0000899140-12-000128.txt : 20120214 0000899140-12-000128.hdr.sgml : 20120214 20120214134307 ACCESSION NUMBER: 0000899140-12-000128 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J. Goldman & Co LP CENTRAL INDEX KEY: 0001412741 IRS NUMBER: 133341919 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14489 FILM NUMBER: 12607323 BUSINESS ADDRESS: STREET 1: 510 MADISON AVENUE STREET 2: 26TH FLOOR CITY: New York STATE: NY ZIP: 10022 BUSINESS PHONE: 212-262-4200 MAIL ADDRESS: STREET 1: 510 MADISON AVENUE STREET 2: 26TH FLOOR CITY: New York STATE: NY ZIP: 10022 13F-HR 1 j7472635.txt REPORT FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: -- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: J. Goldman & Co., L.P. Address: 510 Madison Avenue New York, NY 10022 Form 13F File Number: 028-14489 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay G. Goldman Title: President Phone: (212) 262-4268 Signature, Place, and Date of Signing: /s/ Jay G. Goldman New York, NY February 14, 2012 ---------------------- ------------------------ --------------------------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------- Form 13F Information Table Entry Total: 153 -------- Form 13F Information Table Value Total: $313,422 -------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Other Included Managers: 13F File Number: 1. Jet Capital Investors, L.P. 28-11127 2. Old Bellows Partners L.P. N/A - 2 - FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY Sole Shared None AEGERION PHARMACEUTICALS INC CMN COM 00767E102 567 33,888 SH SOLE 33,888 ALPHA NATURAL RESOURCES, INC. CMN COM 02076X102 204 10,000 SH SOLE 10,000 AMARIN CORPORATION PLC SPONSORED AD SPONS ADR NEW 023111206 599 80,000 SH SOLE 80,000 AMERICAN EAGLE OUTFITTERS INC NEW COM 02553E106 4,281 280,000 SH SOLE 280,000 AMERICAN TOWER SYSTEMS CORP CL A 029912201 430 7,162 SH OTHER 1 0 7,162 ANN INC CMN COM 035623107 1,859 75,000 SH SOLE 75,000 ANTHERA PHARMACEUTICALS INC CMN COM 03674U102 491 80,000 SH SOLE 80,000 ASHLAND INC. CMN COM 044209104 4,287 75,000 SH SOLE 75,000 ASSISTED LIVING CONCEPTS, INC CMN C CL A NEW 04544X300 2,888 193,960 SH SOLE 193,960 BANKRATE, INC. CMN COM 06647F102 1,613 75,000 SH SOLE 75,000 BITAUTO HOLDINGS LIMITED SPONSORED SPONSORED ADR 091727107 1,160 290,000 SH SOLE 290,000 BLUE NILE, INC. CMN COM 09578R103 1,431 35,000 SH SOLE 35,000 BLYTH, INC. CMN COM NEW 09643P207 1,676 29,500 SH SOLE 29,500 BP P.L.C. SPONSORED ADR CMN SPONSORED ADR 055622104 4,472 104,625 SH OTHER 1 0 104,625 BRINKER INTERNATIONAL INC COM 109641100 401 15,000 SH SOLE 15,000 CAREFUSION CORPORATION CMN COM 14170T101 2,004 78,869 SH SOLE 78,869 CELADON GROUP INC COM COM 150838100 709 60,000 SH SOLE 60,000 CITI TRENDS, INC. CMN COM 17306X102 1,047 119,199 SH SOLE 119,199 CLEARWIRE CORPORATION CMN CLASS A CL A 18538Q105 1,896 977,559 SH SOLE 977,559 CLOROX CO COM COM 189054109 19,802 297,500 SH SOLE 297,500 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 192446102 