0001105907-12-000008.txt : 20120514 0001105907-12-000008.hdr.sgml : 20120514 20120511173154 ACCESSION NUMBER: 0001105907-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 12835865 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r13f033112.txt MARCH 31, 2012 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2012 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bard Associates Inc. Address: 135 South LaSalle Street, Suite 3700 Chicago, IL 60603 Form 13F File Number: 28-11597 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tim Johnson Title: President Phone: 312-782-9600 Signature, Place, and Date of Signing: /s/ Tim Johnson Chicago, IL MAY 11,2012 [Signature] [City, State] [Date] Report Type (Check only one.): [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 183 Form 13F Information Table Value Total: $ 208,940 (thousands) List of Other Included Managers: None DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 3/31/2012 VOTING VOTING VOTING NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS) ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE ABAXIS INC ABAX COMMON 002567105 1,050 36,036 X 3,000 33,036 ACACIA RESH CORP ACTG COMMON 003881307 1,190 28,500 X 1,500 27,000 ACME UTD CORP ACU COMMON 004816104 1,879 176,918 X 4,000 172,918 ADVANTAGE OIL & GAS COMMON 00765F101 339 101,310 X 0 101,310 ALLIANCE RESOURCES COMMON 01877R108 2,448 40,730 X 0 40,730 ARLINGTON ASSET INVT REAL ES 041356205 571 25,700 X 0 25,700 ASHFORD 8.45% D AHT-P PREFERR 044103406 824 33,975 X 0 33,975 ASTROTECH CORP ASTC COMMON 046484101 640 753,247 X 60,000 693,247 ASURE SOFTWARE INC AS COMMON 04649U102 618 114,735 X 5,500 109,235 ATLAS ENERGY COMMON 049298102 985 29,852 X 0 29,852 ATLAS PIPELINE COMMON 049392103 2,118 59,865 X 0 59,865 AUTOMATED BENEFITS CO COMMON 05280P104 18 50,000 X 0 50,000 BAJA MINING CORP BAJ. COMMON 05709R103 900 919,850 X 60,000 859,850 BALCHEM CORP BCPC COMMON 057665200 2,720 89,907 X 5,062 84,845 BERKSHIRE HATHAWAY BR COMMON 084670702 1,215 14,976 X 0 14,976 BOSTON BEER INC SAM COMMON 100557107 493 4,615 X 0 4,615 BOWL AMER INC BWL COMMON 102565108 682 50,540 X 0 50,540 BREITBURN ENERGY COMMON 106776107 1,725 90,210 X 0 90,210 BRIDGELINE SOFTWARE B COMMON 10807Q205 325 287,750 X 30,000 257,750 BURCON NUTRASCIENCE B COMMON 120831102 523 85,675 X 8,000 77,675 CAMDEN PPTY TR CPT REAL ES 133131102 212 3,222 X 0 3,222 CAMPUS CREST 8.00% A PREFERR 13466Y204 947 37,300 X 0 37,300 CAPITAL LEASING FDG L REAL ES 140288101 160 39,635 X 0 39,635 CAPITAL PROD PTNRS COMMON Y11082107 1,407 173,442 X 0 173,442 CARRIAGE SVCS 7.00% C PREFERR 14444T309 2,105 46,775 X 0 46,775 CARRIAGE SVCS INC CSV COMMON 143905107 1,830 242,325 X 6,000 236,325 CASUAL MALE RETAIL GR COMMON 148711302 442 131,617 X 15,000 116,617 CE FRANKLIN LTD CFK COMMON 125151100 540 55,835 X 0 55,835 CEDAR FAIR COMMON 150185106 1,635 55,245 X 0 55,245 CELADON GROUP INC CGI COMMON 150838100 808 51,944 X 6,000 45,944 CGX ENERGY INC CGXEF COMMON 125405100 856 620,500 X 30,000 590,500 COGDELL SPENCER INC C REAL ES 19238U107 187 44,055 X 0 44,055 COMMONWEALTH 7.000% C PREFERR 203233309 267 10,790 X 0 10,790 COMMONWEALTH CWH REAL