0001047469-12-005975.txt : 20120514
0001047469-12-005975.hdr.sgml : 20120514
20120514163417
ACCESSION NUMBER: 0001047469-12-005975
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
EFFECTIVENESS DATE: 20120514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 12839152
BUSINESS ADDRESS:
STREET 1: 1117 CHEESE FACTORY ROAD
CITY: HONEYOE FALLS
STATE: NY
ZIP: 14472
BUSINESS PHONE: 5852631307
13F-HR
1
a2209624z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mendon Capital Advisors Corp.
-------------------------------
Address: 150 Allens Creek Road
-------------------------------
Rochester, NY 14618
-------------------------------
Form 13F File Number: 028-10662
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Anton Schutz
-------------------------------
Title: President
-------------------------------
Phone: 585-770-1770
-------------------------------
Signature, Place, and Date of Signing:
/s/ Anton Schutz Rochester, NY 14618 May 14, 2012
------------------------------- -------------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 152
--------------------
Form 13F Information Table Value Total: $140,321
--------------------
(in thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 028-02744 Burnham Asset Management Corp.
------ ----------------- ---------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
------------------------ -------- --------- ------ ---------------- ------ ------ -----------------
TITLE OF VALUE SH/PRN SH/PUT/ INVSTMT OTHER VOTING AUTHORITY
ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE
ALLIANCE BANCORP OF PENN COM 01890a108 231 20000 SOLE 20000 0
ALLIANCE BANCORP OF PENN COM 01890a108 231 20000 SH-OTHER 01 20000 0
ALLIANCE FINANCIAL COM 019205103 379 12500 SOLE 12500 0
ALLIANCE FINANCIAL COM 019205103 379 12500 SH-OTHER 01 12500 0
ASB BANCORP COM 00213T109 503 38400 SOLE 38400 0
ASB BANCORP COM 00213T109 503 38400 SH-OTHER 01 38400 0
ASB BANCORP COM 00213T109 58 4437 SH-OTHER 4437 0
AMERICAN CAPITAL MORTGAGE COM 02504a104 272 12500 SOLE 12500 0
AMERICAN CAPITAL MORTGAGE COM 02504a104 816 37500 SH-OTHER 01 37500 0
AMERICAN INTERNATIONAL COM 026874784 1156 37500 SOLE 37500 0
AMERICAN INTERNATIONAL COM 026874784 3468 112500 SH-OTHER 01 112500 0
AMERIS COM 03076k108 526 40000 SH-OTHER 01 40000 0
APOLLO INVESTMENT COM 00213t109 538 75000 SOLE 75000 0
APOLLO INVESTMENT COM 00213t109 1255 175000 SH-OTHER 01 175000 175000 0
ARMOUR RESIDENTIAL COM 042315101 506 75000 SOLE 75000 0
ARMOUR RESIDENTIAL COM 042315101 1519 225000 SH-OTHER 01 225000 0
ATLANTIC COAST FINANCIAL COM 048426100 194 81337 SOLE 81337 0
ATLANTIC COAST FINANCIAL COM 048426100 194 81337 SH-OTHER 01 81337 0
