0001405086-12-000195.txt : 20120514 0001405086-12-000195.hdr.sgml : 20120514 20120514165819 ACCESSION NUMBER: 0001405086-12-000195 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 EFFECTIVENESS DATE: 20120514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSWOOD CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001085393 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10569 FILM NUMBER: 12839508 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125219500 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 f00648925.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Basswood Capital Management, L.L.C. Address: 645 Madison Avenue 10th Floor New York, New York 10022 Form 13F File Number: 028-10569 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Lindenbaum Title: Managing Member Phone: (212) 521-9500 Signature, Place, and Date of Signing: /s/Matthew Lindenbaum New York, New York May 14, 2012 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 4* Form 13F Information Table Entry Total: 308 Form 13F Information Table Value Total: $1,070,229(thousands) List of Other Included Managers: No. 1 Form 13F File Number 028-10570 Name: Basswood Partners, L.L.C. No. 2 Form 13F File Number 028-10565 Name: Basswood Opportunity Partners, L.P. No. 3 Form 13F File Number 021-162995 Name: Basswood Enhanced Long Short Fund LP No. 4 Form 13F File Number Name: Basswood Enhanced Long Short GP, LLC * Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Partners, L.L.C., Basswood Enhanced Long Short GP, LLC, and Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein. PAGE> FORM 13F INFORMATION TABLE

NAME OF ISSUER TITLE OF CUSIP Value SH/PRN SH/ PUT/ INVESTMT OTHER VOTING AUTH CLASS (x1000) Amount PRN CALL DISCTION MGRS SOLE SHARED NONE 1ST UNITED BANCORP INC. COM 33740N105 $230 38,046 SH DEFINED 1 0 38,046 0 1ST UNITED BANCORP INC. COM 33740N105 $1,079 178,376 SH DEFINED 3,4 0 178,376 0 ABB LIMITED Spons ADR 000375204 $1,927 94,400 SH DEFINED 1,2 0 94,400 0 ACCENTURE LTD SHS CL A G1151C101 $1,413 21,900 SH DEFINED 1,2 0 21,900 0 ACUITY BRANDS, INC. COM 00508Y102 $2,199 35,000 SH DEFINED 1,2 0 35,000 0 AMDOCS LTD. ORD G02602103 $2,100 66,500 SH DEFINED 1,2 0 66,500 0 AMDOCS LTD. ORD G02602103 $1,085 34,360 SH DEFINED 0 34,360 0 ANIXTER INTERNATIONAL INC NOTE 1.000% 2/1 035290105 $18,927 260,950 SH DEFINED 1,2 0 260,950 0 ANIXTER INTERNATIONAL INC NOTE 1.000% 2/1 035290105 $1,859 25,626 SH DEFINED 0 25,626 0 AON CORPORATION COM 037389103 $312 6,368 SH DEFINED 1 0 6,368 0 AON CORPORATION COM 037389103 $8,519 