0000899140-12-000377.txt : 20120515
0000899140-12-000377.hdr.sgml : 20120515
20120515160458
ACCESSION NUMBER: 0000899140-12-000377
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: J. Goldman & Co LP
CENTRAL INDEX KEY: 0001412741
IRS NUMBER: 133341919
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14489
FILM NUMBER: 12844567
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: New York
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-262-4200
MAIL ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: 26TH FLOOR
CITY: New York
STATE: NY
ZIP: 10022
13F-HR
1
t7742609.txt
REPORT OF QUARTER ENDED MARCH 31, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment [ ]; Amendment Number: ________
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J. Goldman & Co., L.P.
Address: 510 Madison Avenue
New York, NY 10022
Form 13F File Number: 028-14489
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jay G. Goldman
Title: Authorized Person
Phone: (212) 262-4268
Signature, Place, and Date of Signing:
/s/ Jay G. Goldman New York, NY May 15, 2012
------------------ ------------ ------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
--------
Form 13F Information Table Entry Total: 184
----------
Form 13F Information Table Value Total: $749,223
--------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
Other Included Managers: 13F File Number:
1. Jet Capital Investors, L.P. 28-11127
2. Old Bellows Partners L.P. N/A
FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING
CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY
Sole Shared None
21VIANET GROUP, INC.
SPONSORED ADR SPONSORED ADR 90138A103 1,044 92,012 SH SOLE 92,012
ADTRAN INC COM COM 00738A106 468 15,000 SH SOLE 15,000
ADVANCED MICRO DEVICES INC COM 007903107 3,930 490,000 SH SOLE 490,000
AEROPOSTALE INC COM 007865108 2,162 100,000 SH SOLE 100,000
ALKERMES PLC CMN SHS G01767105 3,710 200,000 SH SOLE 200,000
ANALOG DEVICES INC COM 032654105 2,222 55,000 SH SOLE 55,000
ANN INC CMN COM 035623107 5,668 197,900 SH SOLE 197,900
ASSISTED LIVING CONCEPTS,
INC CMN C CL A NEW 04544X300 3,222 193,960 SH SOLE 193,960
ATMEL CORP COM COM 049513104 2,812 285,000 SH SOLE 285,000
BEBE STORES INC COM 075571109 1,154 125,000 SH SOLE 125,000
BLACKSTONE GROUP L.P.
(THE) CMN COM UNIT LTD 09253U108 797 50,000 SH SOLE 50,000
BLUE NILE, INC. CMN COM 09578R103 5,359 162,500 SH SOLE 162,500
BLYTH, INC. CMN COM NEW 09643P207 994 13,286 SH SOLE 13,286
BP P.L.C. SPONSORED ADR CMN SPONSORED ADR 055622104 5,623 124,955 SH OTHER 1 0 124,955
BRINKER INTERNATIONAL INC COM 109641100 1,997 72,500 SH SOLE 72,500
CADENCE PHARMACEUTICALS
INC. CMN COM 12738T100 1,886 509,733 SH SOLE 509,733
CELANESE CORPORATION CMN
SERIES A COM SER A 150870103 4,041 87,500 SH SOLE 87,500
CHEROKEE INC DEL NEW COM COM 16444H102 1,572 138,020 SH SOLE 138,020
CITI TRENDS, INC. CMN COM 17306X102 1,366 119,199 SH SOLE 119,199
CLEARWIRE CORPORATION CMN
CLASS A CL A 18538Q105 2,508 1,100,000 SH SOLE 1,100,000
CONCHO RESOURCES INC. CMN COM 20605P101 1,723 16,875 SH SOLE 16,875
CON-WAY INC CMN COM 205944101 6,424 197,000 SH SOLE 197,000
CORE MARK HLDG CO INC CMN COM 218681104 3,550 86,716 SH SOLE 86,716
CSX CORP COM 126408103 6,299 292,700 SH SOLE 292,700
CUTERA INC COM 232109108 1,112 130,000 SH SOLE 130,000
CYTOKINETICS INC CMN COM 23282W100 293 255,000 SH SOLE 255,000
DELTA AIR LINES, INC. CMN COM NEW 247361702 2,975 300,000 SH SOLE 300,000
DUNKIN BRANDS GROUP INC CMN COM 265504100 1,440 47,880 SH SOLE 47,880
EASTMAN CHEMICAL CO COM COM 277432100 1,938 37,500 SH SOLE 37,500
