0000846797-12-000001.txt : 20120209 0000846797-12-000001.hdr.sgml : 20120209 20120209093000 ACCESSION NUMBER: 0000846797-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 EFFECTIVENESS DATE: 20120209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC CENTRAL INDEX KEY: 0000846797 IRS NUMBER: 310861689 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02462 FILM NUMBER: 12584606 BUSINESS ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 BUSINESS PHONE: 8003273656 MAIL ADDRESS: STREET 1: 3500 PENTAGON BLVD, SUITE 200 CITY: BEAVERCREEK STATE: OH ZIP: 45431 FORMER COMPANY: FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC DATE OF NAME CHANGE: 19990319 13F-HR 1 frm13f123111.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dean Investment Associates, LLC Address: 3500 Pentagon Tower, Suite 200 Beavercreek, OH 45431 13F File Number: 028-02462 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra E. Rindler Title: Chief Compliance Officer Phone: (800) 327-3656 Signature, Place, and Date of Signing: Feb 6, 2012 Debra E. Rindler Beavercreek, OH Feb 6, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number Other Included Manager: 1 Form 13F Information Table Entry Total: 186 Form 13F Information Table Value Total: 268099 List of Other Included Manager: No. Form 13F File Number Name 02 028-13367 Dean Capital Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Labs CS 002824100 4164 74046.00 SH Defined 02 62906.00 11140.00 Advance America Cash Advance C CS 00739W107 662 73915.00 SH Defined 02 73915.00 Advance Auto Parts Inc CS 00751Y106 226 3240.00 SH Defined 02 3055.00 185.00 Aeropostale CS 007865108 1468 96285.00 SH Defined 02 87300.00 8985.00 Aflac Inc Com CS 001055102 4709 108862.00 SH Defined 02 91247.00 17615.00 AGL Resources Inc CS 001204106 218 5155.00 SH Defined 02 4855.00 300.00 Albemarle Corp CS 012653101 285 5535.00 SH Defined 02 5210.00 325.00 American Equity Investment Lif CS 025676206 993 95504.00 SH Defined 02 95504.00 American Greetings Corp Cl A CS 026375105 1056 84408.00 SH Defined 02 84408.00 Amgen Inc CS 031162100 4211 65588.00 SH Defined 02 55068.00 10520.00 Amkor Technology Inc CS 031652100 474 108653.00 SH Defined 02 108653.00 Apache Corp CS 037411105 3816 42123.00 SH Defined 02 36072.00 6051.00 Arrow Electrs Inc CS 042735100 353 9424.00 SH Defined 02 8869.00 555.00 Ascena Retail Group Inc CS 04351G101 503 16917.00 SH Defined 02 16917.00 Assured Guaranty Ltd CS G0585R106 840 63893.00 SH Defined 02 63893.00 Atmos Energy Corp CS 049560105 245 7346.00 SH Defined 02 6916.00 430.00 Avon Prods Inc CS 054303102 266 15225.00 SH Defined 02 14330.00 895.00 Avx Corp CS 002444107 249 19495.00 SH Defined 02 19495.00 Baker Hughes Inc CS 057224107 3488 71702.69 SH Defined 02 61854.00 9848.69 Bank of NY Mellon CS 064058100 3638 182712.00 SH Defined 02 151807.00 30905.00 BBCN Bancorp Inc CS 073295107 501 53035.00 SH Defined 02 53035.00 Berkshire Hathaway Inc Cl B CS 084670702 1503 19695.00 SH