173,650 SH DEFINED 1,2 0 173,650 0 AON CORPORATION COM 037389103 $4,425 90,187 SH DEFINED 3,4 0 90,187 0 AON CORPORATION COM 037389103 $1,513 30,840 SH DEFINED 0 30,840 0 ASTORIA FINANCIAL CORP. COM 046265104 $10,830 1,098,350 SH DEFINED 1,2 0 1,098,350 0 ASTORIA FINANCIAL CORP. COM 046265104 $748 75,873 SH DEFINED 0 75,873 0 AUTOZONE INC. COM 053332102 $5,039 13,553 SH DEFINED 1,2 0 13,553 0 BANCO SANTANDER SA ADR 05964H105 $1,925 250,928 SH DEFINED 1,2 0 250,928 0 BANCORPSOUTH INC COM 059692103 $780 57,919 SH DEFINED 1,2 0 57,919 0 BANK OF AMERICA CORP. COM 060505104 $624 65,202 SH DEFINED 1 0 65,202 0 BANK OF AMERICA CORP. COM 060505104 $7,990 834,921 SH DEFINED 1,2 0 834,921 0 BANK OF AMERICA CORP. COM 060505104 $4,423 462,200 SH DEFINED 3,4 0 462,200 0 BANK OF AMERICA CORP. COM 060505104 $10,376 1,084,241 SH DEFINED 0 1,084,241 0 BANK OF NEW YORK COM 064058100 $1,104 45,754 SH DEFINED 1 0 45,754 0 BANK OF NEW YORK COM 064058100 $11,421 473,319 SH DEFINED 1,2 0 473,319 0 BANK OF NEW YORK COM 064058100 $7,960 329,884 SH DEFINED 3,4 0 329,884 0 BANK OF NEW YORK COM 064058100 $2,555 105,885 SH DEFINED 0 105,885 0 BANKFINANCIAL CORPORATION COM 06643P104 $148 22,360 SH DEFINED 1 0 22,360 0 BANKFINANCIAL CORPORATION COM 06643P104 $1,048 158,376 SH DEFINED 3,4 0 158,376 0 BANNER CORPORATION COM NEW 06652V208 $847 38,443 SH DEFINED 1 0 38,443 0 BANNER CORPORATION COM NEW 06652V208 $1,461 66,325 SH DEFINED 1,2 0 66,325 0 BANNER CORPORATION COM NEW 06652V208 $5,457 247,702 SH DEFINED 3,4 0 247,702 0 BANNER CORPORATION COM NEW 06652V208 $506 22,985 SH DEFINED 0 22,985 0 BARNES & NOBLE, INC. COM 067774109 $860 64,900 SH DEFINED 1,2 0 64,900 0 BEACON ROOFING SUPPLY INC. COM 073685109 $9,119 354,004 SH DEFINED 1,2 0 354,004 0 BELDEN INC. COM 077454106 $22,749 600,086 SH DEFINED 1,2 0 600,086 0 BELDEN INC. COM 077454106 $1,867 49,251 SH DEFINED 0 49,251 0 BLACKROCK INC. COM 09247X101 $390 1,905 SH DEFINED 1 0 1,905 0 BLACKROCK INC. COM 09247X101 $4,377 21,364 SH DEFINED 1,2 0 21,364 0 BLACKROCK INC. COM 09247X101 $2,749 13,415 SH DEFINED 3,4 0 13,415 0 BLACKROCK INC. COM 09247X101 $709 3,459 SH DEFINED 0 3,459 0 CAPITAL ONE FINANCIAL CORP. COM 14040H105 $574 10,300 SH DEFINED 1,2 0 10,300 0 CAPITALSOURCE INC. COM 14055X102 $3,405 515,882 SH DEFINED 1,2 0 515,882 0 CARLISLE COS INC. COM 142339100 $16,866 337,866 SH DEFINED 1,2 0 337,866 0 CARMAX, INC. COM 143130102 $1,175 33,900 SH DEFINED 1,2 0 33,900 0 CARNIVAL CORP. PAIRED CTF 143658300 $9,306 290,080 SH DEFINED 1,2 0 290,080 0 CARNIVAL CORP. PAIRED CTF 143658300 $1,723 