ES 203233101 1,188 63,808 X 0 63,808 CORPORATE OFF PPTYS T REAL ES 22002T108 681 29,340 X 0 29,340 CPFL ENERGIA S A CPL FOREIGN 126153105 243 8,030 X 0 8,030 CRIMSON EXPLORATION C COMMON 22662K207 1,151 277,375 X 10,000 267,375 CUMBERLAND PHARMACEUT COMMON 230770109 672 89,540 X 0 89,540 CURRENCYSHS JAPAN YEN MUTUAL 23130A102 389 3,273 X 0 3,273 DAKTRONICS DAKT COMMON 234264109 1,561 175,570 X 9,700 165,870 DHX MEDIA LTD DHX.T COMMON 252406103 1,156 1,283,450 X 60,000 1,223,450 DORCHESTER MINERALS COMMON 25820R105 2,349 89,495 X 0 89,495 DOUBLE EAGLE 9.25% A PREFERR 258570407 1,268 48,880 X 0 48,880 DYNAMICS RESH CORP DR COMMON 268057106 204 21,160 X 0 21,160 DYNAVOX INC DVOX COMMON 26817F104 453 147,150 X 4,000 143,150 ENSIGN GROUP INC ENSG COMMON 29358P101 2,406 88,580 X 5,625 82,955 ENVIROSTAR INC EVI COMMON 29414M100 615 472,879 X 30,000 442,879 EQUITY LIFESTL 8.034% PREFERR 29472R207 1,380 54,225 X 0 54,225 EVOLUT PETRO 8.50% A PREFERR 30049A206 1,313 46,900 X 0 46,900 EVOLUTION PETROLEUM E COMMON 30049A107 4,804 516,569 X 30,400 486,169 EXCEL MARITIME CARRIE COMMON V3267N107 64 32,098 X 0 32,098 FID/CLAY MLP FMO COMMON 31647Q106 395 17,424 X 0 17,424 FID/CLAY PFD FFC PREFERR 338478100 841 46,575 X 0 46,575 FIRST MAJESTIC SILVER COMMON 32076V103 3,743 225,775 X 13,650 212,125 FIRST POTOMAC 7.75% A PREFERR 33610F307 1,074 42,925 X 0 42,925 FIRST POTOMAC RLTY TR REAL ES 33610F109 706 58,355 X 0 58,355 FLEXIBLE SOLUTIONS FS COMMON 33938T104 1,275 542,725 X 10,000 532,725 FRANCO NEVADA CORP CO COMMON 351858105 695 16,164 X 1,046 15,118 GASTAR EXPLOR 8.620% PREFERR 36729P207 956 48,045 X 0 48,045 GENERAL FINANCE CORP COMMON 369822101 582 202,050 X 4,000 198,050 GLACIER WATER 9.06% A PREFERR 376398202 733 29,615 X 0 29,615 GLADSTONE COML CORP G REAL ES 376536108 1,415 82,214 X 0 82,214 GLOBAL AIRCRAFT SOL G COMMON 378964100 0 50,650 X 0 50,650 GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 293 666,000 X 0 666,000 GMX BONDS 32.50 5.00% CONVERT 38011MAB4 482 652,000 X 0 652,000 GOLDCORP INC NEW GG COMMON 380956409 2,186 48,508 X 4,300 44,208 GP STRATEGIES CORP GP COMMON 36225V104 208 11,875 X 0 11,875 GRACE ACQUI 8.750% P PREFERR 982568206 97 26,080 X 0 26,080 GRAMERCY 8.125% A GKK PREFERR 384871307 610 23,600 X 0 23,600 GRAN TIERRA ENERGY IN COMMON 38500T101 311 49,478 X 0 49,478 GSE SYS INC GVP COMMON 36227K106 1,067 448,515 X 30,000 418,515 H & Q LIFE SCIENCES H MUTUAL 404053100 714 51,652 X 0 51,652 HAIN CELESTIAL GROUP COMMON 405217100 1,107 25,261 X 2,000 23,261 HALLADOR ENERGY HNRG COMMON 40609P105 2,011 227,440 X 5,000 222,440 HARVARD BIOSCIENCE HB COMMON 416906105 1,638 417,925 X 10,000 407,925 HEALTH CARE REIT INC REAL ES 42217K106 1,873 34,077 X 0 34,077 HENRY JACK & ASSOC JK COMMON 426281101 620 18,170 X 0 18,170 HUDSON TECHNOLOGIES I COMMON 444144109 1,891 574,700 X 20,000 554,700 ICON PUB LTD CO ICLR COMMON 45103T107 259 12,200 X 0 12,200 IDEX CORP IEX COMMON 45167R104 808 19,167 X 0 19,167 II-VI INC IIVI COMMON 902104108 6,071 256,684 X 7,800 248,884 IMAGE SENSING SYS INC COMMON 45244C104 531 78,635 X 3,000 75,635 INERGY COMMON 456615103 179 10,935 X 0 10,935 INTEST CORP INTT COMMON 461147100 