Defined 02 14860.00 4835.00 Best Buy Inc CS 086516101 2835 121321.00 SH Defined 02 102701.00 18620.00 Big 5 Sporting Goods Corp CS 08915P101 545 52173.00 SH Defined 02 52173.00 Biomed Realty Trust Inc CS 09063H107 235 13020.00 SH Defined 02 12265.00 755.00 Blackrock Inc CS 09247X101 3967 22258.00 SH Defined 02 18828.00 3430.00 Briggs & Stratton Corp CS 109043109 502 32404.00 SH Defined 02 32404.00 Bryn Mawr Bank Corp CS 117665109 797 40907.00 SH Defined 02 40907.00 Chevron Corp CS 166764100 5494 51632.00 SH Defined 02 43605.00 8027.00 Cisco Sys Inc CS 17275R102 4256 235393.00 SH Defined 02 197618.00 37775.00 Cloud Peak Energy Inc CS 18911Q102 982 50818.00 SH Defined 02 50818.00 CNO Financial Group Inc CS 12621E103 620 98306.00 SH Defined 02 98306.00 Collective Brands Inc CS 19421W100 515 35856.00 SH Defined 02 35856.00 Commercial Metals Co CS 201723103 3698 267391.00 SH Defined 02 247896.00 19495.00 Computer Sciences Corp CS 205363104 2355 99367.00 SH Defined 02 83964.00 15403.00 ConocoPhillips CS 20825C104 6582 90326.00 SH Defined 02 76601.00 13725.00 Contango Oil & Gas Co CS 21075N204 882 15166.00 SH Defined 02 15166.00 Cooper Industries Plc Shs CS G24140108 248 4575.00 SH Defined 02 4310.00 265.00 Corn Prods Intl Inc CS 219023108 309 5871.00 SH Defined 02 5526.00 345.00 CR Bard CS 067383109 320 3745.00 SH Defined 02 3530.00 215.00 Cracker Barrel Old Country CS 22410J106 270 5350.00 SH Defined 02 5350.00 Crane Co CS 224399105 484 10357.00 SH Defined 02 10357.00 CSX Corp CS 126408103 231 10965.00 SH Defined 02 10330.00 635.00 Curtiss Wright Corp CS 231561101 679 19224.00 SH Defined 02 19224.00 CVS Caremark Corp CS 126650100 4292 105245.00 SH Defined 02 88620.00 16625.00 Darden Restaurants Inc CS 237194105 348 7637.00 SH Defined 02 7292.00 345.00 Datalink Corp CS 237934104 759 91834.00 SH Defined 02 91834.00 Dean Foods Co CS 242370104 543 48496.00 SH Defined 02 48496.00 Devon Energy Corp CS 25179M103 1051 16945.10 SH Defined 02 12434.00 4511.10 Diamond Hill Investment Grp CS 25264R207 600 8107.00 SH Defined 02 8107.00 Digital Rlty Trust Inc CS 253868103 2935 44018.00 SH Defined 02 40163.00 3855.00 Discover Finl Svcs CS 254709108 221 9195.00 SH Defined 02 8660.00 535.00 Dole Food Co Inc CS 256603101 997 115251.00 SH Defined 02 115251.00 Dr Pepper Snapple Group Inc CS 26138E109 235 5950.00 SH Defined 02 5605.00 345.00 EMCOR Group Inc CS 29084Q100 531 19823.00 SH Defined 02 19823.00 Emerson Elec Co CS 291011104 1395 29945.00 SH Defined 02 22495.00 7450.00 Exxon Mobil Corp CS 30231G102 5643 66578.00 SH Defined 02 55617.00 10961.00 Flowserve Corp CS 34354P105 298 3005.00 SH Defined 02 2830.00 175.00 FMC Corp CS 302491303 259 3012.00 SH Defined 02 2837.00 175.00 Forest Oil Corp CS 346091705 226 16670.00 SH Defined 02 15700.00 970.00 Foster Wheeler CS H27178104 526 27464.00 SH Defined 02 27464.00 Freeport-McMoRan Copper & Gold CS 35671D857 3529 95921.00 SH Defined 02 80461.00 15460.00 General Cable Corp CS 369300108 3193 127662.00 