0001105907-12-000006.txt : 20120213 0001105907-12-000006.hdr.sgml : 20120213 20120213164920 ACCESSION NUMBER: 0001105907-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 12599855 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r13f123111.txt DECEMBER 31 HOLDINGS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31,2011 Check here if Amendment [ ]; Amendment Number: 1 This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bard Associates Inc. Address: 135 South LaSalle Street, Suite 3700 Chicago, IL 60603 Form 13F File Number: 28-11597 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tim Johnson Title: President Phone: 312-782-9600 Signature, Place, and Date of Signing: /s/ Tim Johnson Chicago, IL FEBRUARY 13,2012 [Signature] [City, State] [Date] Report Type (Check only one.): [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 178 Form 13F Information Table Value Total: $ 183,164 (thousands) List of Other Included Managers: None DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/2011 VOTING VOTING VOTING NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS) ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE ABAXIS INC ABAX COMMON 002567105 997 36,036 X 3,000 33,036 ACACIA RESH CORP ACTG COMMON 003881307 1,046 28,650 X 1,500 27,150 ACME UTD CORP ACU COMMON 004816104 1,627 171,268 X 4,000 167,268 ADEONA PHARMA COMMON 00685T108 17 13,399 X 6,899 6,500 ADVANTAGE OIL & GAS A COMMON 00765F101 421 101,810 X 0 101,810 ALLIANCE RESOURCES COMMON 01877R108 3,101 41,030 X 0 41,030 ASHFORD 8.45% D AHT-P PREFERR 044103406 794 33,975 X 0 33,975 ASTROTECH CORP ASTC COMMON 046484101 423 753,247 X 60,000 693,247 ASURE SOFTWARE INC AS COMMON 04649U102 416 65,350 X 5,500 59,850 ATLAS ENERGY COMMON 049298102 894 36,785 X 0 36,785 ATLAS PIPELINE COMMON 049392103 2,154 57,990 X 0 57,990 AUTOMATED BENEFITS CO COMMON 05280P104 20 75,000 X 0 75,000 BAJA MINING CORP BAJ. COMMON 05709R103 722 922,850 X 60,000 862,850 BALCHEM CORP BCPC COMMON 057665200 3,658 90,244 X 5,062 85,182 BERKSHIRE HATHAWAY BR COMMON 084670702 1,156 15,154 X 0 15,154 BOSTON BEER INC SAM COMMON 100557107 501 4,615 X 0 4,615 BOWL AMER INC BWL COMMON 102565108 638 51,040 X 0 51,040 BREITBURN ENERGY COMMON 106776107 1,665 87,310 X 0 87,310 BRIDGELINE SOFTWARE B COMMON 10807Q205 181 302,250 X 40,000 262,250 BURCON NUTRASCIENCE B COMMON 120831102 564 78,875 X 3,000 75,875 CAMDEN PPTY TR CPT REAL ES 133131102 201 3,222 X 0 3,222 CAPITAL LEASING FDG L REAL ES 140288101 160 39,635 X 0 39,635 CAPITAL PROD PTNRS COMMON Y11082107 1,019 166,267 X 0 166,267 CARRIAGE SVCS 7.00% C PREFERR 14444T309 1,988 46,775 X 0 46,775 CARRIAGE SVCS INC CSV COMMON 143905107 1,303 232,675 X 6,000 226,675 CASUAL MALE RETAIL GR COMMON 148711302 416 121,617 X 15,000 106,617 CE FRANKLIN LTD CFK COMMON 125151100 415 51,035 X 0 51,035 CEDAR FAIR COMMON 150185106 1,188 55,245 X 0 55,245 CELADON GROUP INC CGI COMMON 150838100 520 44,069 X 6,000 38,069 CGX ENERGY INC CGXEF COMMON 125405100 647 620,500 X 30,000 590,500 COGDELL SPENCER INC C REAL ES 19238U107 196 46,055 X 0 46,055 COMMONWEALTH 7.000% C