BANK OF AMERICA COM 060505104 191 20000 SOLE 20000 0
BANK OF AMERICA COM 060505104 1436 150000 SH-OTHER 01 150000 0
BB AND T COM 054937107 1256 40000 SH-OTHER 01 40000 0
BEACON FEDERAL COM 073582108 1417 99747 SOLE 99747 0
BEACON FEDERAL COM 073582108 1988 139838 SH-OTHER 01 139838 0
BEACON FEDERAL COM 073582108 51 3563 SH-OTHER 3563 0
BENEFICIAL MUTUAL COM 08173r104 437 50000 SH-OTHER 01 50000 0
CAPITAL ONE FINANCIAL COM 14040h105 1115 20000 SH-OTHER 01 20000 0
CAPE BANCORP COM 139209100 630 78982 SOLE 78982 0
CAPE BANCORP COM 139209100 399 50000 SH-OTHER 01 50000 0
CBOE PUT 12503m108 568 20000 SOLE 20000 0
CBOE PUT 12503m108 1137 40000 SH-OTHER 01 40000 0
CENTERSTATE BANKS COM 15201p109 1369 175421 SOLE 175421 0
CENTERSTATE BANKS COM 15201p109 4459 546370 SH-OTHER 01 546370 0
CENTERSTATE BANKS COM 15201p109 68 8351 SH-OTHER 8351 0
CHARTER FINANCIAL COM 16122m100 1369 152741 SOLE 152741 0
CHARTER FINANCIAL COM 16122m100 1239 138274 SH-OTHER 01 138274 0
CHARTER FINANCIAL COM 16122m100 153 17074 SH-OTHER 17074 0
CHEVIOT FINANCIAL COM 16677x105 423 50000 SOLE 50000 0
CHEVIOT FINANCIAL COM 16677x105 423 50000 SH-OTHER 01 50000 0
CHEVIOT FINANCIAL COM 16677x105 42 5000 SH-OTHER 5000 0
CITIGROUP COM 172967101 292 8000 SOLE 8000 0
CITIGROUP COM 172967101 2741 75000 SH-OTHER 01 75000 0
CITIZENS REPUBLIC COM 174420109 379 24250 SOLE 24250 0
CITIZENS REPUBLIC COM 174420109 246 15750 SH-OTHER 01 15750 0
CITIZENS REPUBLIC COM 174420109 155 9914 SH-OTHER 9914 0
CITIZENS SOUTH COM 176682102 1920 421882 SOLE 421882 0
CITIZENS SOUTH COM 176682102 2800 615576 SH-OTHER 01 615576 0
CITIZENS SOUTH COM 176682102 35 7691 SH-OTHER 7691 0
COMERICA COM 200340107 1618 50000 SH-OTHER 01 50000 0
COMERICA WARRANT 200340107 1618 50000 SH-OTHER 01 50000 0
COMERICA COM 200340107 117 3615 SH-OTHER 3615 0
COWEN HOLDINGS COM 223622101 1167 430660 SOLE 430660 0
COWEN HOLDINGS COM 223622101 4973 1834921 SH-OTHER 01 1834921 0
E TRADE COM 269246401 1095 100000 SH-OTHER 01 100000 0
FARMERS NATIONAL BANCORP COM 309627107 32 5000 SH-OTHER 5000 0
FED FIRST FINANCIAL COM 31429c101 275 20000 SH-OTHER 01 20000 0
FIFTH THIRD COM 316773100 702 50000 SH-OTHER 01 50000 0
FINANCIAL INSTITUTIONS COM 317585404 243 15000 SOLE 15000 0
FINANCIAL INSTITUTIONS COM 317585404 724 44755 SH-OTHER 01 44755 0
FINANCIAL INSTITUTIONS COM 317585404 167 10324 SH-OTHER 10324 0
FIRST CALIFORNIA COM 319395109 875 150000 SH-OTHER 01 150000 0
FIRST CALIFORNIA COM 319395109 196 33656 SH-OTHER 33656 0
FIRST COMMONWEALTH COM 319829107 264 43200 SOLE 43200 0
FIRST COMMONWEALTH COM 319829107 1099 179600 SH-OTHER 01 179600 0