SH Defined 02 118112.00 9550.00 General Dynamics Corp CS 369550108 3623 54560.05 SH Defined 02 45852.00 8708.05 General Electric Co CS 369604103 5301 296001.21 SH Defined 02 252041.21 43960.00 Geoeye Inc CS 37250W108 1006 45265.00 SH Defined 02 45265.00 Georgia Gulf Corp CS 373200302 262 13457.00 SH Defined 02 13457.00 Gildan Activewear Inc CS 375916103 219 11655.00 SH Defined 02 10970.00 685.00 Greif Inc Cl A CS 397624107 3457 75888.00 SH Defined 02 70853.00 5035.00 Hancock Holding Co CS 410120109 523 16356.00 SH Defined 02 16356.00 Hanesbrands Inc CS 410345102 990 45307.00 SH Defined 02 45307.00 Health Care REIT Inc CS 42217K106 276 5055.00 SH Defined 02 4760.00 295.00 Health Mgmt Assoc Inc New Cl A CS 421933102 778 105507.00 SH Defined 02 105507.00 Healthsouth Corp CS 421924309 1011 57234.00 SH Defined 02 57234.00 Helen Of Troy Ltd CS G4388N106 774 25225.00 SH Defined 02 25225.00 Hewlett Packard Co CS 428236103 2672 103718.02 SH Defined 02 87063.02 16655.00 Hologic Inc CS 436440101 221 12645.00 SH Defined 02 11905.00 740.00 Horsehead Hldg Corp CS 440694305 245 27161.00 SH Defined 02 27161.00 Hospitality Properties Trust CS 44106M102 774 33684.00 SH Defined 02 33684.00 Host Hotels & Resorts CS 44107P104 162 10970.00 SH Defined 02 10335.00 635.00 Illinois Tool Wks Inc CS 452308109 1271 27220.00 SH Defined 02 20105.00 7115.00 Ingram Micro Inc CS 457153104 998 54891.00 SH Defined 02 54891.00 Inland Real Estate Corp CS 457461200 513 67451.00 SH Defined 02 67451.00 Innophos Holdings Inc CS 45774N108 241 4964.00 SH Defined 02 4964.00 Intel Corp CS 458140100 4552 187705.00 SH Defined 02 156390.00 31315.00 Interpublic Group Cos CS 460690100 272 27970.00 SH Defined 02 26345.00 1625.00 Intl Game Technology CS 459902102 228 13245.00 SH Defined 02 12480.00 765.00 Invesco Ltd CS G491BT108 329 16375.00 SH Defined 02 15420.00 955.00 Janus Cap Group Inc CS 47102X105 236 37432.00 SH Defined 02 37432.00 Jarden Corp CS 471109108 817 27328.00 SH Defined 02 27328.00 JM Smucker Co CS 832696405 274 3500.00 SH Defined 02 3295.00 205.00 Johnson & Johnson CS 478160104 3580 54583.00 SH Defined 02 45679.00 8904.00 JPMorgan Chase & Co CS 46625H100 4604 138477.59 SH Defined 02 116664.00 21813.59 Kaydon Corp CS 486587108 2177 71393.00 SH Defined 02 64558.00 6835.00 Keycorp CS 493267108 263 34155.00 SH Defined 02 32160.00 1995.00 Kimberly Clark Corp CS 494368103 1274 17314.00 SH Defined 02 13274.00 4040.00 L-3 Comm Hldgs Inc CS 502424104 1577 23650.41 SH Defined 02 17334.00 6316.41 Lexmark Intl CS 529771107 489 14783.00 SH Defined 02 14783.00 Linear Technology Corp CS 535678106 237 7905.00 SH Defined 02 7440.00 465.00 M&T Bank Corp CS 55261F104 211 2765.00 SH Defined 02 2605.00 160.00 Macquarie Infrastructure Co CS 55608B105 651 23301.00 SH Defined 02 23301.00 Macys Inc Com CS 55616P104 306 9520.00 SH Defined 02 8965.00 555.00 MainSource Financial Group Inc CS 56062Y102 533 60386.00 SH Defined 02 60386.00 Manpowergroup CS 56418H100 2913 81481.00 