1,487 418,860 X 15,000 403,860 INVENTURE FOODS INC S COMMON 461212102 128 25,900 X 0 25,900 ISHARES SILVER TRUST MUTUAL 46428Q109 1,225 39,025 X 0 39,025 ITERIS INC ITI COMMON 46564T107 20 13,100 X 0 13,100 J ALEXANDER CORP JAX COMMON 466096104 1,172 138,837 X 12,500 126,337 JAPAN SMALLER CAPTL J FOREIGN 47109U104 304 38,833 X 0 38,833 KAYNE ANDERSON MLP KYN MUTUAL 486606106 1,022 32,820 X 0 32,820 KAYNE MIDSTREAM FUND MUTUAL 48661E106 206 7,505 X 0 7,505 KENSEY NASH CORP KNSY COMMON 490057106 1,841 62,925 X 2,000 60,925 KIMCO PFD H 7.90% H K PREFERR 49446R828 955 35,200 X 0 35,200 KMG CHEMICALS INC KMG COMMON 482564101 2,497 138,360 X 5,000 133,360 KRATOS DEFENSE & SEC COMMON 50077B207 861 161,264 X 5,000 156,264 LASALLE HOTEL 7.50% H PREFERR 517942702 1,317 52,025 X 0 52,025 LASALLE HOTEL PPTY LH REAL ES 517942108 417 14,825 X 0 14,825 LAYNE CHRISTENSEN CO COMMON 521050104 738 33,155 X 2,100 31,055 LEXINGTON CORP 8.05% PREFERR 529043200 882 35,015 X 0 35,015 LEXINGTON PPTYS LXP REAL ES 529043101 503 55,981 X 0 55,981 LIME ENERGY CO LIME COMMON 53261U205 378 130,783 X 5,000 125,783 LINN ENERGY LLC LINE COMMON 536020100 510 13,365 X 0 13,365 LITTLEFIELD CORP LTFD COMMON 537590101 14 45,600 X 0 45,600 LUMINA COPPER LCC.V COMMON 55025N104 6,976 427,975 X 30,000 397,975 MAC-GRAY CORP TUC COMMON 554153106 920 60,820 X 6,000 54,820 MAGNUM HUN RE 10.25% PREFERR 55973B201 1,055 41,670 X 0 41,670 MAGNUM HUNTER MHR COMMON 55973B102 1,357 211,626 X 3,964 207,662 MARTEN TRANS LTD MRTN COMMON 573075108 807 36,575 X 0 36,575 MARTIN MIDSTREAM COMMON 573331105 1,362 40,315 X 0 40,315 MEDICAL PPTYS TRUST I REAL ES 58463J304 1,146 123,440 X 0 123,440 MEDICIS PHARMACEUTICA COMMON 584690309 1,557 41,410 X 0 41,410 MERGE HEALTHCARE INC COMMON 589499102 702 119,879 X 12,000 107,879 MILLER INDS INC TENN COMMON 600551204 1,047 61,860 X 0 61,860 MOCON INC MOCO COMMON 607494101 1,917 117,917 X 5,000 112,917 MONMOUTH REAL ESTATE REAL ES 609720107 1,790 183,730 X 0 183,730 MPG OFFICE 7.625% A M PREFERR 553274200 396 26,660 X 0 26,660 MV GOLD STX ETF GDX MUTUAL 57060U100 536 10,815 X 0 10,815 MV JR GOLD MINERS GDXJ MUTUAL 57060U589 724 29,500 X 0 29,500 NATURAL RES PTNRS COMMON 63900P103 921 38,380 X 0 38,380 NCI INC NCIT COMMON 62886K104 366 57,255 X 3,000 54,255 NEOGENOMICS INC NGNM COMMON 64049M209 976 577,250 X 50,000 527,250 NEWMONT MNG CORP NEM COMMON 651639106 426 8,300 X 1,600 6,700 NGP CAP RES CO NGPC MUTUAL 62912R107 283 43,165 X 0 43,165 NORTHERN OIL & GAS NO COMMON 665531109 1,860 89,700 X 3,000 86,700 NOVELOS THERAPEUTICS COMMON 67000M209 526 618,248 X 50,000 568,248 OCULUS INNOVATIVE SCI COMMON 67575P108 1,075 807,900 X 25,000 782,900 PARAMOUNT GOLD & SILV COMMON 69924P102 952 421,100 X 20,000 401,100 PICO HLDGS INC PICO COMMON 693366205 3,033 129,336 X 5,000 124,336 POWERSHS DB AG DBA MUTUAL 73936B408 713 25,362 X 0 25,362 POWERSHS SMCAP UTIL COMMON 73937B837 2,053 67,955 X 0 67,955 PREFERRED APT COMM AP REAL ES 74039L103 1,068 134,220 X 0 134,220 PRIVATEBANC 10.00% A PREFERR 74272L208 1,115 42,105 X 0 42,105 PS AGRI LG ETN AGF MUTUAL 25154H533 753 40,100 X 0 40,100 PSIVIDA CORP PSDV COMMON 74440J101 159 85,284 X 