EBAY INC. CMN COM 278642103 7,934 215,000 SH SOLE 215,000
EL PASO CORP COM 28336L109 4,310 145,850 SH OTHER 1 0 145,850
EMC CORP MASS COM COM 268648102 4,482 150,000 SH SOLE 150,000
ENZON PHARMACEUTICALS INC COM 293904108 240 35,118 SH OTHER 1 0 35,118
EXAMWORKS GROUP INC CMN COM 30066A105 932 75,000 SH SOLE 75,000
EXPRESS, INC. CMN COM 30219E103 3,290 131,700 SH SOLE 131,700
GENERAL MOTORS COMPANY CMN COM 37045V100 1,924 75,000 SH OTHER 2 65,000 10,000
GENPACT LIMITED CMN SHS G3922B107 12,062 740,000 SH SOLE 740,000
GOOGLE INC. CMN CLASS A CL A 38259P508 4,168 6,500 SH SOLE 6,500
HARTFORD FINANCIAL
SERVICES G COM 416515104 1,284 60,925 SH OTHER 1 0 60,925
HARVEST NATURAL RES. COM 41754V103 1,936 273,412 SH OTHER 1 209,398 64,014
HHGREGG INC. CMN COM 42833L108 2,048 180,000 SH SOLE 180,000
HOLOGIC INC COM COM 436440101 862 40,000 SH SOLE 40,000
HOME LN SERVICING SOLUTIONS
L CMN ORD SHS G6648D109 6,970 500,000 SH SOLE 500,000
HYATT HOTELS CORPORATION CMN
CLASS COM CL A 448579102 1,922 45,000 SH SOLE 45,000
ILLUMINA INC CMN COM 452327109 205 3,892 SH OTHER 1 0 3,892
IMAX CORPORATION CMN COM 45245E109 14,297 585,000 SH SOLE 585,000
INDUSTRIAL SECTOR SPDR SBI INT-FINL 81369Y704 4,490 120,000 SH SOLE 120,000
INFOSPACE, INC. CMN COM PAR $.0001 45678T300 1,793 140,000 SH SOLE 140,000
INFOSYS LTD SPONSORED ADR
CMN SPONSORED ADR 456788108 1,426 25,000 SH SOLE 25,000
INTERMUNE INC CMN COM 45884X103 8,120 553,500 SH SOLE 553,500
JUNIPER NETWORKS, INC. CMN COM 48203R104 686 30,000 SH SOLE 30,000
KANSAS CITY SOUTHERN IND COM NEW 485170302 5,162 72,000 SH SOLE 72,000
KENNETH COLE PRODUCTIONS
CL-A CL A 193294105 2,609 162,044 SH SOLE 162,044
KOHL'S CORPORATION COM COM 500255104 19,837 396,500 SH SOLE 396,500
K-SWISS INC CL-A CL A 482686102 1,005 245,000 SH SOLE 245,000
LAM RESEARCH CORP COM COM 512807108 2,231 50,000 SH SOLE 50,000
LAS VEGAS SANDS CORP. CMN COM 517834107 2,303 40,000 SH SOLE 40,000
LEAP WIRELESS INTERNATIONAL COM NEW 521863308 3,946 451,948 SH SOLE 451,948
LINKEDIN CORP CMN COM CL A 53578A108 1,530 15,000 SH SOLE 15,000
MAKEMYTRIP LTD CMN SHS V5633W109 3,101 135,000 SH SOLE 135,000
MARATHON PETROLEUM
CORPORATIO CMN COM 56585A102 1,680 38,747 SH OTHER 1 0 38,747
MARCHEX INC CMN CLASS B CL B 56624R108 1,338 300,000 SH SOLE 300,000
MAXIM INTEGRATED PRODUCTS
INC CMN COM 57772K101 4,860 170,000 SH SOLE 170,000
MCDONALDS CORP COM COM 580135101 6,377 65,000 SH SOLE 65,000
MEDCOHEALTH SOLUTIONS INC. COM 58405U102 411 5,840 SH OTHER 1 0 5,840
MEDICINES COMPANY COM 584688105 10,165 506,500 SH SOLE 506,500
MELA SCIENCES INC CMN COM 55277R100 224 50,000 SH OTHER 2 0 50,000
MELCO CROWN ENTERTAINMENT
LIM ADR C ADR 585464100 1,705 125,000 SH SOLE 125,000
MICROSTRATEGY INC CMN
CLASS A CL A NEW 594972408 490 3,500 SH SOLE 3,500
MOVE INC CMN COM NEW 62458M207 4,166 429,000 SH SOLE 429,000
NETQIN MOBILE INC. ADR CMN ADR REPR CL A 64118U108 692 65,000 SH SOLE 65,000
NEW YORK & CO INC CMN COM 649295102 3,079 825,541 SH SOLE 825,541
O' CHARLEYS INC COM COM 670823103 488 49,573 SH OTHER 1 0 49,573
ONYX PHARMACEUTICALS INC COM 683399109 3,909 103,750 SH SOLE 103,750
PACER INTL INC TENN COM 69373H106 1,898 300,250 SH SOLE 300,250
PANERA BREAD COMPANY CL-A
CMN CLASS CL A 69840W108 805 5,000 SH SOLE 5,000
POINTS INTL LTD CMN COM NEW 730843208 1,159 110,000 SH SOLE 110,000
POLYONE CORP COM 73179P106 1,454 101,000 SH SOLE 101,000
POST HOLDINGS, INC. CMN COM 737446104 700 21,265 SH SOLE 21,265
POWERSHARES QQQ TRUST ETF UNIT SER 1 73935A104 1,486 22,000 SH SOLE 22,000
QIHOO 360 TECHNOLOGY CO.