53,700 SH DEFINED 0 53,700 0 CASCADE BANCORP COM NEW 147154207 $22 3,799 SH DEFINED 1,2 0 3,799 0 CBRE GROUP INC CL A 12504L109 $10,762 539,200 SH DEFINED 1,2 0 539,200 0 CHARLES SCHWAB CORP. COM 808513105 $801 55,765 SH DEFINED 1 0 55,765 0 CHARLES SCHWAB CORP. COM 808513105 $3,880 270,013 SH DEFINED 1,2 0 270,013 0 CHARLES SCHWAB CORP. COM 808513105 $6,960 484,328 SH DEFINED 3,4 0 484,328 0 CHARLES SCHWAB CORP. COM 808513105 $935 65,085 SH DEFINED 0 65,085 0 CIT GROUP HOLDINGS, INC. COM NEW 125581801 $778 18,875 SH DEFINED 1 0 18,875 0 CIT GROUP HOLDINGS, INC. COM NEW 125581801 $990 24,000 SH DEFINED 1,2 0 24,000 0 CIT GROUP HOLDINGS, INC. COM NEW 125581801 $6,749 163,641 SH DEFINED 3,4 0 163,641 0 CIT GROUP HOLDINGS, INC. COM NEW 125581801 $511 12,400 SH DEFINED 0 12,400 0 CITIGROUP INC. COM 172967424 $942 25,776 SH DEFINED 1 0 25,776 0 CITIGROUP INC. COM 172967424 $6,274 171,644 SH DEFINED 1,2 0 171,644 0 CITIGROUP INC. COM 172967424 $7,514 205,581 SH DEFINED 3,4 0 205,581 0 CITIGROUP INC. COM 172967424 $2,874 78,639 SH DEFINED 0 78,639 0 CITY NATIONAL CORP. COM 178566105 $2,783 53,036 SH DEFINED 1,2 0 53,036 0 COMERICA, INC. COM 200340107 $852 26,323 SH DEFINED 1 0 26,323 0 COMERICA, INC. COM 200340107 $3,869 119,572 SH DEFINED 1,2 0 119,572 0 COMERICA, INC. COM 200340107 $5,441 168,142 SH DEFINED 3,4 0 168,142 0 COMERICA, INC. COM 200340107 $495 15,300 SH DEFINED 0 15,300 0 COUSINS PROPERTIES INC. COM 222795106 $111 14,659 SH DEFINED 1,2 0 14,659 0 CSX CORP. COM 126408103 $2,864 133,100 SH DEFINED 1,2 0 133,100 0 CSX CORP. COM 126408103 $1,485 69,000 SH DEFINED 0 69,000 0 CUMMINS INC. COM 231021106 $13,227 110,190 SH DEFINED 1,2 0 110,190 0 DANA HOLDING CORPORATION COM 235825205 $3,486 224,900 SH DEFINED 1,2 0 224,900 0 DANA HOLDING CORPORATION COM 235825205 $1,804 116,400 SH DEFINED 0 116,400 0 DANAHER CORP. COM 235851102 $2,498 44,600 SH DEFINED 1,2 0 44,600 0 DEVRY INC COM 251893103 $2,171 64,100 SH DEFINED 1,2 0 64,100 0 DEVRY INC COM 251893103 $1,121 33,100 SH DEFINED 0 33,100 0 DOVER CORPORATION COM 260003108 $9,507 151,050 SH DEFINED 1,2 0 151,050 0 DOVER CORPORATION COM 260003108 $378 6,000 SH DEFINED 0 6,000 0 DUKE REALTY CORP. COM NEW 264411505 $460 32,095 SH DEFINED 1,2 0 32,095 0 EAGLE MATERIALS INC. COM 26969P108 $2,164 62,269 SH DEFINED 1,2 0 62,269 0 EATON CORPORATION COM 278058102 $15,988 320,850 SH DEFINED 1,2 0 320,850 0 EMCOR GROUP INC. COM 29084Q100 $10,687 385,542 SH DEFINED 1,2 0 385,542 0 EMCOR GROUP INC. COM 29084Q100 $2,009 72,487 SH DEFINED 0 72,487 0 EMERSON ELECTRIC CO. COM 