SH Defined 02 75491.00 5990.00 Mantech Intl Corp CS 564563104 818 26174.00 SH Defined 02 26174.00 McDonalds Corp CS 580135101 2077 20698.00 SH Defined 02 15888.00 4810.00 McGraw Hill CS 580645109 1859 41337.92 SH Defined 02 31118.00 10219.92 Meadwestvaco Corp CS 583334107 229 7635.00 SH Defined 02 7190.00 445.00 Medtronic Inc CS 585055106 4716 123307.00 SH Defined 02 102434.00 20873.00 Mens Wearhouse Inc CS 587118100 576 17777.00 SH Defined 02 17777.00 Meredith Corp CS 589433101 506 15488.00 SH Defined 02 15488.00 Metlife Inc CS 59156R108 3447 110537.07 SH Defined 02 95825.00 14712.07 Michael Bakercorp CS 057149106 486 24784.00 SH Defined 02 24784.00 Microsoft Corp CS 594918104 4224 162694.67 SH Defined 02 138803.00 23891.67 Molex Inc CS 608554101 270 11320.00 SH Defined 02 10660.00 660.00 Murphy Oil Corp CS 626717102 4264 76506.01 SH Defined 02 64753.00 11753.01 Myers Inds Inc CS 628464109 497 40269.00 SH Defined 02 40269.00 National Fuel Gas Co CS 636180101 253 4560.00 SH Defined 02 4290.00 270.00 Newfield Expl Co CS 651290108 2353 62354.00 SH Defined 02 56574.00 5780.00 Noble Energy Inc CS 655044105 337 3573.00 SH Defined 02 3368.00 205.00 Nucor Corp CS 670346105 1271 32120.00 SH Defined 02 23505.00 8615.00 One Liberty Properties Inc CS 682406103 631 38241.00 SH Defined 02 38241.00 Oshkosh Corp CS 688239201 273 12785.00 SH Defined 02 12785.00 Parker Drilling Co CS 701081101 745 103872.00 SH Defined 02 103872.00 Parker Hannifin Corp CS 701094104 2327 30523.00 SH Defined 02 27638.00 2885.00 PepsiCo Inc CS 713448108 4183 63040.00 SH Defined 02 53445.00 9595.00 Pfizer Inc CS 717081103 1932 89261.00 SH Defined 02 68626.00 20635.00 PNC Finl Svcs Group Inc CS 693475105 3260 56530.00 SH Defined 02 47540.00 8990.00 Primerica Inc CS 74164M108 514 22110.00 SH Defined 02 22110.00 PVH Corporation CS 693656100 229 3255.00 SH Defined 02 3065.00 190.00 QLogic Corp CS 747277101 503 33501.00 SH Defined 02 33501.00 Radioshack Corp CS 750438103 640 65875.00 SH Defined 02 65875.00 Regal Beloit Corp CS 758750103 484 9500.00 SH Defined 02 9500.00 Regis Corp Minn CS 758932107 253 15265.00 SH Defined 02 15265.00 Reinsurance Group Of America CS 759351604 266 5100.00 SH Defined 02 4800.00 300.00 Rent A Center Inc CS 76009N100 506 13665.00 SH Defined 02 13665.00 Republic Svcs Inc CS 760759100 204 7393.00 SH Defined 02 6963.00 430.00 SeaChange Intl Inc CS 811699107 707 100500.00 SH Defined 02 100500.00 Sinclair Broadcast Group Inc CS 829226109 2243 197981.00 SH Defined 02 183356.00 14625.00 Solutia Inc CS 834376501 795 46033.00 SH Defined 02 46033.00 Spectrum Brands Holdings Inc CS 84763R101 754 27533.00 SH Defined 02 27533.00 SPX Corp CS 784635104 281 4655.00 SH Defined 02 4385.00 270.00 Stancorp Finl Group Inc Com CS 852891100 875 23797.00 SH Defined 02 23797.00 Staples Inc CS 855030102 233 16760.00 SH Defined 02 15790.00 970.00 State Bank Financial Corp CS 856190103 496 32815.00 SH Defined 02 32815.00 State Street CS 857477103 4358 108112.76 