FIRST COMMONWEALTH COM 319829107 153 25000 SH-OTHER 25000 0
FIRST MIDWEST COM 320867104 240 20000 SOLE 20000 0
FIRST MIDWEST COM 320867104 240 20000 SH-OTHER 01 20000 20000 0
FIRST UNITED BANCORP COM 33740n105 1801 297761 SOLE 297761 0
FIRST UNITED BANCORP COM 33740n105 8242 1362415 SH-OTHER 01 1362415 0
FIRST UNITED BANCORP COM 33740n105 219 36186 SH-OTHER 36186 0
FIRST PACTRUST BANCORP COM 33589v101 48 4000 SH-OTHER 4000 0
FOX CHASE BANCORP COM 35137t108 1233 94871 SOLE 94871 0
FOX CHASE BANCORP COM 35137t108 757 58235 SH-OTHER 01 58235 0
FOX CHASE BANCORP COM 35137t108 13 1000 SH-OTHER 1000 0
FRANKLIN FINANCIAL COM 35353c102 944 70279 SOLE 70279 0
FRANKLIN FINANCIAL COM 35353c102 1212 90264 SH-OTHER 01 90264 0
GLEACHER COM 377341102 127 93400 SOLE 93400 0
GLEACHER COM 377341102 4138 3042654 SH-OTHER 01 3042654 0
GOLDMAN SACHS COM 38141g104 2487 20000 SH-OTHER 01 20000 0
GUARANTY BANCORP COM 40075t102 796 400000 SH-OTHER 01 400000 0
HARTFORD FINANCIAL COM 416515104 1581 75000 SH-OTHER 01 75000 0
HERITAGE FINANCIAL GROUP COM 42726x102 823 69598 SOLE 69598 0
HERITAGE FINANCIAL GROUP COM 42726x102 823 69597 SH-OTHER 01 69597 0
HERITAGE FINANCIAL GROUP COM 42726x102 138 11653 SH-OTHER 11653 0
HERITAGE FINL CORP COM 42722x106 340 25000 SH-OTHER 01 25000 0
HERITAGE FINL CORP COM 42722x106 41 3000 SH-OTHER 3000 0
HORIZON BANCORP COM 440407104 66 3570 SH-OTHER 3570 0
HOME LOAN SERVICING COM g6648d109 349 25000 SOLE 25000 0
HOME LOAN SERVICING COM g6648d109 1046 75000 SH-OTHER 01 75000 0
HUDSON CITY SAVINGS COM 443683107 183 25000 SOLE 25000 0
HUDSON CITY SAVINGS COM 443683107 549 75000 SH-OTHER 01 75000 0
HUNTINGTIN BANCSHARES COM 446150104 967 150000 SH-OTHER 01 150000 0
INVESTORS BANCORP COM 46146p102 1202 80000 SOLE 80000 0
INVESTORS BANCORP COM 46146p102 5911 393500 SH-OTHER 01 393500 0
JACKSONVILLE BANCORP COM 469249106 373 105518 SOLE 105518 0
JACKSONVILLE BANCORP COM 469249106 815 230807 SH-OTHER 01 230807 0
JP MORGAN COM 46625h100 2299 50000 SH-OTHER 01 50000 0
KEYCORP COM 493267108 425 50000 SH-OTHER 01 50000 0
KEYCORP COM 493267108 40 4663 SH-OTHER 4663 0
MERIDIAN INTERSTATE COM 58964q104 254 19310 SOLE 19310 0
MERIDIAN INTERSTATE COM 58964q104 254 19310 SH-OTHER 01 19310 0
MFA FINANCIAL COM 55272x102 187 25000 SOLE 25000 0
MFA FINANCIAL COM 55272x102 561 75000 SH-OTHER 01 75000 0
NEWCASTLE INVESTMENT COM 65105m108 471 75000 SOLE 75000 0
NEWCASTLE INVESTMENT COM 65105m108 1413 225000 SH-OTHER 01 225000 0
NORTHWEST BANCORP COM 667340103 74 5863 SH-OTHER 5863 0
OMNIAMERICAN BANCORP COM 68216r107 387 20000 SOLE 20000 0
OMNIAMERICAN BANCORP COM 68216r107 968 50000 SH-OTHER 01 50000 0
OCEAN FIRST COM 675234108 427 30000 SH-OTHER 01 30000 0