291011104 $1,070 20,500 SH DEFINED 1,2 0 20,500 0 ENSCO PLC Spons ADR 29358Q109 $3,885 73,400 SH DEFINED 1,2 0 73,400 0 ENSCO PLC Spons ADR 29358Q109 $929 17,550 SH DEFINED 0 17,550 0 EQUIFAX INC COM 294429105 $8,723 197,085 SH DEFINED 1,2 0 197,085 0 ETHAN ALLEN INTERIORS INC. COM 297602104 $4,213 166,399 SH DEFINED 1,2 0 166,399 0 EXPRESS SCRIPTS, INC. COM 302182100 $1,804 33,300 SH DEFINED 1,2 0 33,300 0 FELCOR LODGING TRUST INC COM 31430F101 $249 69,095 SH DEFINED 1,2 0 69,095 0 FIDELITY NATIONAL FINl CL A 31620R105 $6,025 334,183 SH DEFINED 1,2 0 334,183 0 FIDELITY NATIONAL INFO COM 31620M106 $621 18,745 SH DEFINED 1 0 18,745 0 FIDELITY NATIONAL INFO COM 31620M106 $12,956 391,183 SH DEFINED 1,2 0 391,183 0 FIDELITY NATIONAL INFO COM 31620M106 $5,503 166,159 SH DEFINED 3,4 0 166,159 0 FIDELITY NATIONAL INFO COM 31620M106 $2,268 68,491 SH DEFINED 0 68,491 0 FIFTH THIRD BANCORP COM 316773100 $611 43,501 SH DEFINED 1 0 43,501 0 FIFTH THIRD BANCORP COM 316773100 $1,315 93,607 SH DEFINED 1,2 0 93,607 0 FIFTH THIRD BANCORP COM 316773100 $4,322 307,752 SH DEFINED 3,4 0 307,752 0 FIRST AMERICAN CORP. COM 31847R102 $881 52,959 SH DEFINED 1 0 52,959 0 FIRST AMERICAN CORP. COM 31847R102 $3,687 221,700 SH DEFINED 1,2 0 221,700 0 FIRST AMERICAN CORP. COM 31847R102 $4,926 296,200 SH DEFINED 3,4 0 296,200 0 FIRST AMERICAN CORP. COM 31847R102 $1,904 114,500 SH DEFINED 0 114,500 0 FIRST BANCORP. COM NEW 318672706 $327 74,349 SH DEFINED 1 0 74,349 0 FIRST BANCORP. COM NEW 318672706 $914 207,686 SH DEFINED 1,2 0 207,686 0 FIRST BANCORP. COM NEW 318672706 $2,318 526,841 SH DEFINED 3,4 0 526,841 0 FIRST BANCORP. COM NEW 318672706 $474 107,691 SH DEFINED 0 107,691 0 FIRST CALI FINANCIAL G COM NEW 319395109 $1,385 237,581 SH DEFINED 1 0 237,581 0 FIRST CALI FINANCIAL G COM NEW 319395109 $2,920 500,826 SH DEFINED 1,2 0 500,826 0 FIRST CALI FINANCIAL G COM NEW 319395109 $3,085 529,228 SH DEFINED 3,4 0 529,228 0 FIRST CALI FINANCIAL G COM NEW 319395109 $1,513 259,574 SH DEFINED 0 259,574 0 FIRST FINANCIAL HLDGS COM 320239106 $141 12,811 SH DEFINED 1 0 12,811 0 FIRST FINANCIAL HLDGS COM 320239106 $1,006 91,420 SH DEFINED 3,4 0 91,420 0 FIRST HORIZON NATIONAL COM 320517105 $410 39,500 SH DEFINED 1 0 39,500 0 FIRST HORIZON NATIONAL COM 320517105 $502 48,400 SH DEFINED 1,2 0 48,400 0 FIRST INDUSTRIAL REALTY TR COM 32054K103 $259 21,003 SH DEFINED 1,2 0 21,003 0 FIRST NIAGARA FINANCIAL COM 33582V108 $432 43,905 SH DEFINED 1 0 43,905 0 FIRST NIAGARA FINANCIAL COM 33582V108 $500 50,800 SH DEFINED 1,2 0 50,800 0 FIRST NIAGARA FINANCIAL COM 