAL QUE COM 780087102 336 5792 SH SOLE 0 0 5792 TIVO INC COM 888706108 336 28000 SH SOLE 0 0 28000 CENTRAL GOLDTRUST TR UNIT 153546106 335 5250 SH SOLE 0 0 5250 UNITEDHEALTH GROUP INC COM 91324P102 334 5673 SH SOLE 0 0 5673 SKYWORKS SOLUTIONS INC COM 83088M102 331 11989 SH SOLE 0 0 11989 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 330 5732 SH SOLE 0 0 5732 ENI S P A SPONSORED ADR 26874R108 327 6975 SH SOLE 801-24896 0 0 6975 PPL CORP COM 69351T106 323 11432 SH SOLE 0 0 11432 VISA INC COM CL A 92826C839 321 2718 SH SOLE 0 0 2718 ISHARES TR BARCLYS 10-20YR 464288653 319 2500 SH SOLE 0 0 2500 VMWARE INC CL A COM 928563402 318 2833 SH SOLE 0 0 2833 WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 318 6600 SH SOLE 0 0 6600 FIRSTENERGY CORP COM 337932107 318 6983 SH SOLE 0 0 6983 ARM HLDGS PLC SPONSORED ADR 042068106 318 11253 SH SOLE 801-30582 3 0 11250 ISHARES TR S&P NA NAT RES 464287374 317 8044 SH SOLE 0 0 8044 XCEL ENERGY INC COM 98389B100 316 11944 SH SOLE 0 0 11944 WALGREEN CO COM 931422109 313 9347 SH SOLE 0 0 9347 ISHARES TR NYSE COMP INDX 464287143 310 4130 SH SOLE 0 0 4130 ISHARES TR S&P GBL ENER 464287341 309 7765 SH SOLE 0 0 7765 VANGUARD WORLD FDS TELCOMM ETF 92204A884 308 4742 SH SOLE 0 0 4742 EDISON INTL COM 281020107 308 7242 SH SOLE 0 0 7242 SENIOR HSG PPTYS TR SH BEN INT 81721M109 308 13980 SH SOLE 0 0 13980 WHOLE FOODS MKT INC COM 966837106 307 3690 SH SOLE 0 0 3690 INTUITIVE SURGICAL INC COM NEW 46120E602 305 563 SH SOLE 0 0 563 MOSAIC CO NEW COM 61945C103 303 5478 SH SOLE 0 0 5478 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 301 2408 SH SOLE 0 0 2408 CLEAN HARBORS INC COM 184496107 300 4453 SH SOLE 801-30582 0 0 4453 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 298 13600 SH SOLE 0 0 13600 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 297 5450 SH SOLE 0 0 5450 PROSHARES TR PSHS SH MSCI EMR 74347R396 296 10156 SH SOLE 0 0 10156 CUSHING MLP TOTAL RETURN FD COM SHS 231631102 296 29757 SH SOLE 0 0 29757 PROSHARES TR PSHS SHTRUSS2000 74347R826 295 11334 SH SOLE 0 0 11334 UNION PAC CORP COM 907818108 294 2735 SH SOLE 0 0 2735 CELGENE CORP COM 151020104 292 3768 SH SOLE 0 0 3768 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 291 17605 SH SOLE 0 0 17605 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 290 10972 SH SOLE 0 0 10972 TERADATA CORP DEL COM 88076W103 287 4217 SH SOLE 0 0 4217 SOUTHERN CO COM 842587107 286 6363 SH SOLE 0 0 6363 ARM HLDGS PLC SPONSORED ADR 042068106 286 10126 SH SOLE 0 0 10126 PRICELINE COM INC COM NEW 741503403 280 390 SH SOLE 0 0 390 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 275 2083 SH SOLE 0 0 2083 CHIPOTLE MEXICAN GRILL INC COM 169656105 274 656 SH SOLE 0 0 656 ISHARES INC MSCI BRAZIL 464286400 273 4219 SH SOLE 0 0 4219 MICROSOFT CORP COM 