0001105907-12-000008.txt : 20120514
0001105907-12-000008.hdr.sgml : 20120514
20120511173154
ACCESSION NUMBER: 0001105907-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120511
EFFECTIVENESS DATE: 20120514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 12835865
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
r13f033112.txt
MARCH 31, 2012
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: MARCH 31, 2012
Check here if Amendment [ ]; Amendment Number: 1
This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Bard Associates Inc.
Address: 135 South LaSalle Street, Suite 3700
Chicago, IL 60603
Form 13F File Number: 28-11597
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained herein
is true, correct and complete and that it is understood that all
required items, statements, schedules, lists and tables are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tim Johnson
Title: President
Phone: 312-782-9600
Signature, Place, and Date of Signing:
/s/ Tim Johnson Chicago, IL MAY 11,2012
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x]13F HOLDINGS REPORT
[ ]13F NOTICE
[ ]13F COMBINATION REPORT
List of Other managers Reporting for this Manager:
None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 183
Form 13F Information Table Value Total: $ 208,940
(thousands)
List of Other Included Managers:
None
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 3/31/2012 VOTING VOTING VOTING
NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH
OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS)
ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE
ABAXIS INC ABAX COMMON 002567105 1,050 36,036 X 3,000 33,036
ACACIA RESH CORP ACTG COMMON 003881307 1,190 28,500 X 1,500 27,000
ACME UTD CORP ACU COMMON 004816104 1,879 176,918 X 4,000 172,918
ADVANTAGE OIL & GAS COMMON 00765F101 339 101,310 X 0 101,310
ALLIANCE RESOURCES COMMON 01877R108 2,448 40,730 X 0 40,730
ARLINGTON ASSET INVT REAL ES 041356205 571 25,700 X 0 25,700
ASHFORD 8.45% D AHT-P PREFERR 044103406 824 33,975 X 0 33,975
ASTROTECH CORP ASTC COMMON 046484101 640 753,247 X 60,000 693,247
ASURE SOFTWARE INC AS COMMON 04649U102 618 114,735 X 5,500 109,235
ATLAS ENERGY COMMON 049298102 985 29,852 X 0 29,852
ATLAS PIPELINE COMMON 049392103 2,118 59,865 X 0 59,865
AUTOMATED BENEFITS CO COMMON 05280P104 18 50,000 X 0 50,000
BAJA MINING CORP BAJ. COMMON 05709R103 900 919,850 X 60,000 859,850
BALCHEM CORP BCPC COMMON 057665200 2,720 89,907 X 5,062 84,845
BERKSHIRE HATHAWAY BR COMMON 084670702 1,215 14,976 X 0 14,976
BOSTON BEER INC SAM COMMON 100557107 493 4,615 X 0 4,615
BOWL AMER INC BWL COMMON 102565108 682 50,540 X 0 50,540