PREFERR 203233309 264 10,790 X 0 10,790 COMMONWEALTH CWH REAL ES 203233101 988 59,371 X 0 59,371 CORPORATE OFF PPTYS T REAL ES 22002T108 626 29,465 X 0 29,465 CRIMSON EXPLORATION C COMMON 22662K207 795 277,875 X 10,000 267,875 CUMBERLAND PHARMACEUT COMMON 230770109 448 83,240 X 0 83,240 CURRENCYSHS JAPAN YEN MUTUAL 23130A102 425 3,323 X 0 3,323 DAKTRONICS DAKT COMMON 234264109 1,586 165,745 X 9,700 156,045 DHX MEDIA LTD DHX.T COMMON 252406103 421 587,800 X 40,000 547,800 DORCHESTER MINERALS COMMON 25820R105 2,028 89,495 X 0 89,495 DOUBLE EAGLE 9.25% A PREFERR 258570407 1,205 46,480 X 0 46,480 DYNAMICS RESH CORP DR COMMON 268057106 153 13,510 X 0 13,510 DYNAVOX INC DVOX COMMON 26817F104 481 132,150 X 4,000 128,150 ENSIGN GROUP INC ENSG COMMON 29358P101 2,049 83,645 X 5,625 78,020 ENVIROSTAR INC EVI COMMON 29414M100 503 408,904 X 30,000 378,904 EQUITY LIFESTL 8.034% PREFERR 29472R207 1,320 52,150 X 0 52,150 EVOLUT PETRO 8.50% A PREFERR 30049A206 1,206 44,275 X 0 44,275 EVOLUTION PETROLEUM E COMMON 30049A107 4,056 503,819 X 30,400 473,419 EXCEL MARITIME CARRIE COMMON V3267N107 47 32,098 X 0 32,098 FID/CLAY MLP FMO COMMON 31647Q106 298 13,899 X 0 13,899 FID/CLAY PFD FFC PREFERR 338478100 784 44,875 X 0 44,875 FIRST MAJESTIC SILVER COMMON 32076V103 2,893 171,775 X 13,650 158,125 FIRST POTOMAC 7.75% A PREFERR 33610F307 1,089 42,925 X 0 42,925 FIRST POTOMAC RLTY TR REAL ES 33610F109 705 54,055 X 0 54,055 FLEXIBLE SOLUTIONS FS COMMON 33938T104 1,143 508,025 X 10,000 498,025 GASTAR EXPLOR 8.62% A PREFERR 36729P207 924 47,495 X 0 47,495 GENERAL FINANCE CORP COMMON 369822101 535 202,050 X 4,000 198,050 GLACIER WATER 9.06% A PREFERR 376398202 723 29,815 X 0 29,815 GLADSTONE COML CORP G REAL ES 376536108 1,354 77,139 X 0 77,139 GLOBAL AIRCRAFT SOL G COMMON 378964100 0 50,650 X 0 50,650 GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 328 666,000 X 0 666,000 GMX BONDS 32.50 5.00% CONVERT 38011MAB4 294 452,000 X 0 452,000 GOLDCORP INC NEW GG COMMON 380956409 2,164 48,908 X 4,300 44,608 GRACE ACQUI 8.75% WGC PREFERR 982568206 17 26,080 X 0 26,080 GRAMERCY 8.125% A GKK PREFERR 384871307 592 23,600 X 0 23,600 GRAN TIERRA ENERGY IN COMMON 38500T101 237 49,478 X 0 49,478 GSE SYS INC GVP COMMON 36227K106 827 424,215 X 20,000 404,215 H & Q LIFE SCIENCES H MUTUAL 404053100 592 51,647 X 0 51,647 HAIN CELESTIAL GROUP COMMON 405217100 932 25,411 X 2,000 23,411 HALLADOR ENERGY HNRG COMMON 40609P105 2,197 221,240 X 5,000 216,240 HARVARD BIOSCIENCE HB COMMON 416906105 1,541 398,100 X 10,000 388,100 HEALTH CARE REIT INC REAL ES 42217K106 1,858 34,077 X 0 34,077 HENRY JACK & ASSOC JK COMMON 426281101 614 18,270 X 0 18,270 HUDSON TECHNOLOGIES I COMMON 444144109 837 577,200 X 20,000 557,200 ICON PUB LTD CO ICLR COMMON 45103T107 209 12,200 X 0 12,200 IDEX CORP IEX COMMON 45167R104 711 19,167 X 0 19,167 II-VI INC IIVI COMMON 902104108 4,621 251,699 X 7,800 243,899 IMAGE SENSING SYS INC COMMON 45244C104 516 79,135 X 3,000 76,135 INTEST CORP INTT COMMON 461147100 1,114 400,760 X 15,000 385,760 INVENTURE FOODS INC S COMMON 461212102 101 26,900 X 0 26,900 ISHARES SILVER