0001410588-12-000002.txt : 20120515 0001410588-12-000002.hdr.sgml : 20120515 20120515124651 ACCESSION NUMBER: 0001410588-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Moon Capital Management, LLC CENTRAL INDEX KEY: 0001410588 IRS NUMBER: 621605429 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12677 FILM NUMBER: 12842653 BUSINESS ADDRESS: STREET 1: 2103 RIVERVIEW TOWER STREET 2: 900 SOUTH GAY STREET CITY: KNOXVILLE STATE: TN ZIP: 37902 BUSINESS PHONE: 8655461234 MAIL ADDRESS: STREET 1: 2103 RIVERVIEW TOWER STREET 2: 900 SOUTH GAY STREET CITY: KNOXVILLE STATE: TN ZIP: 37902 13F-HR 1 moon-q112.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3-31-12 Check here if Amendment [ ]; Amendment Number: _____. This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Moon Capital Management, LLC Address: 2103 Riverview Tower 900 South Gay Street Knoxville, TN 37902 Form 13F File Number: 28-12677 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Poppy Harper Phone: 865-546-1234 Signature, Place and Date of Signing: ____________ ______________________ _________________ (Signature) (City, State) (Date) Report Type (Check only one.): [ X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: 82,300,995 Form 13F Information Table Moon Capital Management, LLC 13F CIK Number: 0001410588 March 31, 2012 NAME OF ISSUER TITLE OF CLCUSIP VALUE SHRS or PINVESTMENT DIOTHER MAVOTING AU FHLB Fixed Income 313373GV8 251 250,000 Sole - Sole 3.600% Due 04-27-18 FNMA Fixed Income 31359MNU3 564 555,000 Sole - Sole 5.250% Due 08-01-12 FNMA, step 1.5%-6.0% Fixed Income 3136FT6Y0 450 450,000 Sole - Sole 1.500% Due 04-12-27 FNMA, steps to 2% 3/12, 3% 9/1 Fixed Income 3136FRU43 500 500,000 Sole - Sole 1.000% Due 09-14-23 FNMA, steps to 2.25% 10/12, 3% Fixed Income 3136FTCV9 299 300,000 Sole - Sole 1.750% Due 10-26-26 FNMA, steps to 3% 4/12, 4% 4/1 Fixed Income 3136FRFW8 250 250,000 Sole - Sole 2.000% Due 04-26-21 FNMA, steps to 3% 5/13, 4% 5/1 Fixed Income 3136FRKP7 250 250,000 Sole - Sole 2.000% Due 05-18-21 FNMA, steps to 4% 12/14, 5% 12 Fixed Income 3136FTWN5 494 500,000 Sole - Sole 2.000% Due 12-28-26 FNMA, steps to 4% 3/14, 5% 3/1 Fixed Income 3136FT3V9 446 450,000 Sole - Sole 1.500% Due 03-22-27 FNMA, steps to 4% 5/12, 5% 11/ Fixed Income 3136FTNB1 550 550,000 Sole - Sole 1.500% Due 11-25-26 FNMA, steps to 4% 9/16, 6% 9/2 Fixed Income 3136FRQ89 301 300,000 Sole - Sole 3.000% Due 09-01-26 Bank of America Fixed Income 060505AQ7 661 660,000 Sole - Sole 6.250% Due 04-15-12 Barclays Bank, 3 month Libor + Fixed Income 06740PMS2 673 740,000 Sole - Sole 2.500% Due 09-17-15 Berkshire Hathaway Fixed Income 084670BF4 248 245,000 Sole - Sole 3.400% Due 01-31-22 Dell Fixed Income 24702RAE1 460 395,000 Sole - Sole 5.650% Due 04-15-18 Florida Power & Light Fixed Income 341081EQ6 239 200,000 Sole - Sole 5.625% Due 04-01-34 GE Capital Corp, 3 Month Libor Fixed Income 36962G4N1 493 500,000 Sole - Sole 2.500% Due 08-11-15 GMAC Fixed Income 3704A0E73 290 295,000 Sole - Sole 8.650% Due 08-15-15 GR Washington Fixed Income 372546AN1 546 500,000 Sole - Sole 4.452% Due 09-15-21 Goldman Sachs Fixed Income 38144LAC4 960 940,000 Sole - Sole 5.450% Due 11-01-12 JP Morgan Chase Fixed Income 46625HJA9 515 500,000 Sole - Sole 3.150% Due 07-05-16 Morgan Stanley Fixed Income 617446HR3 987 960,000 Sole - Sole 5.300% Due 03-01-13 Knox County TN Hospital Revenu Fixed Income 499523SA7 377 450,000 Sole - Sole 0.000% Due 01-01-16 Memphis TN Electric Fixed Income 586158KW6 217 210,000 Sole - Sole 5.000% Due 12-01-12 Roane County, TN Fixed Income 769773VE9 981 935,000 Sole - Sole 3.000% Due 06-01-14 3M Company Equities 88579y101 215 2,407 Sole - Sole AT&T Equities 00206r102 1,224 39,194 Sole - Sole American Express Equities 025816109 3,128 54,070 Sole - Sole Apple Computer Equities 37833100 433 722 Sole - Sole Astrazeneca