BREITBURN ENERGY COMMON 106776107 1,725 90,210 X 0 90,210
BRIDGELINE SOFTWARE B COMMON 10807Q205 325 287,750 X 30,000 257,750
BURCON NUTRASCIENCE B COMMON 120831102 523 85,675 X 8,000 77,675
CAMDEN PPTY TR CPT REAL ES 133131102 212 3,222 X 0 3,222
CAMPUS CREST 8.00% A PREFERR 13466Y204 947 37,300 X 0 37,300
CAPITAL LEASING FDG L REAL ES 140288101 160 39,635 X 0 39,635
CAPITAL PROD PTNRS COMMON Y11082107 1,407 173,442 X 0 173,442
CARRIAGE SVCS 7.00% C PREFERR 14444T309 2,105 46,775 X 0 46,775
CARRIAGE SVCS INC CSV COMMON 143905107 1,830 242,325 X 6,000 236,325
CASUAL MALE RETAIL GR COMMON 148711302 442 131,617 X 15,000 116,617
CE FRANKLIN LTD CFK COMMON 125151100 540 55,835 X 0 55,835
CEDAR FAIR COMMON 150185106 1,635 55,245 X 0 55,245
CELADON GROUP INC CGI COMMON 150838100 808 51,944 X 6,000 45,944
CGX ENERGY INC CGXEF COMMON 125405100 856 620,500 X 30,000 590,500
COGDELL SPENCER INC C REAL ES 19238U107 187 44,055 X 0 44,055
COMMONWEALTH 7.000% C PREFERR 203233309 267 10,790 X 0 10,790
COMMONWEALTH CWH REAL ES 203233101 1,188 63,808 X 0 63,808
CORPORATE OFF PPTYS T REAL ES 22002T108 681 29,340 X 0 29,340
CPFL ENERGIA S A CPL FOREIGN 126153105 243 8,030 X 0 8,030
CRIMSON EXPLORATION C COMMON 22662K207 1,151 277,375 X 10,000 267,375
CUMBERLAND PHARMACEUT COMMON 230770109 672 89,540 X 0 89,540
CURRENCYSHS JAPAN YEN MUTUAL 23130A102 389 3,273 X 0 3,273
DAKTRONICS DAKT COMMON 234264109 1,561 175,570 X 9,700 165,870
DHX MEDIA LTD DHX.T COMMON 252406103 1,156 1,283,450 X 60,000 1,223,450
DORCHESTER MINERALS COMMON 25820R105 2,349 89,495 X 0 89,495
DOUBLE EAGLE 9.25% A PREFERR 258570407 1,268 48,880 X 0 48,880
DYNAMICS RESH CORP DR COMMON 268057106 204 21,160 X 0 21,160
DYNAVOX INC DVOX COMMON 26817F104 453 147,150 X 4,000 143,150
ENSIGN GROUP INC ENSG COMMON 29358P101 2,406 88,580 X 5,625 82,955
ENVIROSTAR INC EVI COMMON 29414M100 615 472,879 X 30,000 442,879
EQUITY LIFESTL 8.034% PREFERR 29472R207 1,380 54,225 X 0 54,225
EVOLUT PETRO 8.50% A PREFERR 30049A206 1,313 46,900 X 0 46,900
EVOLUTION PETROLEUM E COMMON 30049A107 4,804 516,569 X 30,400 486,169
EXCEL MARITIME CARRIE COMMON V3267N107 64 32,098 X 0 32,098
FID/CLAY MLP FMO COMMON 31647Q106 395 17,424 X 0 17,424
FID/CLAY PFD FFC PREFERR 338478100 841 46,575 X 0 46,575
FIRST MAJESTIC SILVER COMMON 32076V103 3,743 225,775 X 13,650 212,125
FIRST POTOMAC 7.75% A PREFERR 33610F307 1,074 42,925 X 0 42,925
FIRST POTOMAC RLTY TR REAL ES 33610F109 706 58,355 X 0 58,355
FLEXIBLE SOLUTIONS FS COMMON 33938T104 1,275 542,725 X 10,000 532,725
FRANCO NEVADA CORP CO COMMON 351858105 695 16,164 X 1,046 15,118
GASTAR EXPLOR 8.620% PREFERR 36729P207 956 48,045 X 0 48,045