20,000 65,284 PURE TECHNOLOGIES LTD COMMON 745915108 1,554 370,375 X 20,000 350,375 PURECYCLE CORP PCYO COMMON 746228303 287 128,075 X 0 128,075 QUADRANT 4 SYSTEMS QF COMMON 74735A104 608 1,900,319 X 35,000 1,865,319 QUAKER CHEM CORP KWR COMMON 747316107 1,515 38,415 X 2,000 36,415 QUALSTAR CORP QBAK COMMON 74758R109 542 279,210 X 20,000 259,210 RAND LOGISTICS CORP R COMMON 752182105 1,983 235,516 X 20,000 215,516 RCM TECHNOLOGIES INC COMMON 749360400 565 101,485 X 10,000 91,485 ROYAL GOLD INC RGLD COMMON 780287108 1,419 21,750 X 1,500 20,250 ROYCE MICRO TRUST COMMON 780915104 2,501 265,731 X 0 265,731 SAN JUAN BASIN SJT COMMON 798241105 1,822 93,975 X 0 93,975 SARATOGA RES INC TEX COMMON 803521103 1,493 205,900 X 7,400 198,500 SAUL CENTERS 8.00% A PREFERR 804095200 896 34,260 X 0 34,260 SCIENTIFIC LEARNING S COMMON 808760102 815 457,712 X 15,250 442,462 SEABRIDGE GOLD INC SA COMMON 811916105 1,288 64,120 X 0 64,120 SEASPAN CORP SSW COMMON Y75638109 626 36,095 X 3,000 33,095 SENIOR HSG PPTYS SNH REAL ES 81721M109 447 20,290 X 0 20,290 SILVER WHEATON CORP S COMMON 828336107 2,730 82,238 X 1,850 80,388 SMARTPROS LTD SPRO COMMON 83171G103 331 168,100 X 5,000 163,100 SPARTON CORP SPA COMMON 847235108 1,782 185,675 X 7,000 178,675 SPDR GOLD TRUST COMMON 78463V107 308 2,286 X 0 2,286 SPECTRUM PHARMA SPPI COMMON 84763A108 2,544 201,405 X 6,000 195,405 STANDARD PARKING CORP COMMON 853790103 2,220 108,310 X 4,000 104,310 STAR BUFFET INC STRZ COMMON 855086104 10 62,610 X 0 62,610 STERICYCLE INC SRCL COMMON 858912108 4,471 53,450 X 3,200 50,250 STORM CAT ENERGY CORP COMMON 862168101 1 196,700 X 0 196,700 STRATEGIC HTL 8.25% C PREFERR 86272T502 1,108 36,825 X 0 36,825 SUNOPTA INC STKL COMMON 8676EP108 1,048 191,565 X 10,000 181,565 SYNTHETIC BIOLOGICS COMMON 87164U102 29 13,399 X 6,899 6,500 T3 H WARR $3.00 5/13/ WARRANT 89853X116 8 181,400 X 5,000 176,400 T3 I WARR $3.50 5/13/ WARRANT 89853X124 20 181,400 X 5,000 176,400 T3 MOTION INC TTTM COMMON 89853X306 190 292,900 X 40,800 252,100 TARGA RESOURCES COMMON 87611X105 2,508 60,475 X 0 60,475 TEAM INC TISI COMMON 878155100 3,187 102,970 X 6,000 96,970 TORTOISE CAP RES TTO MUTUAL 89147N304 1,920 220,435 X 4,000 216,435 TORTOISE MLP FD NTG MUTUAL 89148B101 2,503 97,697 X 0 97,697 TRIANGLE PETROLEUM TP COMMON 89600B201 3,521 510,327 X 19,000 491,327 TSAKOS ENERGY NAVIGAT COMMON G9108L108 89 10,285 X 0 10,285 TYLER TECHNOLOGIES TY COMMON 902252105 3,637 94,700 X 3,000 91,700 U M H PROPERTIES UMH REAL ES 903002103 764 69,700 X 0 69,700 U S PHYSICAL THERAPY COMMON 90337L108 2,225 96,548 X 3,000 93,548 UROPLASTY INC UPI COMMON 917277204 967 321,122 X 15,000 306,122 VANGUARD NAT RES COMMON 92205F106 1,881 68,120 X 0 68,120 VASCO DATA SEC INTL I COMMON 92230Y104 114 10,610 X 2,500 8,110 WAVE SYSTEMS CORP WAV COMMON 943526301 689 370,625 X 20,000 350,625 WESDOME GOLD MINES WD COMMON 95083R100 895 603,675 X 21,700 581,975 WILLDAN GROUP INC WLD COMMON 96924N100 1,155 316,444 X 15,000 301,444 WINTHROP RLTY 9.18% D PREFERR 976391508 1,511 59,525 X 0 59,525 WORLDWIDE ENERGY WEMU COMMON 98158R104 53 231,275 X 0 231,275 YAMANA GOLD INC AUY COMMON 98462Y100 1,192 76,316 X 4,470 71,846 208,940