594918104 273 8457 SH SOLE 801-24896 0 0 8457 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 272 18954 SH SOLE 0 0 18954 ISHARES TR RUSSELL 2000 464287655 271 3269 SH SOLE 0 0 3269 TOTAL S A SPONSORED ADR 89151E109 271 5301 SH SOLE 801-24896 0 0 5301 LULULEMON ATHLETICA INC COM 550021109 270 3608 SH SOLE 0 0 3608 ISHARES INC MSCI CDA INDEX 464286509 270 9518 SH SOLE 0 0 9518 NIKE INC CL B 654106103 267 2459 SH SOLE 0 0 2459 NUVASIVE INC COM 670704105 266 15800 SH SOLE 0 0 15800 ALEXION PHARMACEUTICALS INC COM 015351109 265 2851 SH SOLE 0 0 2851 AMERICAN ELEC PWR INC COM 025537101 265 6869 SH SOLE 0 0 6869 SEADRILL LIMITED SHS G7945E105 265 7068 SH SOLE 0 0 7068 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 265 10670 SH SOLE 0 0 10670 SANOFI SPONSORED ADR 80105N105 264 6805 SH SOLE 801-24896 0 0 6805 FASTENAL CO COM 311900104 263 4863 SH SOLE 0 0 4863 CERNER CORP COM 156782104 262 3444 SH SOLE 0 0 3444 TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 262 22031 SH SOLE 801-24896 0 0 22031 CORONADO BIOSCIENCES INC COM 21976U109 262 31000 SH SOLE 0 0 31000 ISHARES TR DJ INTL SEL DIVD 464288448 260 7977 SH SOLE 0 0 7977 SPDR SERIES TRUST DJ REIT ETF 78464A607 259 3661 SH SOLE 0 0 3661 WESTERN ASSET CLYM INFL OPP COM 95766R104 259 20260 SH SOLE 0 0 20260 PROSHARES TR PSHS ULTRA QQQ 74347R206 258 2169 SH SOLE 0 0 2169 PROSHARES TR PSHS ULTSH 20YRS 74347R297 255 12462 SH SOLE 0 0 12462 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 254 5423 SH SOLE 0 0 5423 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 254 14300 SH SOLE 0 0 14300 ALCOA INC COM 013817101 254 25371 SH SOLE 0 0 25371 BLACKROCK INC COM 09247X101 253 1236 SH SOLE 0 0 1236 AMERICAN TOWER CORP NEW COM 03027X100 253 4009 SH SOLE 0 0 4009 ROSS STORES INC COM 778296103 253 4356 SH SOLE 0 0 4356 PLUM CREEK TIMBER CO INC COM 729251108 253 6097 SH SOLE 0 0 6097 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 251 1389 SH SOLE 0 0 1389 V F CORP COM 918204108 251 1719 SH SOLE 0 0 1719 PROSHARES TR PSHS ULTRA DOW30 74347R305 251 3559 SH SOLE 0 0 3559 O REILLY AUTOMOTIVE INC NEW COM 67103H107 250 2739 SH SOLE 0 0 2739 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 249 4917 SH SOLE 0 0 4917 DR PEPPER SNAPPLE GROUP INC COM 26138E109 249 6185 SH SOLE 0 0 6185 PEABODY ENERGY CORP COM 704549104 249 8600 SH SOLE 0 0 8600 SOLARWINDS INC COM 83416B109 247 6378 SH SOLE 801-30582 0 0 6378 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 247 8991 SH SOLE 0 0 8991 WAL MART STORES INC COM 931142103 246 4024 SH SOLE 0 0 4024 VALEANT PHARMACEUTICALS INTL COM 91911K102 246 4585 SH SOLE 801-30582 0 0 4585 TIM HORTONS INC COM 88706M103 245 4578 SH SOLE 801-30582 0 0 4578 RENN GLOBAL ENTREPENRS COM 759720105 245 125834 SH SOLE 0 0 125834 PIMCO ETF TR 1-5 US TIP IDX 