643 10,000 SH SOLE 10,000 COLDWATER CREEK INC COM 193068103 1,298 1,100,000 SH SOLE 1,100,000 COLLECTIVE BRANDS, INC. CMN COM 19421W100 144 10,000 SH SOLE 10,000 CORE MARK HLDG CO INC CMN COM 218681104 3,450 87,118 SH SOLE 87,118 CSR PLC SPONSORED ADR CMN SPONSORED ADR 12640Y205 230 20,084 SH OTHER 1 0 20,084 CSX CORP COM 126408103 8,361 397,000 SH SOLE 397,000 DELTA AIR LINES, INC. CMN COM NEW 247361702 2,548 315,000 SH SOLE 315,000 DURECT CORP COM 266605104 343 290,500 SH SOLE 290,500 EBAY INC. CMN COM 278642103 4,140 136,500 SH SOLE 136,500 EL PASO CORP COM 28336L109 5,386 202,709 SH OTHER 1 0 202,709 ELECTRONIC ARTS CMN COM 285512109 4,958 240,700 SH SOLE 240,700 ENZON PHARMACEUTICALS INC COM 293904108 412 61,430 SH OTHER 1 0 61,430 EXPEDITORS INTL WASH INC COM COM 302130109 4,465 109,000 SH SOLE 109,000 EXPRESS, INC. CMN COM 30219E103 4,786 240,000 SH SOLE 240,000 FERRO CORP COM COM 315405100 245 50,000 SH SOLE 50,000 FREEPORT-MCMORAN COPPER & GOL CMN COM 35671D857 920 25,000 SH SOLE 25,000 GENPACT LIMITED CMN SHS G3922B107 3,738 250,000 SH SOLE 250,000 GOOGLE INC. CMN CLASS A CL A 38259P508 969 1,500 SH SOLE 1,500 GREEN MOUNTAIN COFFEE ROASTER INC COM 393122106 785 17,500 SH SOLE 17,500 HARVEST NATURAL RES. COM 41754V103 1,257 170,379 SH OTHER 1 134,398 35,981 HSN INC CMN COM 404303109 725 20,000 SH SOLE 20,000 HUB GROUP INC CL A 443320106 3,042 93,800 SH SOLE 93,800 INFOSYS LTD SPONSORED ADR CMN SPONSORED ADR 456788108 2,569 50,000 SH SOLE 50,000 INTERMUNE INC CMN COM 45884X103 2,041 162,000 SH SOLE 162,000 JM SMUCKER CO NEW COM NEW 832696405 391 5,000 SH SOLE 5,000 K V PHARMACEUTICAL CO CL A COM CL A 482740206 486 347,100 SH SOLE 347,100 KENNETH COLE PRODUCTIONS CL-A CL A 193294105 317 29,905 SH SOLE 29,905 KIRBY CORP CMN COM 497266106 1,514 23,000 SH SOLE 23,000 K-SWISS INC CL-A CL A 482686102 1,168 400,000 SH SOLE 400,000 LAM RESEARCH CORP COM COM 512807108 1,851 50,000 SH SOLE 50,000 LAS VEGAS SANDS CORP. CMN COM 517834107 4,807 112,500 SH SOLE 112,500 LYONDELLBASELL INDUSTRIES N.V CMN SHS - A N53745100 2,437 75,000 SH SOLE 75,000 MEDCOHEALTH SOLUTIONS INC. COM 58405U102 6,932 124,015 SH OTHER 1 0 124,015 MEDICINES COMPANY COM 584688105 12,116 650,000 SH SOLE 650,000 MELA SCIENCES INC CMN COM 55277R100 185 50,000 SH OTHER 2 0 50,000 MELCO CROWN ENTERTAINMENT LIM ADR C ADR 585464100 96 10,000 SH SOLE 10,000 MERU NETWORKS INC CMN COM 59047Q103 513 124,255 SH SOLE 124,255 METHANEX CORPORATION CMN COM 59151K108 6,869 301,000 SH SOLE 301,000 METROPCS COMMUNICATIONS, INC. CMN COM 591708102 2,896 333,671 SH SOLE 333,671 MICHAEL KORS HOLDINGS LIMITED CMN COM G60754101 3,270 120,000 SH SOLE 120,000 MICROSEMI CORP COM 595137100 2,412 143,990 SH SOLE 143,990 MOHAWK INDUSTRIES INC COM COM 608190104 299 5,000 SH SOLE 5,000 OCH-ZIFF CAPITAL MGMT, L.L.C. CMN CL A 67551U105 1,430 170,000 SH SOLE 170,000 ON SEMICONDUCTOR CORP COM 682189105 772 100,000 SH SOLE 100,000 ONYX PHARMACEUTICALS INC COM 683399109 1,714 39,000 SH SOLE 39,000 