13F-NT 1 13F_NT_AXF.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AXA FINANCIAL, INC. Address: 1290 Avenue of the Americas New York, New York 10104 13F File Number: 28-3344 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Allen Zabusky Title: Senior Vice President and Controller Phone: (201) 743-5327 Signature, Place, and Date of Signing: /s/ Allen Zabusky Jersey City, N.J. May 14, 2012 -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] (Please direct all questions to Dean Dubovy, (201) 743-5068 ) Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-3570 AXA 28-10562 AllianceBernstein FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: None Form 13F Information Table Value Total: None