GENERAL FINANCE CORP COMMON 369822101 582 202,050 X 4,000 198,050
GLACIER WATER 9.06% A PREFERR 376398202 733 29,615 X 0 29,615
GLADSTONE COML CORP G REAL ES 376536108 1,415 82,214 X 0 82,214
GLOBAL AIRCRAFT SOL G COMMON 378964100 0 50,650 X 0 50,650
GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 293 666,000 X 0 666,000
GMX BONDS 32.50 5.00% CONVERT 38011MAB4 482 652,000 X 0 652,000
GOLDCORP INC NEW GG COMMON 380956409 2,186 48,508 X 4,300 44,208
GP STRATEGIES CORP GP COMMON 36225V104 208 11,875 X 0 11,875
GRACE ACQUI 8.750% P PREFERR 982568206 97 26,080 X 0 26,080
GRAMERCY 8.125% A GKK PREFERR 384871307 610 23,600 X 0 23,600
GRAN TIERRA ENERGY IN COMMON 38500T101 311 49,478 X 0 49,478
GSE SYS INC GVP COMMON 36227K106 1,067 448,515 X 30,000 418,515
H & Q LIFE SCIENCES H MUTUAL 404053100 714 51,652 X 0 51,652
HAIN CELESTIAL GROUP COMMON 405217100 1,107 25,261 X 2,000 23,261
HALLADOR ENERGY HNRG COMMON 40609P105 2,011 227,440 X 5,000 222,440
HARVARD BIOSCIENCE HB COMMON 416906105 1,638 417,925 X 10,000 407,925
HEALTH CARE REIT INC REAL ES 42217K106 1,873 34,077 X 0 34,077
HENRY JACK & ASSOC JK COMMON 426281101 620 18,170 X 0 18,170
HUDSON TECHNOLOGIES I COMMON 444144109 1,891 574,700 X 20,000 554,700
ICON PUB LTD CO ICLR COMMON 45103T107 259 12,200 X 0 12,200
IDEX CORP IEX COMMON 45167R104 808 19,167 X 0 19,167
II-VI INC IIVI COMMON 902104108 6,071 256,684 X 7,800 248,884
IMAGE SENSING SYS INC COMMON 45244C104 531 78,635 X 3,000 75,635
INERGY COMMON 456615103 179 10,935 X 0 10,935
INTEST CORP INTT COMMON 461147100 1,487 418,860 X 15,000 403,860
INVENTURE FOODS INC S COMMON 461212102 128 25,900 X 0 25,900
ISHARES SILVER TRUST MUTUAL 46428Q109 1,225 39,025 X 0 39,025
ITERIS INC ITI COMMON 46564T107 20 13,100 X 0 13,100
J ALEXANDER CORP JAX COMMON 466096104 1,172 138,837 X 12,500 126,337
JAPAN SMALLER CAPTL J FOREIGN 47109U104 304 38,833 X 0 38,833
KAYNE ANDERSON MLP KYN MUTUAL 486606106 1,022 32,820 X 0 32,820
KAYNE MIDSTREAM FUND MUTUAL 48661E106 206 7,505 X 0 7,505
KENSEY NASH CORP KNSY COMMON 490057106 1,841 62,925 X 2,000 60,925
KIMCO PFD H 7.90% H K PREFERR 49446R828 955 35,200 X 0 35,200
KMG CHEMICALS INC KMG COMMON 482564101 2,497 138,360 X 5,000 133,360
KRATOS DEFENSE & SEC COMMON 50077B207 861 161,264 X 5,000 156,264
LASALLE HOTEL 7.50% H PREFERR 517942702 1,317 52,025 X 0 52,025
LASALLE HOTEL PPTY LH REAL ES 517942108 417 14,825 X 0 14,825
LAYNE CHRISTENSEN CO COMMON 521050104 738 33,155 X 2,100 31,055
LEXINGTON CORP 8.05% PREFERR 529043200 882 35,015 X 0 35,015
LEXINGTON PPTYS LXP REAL ES 529043101 503 55,981 X 0 55,981