TRUST MUTUAL 46428Q109 1,008 37,410 X 0 37,410 ITERIS INC ITI COMMON 46564T107 17 13,100 X 0 13,100 J ALEXANDER CORP JAX COMMON 466096104 813 130,037 X 12,500 117,537 JAPAN SMALLER CAPTL J FOREIGN 47109U104 180 25,133 X 0 25,133 KAYNE ANDERSON MLP KYN MUTUAL 486606106 997 32,820 X 0 32,820 KENSEY NASH CORP KNSY COMMON 490057106 1,157 60,290 X 2,000 58,290 KIMCO PFD H 7.90% H K PREFERR 49446R828 964 35,200 X 0 35,200 KMG CHEMICALS INC KMG COMMON 482564101 2,305 133,485 X 5,000 128,485 KRATOS DEFENSE & SEC COMMON 50077B207 915 153,214 X 7,000 146,214 LASALLE HOTEL 7.50% H PREFERR 517942702 1,146 46,825 X 0 46,825 LASALLE HOTEL PPTY LH REAL ES 517942108 359 14,825 X 0 14,825 LAYNE CHRISTENSEN CO COMMON 521050104 669 27,640 X 2,100 25,540 LEXINGTON CORP 8.05% PREFERR 529043200 809 32,415 X 0 32,415 LEXINGTON PPTYS LXP REAL ES 529043101 362 48,356 X 0 48,356 LIME ENERGY CO LIME COMMON 53261U205 417 131,152 X 5,000 126,152 LINN ENERGY LLC LINE COMMON 536020100 518 13,665 X 0 13,665 LITTLEFIELD CORP LTFD COMMON 537590101 24 45,600 X 0 45,600 LUMINA COPPER LCC.V COMMON 55025N104 5,557 427,575 X 30,000 397,575 MAC-GRAY CORP TUC COMMON 554153106 808 58,620 X 6,000 52,620 MAGNUM HUN RE 10.25% PREFERR 55973B201 981 38,870 X 0 38,870 MAGNUM HUNTER MHR COMMON 55973B102 1,079 200,242 X 3,964 196,278 MARTEN TRANS LTD MRTN COMMON 573075108 658 36,575 X 0 36,575 MARTIN MIDSTREAM COMMON 573331105 1,399 40,615 X 0 40,615 MEDICAL PPTYS TRUST I REAL ES 58463J304 1,146 116,115 X 0 116,115 MEDICIS PHARMACEUTICA COMMON 584690309 1,304 39,233 X 0 39,233 MERGE HEALTHCARE INC COMMON 589499102 574 118,416 X 8,000 110,416 MILLER INDS INC TENN COMMON 600551204 973 61,860 X 0 61,860 MOCON INC MOCO COMMON 607494101 1,843 115,217 X 5,000 110,217 MONMOUTH REAL ESTATE REAL ES 609720107 1,605 175,380 X 0 175,380 MPG OFFICE 7.625% A M PREFERR 553274200 333 26,660 X 0 26,660 MV GOLD STX ETF GDX MUTUAL 57060U100 556 10,815 X 0 10,815 MV JR GOLD MINERS GDXJ MUTUAL 57060U589 630 25,500 X 0 25,500 NATURAL RES PTNRS COMMON 63900P103 954 35,180 X 0 35,180 NCI INC NCIT COMMON 62886K104 683 58,605 X 3,000 55,605 NEOGENOMICS INC NGNM COMMON 64049M209 818 584,250 X 50,000 534,250 NEWMONT MNG CORP NEM COMMON 651639106 498 8,300 X 1,600 6,700 NGP CAP RES CO NGPC MUTUAL 62912R107 310 43,165 X 0 43,165 NORTHERN OIL & GAS NO COMMON 665531109 2,151 89,700 X 3,000 86,700 NOVELOS THERAPEUTICS COMMON 67000M209 272 618,248 X 50,000 568,248 OCULUS INNOVATIVE SCI COMMON 67575P108 839 798,900 X 25,000 773,900 PARAMOUNT GOLD & SILV COMMON 69924P102 857 400,500 X 20,000 380,500 PICO HLDGS INC PICO COMMON 693366205 2,563 124,551 X 5,000 119,551 POWERSHS DB AG DBA MUTUAL 73936B408 725 25,087 X 0 25,087 POWERSHS SMCAP UTIL COMMON 73937B837 1,914 62,255 X 0 62,255 PREFERRED APT COMM AP REAL ES 74039L103 812 134,220 X 0 134,220 PRIVATEBANC 10.00% A PREFERR 74272L208 1,083 42,305 X 0 42,305 PS AGRI LG ETN AGF MUTUAL 25154H533 705 37,675 X 0 37,675 PSIVIDA CORP PSDV COMMON 74440J101 95 85,284 X 20,000 65,284 PURE TECHNOLOGIES LTD COMMON 745915108 906 350,200 X 20,000 330,200 PURECYCLE CORP PCYO COMMON 746228303 