PACER INTL INC TENN COM 69373H106 1,805 337,302 SH SOLE 337,302 PANDORA MEDIA INC CMN COM 698354107 1,001 100,000 SH SOLE 100,000 POINTS INTL LTD CMN COM NEW 730843208 952 119,800 SH SOLE 119,800 PRECISION DRILLING TRUST CMN COM 2010 74022D308 2,257 220,000 SH SOLE 220,000 QIHOO 360 TECHNOLOGY CO. LTD. ADR C ADS 74734M109 4,472 285,000 SH SOLE 285,000 RTS/SANOFI-AVENTIS RIGHT EXP12/31/2020 12/31/2020 80105N113 219 182,491 SH OTHER 1 150,000 32,491 SANTARUS INC COM 802817304 4,128 1,247,238 SH SOLE 1,247,238 SHUTTERFLY, INC CMN COM 82568P304 3,869 170,000 SH SOLE 170,000 SIGA PHARMACEUTICALS INC CMN COM 826917106 354 140,623 SH OTHER 1 0 140,623 SINA CORPORATION CMN ORD G81477104 3,458 66,500 SH SOLE 66,500 SOUTHERN UNION COMPANY COM COM 844030106 3,544 84,164 SH OTHER 1 0 84,164 SPDR S&P 500 ETF TRUST SPDR TR UNIT 78462F103 33,743 268,871 SH SOLE 268,871 SPDR S&P RETAIL ETF ETF S&P RETAIL ETF 78464A714 7,567 144,000 SH SOLE 144,000 STARBUCKS CORP COM COM 855244109 460 10,000 SH SOLE 10,000 STONE ENERGY CORP COM COM 861642106 2,736 103,700 SH SOLE 103,700 SUNTRUST BANKS INC COM 867914103 885 50,000 SH SOLE 50,000 SWIFT TRANSPORTATION CO CMN CL A 87074U101 3,096 375,696 SH SOLE 375,696 SYCAMORE NETWORKS INC CMN COM NEW 871206405 1,041 58,160 SH SOLE 58,160 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 23,971 1,769,042 SH SOLE 1,769,042 THE ACTIVE NETWORK, INC CMN COM 00506D100 9,471 696,423 SH SOLE 696,423 TIVO INC COM 888706108 10,226 1,140,000 SH SOLE 1,140,000 UROPLASTY, INC. CMN COM NEW 917277204 918 216,000 SH SOLE 216,000 USA TRUCK INC COM COM 902925106 446 57,751 SH SOLE 57,751 VIRTUS INVESTMENT PARTNERS, I CMN COM 92828Q109 3,448 45,356 SH SOLE 45,356 WAL-MART STORES INC COM COM 931142103 2,988 50,000 SH SOLE 50,000 WALTER ENERGY INC CMN COM 93317Q105 515 8,500 SH SOLE 8,500 WERNER ENTERPRISES INC COM COM 950755108 1,808 75,000 SH SOLE 75,000 WESTERN DIGITAL CORP COM 958102105 2,321 75,000 SH SOLE 75,000 WTS/RETAIL OPPORTUNITY *W EXP INVEST EXP 1 10/23/201 76131N119 280 383,680 SH OTHER 1 0 383,680 WYNN RESORTS, LIMITED CMN COM 983134107 1,105 10,000 SH SOLE 10,000 XO GROUP INC CMN COM 983772104 1,001 120,000 SH SOLE 120,000 YAHOO INC COM 984332106 3,468 215,000 SH SOLE 215,000 AMERICAN EAGLE OUTFITTERS INC LISTED OPTION 02553E106 100 1,000 C SOLE 1,000 AMEX ENERGY SELECT INDEX LISTED OPTION 81369Y506 30 287 C OTHER 1 0 287 ASHLAND INC. LISTED OPTION 044209104 125 250 C SOLE 250 BAIDU INC. LISTED OPTION 056752108 234 350 C SOLE 350 BLACKSTONE GROUP L.P. (THE) LISTED OPTION 09253U108 450 2,750 C SOLE 2,750 BP P.L.C. LISTED OPTION 055622104 326 500 C SOLE 500 CATERPILLAR INC (DELAWARE) LISTED OPTION 149123101 82 125 C SOLE 125 CELANESE CORPORATION LISTED OPTION 150870103 94 200 C SOLE 200 CENTERPOINT ENERGY INC. LISTED OPTION 15189T107 9 140 C OTHER 1 0 140 CHENEIERE ENERGY INC LISTED OPTION 16411R208 9 3,420 C SOLE 3,420 CLIFFS NATURAL RESOURCES INC. LISTED OPTION 18683K101 42 150 C SOLE 150 CME GROUP INC LISTED