LIME ENERGY CO LIME COMMON 53261U205 378 130,783 X 5,000 125,783
LINN ENERGY LLC LINE COMMON 536020100 510 13,365 X 0 13,365
LITTLEFIELD CORP LTFD COMMON 537590101 14 45,600 X 0 45,600
LUMINA COPPER LCC.V COMMON 55025N104 6,976 427,975 X 30,000 397,975
MAC-GRAY CORP TUC COMMON 554153106 920 60,820 X 6,000 54,820
MAGNUM HUN RE 10.25% PREFERR 55973B201 1,055 41,670 X 0 41,670
MAGNUM HUNTER MHR COMMON 55973B102 1,357 211,626 X 3,964 207,662
MARTEN TRANS LTD MRTN COMMON 573075108 807 36,575 X 0 36,575
MARTIN MIDSTREAM COMMON 573331105 1,362 40,315 X 0 40,315
MEDICAL PPTYS TRUST I REAL ES 58463J304 1,146 123,440 X 0 123,440
MEDICIS PHARMACEUTICA COMMON 584690309 1,557 41,410 X 0 41,410
MERGE HEALTHCARE INC COMMON 589499102 702 119,879 X 12,000 107,879
MILLER INDS INC TENN COMMON 600551204 1,047 61,860 X 0 61,860
MOCON INC MOCO COMMON 607494101 1,917 117,917 X 5,000 112,917
MONMOUTH REAL ESTATE REAL ES 609720107 1,790 183,730 X 0 183,730
MPG OFFICE 7.625% A M PREFERR 553274200 396 26,660 X 0 26,660
MV GOLD STX ETF GDX MUTUAL 57060U100 536 10,815 X 0 10,815
MV JR GOLD MINERS GDXJ MUTUAL 57060U589 724 29,500 X 0 29,500
NATURAL RES PTNRS COMMON 63900P103 921 38,380 X 0 38,380
NCI INC NCIT COMMON 62886K104 366 57,255 X 3,000 54,255
NEOGENOMICS INC NGNM COMMON 64049M209 976 577,250 X 50,000 527,250
NEWMONT MNG CORP NEM COMMON 651639106 426 8,300 X 1,600 6,700
NGP CAP RES CO NGPC MUTUAL 62912R107 283 43,165 X 0 43,165
NORTHERN OIL & GAS NO COMMON 665531109 1,860 89,700 X 3,000 86,700
NOVELOS THERAPEUTICS COMMON 67000M209 526 618,248 X 50,000 568,248
OCULUS INNOVATIVE SCI COMMON 67575P108 1,075 807,900 X 25,000 782,900
PARAMOUNT GOLD & SILV COMMON 69924P102 952 421,100 X 20,000 401,100
PICO HLDGS INC PICO COMMON 693366205 3,033 129,336 X 5,000 124,336
POWERSHS DB AG DBA MUTUAL 73936B408 713 25,362 X 0 25,362
POWERSHS SMCAP UTIL COMMON 73937B837 2,053 67,955 X 0 67,955
PREFERRED APT COMM AP REAL ES 74039L103 1,068 134,220 X 0 134,220
PRIVATEBANC 10.00% A PREFERR 74272L208 1,115 42,105 X 0 42,105
PS AGRI LG ETN AGF MUTUAL 25154H533 753 40,100 X 0 40,100
PSIVIDA CORP PSDV COMMON 74440J101 159 85,284 X 20,000 65,284
PURE TECHNOLOGIES LTD COMMON 745915108 1,554 370,375 X 20,000 350,375
PURECYCLE CORP PCYO COMMON 746228303 287 128,075 X 0 128,075
QUADRANT 4 SYSTEMS QF COMMON 74735A104 608 1,900,319 X 35,000 1,865,319
QUAKER CHEM CORP KWR COMMON 747316107 1,515 38,415 X 2,000 36,415
QUALSTAR CORP QBAK COMMON 74758R109 542 279,210 X 20,000 259,210
RAND LOGISTICS CORP R COMMON 752182105 1,983 235,516 X 20,000 215,516
RCM TECHNOLOGIES INC COMMON 749360400 565 101,485 X 10,000 91,485
ROYAL GOLD INC RGLD COMMON 780287108 1,419 21,750 X 1,500 20,250