72201R205 244 4520 SH SOLE 0 0 4520 NXP SEMICONDUCTORS N V COM N6596X109 244 9181 SH SOLE 0 0 9181 FEDEX CORP COM 31428X106 243 2643 SH SOLE 0 0 2643 NUVEEN MULTI STRAT INC & GR COM 67073B106 243 27388 SH SOLE 0 0 27388 HELIOS TOTAL RETURN FD INC COM 42327V109 243 40324 SH SOLE 0 0 40324 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 242 8621 SH SOLE 0 0 8621 WASTE MGMT INC DEL COM 94106L109 241 6888 SH SOLE 0 0 6888 PROSHARES TR PSHS ULSHT SP500 74347R883 241 15995 SH SOLE 0 0 15995 BORGWARNER INC COM 099724106 239 2830 SH SOLE 0 0 2830 MONSTER BEVERAGE CORP COM 611740101 239 3842 SH SOLE 801-30582 0 0 3842 WALTER ENERGY INC COM 93317Q105 238 4020 SH SOLE 0 0 4020 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 238 7850 SH SOLE 0 0 7850 UNITED STATES STL CORP NEW COM 912909108 238 8115 SH SOLE 0 0 8115 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 237 10300 SH SOLE 0 0 10300 CLAYMORE EXCHANGE TRD FD TR GUG MIDCAP CORE 18383M720 235 7170 SH SOLE 0 0 7170 ISHARES TR S&P NTL AMTFREE 464288414 234 2135 SH SOLE 0 0 2135 DOLLAR TREE INC COM 256746108 233 2470 SH SOLE 0 0 2470 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 233 2683 SH SOLE 801-24896 0 0 2683 TEXAS INSTRS INC COM 882508104 232 6897 SH SOLE 0 0 6897 NOVO-NORDISK A S ADR 670100205 231 1663 SH SOLE 0 0 1663 CHECK POINT SOFTWARE TECH LT ORD M22465104 231 3618 SH SOLE 0 0 3618 UNILEVER N V N Y SHS NEW 904784709 231 6782 SH SOLE 801-24896 0 0 6782 KAYNE ANDERSON MLP INVSMNT C COM 486606106 231 7422 SH SOLE 0 0 7422 OLD DOMINION FGHT LINES INC COM 679580100 230 4820 SH SOLE 801-30582 0 0 4820 ISHARES TR BARCLYS MBS BD 464288588 229 2118 SH SOLE 0 0 2118 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 229 3910 SH SOLE 0 0 3910 CSX CORP COM 126408103 229 10655 SH SOLE 0 0 10655 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 229 15105 SH SOLE 0 0 15105 LIMITED BRANDS INC COM 532716107 228 4759 SH SOLE 0 0 4759 PROSHARES TR PSHS SH MSCI EAF 74347R370 228 4951 SH SOLE 0 0 4951 ISHARES TR DJ US REAL EST 464287739 226 3631 SH SOLE 0 0 3631 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 225 4268 SH SOLE 0 0 4268 BANCROFT FUND LTD COM 059695106 225 13463 SH SOLE 0 0 13463 WHITESTONE REIT CL B SBI 966084204 225 17223 SH SOLE 0 0 17223 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 223 5542 SH SOLE 0 0 5542 VANGUARD WORLD FDS INF TECH ETF 92204A702 222 2996 SH SOLE 0 0 2996 FRANCE TELECOM SPONSORED ADR 35177Q105 222 14976 SH SOLE 801-24896 0 0 14976 MAGNUM HUNTER RES CORP DEL COM 55973B102 222 34593 SH SOLE 0 0 34593 TORTOISE PIPELINE & ENERGY F COM 89148H108 221 8880 SH SOLE 0 0 8880 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 219 3105 SH SOLE 0 0 3105 CPFL ENERGIA S A SPONSORED ADR 126153105 219 7252 SH SOLE 0 0 7252 