0001398344-12-001896.txt : 20120516
0001398344-12-001896.hdr.sgml : 20120516
20120516105927
ACCESSION NUMBER: 0001398344-12-001896
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120516
DATE AS OF CHANGE: 20120516
EFFECTIVENESS DATE: 20120516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barnes Bonner Castles
CENTRAL INDEX KEY: 0001545812
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14985
FILM NUMBER: 12847635
MAIL ADDRESS:
STREET 1: 8955 KATY FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
fp0004566_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Barnes Bonner Castles
Address: 8955 Katy Freeway, Suite 200
Houston, TX 77024
Form 13F File Number: 028-14985
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John Schloegel
Title: Chief Compliance Officer
Phone: 713-439-0665
Signature, Place, and Date of Signing:
/s/ John Schloegel Houston, TX May 15, 2012
------------------ ----------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 34
-----------
Form 13F Information Table Value Total: $ 181,276
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
--------------------------------------- ------------ --------- ----------- -------------------- ---------- -------- ----------------
VOTING AUTHORITY
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ----------------
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
--------------------------------------- ------------ --------- ----------- ----------- --- ---- ---------- -------- ---- ------ ----
INTEL CORP COM Common Stock 458140100 9,563 394,347 Yes No x
ABBOTT LABS COM Common Stock 002824100 9,041 160,794 Yes No x
ROYAL DUTCH SHELL PLC ADS CLASS B Common Stock 780259107 8,438 111,008 Yes No x
TOTAL S A SPONSORED ADR Common Stock 89151E109 8,335 163,078 Yes No x
NYSE EURONEXT COM Common Stock 629491101 8,075 309,400 Yes No x
SANOFI ADR Common Stock 80105N105 8,086 221,281 Yes No x
VALLEY NATL BANCORP COM Common Stock 919794107 8,040 649,963 Yes No x
MACK-CALI REALTY CORP COM Common Stock 554489104 8,092 303,177 Yes No x
VODAFONE GROUP PLC ADR Common Stock 92857W209 7,939 283,250 Yes No x
PENN WEST PETE LTD NEW COM Common Stock 707887105 7,307 369,022 Yes No x
HEALTH CARE REIT INC COM Common Stock 42217K106 6,956 127,567 Yes No x
TELEFONICA DE ESPANA SA SPONSRD ADR Common Stock 879382208 6,944 403,978 Yes No x
SAN JUAN BASIN ROYALTIES COM Common Stock 798241105 6,728 295,604 Yes No x
PFIZER INC COM Common Stock 717081103 6,133 283,426 Yes No x
PEPSICO INC COM Common Stock 713448108 5,771 86,981 Yes No x
VERIZON COMMUNICATIONS COM Common Stock 92343V104 5,459 136,076 Yes No x
EXXON MOBIL CORPORATION COM Common Stock 30231G102 5,364 63,289 Yes No x
GLAXO SMITHKLINE PLC ADR Common Stock 37733W105 5,282 115,748 Yes No x
PIONEER SOUTHWEST ENERGY PAR COM Common Stock 72388B106 4,922 188,160 Yes No x
JOHNSON & JOHNSON COM Common Stock 478160104 4,889 74,552 Yes No x
WAL-MART STORES COM Common Stock 931142103 4,802 80,358 Yes No x
MCDONALDS CORP COM Common Stock 580135101 4,474 44,591 Yes No x
MERCK & CO INC. COM Common Stock 58933Y105 4,469 118,530 Yes No x
KRAFT FOODS INC CL A Common Stock 50075N104 4,120 110,279 Yes No x
SCHWAB CHARLES CORP COM Common Stock 808513105 3,582 318,135 Yes No x
ENERPLUS CORP COM Common Stock 292766102 3,121 123,270 Yes No x
CONOCOPHILLIPS CORP COM Common Stock 20825C104 3,077 42,220 Yes No x
LEUCADIA NATL CORP COM Common Stock 527288104 2,793 122,817 Yes No x
WINDSTREAM CORPORATION COM Common Stock 97381W104 2,522 214,802 Yes No x
AGL RESOURCES INC COM Common Stock 001204106 1,895 44,840 Yes No x
XCEL ENERGY INC COM Common Stock 98389B100 1,675 60,613 Yes No x
VANGUARD SHORT TERM CORP BOND ETF ETF 92206C409 1,188 15,259 Yes No x
LINN ENERGY LLC UNITS Common Stock 536020100 1,135 29,934 Yes No x
CHEVRON CORP COM Common Stock 166764100 1,058 9,940 Yes No x