ROYCE MICRO TRUST COMMON 780915104 2,501 265,731 X 0 265,731
SAN JUAN BASIN SJT COMMON 798241105 1,822 93,975 X 0 93,975
SARATOGA RES INC TEX COMMON 803521103 1,493 205,900 X 7,400 198,500
SAUL CENTERS 8.00% A PREFERR 804095200 896 34,260 X 0 34,260
SCIENTIFIC LEARNING S COMMON 808760102 815 457,712 X 15,250 442,462
SEABRIDGE GOLD INC SA COMMON 811916105 1,288 64,120 X 0 64,120
SEASPAN CORP SSW COMMON Y75638109 626 36,095 X 3,000 33,095
SENIOR HSG PPTYS SNH REAL ES 81721M109 447 20,290 X 0 20,290
SILVER WHEATON CORP S COMMON 828336107 2,730 82,238 X 1,850 80,388
SMARTPROS LTD SPRO COMMON 83171G103 331 168,100 X 5,000 163,100
SPARTON CORP SPA COMMON 847235108 1,782 185,675 X 7,000 178,675
SPDR GOLD TRUST COMMON 78463V107 308 2,286 X 0 2,286
SPECTRUM PHARMA SPPI COMMON 84763A108 2,544 201,405 X 6,000 195,405
STANDARD PARKING CORP COMMON 853790103 2,220 108,310 X 4,000 104,310
STAR BUFFET INC STRZ COMMON 855086104 10 62,610 X 0 62,610
STERICYCLE INC SRCL COMMON 858912108 4,471 53,450 X 3,200 50,250
STORM CAT ENERGY CORP COMMON 862168101 1 196,700 X 0 196,700
STRATEGIC HTL 8.25% C PREFERR 86272T502 1,108 36,825 X 0 36,825
SUNOPTA INC STKL COMMON 8676EP108 1,048 191,565 X 10,000 181,565
SYNTHETIC BIOLOGICS COMMON 87164U102 29 13,399 X 6,899 6,500
T3 H WARR $3.00 5/13/ WARRANT 89853X116 8 181,400 X 5,000 176,400
T3 I WARR $3.50 5/13/ WARRANT 89853X124 20 181,400 X 5,000 176,400
T3 MOTION INC TTTM COMMON 89853X306 190 292,900 X 40,800 252,100
TARGA RESOURCES COMMON 87611X105 2,508 60,475 X 0 60,475
TEAM INC TISI COMMON 878155100 3,187 102,970 X 6,000 96,970
TORTOISE CAP RES TTO MUTUAL 89147N304 1,920 220,435 X 4,000 216,435
TORTOISE MLP FD NTG MUTUAL 89148B101 2,503 97,697 X 0 97,697
TRIANGLE PETROLEUM TP COMMON 89600B201 3,521 510,327 X 19,000 491,327
TSAKOS ENERGY NAVIGAT COMMON G9108L108 89 10,285 X 0 10,285
TYLER TECHNOLOGIES TY COMMON 902252105 3,637 94,700 X 3,000 91,700
U M H PROPERTIES UMH REAL ES 903002103 764 69,700 X 0 69,700
U S PHYSICAL THERAPY COMMON 90337L108 2,225 96,548 X 3,000 93,548
UROPLASTY INC UPI COMMON 917277204 967 321,122 X 15,000 306,122
VANGUARD NAT RES COMMON 92205F106 1,881 68,120 X 0 68,120
VASCO DATA SEC INTL I COMMON 92230Y104 114 10,610 X 2,500 8,110
WAVE SYSTEMS CORP WAV COMMON 943526301 689 370,625 X 20,000 350,625
WESDOME GOLD MINES WD COMMON 95083R100 895 603,675 X 21,700 581,975
WILLDAN GROUP INC WLD COMMON 96924N100 1,155 316,444 X 15,000 301,444
WINTHROP RLTY 9.18% D PREFERR 976391508 1,511 59,525 X 0 59,525
WORLDWIDE ENERGY WEMU COMMON 98158R104 53 231,275 X 0 231,275
YAMANA GOLD INC AUY COMMON 98462Y100 1,192 76,316 X 4,470 71,846
208,940