33582V108 $4 387 SH DEFINED 0 387 0 FLUOR CORPORATION COM 343412102 $1,959 32,620 SH DEFINED 1,2 0 32,620 0 FORTUNE BRANDS HOME & COM 34964C106 $2,251 102,000 SH DEFINED 1,2 0 102,000 0 FOSTER WHEELER AG COM H27178104 $4,584 201,400 SH DEFINED 1,2 0 201,400 0 FULTON FINANCIAL CORP COM 360271100 $620 59,072 SH DEFINED 1 0 59,072 0 FULTON FINANCIAL CORP COM 360271100 $4,418 420,800 SH DEFINED 3,4 0 420,800 0 GARDNER DENVER INC COM 365558105 $11,197 177,666 SH DEFINED 1,2 0 177,666 0 GARDNER DENVER INC COM 365558105 $907 14,400 SH DEFINED 0 14,400 0 GENERAL CABLE CORPORATION COM 369300108 $13,183 453,350 SH DEFINED 1,2 0 453,350 0 GENERAL CABLE CORPORATION COM 369300108 $2,101 72,250 SH DEFINED 0 72,250 0 GREENHILL & CO., INC. COM 395259104 $454 10,408 SH DEFINED 1 0 10,408 0 GREENHILL & CO., INC. COM 395259104 $1,785 40,900 SH DEFINED 1,2 0 40,900 0 GREENHILL & CO., INC. COM 395259104 $4,809 110,200 SH DEFINED 3,4 0 110,200 0 GREENHILL & CO., INC. COM 395259104 $921 21,100 SH DEFINED 0 21,100 0 HALLIBURTON COMPANY COM 406216101 $2,303 69,400 SH DEFINED 1,2 0 69,400 0 HALLIBURTON COMPANY COM 406216101 $1,195 36,000 SH DEFINED 0 36,000 0 HARLEY-DAVIDSON INC COM 412822108 $22,128 450,850 SH DEFINED 1,2 0 450,850 0 HERITAGE OAKS BANCORP COM 42724R107 $509 100,000 SH DEFINED 1 0 100,000 0 HERITAGE OAKS BANCORP COM 42724R107 $436 85,670 SH DEFINED 1,2 0 85,670 0 HERITAGE OAKS BANCORP COM 42724R107 $226 44,330 SH DEFINED 0 44,330 0 HONEYWELL INTERNATIONAL COM 438516106 $9,960 163,150 SH DEFINED 1,2 0 163,150 0 HUDSON VALLEY HOLDING CORP COM 444172100 $539 33,438 SH DEFINED 1 0 33,438 0 HUDSON VALLEY HOLDING CORP COM 444172100 $817 50,659 SH DEFINED 1,2 0 50,659 0 HUDSON VALLEY HOLDING CORP COM 444172100 $3,822 236,969 SH DEFINED 3,4 0 236,969 0 HUDSON VALLEY HOLDING CORP COM 444172100 $422 26,158 SH DEFINED 0 26,158 0 HUNTINGTON BANCSHARES COM 446150104 $763 118,407 SH DEFINED 1 0 118,407 0 HUNTINGTON BANCSHARES COM 446150104 $472 73,200 SH DEFINED 1,2 0 73,200 0 HUNTINGTON BANCSHARES COM 446150104 $5,545 860,335 SH DEFINED 3,4 0 860,335 0 HUNTINGTON BANCSHARES COM 446150104 $244 37,800 SH DEFINED 0 37,800 0 IDEX CORP COM 45167R104 $1,942 46,100 SH DEFINED 1,2 0 46,100 0 INGERSOLL-RAND PLC SHS G47791101 $25,010 604,838 SH DEFINED 1,2 0 604,838 0 INGERSOLL-RAND PLC SHS G47791101 $1,389 33,600 SH DEFINED 0 33,600 0 ISHARES RUSSELL 2000 464287655 $3,155 38,100 SH DEFINED 1,2 0 38,100 0 ISTAR FINANCIAL INC. COM 45031U101 $224 30,850 SH DEFINED 1,2 0 30,850 0 JACOBS ENGINEERING GROUP COM 469814107 $611 13,780 SH DEFINED 1,2 0 