LTD. ADR C ADS 74734M109 5,990 245,000 SH SOLE 245,000
QUALCOMM INC COM COM 747525103 1,702 25,000 SH SOLE 25,000
RTS/SANOFI-AVENTIS
EXP12/31/2020 RIGHT 12/31/2020 80105N113 699 518,051 SH OTHER 1 325,000 193,051
RYDER SYS INC COM COM 783549108 4,752 90,000 SH SOLE 90,000
SIGA PHARMACEUTICALS INC
CMN COM 826917106 442 131,488 SH OTHER 1 0 131,488
SINA CORPORATION CMN ORD G81477104 650 10,000 SH SOLE 10,000
SPDR S&P RETAIL ETF ETF S&P RETAIL ETF 78464A714 919 15,000 SH SOLE 15,000
STARWOOD HOTELS &
RESORTS CMN COM 85590A401 5,782 102,500 SH SOLE 102,500
STRATEGIC HOTEL CAP INC CMN COM 86272T106 1,668 253,426 SH SOLE 253,426
SUNCOKE ENERGY INC CMN COM 86722A103 828 58,247 SH OTHER 1 0 58,247
SUPERIOR ENERGY SVCS INC COM 868157108 2,768 105,000 SH SOLE 105,000
SWIFT TRANSPORTATION CO CMN CL A 87074U101 3,635 315,000 SH SOLE 315,000
SYCAMORE NETWORKS INC CMN COM NEW 871206405 1,398 78,833 SH SOLE 78,833
SYNAPTICS INC COM 87157D109 6,711 183,803 SH SOLE 183,803
TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 13,979 908,602 SH SOLE 908,602
TANGOE INC CMN COM 87582Y108 1,505 80,000 SH SOLE 80,000
TARGET CORP COM 87612E106 15,442 265,000 SH SOLE 265,000
TESLA MOTORS, INC. CMN COM 88160R101 2,979 80,000 SH SOLE 80,000
TEXAS INSTRUMENTS INC. CMN COM 882508104 2,689 80,000 SH SOLE 80,000
THE GAP INC COM 364760108 1,961 75,000 SH SOLE 75,000
TIVO INC COM 888706108 10,251 855,000 SH SOLE 855,000
UROPLASTY, INC. CMN COM NEW 917277204 653 217,001 SH SOLE 217,001
US NATURAL GAS FUND LP ETF UNIT PAR $0.001 912318201 2,308 145,000 SH SOLE 145,000
UTI WORLDWIDE CMN ORD G87210103 646 37,500 SH SOLE 37,500
VANCEINFO TECHNOLOGIES
INC. ADR CMN ADR 921564100 7,164 595,000 SH SOLE 595,000
VIRTUS INVESTMENT
PARTNERS, I CMN COM 92828Q109 3,891 45,356 SH SOLE 45,356
VISA INC. CMN CLASS A COM CL A 92826C839 1,770 15,000 SH SOLE 15,000
VOCUS, INC. CMN COM 92858J108 7,553 570,000 SH SOLE 570,000
VONAGE HOLDINGS CORP. CMN COM 92886T201 988 447,241 SH SOLE 447,241
WALTER ENERGY INC CMN COM 93317Q105 1,480 25,000 SH SOLE 25,000
WEATHERFORD INTERNATIONAL
LTD CMN REG SHS H27013103 3,169 210,000 SH SOLE 210,000
WEB.COM GROUP, INC CMN COM 94733A104 1,371 95,000 SH SOLE 95,000
WEBSENSE INC. COM 947684106 3,460 164,064 SH SOLE 164,064
WELLS FARGO & CO (NEW) CMN COM 949746101 6,077 178,000 SH SOLE 178,000
WERNER ENTERPRISES INC COM COM 950755108 4,815 193,700 SH SOLE 193,700
WILLIS GROUP HOLDINGS
PLC CMN SHS G96666105 1,749 50,000 SH SOLE 50,000
WNS (HOLDINGS) LIMITED
SPONSORED AD SPON ADR 92932M101 1,808 150,000 SH SOLE 150,000
WTS/RETAIL OPPORTUNITY