SH Defined 02 90912.76 17200.00 Stifel Finl Corp CS 860630102 255 7955.00 SH Defined 02 7955.00 Stryker Corp CS 863667101 3161 63582.91 SH Defined 02 53602.00 9980.91 SuperValu Inc CS 868536103 956 117737.00 SH Defined 02 117737.00 Synopsys Inc CS 871607107 376 13830.00 SH Defined 02 13025.00 805.00 Sysco Corp CS 871829107 3567 121604.00 SH Defined 02 102072.00 19532.00 TCF Financial Corp CS 872275102 1044 101143.00 SH Defined 02 101143.00 Tech Data Corp CS 878237106 858 17361.00 SH Defined 02 17361.00 Teleflex Inc CS 879369106 267 4360.00 SH Defined 02 4115.00 245.00 Tenneco Inc CS 880349105 503 16892.00 SH Defined 02 16892.00 Terex Corp CS 880779103 797 59002.00 SH Defined 02 59002.00 Thomas & Betts Corp CS 884315102 279 5111.00 SH Defined 02 5111.00 Torchmark Corp CS 891027104 2561 59023.00 SH Defined 02 53591.50 5431.50 Towers Watson & Co CS 891894107 215 3595.00 SH Defined 02 3390.00 205.00 Triumph Group Inc CS 896818101 864 14790.00 SH Defined 02 14790.00 UnitedHealth Group Inc CS 91324P102 1488 29354.46 SH Defined 02 21981.00 7373.46 Unum Group CS 91529Y106 261 12385.00 SH Defined 02 11655.00 730.00 US Bancorp CS 902973304 3488 128929.27 SH Defined 02 110125.00 18804.27 VCA Antech, Inc. CS 918194101 856 43362.00 SH Defined 02 43362.00 Veeco Instrs Inc CS 922417100 487 23399.00 SH Defined 02 23399.00 Verizon CS 92343V104 1784 44454.17 SH Defined 02 33951.17 10503.00 Vishay Intertechnology Inc CS 928298108 650 72255.00 SH Defined 02 72255.00 Wal Mart Stores Inc CS 931142103 3648 61042.00 SH Defined 02 51197.00 9845.00 Weingarten Realty Investors CS 948741103 240 10980.00 SH Defined 02 10345.00 635.00 Wells Fargo & Co CS 949746101 3027 109841.00 SH Defined 02 92436.00 17405.00 Whirlpool Corp CS 963320106 2258 47590.00 SH Defined 02 43160.00 4430.00 Willis Group Hldgs Ltd CS g96666105 260 6710.00 SH Defined 02 6320.00 390.00 WMS Inds Inc CS 929297109 506 24649.00 SH Defined 02 24649.00 WR Berkley Corp CS 084423102 212 6179.00 SH Defined 02 5814.00 365.00 Zimmer Hldgs Inc CS 98956P102 206 3850.00 SH Defined 02 3625.00 225.00 Zions Bancorporation CS 989701107 210 12925.00 SH Defined 02 12175.00 750.00 Toyota Motor Corp AD 892331307 3317 50166 SH Defined 02 42274 7892 Calamos Conv & High Income Fd EF 12811P108 893 77230.0000 SH Defined 02 77230.0000 Cohen & Steers Reit & Pfd Incm EF 19247X100 1012 71510.0000 SH Defined 02 71510.0000 iShares Russell 1000 Value EF 464287598 967 15235.0000 SH Defined 02 15235.0000 iShares S&P Natl AMT-Free Muni EF 464288414 1808 16700.0000 SH Defined 02 12705.0000 3995.0000 LMP Corp Loan Fund Inc EF 50208B100 6048 544369.0000 SH Defined 02 470850.0000 73519.0000 ProShares Russell 2000 EF 74347R826 5889 198400.0000 SH Defined 02 198400.0000 Proshares Tr Pshs Shrt S&P500 EF 74347R503 2795 69170.0000 SH Defined 02 69170.0000 SPDR S&P 500 ETF Tr Tr Unit EF 78462F103 284 2259.3003 SH Sole 2259.3003 Tortoise Energy Capital Corp EF 89147U100 4837 180301.1672 SH Defined 02 151765.5306 28535.6366