0001167487-12-000002.txt : 20120213 0001167487-12-000002.hdr.sgml : 20120213 20120213165842 ACCESSION NUMBER: 0001167487-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 12599996 BUSINESS ADDRESS: STREET 1: 295 DEVONSHIRE STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 295 DEVONSHIRE STREET CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 dec11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment []; Amendment Number: This Amendment (Check one): [] is a restatement [] adds new holdings entries Institutional Investment Manager Filing this Report: Longfellow Investment Management Co. LLC 20 Winthrop Square Boston, MA 02110 13F File Number: 028-10136 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: David W. Seeley Title: Chairman Longfellow Investment Management Co. LLC Phone: 617-695-3504 Signature, Place, and date of signing: David W. Seeley, Boston, MA, February 13, 2011 Report Type: [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 90 Form 13F information Table Value Total: $116113 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 99 Cents Only Stores COM 65440K106 649 29550 SH SOLE 29550 Advanced Analogic Technologies COM 00752j108 1357 234750 SH SOLE 234750 American Dental Partners, Inc. COM 025353103 678 36000 SH SOLE 36000 Blackrock Credit Alloc III COM SHS 09249v103 767 72800 SH SOLE 72800 Blue Coat Systems, Inc. COM 09534T508 611 24000 SH SOLE 24000 Brooklyn Federal Bancorp, Inc. COM 114039100 167 196646 SH SOLE 196646 C&D Technologies Inc COM 124661208 642 65966 SH SOLE 65966 Central Vermont Public Service COM 155771108 1532 43650 SH SOLE 43650 Complete Production Services, COM 20453e109 1507 44900 SH SOLE 44900 Constellation Energy Group Inc COM 210371100 1388 35000 SH SOLE 35000 Delphi Financial Group, Inc. COM 247131105 1453 32800 SH SOLE 32800 DemandTec, Inc. COM 24802r506 1321 100300 SH SOLE 100300 Dollar Thrifty Automotive Grou COM 256743105 509 7250 SH SOLE 7250 Eaton Vance Senior Income Trus COM 27826s103 830 127044 SH SOLE 127044 Exelis Inc. COM 30162a108 99 10950 SH SOLE 10950 Goodrich Corporation COM 382388106 2029 16400 SH SOLE 16400 Harleysville Group Inc. COM 412824104 1114 19700 SH SOLE 19700 Healthspring, Inc. COM 42224n101 1963 36000 SH SOLE 36000 INX Inc. COM 46185W109 959 109717 SH SOLE 109717 Lowe's Companies, Inc. COM 548661107 693 27300 SH SOLE 27300 Magma Design Automation, Inc. COM 559181102 1230 171300 SH SOLE 171300 McCormick & Schmick's Seafood COM 579793100 914 104600 SH SOLE 104600 Morton's Restaurant Group, Inc COM 619430101 849 123400 SH SOLE 123400 Motorola Mobility Holdings Inc COM 620097105 1332 34340 SH SOLE 34340 Netlogic Microsystems Inc. COM 64118b100 1244 25100 SH SOLE 25100 Novellus Systems, Inc. COM 670008101 1082 26200 SH SOLE 26200 Pharmasset, Inc. COM 71715N106 1122 8750 SH SOLE 8750 Pinnacle Data Systems, Inc. COM 723454104 781 328133 SH SOLE 328133 Progress Energy, Inc. COM 743263105 1563 27900 SH SOLE 27900 RSC Holdings, Inc. COM 74972L102 1275 68900 SH SOLE 68900 RightNow Technologies COM 76657r106 1936 45300 SH SOLE 45300 S1 Corporation COM 78463B101 1252 130800 SH SOLE 130800 SonoSite, Inc. COM 83568G104 2057 38200 SH SOLE 38200 Southern Union Company COM 844030106 1030 24450 SH SOLE 24450 SuccessFactors, Inc. COM 864596101 1742 43700 SH SOLE 43700 