13,780 0 JOHNSON CONTROLS, INC. COM 478366107 $2,693 82,900 SH DEFINED 1,2 0 82,900 0 JOHNSON CONTROLS, INC. COM 478366107 $1,393 42,900 SH DEFINED 0 42,900 0 JONES LANG LASALLE INC. COM 48020Q107 $467 5,600 SH DEFINED 1,2 0 5,600 0 JP MORGAN CHASE & CO. COM 46625H100 $502 10,920 SH DEFINED 1 0 10,920 0 JP MORGAN CHASE & CO. COM 46625H100 $35,114 763,688 SH DEFINED 1,2 0 763,688 0 JP MORGAN CHASE & CO. COM 46625H100 $989 21,504 SH DEFINED 0 21,504 0 KEYCORP COM 493267108 $13 1,500 SH DEFINED 1 0 1,500 0 KEYCORP COM 493267108 $3,337 392,600 SH DEFINED 3,4 0 392,600 0 KNIGHT TRANSPORTATION COM 499064103 $1,434 81,200 SH DEFINED 1,2 0 81,200 0 LAKELAND BANCORP, INC. COM 511637100 $1,659 168,462 SH DEFINED 0 168,462 0 LENDER PROCESSING SERVICES COM 52602E102 $1,909 73,441 SH DEFINED 1,2 0 73,441 0 LENNOX INTERNATIONAL INC. COM 526107107 $2,136 53,000 SH DEFINED 1,2 0 53,000 0 LENNOX INTERNATIONAL INC. COM 526107107 $1,104 27,400 SH DEFINED 0 27,400 0 M&T BANK CORPORATION COM 55261F104 $2,044 23,530 SH DEFINED 1,2 0 23,530 0 MANPOWER INC. WIS. COM 56418H100 $12,095 255,330 SH DEFINED 1,2 0 255,330 0 MANPOWER INC. WIS. COM 56418H100 $1,227 25,900 SH DEFINED 0 25,900 0 MASCO CORP. COM 574599106 $5,381 402,500 SH DEFINED 1,2 0 402,500 0 MASCO CORP. COM 574599106 $681 50,920 SH DEFINED 0 50,920 0 MCGRAW-HILL COMPANIES COM 580645109 $2,723 56,186 SH DEFINED 1,2 0 56,186 0 MILLER HERMAN INC. COM 600544100 $10,771 469,100 SH DEFINED 1,2 0 469,100 0 MILLER HERMAN INC. COM 600544100 $1,368 59,576 SH DEFINED 0 59,576 0 MOHAWK INDS. INC. COM 608190104 $12,969 195,000 SH DEFINED 1,2 0 195,000 0 MOHAWK INDS. INC. COM 608190104 $1,853 27,855 SH DEFINED 0 27,855 0 MORGAN STANLEY COM NEW 617446448 $664 33,817 SH DEFINED 1 0 33,817 0 MORGAN STANLEY COM NEW 617446448 $4,050 206,200 SH DEFINED 1,2 0 206,200 0 MORGAN STANLEY COM NEW 617446448 $4,684 238,500 SH DEFINED 3,4 0 238,500 0 MORGAN STANLEY COM NEW 617446448 $1,854 94,410 SH DEFINED 0 94,410 0 MYLAN INC. COM 628530107 $2,324 99,100 SH DEFINED 1,2 0 99,100 0 MYLAN INC. COM 628530107 $1,203 51,300 SH DEFINED 0 51,300 0 NAVISTAR INT'L CORP. COM 63934E108 $9,837 243,200 SH DEFINED 1,2 0 243,200 0 NAVISTAR INT'L CORP. COM 63934E108 $1,363 33,700 SH DEFINED 0 33,700 0 NCI BUILDING SYSTEMS INC. COM NEW 628852204 $1,669 145,043 SH DEFINED 1,2 0 145,043 0 NEW YORK COM BANCORP INC COM 649445103 $1,019 73,265 SH DEFINED 1,2 0 73,265 0 NORTH VALLEY BANCORP COM 66304M204 $737 59,918 SH DEFINED 1 0 59,918 0 NORTH VALLEY BANCORP COM 66304M204 $3,737 303,820 SH DEFINED 1,2 0 303,820 0 NORTH VALLEY