OPTION 12572Q105 12 32 C OTHER 1 0 32 E*TRADE FINANCIAL CORPORATION LISTED OPTION 269246401 0 179 C OTHER 1 0 179 ENERGY TRANSFER EQUITY L P LISTED OPTION 29273V100 126 414 C OTHER 1 0 414 EXPRESS SCRIPTS INC LISTED OPTION 302182100 12 188 C OTHER 1 0 188 GENERAL MOTORS COMPANY LISTED OPTION 37045V100 818 3,100 C OTHER 2 3,000 100 GOLDMAN SACHS GROUP INC. (THE) LISTED OPTION 38141G104 46 125 C SOLE 125 HUNTSMAN CORP LISTED OPTION 447011107 10 4,000 C SOLE 4,000 INTERMUNE INC LISTED OPTION 45884X103 384 1,300 C SOLE 1,300 IRON MOUNTAIN INC (NEW) LISTED OPTION 462846106 1 196 C OTHER 1 0 196 J.P. MORGAN CHASE & CO LISTED OPTION 46625H100 101 300 C SOLE 300 KINDER MORGAN INC. LISTED OPTION 49456B101 38 173 C OTHER 1 0 173 LAS VEGAS SANDS CORP. LISTED OPTION 517834107 181 540 C SOLE 540 LORILLARD INC. LISTED OPTION 544147101 46 173 C OTHER 1 0 173 LULULEMON ATHLETICA INC. LISTED OPTION 550021109 267 875 C SOLE 875 MAKO SURGICAL CORP. LISTED OPTION 560879108 30 175 C SOLE 175 MCMORAN EXPLORATION INC LISTED OPTION 582411104 841 8,450 C SOLE 8,450 MEAD JOHNSON NUTRITION CO LISTED OPTION 582839106 1,110 2,000 C SOLE 2,000 MEDICINES COMPANY LISTED OPTION 584688105 267 1,200 C SOLE 1,200 METHANEX CORPORATION LISTED OPTION 59151K108 190 2,000 C SOLE 2,000 MOTOROLA MOBILITY HOLDINGS INC LISTED OPTION 620097105 0 12 C SOLE 12 NOVAGOLD RESOURCES INC. LISTED OPTION 66987E206 7 550 C SOLE 550 NUVASIVE INC. LISTED OPTION 670704105 9 63 C SOLE 63 PHARMASSET INC LISTED OPTION 71715N106 138 577 C OTHER 1 0 577 POWERSHARES QQQ TRUST LISTED OPTION 73935A104 559 1,750 C SOLE 1,750 QIHOO 360 TECHNOLOGY CO. LTD. LISTED OPTION 74734M109 455 2,000 C SOLE 2,000 RANGE RESOURCES CORP LISTED OPTION 75281A109 53 150 C SOLE 150 RTS/SANOFI-AVENTIS LISTED OPTION 80105N113 73 2,223 C SOLE 2,223 SINA CORPORATION LISTED OPTION G81477104 97 200 C SOLE 200 SPDR DOW JONES INDUSTRIAL LISTED OPTION 78467X109 906 2,250 C SOLE 2,250 SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 2,212 4,000 C SOLE 4,000 TAKE-TWO INTERACTIVE SOFTWARE LISTED OPTION 874054109 2 750 C SOLE 750 TIVO INC LISTED OPTION 88870610 1,186 15,854 C SOLE 15,854 UNIVERSAL DISPLAY CORP LISTED OPTION 91347P105 287 775 C SOLE 775 WALTER ENERGY INC LISTED OPTION 93317Q105 629 1,080 C SOLE 1,080 YAHOO INC LISTED OPTION 984332106 23 2,000 C SOLE 2,000 ABERCROMBIE & FITCH CO CL A LISTED OPTION 002896207 73 300 P SOLE 300 AMEX ENERGY SELECT INDEX LISTED OPTION 81369Y506 8 18 P OTHER 1 0 18 CARMAX INC LISTED OPTION 143130102 18 150 P SOLE 150 ISHARES FTSE XINHAU CHINA 25 LISTED OPTION 464287184 15 90 P SOLE 90 ISHARES RUSSELL 2000 INDEX LISTED OPTION 464287655 541 3,000 P SOLE 3,000 ITT EDUCATIONAL SERVICES INC LISTED OPTION 45068B109 109 150 P SOLE 150 NETFLIX COM INC LISTED OPTION 64110L106 11 100 P SOLE 100 REYNOLDS AMERICAN INC LISTED OPTION 761713106 2 90 P OTHER 1 0 90 SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 624 3,000 P SOLE 3,000 ZUMIEZ INC. LISTED OPTION 989817101 110 400 P SOLE 400