Synovis Life Technologies, Inc COM 87162G105 1762 63300 SH SOLE 63300 Tekelec COM 879101103 141 12943 SH SOLE 12943 Temple-Inland Inc. COM 879868107 1421 44800 SH SOLE 44800 The Williams Companies, Inc. COM 969457100 1459 44200 SH SOLE 44200 Transatlantic Holdings, Inc. COM 893521104 1434 26200 SH SOLE 26200 WCA Waste Corporation COM 92926k103 553 85000 SH SOLE 85000 Winn-Dixie Stores, Inc. COM 974280307 942 100400 SH SOLE 100400 Xylem Inc. COM 98419m100 283 11000 SH SOLE 11000 GOLD FIELDS LTD-SPONS ADR ADR 38059T106 1164 76300SH SOLE N/A 1164 RIO TINTO PLC - SPON ADR ADR 767204100 672 13730SH SOLE N/A 672 ROYAL DUTCH SHELL ADR ADR 780259107 523 6885SH SOLE N/A 523 ROYAL DUTCH SHELL PLC-ADR A ADR 780259206 21 288SH SOLE N/A 21 VALE SA-SP ADR ADR 91912E105 326 15200SH SOLE N/A 326 AES CORP COM 00130H105 12 1000SH SOLE N/A 12 AGRIUM INC COM 008916108 530 7900SH SOLE N/A 530 ALPHA NATURAL RESOURCES INC COM 02076X102 90 4400SH SOLE N/A 90 ALTRIA GROUP INC COM 02209S103 1062 35819SH SOLE N/A 1062 BARRICK GOLD CORP COM 067901108 1036 22900SH SOLE N/A 1036 BOYD GAMING CORP COM 103304101 3 350SH SOLE N/A 3 CIT GROUP INC EQUITY COM 125581801 91 2604SH SOLE N/A 91 CHEVRON CORP COM 166764100 351 3300SH SOLE N/A 351 CITIGROUP INC COM 172967424 1 25SH SOLE N/A 1 CLIFFS NATURAL RESOURCES INC COM 18683K101 664 10650SH SOLE N/A 664 CONOCOPHILLIPS COM 20825C104 670 9200SH SOLE N/A 670 FREEPORT-MCMORAN COPPER COM 35671D857 112 3050SH SOLE N/A 112 GOLDCORP INC COM 380956409 1047 23670SH SOLE N/A 1047 HALLIBURTON CO COM 406216101 403 11675SH SOLE N/A 403 HECLA MINING CO COM 422704106 388 74200SH SOLE N/A 388 KINROSS GOLD CORP COM 496902404 37 3275SH SOLE N/A 37 MERCK & CO INC COM 58933Y105 34 905SH SOLE N/A 34 MOSAIC CO (THE) COM 61945C103 449 8900SH SOLE N/A 449 NATIONAL OILWELL VARCO INC COM 637071101 867 12750SH SOLE N/A 867 NEWMONT MINING CORP COM 651639106 1296 21600SH SOLE N/A 1296 PFIZER INC COM 717081103 167 7715SH SOLE N/A 167 PHILIP MORRIS INTERNATIONAL COM 718172109 77 975SH SOLE N/A 77 POTASH CORP OF SASKATCHEWAN COM 73755L107 303 7350SH SOLE N/A 303 PROSPECT CAPITAL CORPORATION COM 74348T102 65 7040SH SOLE N/A 65 SILVER WHEATON CORP COM 828336107 1014 35000SH SOLE N/A 1014 TECK RESOURCES LTD-CLS B COM 878742204 1035 29400SH SOLE N/A 1035 WILLIAMS COS INC COM 969457100 74 2250SH SOLE N/A 74 XCEL ENERGY INC COM 98389B100 73 2625SH SOLE N/A 73 TRANSOCEAN LTD REG SHS H8817H100 19 500SH SOLE N/A 19 ALERIAN MLP ETF ETP 00162Q866 1098 66092SH SOLE N/A 1098 ETFS SILVER TRUST ETP 26922X107 9549 346994SH SOLE N/A 9549 ISHARES S&P S/T NATL AMT ETP 464288158 1086 10173SH SOLE N/A 1086 ISHARES SILVER TRUST ETP 46428Q109 1844 68450SH SOLE N/A 1844 MARKET VECTORS GOLD MINERS ETP 57060U100 5362 104250SH SOLE N/A 5362 MARKET VECTORS COAL ETF ETP 57060U837 206 6400SH SOLE N/A 206 ETFS PLATINUM TRUST SH BEN INT 26922V101 1755 12733SH SOLE N/A 1755 ETFS PALLADIUM TRUST SH BEN INT 26923A106 1976 30608SH SOLE N/A 1976 MFS HIGH YIELD MUNICIPAL TRU SH BEN INT 59318E102 1531 324979SH SOLE N/A 1531 ETFS GOLD TRUST SHS 26922Y105 13212 85280SH SOLE N/A 13212 CENTRAL GOLDTRUST TR UNIT 153546106 15362 259630SH SOLE N/A 15362 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 245 17750SH SOLE N/A 245 UNITED STATES 12 MONTH OIL UNIT BEN INT 91288V103 539 12400SH SOLE N/A 539