BANCORP COM 66304M204 $3,807 309,536 SH DEFINED 0 309,536 0 ORRSTOWN FINANCIAL SERV COM 687380105 $155 17,655 SH DEFINED 1 0 17,655 0 ORRSTOWN FINANCIAL SERV COM 687380105 $549 62,552 SH DEFINED 3,4 0 62,552 0 OWENS CORNING INC. COM 690742101 $11,134 309,033 SH DEFINED 1,2 0 309,033 0 OWENS CORNING INC. COM 690742101 $1,626 45,120 SH DEFINED 0 45,120 0 PACCAR INC. COM 693718108 $1,873 40,000 SH DEFINED 1,2 0 40,000 0 PACWEST BANCORP COM 695263103 $1,033 42,500 SH DEFINED 1,2 0 42,500 0 PALMETTO BANCSHARES INC. COM NEW 697062206 $395 71,877 SH DEFINED 1 0 71,877 0 PALMETTO BANCSHARES INC. COM NEW 697062206 $1,391 252,846 SH DEFINED 1,2 0 252,846 0 PALMETTO BANCSHARES INC. COM NEW 697062206 $1,358 246,892 SH DEFINED 0 246,892 0 PENTAIR, INC. COM 709631105 $2,676 56,200 SH DEFINED 1,2 0 56,200 0 POOL CORP COM 73278L105 $6,901 184,425 SH DEFINED 1,2 0 184,425 0 POPULAR, INC. COM 733174106 $643 313,659 SH DEFINED 1 0 313,659 0 POPULAR, INC. COM 733174106 $1,535 748,600 SH DEFINED 1,2 0 748,600 0 POPULAR, INC. COM 733174106 $5,700 2,780,277 SH DEFINED 3,4 0 2,780,277 0 POPULAR, INC. COM 733174106 $793 386,640 SH DEFINED 0 386,640 0 PREFERRED BANK/LA COM NEW 740367404 $959 81,429 SH DEFINED 1 0 81,429 0 PREFERRED BANK/LA COM NEW 740367404 $2,996 254,368 SH DEFINED 1,2 0 254,368 0 PREFERRED BANK/LA COM NEW 740367404 $841 71,394 SH DEFINED 3,4 0 71,394 0 PREFERRED BANK/LA COM NEW 740367404 $1,553 131,840 SH DEFINED 0 131,840 0 PREMIERWEST BANCORP COM NEW 740921200 $10 4,997 SH DEFINED 1,2 0 4,997 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 $2 16 PUT DEFINED 1 0 16 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 $517 3,675 PUT DEFINED 3,4 0 3,675 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 $12 82 PUT DEFINED 1 0 82 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 $73 519 PUT DEFINED 1,2 0 519 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 $38 268 PUT DEFINED 0 268 0 REGIONS FINANCIAL CORP. COM 7591EP100 $1,223 185,538 SH DEFINED 1 0 185,538 0 REGIONS FINANCIAL CORP. COM 7591EP100 $7,288 1,105,900 SH DEFINED 1,2 0 1,105,900 0 REGIONS FINANCIAL CORP. COM 7591EP100 $8,726 1,324,150 SH DEFINED 3,4 0 1,324,150 0 REGIONS FINANCIAL CORP. COM 7591EP100 $707 107,300 SH DEFINED 0 107,300 0 ROBERT HALF INTL INC. COM 770323103 $1,748 57,700 SH DEFINED 1,2 0 57,700 0 ROCKWELL AUTOMATION INC. COM 773903109 $2,072 26,000 SH DEFINED 1,2 0 26,000 0 ROWAN COMPANIES, INC. COM 779382100 $1,633 49,600 SH DEFINED 1,2 0 49,600 0 ROWAN COMPANIES, INC. 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