241 128,075 X 0 128,075 QUADRANT 4 SYSTEMS QF COMMON 74735A104 479 1,915,319 X 35,000 1,880,319 QUAKER CHEM CORP KWR COMMON 747316107 1,496 38,465 X 2,000 36,465 QUALSTAR CORP QBAK COMMON 74758R109 533 280,710 X 20,000 260,710 RAND LOGISTICS CORP R COMMON 752182105 1,533 235,516 X 20,000 215,516 RCM TECHNOLOGIES INC COMMON 749360400 531 102,485 X 10,000 92,485 ROYAL GOLD INC RGLD COMMON 780287108 1,477 21,900 X 1,500 20,400 ROYCE MICRO TRUST COMMON 780915104 2,299 262,190 X 0 262,190 SAN JUAN ROYALTY COMMON 798241105 2,154 94,650 X 0 94,650 SAUL CENTERS 8.00% A PREFERR 804095200 773 29,890 X 0 29,890 SCIENTIFIC LEARNING S COMMON 808760102 1,092 435,012 X 10,250 424,762 SEABRIDGE GOLD INC SA COMMON 811916105 1,033 64,120 X 0 64,120 SEASPAN CORP SSW COMMON Y75638109 869 63,535 X 3,000 60,535 SENIOR HSG PPTYS SNH REAL ES 81721M109 366 16,290 X 0 16,290 SILVER WHEATON CORP S COMMON 828336107 2,320 80,113 X 1,850 78,263 SMARTPROS LTD SPRO COMMON 83171G103 249 133,400 X 5,000 128,400 SPARTON CORP SPA COMMON 847235108 1,534 176,275 X 7,000 169,275 SPDR GOLD TRUST COMMON 78463V107 261 1,716 X 0 1,716 SPECTRUM PHARMA SPPI COMMON 84763A108 1,850 126,425 X 3,500 122,925 STANDARD PARKING CORP COMMON 853790103 1,854 103,735 X 4,000 99,735 STAR BUFFET INC STRZ COMMON 855086104 9 62,610 X 0 62,610 STERICYCLE INC SRCL COMMON 858912108 4,204 53,950 X 3,200 50,750 STORM CAT ENERGY CORP COMMON 862168101 0 196,700 X 0 196,700 STRATEGIC HTL 8.25% C PREFERR 86272T502 1,029 36,105 X 0 36,105 SUNOPTA INC STKL COMMON 8676EP108 932 193,315 X 10,000 183,315 SYNOVIS LIFE TECH SYN COMMON 87162G105 1,713 61,564 X 5,000 56,564 T3 H WARR $3.00 5/13/ WARRANT 89853X116 5 182,100 X 5,000 177,100 T3 I WARR $3.50 5/13/ WARRANT 89853X124 9 182,100 X 5,000 177,100 T3 MOTION INC TTTM COMMON 89853X306 103 224,300 X 15,000 209,300 TARGA RESOURCES COMMON 87611X105 2,190 58,750 X 0 58,750 TEAM INC TISI COMMON 878155100 3,099 104,170 X 6,000 98,170 TORTOISE CAP RES TTO MUTUAL 89147N304 1,729 214,485 X 4,000 210,485 TORTOISE MLP FD NTG MUTUAL 89148B101 2,518 97,697 X 0 97,697 TRIANGLE PETROLEUM TP COMMON 89600B201 2,987 500,360 X 23,283 477,077 TSAKOS ENERGY NAVIGAT COMMON G9108L108 49 10,285 X 0 10,285 TYLER TECHNOLOGIES TY COMMON 902252105 2,883 95,750 X 3,000 92,750 U M H PROPERTIES UMH REAL ES 903002103 584 62,675 X 0 62,675 U S PHYSICAL THERAPY COMMON 90337L108 1,772 90,023 X 3,000 87,023 UROPLASTY INC UPI COMMON 917277204 1,273 299,622 X 15,000 284,622 US NATL GAS UNG MUTUAL 912318102 169 26,177 X 0 26,177 VANGUARD NAT RES COMMON 92205F106 1,544 55,870 X 0 55,870 VASCO DATA SEC INTL I COMMON 92230Y104 69 10,610 X 2,500 8,110 WAVE SYSTEMS CORP WAV COMMON 943526301 781 360,125 X 20,000 340,125 WCA WASTE CORP WCAA COMMON 92926K103 603 92,645 X 7,000 85,645 WORLDWIDE ENERGY WEMU COMMON 98158R104 50 135,000 X 0 135,000 WESDOME GOLD MINES WD COMMON 95083R100 837 568,575 X 20,000 548,575 WILLDAN GROUP INC WLD COMMON 96924N100 1,206 304,544 X 15,000 289,544 WORLDWIDE ENERGY WEMU COMMON 98158R104 36 96,625 X 0 96,625 YAMANA GOLD INC AUY COMMON 98462Y100 1,143 77,803 X 4,470 73,333 183,164