INVEST EXP 1 *W EXP 10/23/201 76131N119 395 376,780 SH OTHER 1 0 376,780
YAHOO INC COM 984332106 13,546 890,000 SH SOLE 890,000
AMYLIN PHARMACEUTICALS
INC. LISTED OPTION 032346108 1,061 42,500 CALL SOLE 42,500
BEACON ROOFING SUPPLY
INC. LISTED OPTION 073685109 773 30,000 CALL SOLE 30,000
BLACKSTONE GROUP L.P.
(THE) LISTED OPTION 09253U108 3,427 215,000 CALL SOLE 215,000
BLUE NILE INC. LISTED OPTION 09578R103 6,432 195,000 CALL SOLE 195,000
BP P.L.C. LISTED OPTION 055622104 2,250 50,000 CALL SOLE 50,000
CATERPILLAR INC (DELAWARE) LISTED OPTION 149123101 4,261 40,000 CALL SOLE 40,000
CELANESE CORPORATION LISTED OPTION 150870103 7,850 170,000 CALL SOLE 170,000
CENTERPOINT ENERGY INC. LISTED OPTION 15189T107 1,560 79,100 CALL OTHER 1 0 79,100
CHELSEA THERAPEUTICS LISTED OPTION 163428105 154 60,300 CALL SOLE 60,300
ENERGY TRANSFER EQUITY L P LISTED OPTION 29273V100 827 20,500 CALL OTHER 1 0 20,500
EXPRESS SCRIPTS HOLDINGS LISTED OPTION 30219G108 3,793 70,000 CALL SOLE 70,000
FREEPORT-MCMORAN
COPPER & GOLD LISTED OPTION 35671D857 2,505 100,000 CALL SOLE 100,000
GENERAL MOTORS COMPANY LISTED OPTION 37045V100 2,821 110,000 CALL SOLE 110,000
HESS CORPORATION LISTED OPTION 42809H107 11,790 200,000 CALL SOLE 200,000
IRON MOUNTAIN INC (NEW) LISTED OPTION 462846106 2,662 92,400 CALL OTHER 1 0 92,400
K V PHARMACEUTICAL CO CL A LISTED OPTION 482740206 505 382,500 CALL SOLE 382,500
KOHL'S CORPORATION LISTED OPTION 500255104 6,253 125,000 CALL SOLE 125,000
KRONOS WOLDWIDE INC LISTED OPTION 50105F105 1,683 67,500 CALL SOLE 67,500
LAS VEGAS SANDS CORP. LISTED OPTION 517834107 14,680 255,000 CALL SOLE 255,000
LINKEDIN CORP LISTED OPTION 53578A108 3,570 35,000 CALL SOLE 35,000
MARATHON PETROLEUM
CORPORATION LISTED OPTION 56585A102 845 19,500 CALL OTHER 1 0 19,500
MARKET VECTORS ETF TRUST
JR GO LISTED OPTION 57060U589 2,209 90,000 CALL SOLE 90,000
MCMORAN EXPLORATION INC LISTED OPTION 582411104 6,998 654,000 CALL SOLE 654,000
MEDCOHEALTH SOLUTIONS INC. LISTED OPTION 58405U102 3,592 51,100 CALL OTHER 1 0 51,100
MOLYCORP INC LISTED OPTION 608753109 1,563 46,200 CALL OTHER 1 36,500 9,700
NOVAGOLD RESOURCES INC. LISTED OPTION 66987E206 3,231 450,000 CALL SOLE 450,000
PEP BOYS MANNY MOE & JACK LISTED OPTION 713278109 997 66,800 CALL OTHER 1 0 66,800
POTASH CORP. OF SASKATCHEWAN LISTED OPTION 73755L107 3,769 82,500 CALL SOLE 82,500
POWERSHARES QQQ TRUST LISTED OPTION 73935A104 13,510 200,000 CALL SOLE 200,000
RANGE RESOURCES CORP LISTED OPTION 75281A109 6,105 105,000 CALL SOLE 105,000
RESEARCH IN MOTION LIMITED LISTED OPTION 760975102 735 50,000 CALL SOLE 50,000