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 219 8182 SH SOLE 0 0 8182 LAS VEGAS SANDS CORP COM 517834107 218 3791 SH SOLE 0 0 3791 LINN ENERGY LLC UNIT LTD LIAB 536020100 218 5709 SH SOLE 0 0 5709 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 217 12300 SH SOLE 0 0 12300 ADVENT CLAYMORE CV SECS & IN COM 00764C109 217 13325 SH SOLE 0 0 13325 HELIOS STRATEGIC INCOME FD I COM NEW 42328A203 216 36394 SH SOLE 0 0 36394 CF INDS HLDGS INC COM 125269100 215 1177 SH SOLE 0 0 1177 COLGATE PALMOLIVE CO COM 194162103 215 2194 SH SOLE 0 0 2194 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 215 6210 SH SOLE 0 0 6210 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 215 9490 SH SOLE 801-24896 0 0 9490 TITANIUM METALS CORP COM NEW 888339207 215 15883 SH SOLE 0 0 15883 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 214 5172 SH SOLE 0 0 5172 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 214 11145 SH SOLE 0 0 11145 ISHARES TR MSCI EAFE INDEX 464287465 213 3872 SH SOLE 0 0 3872 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 213 4726 SH SOLE 0 0 4726 AMERICAN WTR WKS CO INC NEW COM 030420103 213 6254 SH SOLE 0 0 6254 3-D SYS CORP DEL COM NEW 88554D205 213 9037 SH SOLE 801-30582 0 0 9037 BLACKROCK ENHANCED EQT DIV T COM 09251A104 213 28405 SH SOLE 0 0 28405 CUMMINS INC COM 231021106 212 1763 SH SOLE 0 0 1763 INCYTE CORP COM 45337C102 211 10926 SH SOLE 0 0 10926 ALLERGAN INC COM 018490102 208 2181 SH SOLE 0 0 2181 BANK OF NEW YORK MELLON CORP COM 064058100 208 8623 SH SOLE 0 0 8623 NEUBERGER BERMAN RE ES SEC F COM 64190A103 208 48675 SH SOLE 0 0 48675 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 207 4605 SH SOLE 801-24896 0 0 4605 PEPSICO INC COM 713448108 205 3095 SH SOLE 801-24896 0 0 3095 BP PLC SPONSORED ADR 055622104 204 4537 SH SOLE 0 0 4537 AUTOZONE INC COM 053332102 203 547 SH SOLE 0 0 547 ULTA SALON COSMETCS & FRAG I COM 90384S303 203 2183 SH SOLE 801-30582 0 0 2183 NATIONAL RETAIL PPTYS INC COM 637417106 203 7469 SH SOLE 0 0 7469 TOTAL S A SPONSORED ADR 89151E109 202 3946 SH SOLE 0 0 3946 SPDR SERIES TRUST S&P METALS MNG 78464A755 202 4056 SH SOLE 0 0 4056 COLFAX CORP COM 194014106 201 5700 SH SOLE 0 0 5700 ALLOT COMMUNICATIONS LTD SHS M0854Q105 201 8665 SH SOLE 801-30582 0 0 8665 PROSHARES TR ULTSHT OIL NEW 74347X591 201 8735 SH SOLE 0 0 8735 MORGAN STANLEY EM MKTS DM DE COM 617477104 201 12369 SH SOLE 0 0 12369 STARBUCKS CORP COM 855244109 200 3574 SH SOLE 0 0 3574 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 200 5450 SH SOLE 0 0 5450 EATON VANCE TAX ADVT DIV INC COM 27828G107 200 11982 SH SOLE 0 0 11982 ISHARES INC MSCI HONG KONG 464286871 196 11263 SH SOLE 0 0 11263 AKORN INC COM 009728106 194 16590 SH SOLE 801-30582 0 0 16590 MITEK SYS INC COM NEW 606710200 190 16406 SH SOLE 801-30582 0 0 16406 ING