0001398344-12-001898.txt : 20120516 0001398344-12-001898.hdr.sgml : 20120516 20120516110225 ACCESSION NUMBER: 0001398344-12-001898 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120516 DATE AS OF CHANGE: 20120516 EFFECTIVENESS DATE: 20120516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barnes Bonner Castles CENTRAL INDEX KEY: 0001545812 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14985 FILM NUMBER: 12847640 MAIL ADDRESS: STREET 1: 8955 KATY FREEWAY STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77024 13F-HR 1 fp0004883_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Barnes Bonner Castles Address: 8955 Katy Freeway, Suite 200 Houston, TX 77024 Form 13F File Number: 028-14985 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Schloegel Title: Chief Compliance Officer Phone: 713-439-0665 Signature, Place, and Date of Signing: /s/ John Schloegel Houston, TX May 15, 2012 ------------------ ----------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 33 ----------- Form 13F Information Table Value Total: $ 192,622 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------------- ------------ --------- ----------- -------------------- ---------- -------- ---------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------------- ------------ --------- ----------- ----------- --- ---- ---------- -------- ---- ------ ---- INTEL CORP COM Common Stock 458140100 11,008 391,544 Yes No x ABBOTT LABS COM Common Stock 002824100 9,806 159,986 Yes No x NYSE EURONEXT COM Common Stock 629491101 9,769 325,512 Yes No x PEPSICO INC COM Common Stock 713448108 9,773 147,289 Yes No x VODAFONE GROUP PLC ADR Common Stock 92857W209 9,703 350,675 Yes No x MACK-CALI REALTY CORP COM Common Stock 554489104 9,521 330,360 Yes No x SANOFI ADR Common Stock 80105N105 9,354 241,406 Yes No x VALLEY NATL BANCORP COM Common Stock 919794107 9,084 701,489 Yes No x ROYAL DUTCH SHELL PLC ADS CLASS B Common Stock 780259107 7,815 110,651 Yes No x PENN WEST PETE LTD NEW COM Common Stock 707887105 7,778 397,450 Yes No x TELEFONICA DE ESPANA SA SPONSRD ADR Common Stock 879382208 7,771 473,538 Yes No x HEALTH CARE REIT INC COM Common Stock 42217K106 6,993 127,323 Yes No x PFIZER INC COM Common Stock 717081103 6,523 288,037 Yes No x JOHNSON & JOHNSON COM Common Stock 478160104 6,244 94,658 Yes No x EXXON MOBIL CORPORATION COM Common Stock 30231G102 5,807 66,950 Yes No x ENERPLUS CORP COM Common Stock 292766102 5,779 257,761 Yes No x PIONEER SOUTHWEST ENERGY PAR COM Common Stock 72388B106 5,640 211,082 Yes No x GLAXO SMITHKLINE PLC ADR Common Stock 37733W105 5,178 115,304 Yes No x VERIZON COMMUNICATIONS COM Common Stock 92343V104 5,113 133,756 Yes No x KRAFT FOODS INC CL A Common Stock 50075N104 5,110 134,429 Yes No x SCHWAB CHARLES CORP COM Common Stock 808513105 5,138 357,558 Yes No x WAL-MART STORES COM Common Stock 931142103 4,921 80,409 Yes No x MERCK & CO INC. COM Common Stock 58933Y105 4,548 118,437 Yes No x MCDONALDS CORP COM Common Stock 580135101 4,359 44,438 Yes No x PHILIP MORRIS INTL COM Common Stock 718172109 3,270 36,900 Yes No x LEUCADIA NATL CORP COM Common Stock 527288104 3,305 126,627 Yes No x CONOCOPHILLIPS CORP COM Common Stock 20825C104 3,195 42,038 Yes No x WINDSTREAM CORPORATION COM Common Stock 97381W104 2,503 213,877 Yes No x VANGUARD SHORT TERM CORP BOND ETF ETF 92206C409 1,966 24,871 Yes No x AGL RESOURCES INC COM Common Stock 001204106 1,751 44,640 Yes No x XCEL ENERGY INC COM Common Stock 98389B100 1,584 59,838 Yes No x CHEVRON CORP COM Common Stock 166764100 1,171 10,923 Yes No x LINN ENERGY LLC UNITS Common Stock 536020100 1,142 29,931 Yes No x