SINA CORPORATION LISTED OPTION G81477104 16,672 256,500 CALL SOLE 256,500
SPDR GOLD TRUST LISTED OPTION 78463V107 11,348 70,000 CALL SOLE 70,000
STARWOOD HOTELS & RESORTS LISTED OPTION 85590A401 1,128 20,000 CALL SOLE 20,000
TAKE-TWO INTERACTIVE SOFTWARE LISTED OPTION 874054109 1,538 100,000 CALL SOLE 100,000
TARGET CORP LISTED OPTION 87612E106 5,827 100,000 CALL SOLE 100,000
TIVO INC LISTED OPTION 888706108 1,199 100,000 CALL SOLE 100,000
WALTER ENERGY INC LISTED OPTION 93317Q105 9,088 153,500 CALL SOLE 153,500
WEIGHT WATCHERS INT'L INC LISTED OPTION 948626106 1,598 20,700 CALL OTHER 1 0 20,700
WENDY'S CO/THE LISTED OPTION 95058W100 501 100,000 CALL SOLE 100,000
ABIOMED INC LISTED OPTION 003654100 444 20,000 PUT SOLE 20,000
ALLERGAN INC LISTED OPTION 018490102 2,147 22,500 PUT SOLE 22,500
AMAZON COM INC LISTED OPTION 023135106 1,114 5,500 PUT SOLE 5,500
AMERICAN EAGLE OUTFITTERS
INC LISTED OPTION 02553E106 688 40,000 PUT SOLE 40,000
ANGIES LIST INC LISTED OPTION 034754101 1,133 60,000 PUT SOLE 60,000
BLUE NILE INC. LISTED OPTION 09578R103 1,649 50,000 PUT SOLE 50,000
BP P.L.C. LISTED OPTION 055622104 670 14,900 PUT OTHER 1 0 14,900
DIAMOND FOODS INC. LISTED OPTION 252603105 228 10,000 PUT SOLE 10,000
FIRST SOLAR INC. LISTED OPTION 336433107 2,630 105,000 PUT SOLE 105,000
GREEN MOUNTAIN COFFEE
ROASTERS LISTED OPTION 393122106 8,455 180,500 PUT SOLE 180,500
INFOSYS LTD LISTED OPTION 456788108 8,355 146,500 PUT SOLE 146,500
ISHARES RUSSELL 2000 INDEX LISTED OPTION 464287655 43,476 525,000 PUT SOLE 525,000
ITT EDUCATIONAL SERVICES INC LISTED OPTION 45068B109 992 15,000 PUT SOLE 15,000
LABORTORY CORP OF AMER
HLD NEW LISTED OPTION 50540R409 780 17,000 PUT SOLE 17,000
LINCOLN NATL CORP LISTED OPTION 534187109 1,436 54,500 PUT OTHER 1 0 54,500
LORILLARD INC. LISTED OPTION 544147101 1,813 14,000 PUT OTHER 1 0 14,000
MAGICJACK VOCALTEC LTD LISTED OPTION M6787E101 868 40,000 PUT SOLE 40,000
MARATHON PETROLEUM
CORPORATION LISTED OPTION 56585A102 1,691 39,000 PUT OTHER 1 0 39,000
S&P OIL & GAS EXPLRTN &
PR ETF LISTED OPTION 78464A730 2,988 52,500 PUT SOLE 52,500
SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 77,445 550,000 PUT SOLE 550,000
SPDR S&P RETAIL ETF LISTED OPTION 78464A714 3,369 55,000 PUT SOLE 55,000
TRIPADVISOR INC. LISTED OPTION 896945201 7,134 200,000 PUT SOLE 200,000
UNITED STATES STEEL CP LISTED OPTION 912909108 4,405 150,000 PUT SOLE 150,000
VISTAPRINT NV LISTED OPTION N93540107 773 20,000 PUT SOLE 20,000
WALGREEN CO. LISTED OPTION 931422109 1,162 34,700 PUT OTHER 1 0 34,700
-----
749,223