GLOBAL EQTY DIV & PREM O COM 45684E107 190 19840 SH SOLE 0 0 19840 ARCH COAL INC COM 039380100 188 17511 SH SOLE 0 0 17511 CADENCE DESIGN SYSTEM INC COM 127387108 178 15000 SH SOLE 0 0 15000 PROVIDENT ENERGY LTD NEW COM 74386V100 177 14779 SH SOLE 0 0 14779 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 176 10466 SH SOLE 0 0 10466 PANDORA MEDIA INC COM 698354107 176 17200 SH SOLE 0 0 17200 PEOPLES UNITED FINANCIAL INC COM 712704105 168 12677 SH SOLE 0 0 12677 PROSHARES TR BASIC MAT NEW 74347X617 167 11173 SH SOLE 0 0 11173 EATON VANCE RISK MNGD DIV EQ COM 27829G106 165 15555 SH SOLE 0 0 15555 PRECISION DRILLING CORP COM 2010 74022D308 165 16416 SH SOLE 0 0 16416 NEW YORK MTG TR INC COM PAR $.02 649604501 165 25248 SH SOLE 0 0 25248 DELTEK INC COM 24784L105 164 15358 SH SOLE 801-30582 0 0 15358 STMICROELECTRONICS N V NY REGISTRY 861012102 163 19850 SH SOLE 801-24896 0 0 19850 SCHWAB CHARLES CORP NEW COM 808513105 157 10953 SH SOLE 0 0 10953 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 155 12933 SH SOLE 0 0 12933 OXFORD LANE CAP CORP COM 691543102 154 10517 SH SOLE 0 0 10517 GRAFTECH INTL LTD COM 384313102 154 12883 SH SOLE 0 0 12883 CORNING INC COM 219350105 150 10655 SH SOLE 801-24896 0 0 10655 TWO HBRS INVT CORP COM 90187B101 150 14754 SH SOLE 801-30582 0 0 14754 RESEARCH IN MOTION LTD COM 760975102 148 10046 SH SOLE 0 0 10046 HECLA MNG CO COM 422704106 145 31478 SH SOLE 0 0 31478 ISHARES INC MSCI JAPAN 464286848 142 13958 SH SOLE 0 0 13958 GMX RES INC COM 38011M108 142 112175 SH SOLE 0 0 112175 VALLEY NATL BANCORP COM 919794107 141 10891 SH SOLE 0 0 10891 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 137 11161 SH SOLE 0 0 11161 PENGROWTH ENERGY CORP COM 70706P104 137 14618 SH SOLE 0 0 14618 ERICSSON L M TEL CO ADR B SEK 10 294821608 136 13200 SH SOLE 801-24896 0 0 13200 ZAGG INC COM 98884U108 133 12481 SH SOLE 801-30582 0 0 12481 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 132 26530 SH SOLE 801-24896 0 0 26530 BANK OF AMERICA CORPORATION COM 060505104 131 13711 SH SOLE 801-24896 0 0 13711 YONGYE INTL INC COM 98607B106 129 41415 SH SOLE 0 0 41415 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 128 11606 SH SOLE 0 0 11606 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 124 18690 SH SOLE 801-24896 0 0 18690 AEGON N V NY REGISTRY SH 007924103 124 22331 SH SOLE 801-24896 0 0 22331 FRONTIER COMMUNICATIONS CORP COM 35906A108 124 29737 SH SOLE 0 0 29737 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 123 13431 SH SOLE 0 0 13431 POPULAR INC COM 733174106 120 58450 SH SOLE 0 0 58450 AMARIN CORP PLC SPONS ADR NEW 023111206 119 10500 SH SOLE 0 0 10500 EATON VANCE TAX MNGD GBL DV COM 27829F108 117 13118 SH SOLE 0 0 13118 SIGA TECHNOLOGIES INC COM 826917106 116 34425 SH SOLE 0 0 34425 ZWEIG TOTAL RETURN