PACIFIC CONTINENTAL COM 69412v108 137 14578 SH-OTHER 14578 0
PARK STERLING COM 70086y105 720 150000 SH-OTHER 01 150000 0
PNC BANK COM 693475105 967 15000 SH-OTHER 01 15000 0
POPULAR INC COM 733174106 410 200000 SH-OTHER 01 200000 0
POPULAR INC COM 733174106 69 33497 SH-OTHER 33497 0
PORTER BANCORP COM 736233107 420 191845 SOLE 191845 0
PORTER BANCORP COM 736233107 1226 560977 SH-OTHER 01 560977 0
PORTER BANCORP WARRANT 736233107 1 43478 SOLE 43478 0
PORTER BANCORP WARRANT 736233107 3 182607 SH-OTHER 01 182607 0
PRUDENTIAL FINANCIAL COM 744320102 792 12500 SH-OTHER 01 12500 0
REGIONS FINANCIAL COM 7591ep100 397 60250 SOLE 60250 0
REGIONS FINANCIAL COM 7591ep100 1191 180750 SH-OTHER 01 180750 0
REGIONS FINANCIAL COM 7591ep100 59 9000 SH-OTHER 9000 0
SOLAR SENIOR CAPITAL COM 83416m105 1508 93613 SOLE 93613 0
SOLAR SENIOR CAPITAL COM 83416m105 4265 264708 SH-OTHER 01 264708 0
SEACOAST COM 811707306 1549 880055 SH-OTHER 01 880055 0
SOUTHERN NATIONAL BANCORP OF VIRGINIA COM 843395104 107 15825 SOLE 15825 0
SOUTHERN NATIONAL BANCORP OF VIRGINIA COM 843395104 107 15825 SH-OTHER 01 15825 0
STERLING BANCORP COM 859158107 959 100000 SH-OTHER 01 100000 0
STERLING BANCORP COM 859158107 39 4080 SH-OTHER 4080 0
S&T BANCORP COM 783859101 87 4000 SH-OTHER 4000 0
STATE BANCORP COM 856190103 522 29800 SH-OTHER 01 29800 0
STATE BANCORP COM 856190103 1051 60000 SH-OTHER 01 60000 0
STATE BANCORP COM 856190103 100 5734 SH-OTHER 5734 0
STONEGATE BANK COM 861811107 328 20000 SOLE 20000 0
SUNTRUST BANKS COM 867914103 1209 50000 SH-OTHER 01 50000 0
SUSQUEHANNA BANCSHARES COM 869099101 198 20000 SOLE 20000 0
SUSQUEHANNA BANCSHARES COM 869099101 2658 269040 SH-OTHER 01 269040 0
SUSQUEHANNA BANCSHARES COM 869099101 163 16486 SH-OTHER 16486 0
SYNOVUS COM 87161c105 820 400000 SH-OTHER 01 400000 0
TFS FINANCIAL COM 87240R107 3800 400000 SH-OTHER 01 400000 0
TOMPKINS FINANCIAL COM 890110109 481 12000 SOLE 12000 0
TOMPKINS FINANCIAL COM 890110109 1442 36000 SH-OTHER 01 36000 0
TOMPKINS FINANCIAL COM 890110109 80 2000 SH-OTHER 2000 0
UNITED FINANCIAL COM 91030t109 396 25000 SH-OTHER 01 25000 0
US BANCORP COM 902973304 792 25000 SH-OTHER 01 25000 0
WASHINGTON BANCORP COM 937303105 276 20000 SH-OTHER 01 20000 0
WEBSTER FINANCIAL COM 947890109 453 20000 SOLE 20000 0
WEBSTER FINANCIAL COM 947890109 1587 70000 SH-OTHER 01 70000 0
WESTERN LIBERTY COM 961443108 1106 385294 SOLE 385294 0
WESTERN LIBERTY COM 961443108 4343 1513269 SH-OTHER 01 1513269 0
WESTERN LIBERTY COM 961443108 26 9079 SH-OTHER 9079 0
WINTRUST COM 97650w108 156 4355 SH-OTHER 4355 0
ZIONS BANCORP COM 989701107 1073 50000 SH-OTHER 01 50000 0