PLC Equities 046353108 538 12,085 Sole - Sole BB and T Corp Equities 054937107 562 17,890 Sole - Sole Bank of America Corp Equities 060505104 2,063 215,615 Sole - Sole Berkshire Hathaway Equities 084670207 3,472 42,780 Sole - Sole Berkshire Hathaway Cl A Equities 084670108 488 4 Sole - Sole Cisco Sys Inc Equities 17275R10 1,521 71,915 Sole - Sole Coca-Cola Equities 19126100 315 4,252 Sole - Sole ConocoPhillips Equities 20825c104 2,405 31,644 Sole - Sole Dell, Inc. Equities 24702r101 2,845 171,425 Sole - Sole Douglas Dynamics, Inc. Equities 25960r105 704 51,235 Sole - Sole Eli Lilly & Co. Equities 53245710 490 12,176 Sole - Sole Exxon Mobil Corp. Equities 30231g102 695 8,018 Sole - Sole First Financial Bancorp Equities 320209109 729 42,135 Sole - Sole General Electric Equities 369604103 3,111 155,024 Sole - Sole H&R Block Equities 093671105 1,910 115,940 Sole - Sole Ingram Micro Inc. Equities 457153104 2,048 110,335 Sole - Sole International Business Machine Equities 459200101 723 3,464 Sole - Sole JP Morgan & Co Equities 46625h100 2,592 56,377 Sole - Sole Johnson & Johnson Equities 478160104 312 4,729 Sole - Sole Legg Mason Inc. Equities 524901105 2,013 72,070 Sole - Sole Leggett & Platt, Incorporated Equities 524660107 752 32,695 Sole - Sole Lockheed Martin Equities 539830109 563 6,261 Sole - Sole Microsoft Equities 594918104 3,037 94,153 Sole - Sole Motorola Mobility Holdings Equities 620097105 311 7,937 Sole - Sole Pepsico Inc Equities 713448108 284 4,283 Sole - Sole Pfizer Inc. Equities 717081103 2,746 121,275 Sole - Sole Plum Creek Timber Co. REIT Equities 729251108 2,455 59,074 Sole - Sole ProShares UltraShort Barclays Equities 74347r297 954 46,645 Sole - Sole Quest Diagnostics Inc. Equities 74834l100 2,637 43,125 Sole - Sole RenaissanceRe Holdings Ltd Equities g7496g103 1,967 25,980 Sole - Sole SPDR Gold Shares Equities 78463v107 483 2,980 Sole - Sole Southern Co. Equities 842587107 339 7,535 Sole - Sole Southwestern Energy Co. Equities 845467109 270 8,812 Sole - Sole The Charles Schwab Corp. Equities 808513105 2,245 156,240 Sole - Sole Unilever PLC ADR Equities 904767704 598 18,085 Sole - Sole UnitedHealth Group Equities 91324p102 1,967 33,380 Sole - Sole VCA Antech Inc Equities 918194101 228 9,828 Sole - Sole Verizon Communications Equities 92343v104 1,512 39,538 Sole - Sole Waste Management Equities 94106l109 552 15,800 Sole - Sole Wells Fargo Equities 949746101 259 7,598 Sole - Sole iPath DJ AIG Natural Gas TR Su Equities 06739H644 759 199,790 Sole - Sole Columbia Acorn Fund Class Z Equities 197199409 806 29,961 Sole - Sole Columbia Acorn Select Fund Z Equities 197199854 287 10,312 Sole - Sole Heartland Value Fund Equities 422352831 517 12,275 Sole - Sole NB Partners Fund Inv Class Equities 641224787 231 8,589 Sole - Sole Vanguard International Growth Equities 921910204 414 22,245 Sole - Sole Vanguard PrimeCap Fund Fixed Income 921936100 363 5,325 Sole - Sole Vanguard Wellington Fund Equities 921935102 442 13,209 Sole - Sole Vanguard Windsor Fund Equities 922018403 266 5,397 Sole - Sole Baron Asset Fund Equities 068278100 763 14,614 Sole - Sole Brandywine Blue Equities 10532b101 244 9,053 Sole - Sole Legg Mason Value Trust Equities 524659109 346 6,927 Sole - Sole Longleaf Partners Fund Equities 543069405 700 23,247 Sole - Sole Olstein All Cap Value Fund Equities 681383204 789 50,132 Sole - Sole Schwab S&P 500 Index Fund Equities 808509855 662 30,055 Sole - Sole Third Avenue Value Fund Equities 884116104 1,324 29,078 Sole - Sole Vanguard Windsor II Fund Equities 922018205 312 10,762 Sole - Sole Weitz Value Portfolio Equities 94904p203 1,283 38,909 Sole - Sole Janus Overseas Fund Equities 471023846 211 5,595 Sole - Sole Oakmark International Equities 413838202 201 10,423 Sole - Sole Dupree TN Tax Free Short to Me Fixed Income 266155605 682 62,069 Sole - Sole