FD INC COM 989837109 113 35356 SH SOLE 0 0 35356 NOKIA CORP SPONSORED ADR 654902204 104 18931 SH SOLE 0 0 18931 RENREN INC SPONSORED ADR 759892102 102 18500 SH SOLE 0 0 18500 PRGX GLOBAL INC COM NEW 69357C503 98 15526 SH SOLE 0 0 15526 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 98 20736 SH SOLE 0 0 20736 LOCAL COM CORP COM 53954R105 98 38000 SH SOLE 0 0 38000 XEROX CORP COM 984121103 97 12010 SH SOLE 801-24896 0 0 12010 ALCATEL-LUCENT SPONSORED ADR 013904305 92 40646 SH SOLE 0 0 40646 OCULUS INNOVATIVE SCIENCES I COM 67575P108 89 66700 SH SOLE 0 0 66700 PYXIS CR STRATEGIES FD COM 74734W107 87 13668 SH SOLE 0 0 13668 SIRIUS XM RADIO INC COM 82967N108 86 37175 SH SOLE 0 0 37175 HUDSON CITY BANCORP COM 443683107 84 11510 SH SOLE 0 0 11510 OFFICEMAX INC DEL COM 67622P101 83 14500 SH SOLE 0 0 14500 BLACKROCK SR HIGH INCOME FD COM 09255T109 82 19984 SH SOLE 0 0 19984 BOSTON SCIENTIFIC CORP COM 101137107 80 13310 SH SOLE 801-24896 0 0 13310 GENCO SHIPPING & TRADING LTD SHS Y2685T107 77 12129 SH SOLE 0 0 12129 ZST DIGITAL NETWORKS INC COM NEW 98878T208 77 35848 SH SOLE 0 0 35848 WENDYS CO COM 95058W100 75 15000 SH SOLE 0 0 15000 REDIFF COM INDIA LTD SPONSORED ADR 757479100 73 10761 SH SOLE 0 0 10761 FORD MTR CO DEL *W EXP 01/01/201 345370134 68 19500 SH SOLE 0 0 19500 RESOURCE CAP CORP COM 76120W302 67 12430 SH SOLE 0 0 12430 AUTHENTEC INC COM 052660107 65 20500 SH SOLE 0 0 20500 NEWTEK BUSINESS SVCS INC COM 652526104 64 42091 SH SOLE 0 0 42091 DEX ONE CORP COM 25212W100 62 43500 SH SOLE 0 0 43500 PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 61 11361 SH SOLE 801-24896 0 0 11361 MANAGED HIGH YIELD PLUS FD I COM 561911108 59 26933 SH SOLE 0 0 26933 STANDARD PAC CORP NEW COM 85375C101 54 12000 SH SOLE 0 0 12000 HOUSTON AMERN ENERGY CORP COM 44183U100 52 10000 SH SOLE 0 0 10000 URANIUM RES INC COM PAR $0.001 916901507 52 57300 SH SOLE 0 0 57300 NOVAVAX INC COM 670002104 51 40122 SH SOLE 0 0 40122 PARAMOUNT GOLD & SILVER CORP COM 69924P102 48 21385 SH SOLE 0 0 21385 NEURALSTEM INC COM 64127R302 44 39529 SH SOLE 0 0 39529 DENISON MINES CORP COM 248356107 38 25000 SH SOLE 0 0 25000 PACIFIC SUNWEAR CALIF INC COM 694873100 35 20000 SH SOLE 0 0 20000 PACIFIC ETHANOL INC COM NEW 69423U206 24 22137 SH SOLE 0 0 22137 SAVIENT PHARMACEUTICALS INC COM 80517Q100 22 10300 SH SOLE 0 0 10300 DURECT CORP COM 266605104 18 23034 SH SOLE 0 0 23034 NEOSTEM INC COM NEW 640650305 18 48700 SH SOLE 0 0 48700 MAGELLAN PETE CORP COM 559091301 17 13000 SH SOLE 0 0 13000 MOTRICITY INC COM 620107102 15 14042 SH SOLE 0 0 14042 RELIV INTL INC COM 75952R100 14 10562 SH SOLE 0 0 10562 CARDIUM THERAPEUTICS INC COM 141916106 12 41384 SH SOLE 0 0 41384 TORM A/S SPONSORED ADR 891072100 6 10000 SH SOLE 0 0 10000 OILSANDS QUEST INC COM 678046103 2 13000 SH SOLE 0 0 13000