0001193125-12-060760.txt : 20120214
0001193125-12-060760.hdr.sgml : 20120214
20120214161252
ACCESSION NUMBER: 0001193125-12-060760
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: S Squared Technology, LLC
CENTRAL INDEX KEY: 0001322924
IRS NUMBER: 010622776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11372
FILM NUMBER: 12609896
BUSINESS ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 421-2155
MAIL ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d298063d13fhr.txt
13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 31, 2011
Check here if Amendment [_]; Amendment Number:
--------------------------------
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S Squared Technology, LLC
Address: 515 Madison Avenue
New York, NY 10022
Form 13F File Number: 28-11372
The Institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Seymour L. Goldblatt
Title: Managing Member
Phone: 212-421-2155
Signature, Place, and Date of Signing:
/s/ Seymour L. Goldblatt New York, New York February 14, 2012
-----------------------
[Signature]
S Squared Technology, LLC (SEC File No. 801-63753) and S Squared Capital II
Management, LLC (SEC File No. 801-63785) are related SEC registered investment
advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities
serves as investment adviser to one or more clients. The same personnel make
investment decisions with respect to the securities set forth on the Form 13F
filed by S Squared Technology, LLC for all of the clients of each of the Adviser
Entities.
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] NONE
================================================================================
FORM 13F SUMMARY PAGE
Report Summary
Number of other Included Managers: 1
Form 13F Information Table Entry Total: 84
Form 13F Information Table Value Total: $467,018
(thousands)
List of Other Included Managers: S Squared Capital II Management, LLC
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
01 - S Squared Capital II Management, LLC
FORM 13F (SEC USE ONLY)
Page 1 of 4 Name of Reporting Manager S SQUARED TECHNOLOGY, LLC
December 31, 2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
Name of Issuer Title CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares)
of Number Market Principal See Instr.
class Value Amount V
(x$1000)
(a) (b) (c) (a) Sole (b) Shared (c) None
Sole Shared Shared-
-As Other
Defined
in
Instr.
V
ABSOLUTE SOFTWARE
CORPORATION COM 00386B109 9,289 1,950,400 SH X 1,950,400
ACCENTURE PLC COM G1151C101 1,107 20,800 SH X 20,800
ALLSCRIPTS HEALTHCARE
SOLUTION COM 01988P108 1,919 101,310 SH X 01 101,310
ATMEL CORP COM 049513104 4,956 611,800 SH X 01 611,800
AVAGO TECHNOLOGIES COM Y0486S104 5,908 204,700 SH X 01 204,700
BMC SOFTWARE INC COM 055921100 11,181 341,100 SH X 01 341,100
CALIX INC COM 13100M509 5,209 805,100 SH X 805,100
CALLIDUS SOFTWARE COM 13123E500 16,602 2,585,983 SH X 01 2,585,983
CIENA COM 171779101 7,552 624,100 SH X 01 624,100
COGNIZANT TECHNOLOGY
SOLUTIONS COM 192446102 5,344 83,100 SH X 01 83,100
COLUMBIA LABORATORIES,
INC. COM 197779101 1,553 621,300 SH X 621,300
COMVERGE INC COM 205859101 2,787 2,212,300 SH X 2,212,300
COMVERSE TECHNOLOGY
INC COM 205862402 9,391 1,369,000 SH X 01 1,369,000
CONSTANT CONTACT INC COM 210313102 3,075 132,500 SH X 132,500
DEXCOM INC COM 252131107 10,847 1,165,100 SH X 01 1,165,100
DICE HOLDINGS INC COM 253017107 3,060 369,100 SH X 01 369,100
DIGITAL RIV INC COM 25388B104 2,744 182,700 SH X 01 182,700
F5 NETWORKS INC COM 315616102 11,100 104,600 SH X 01 104,600
FOREST LABS INC COM 345838106 9,511 314,300 SH X 01 314,300
FORTINET INC COM 34959E109 785 36,000 SH X 36,000
GLUE MOBILE INC COM 379890106 5,382 1,713,900 SH X 1,713,900
GSE SYSTEMS INC COM 36227K106 3,161 1,620,800 SH X 1,620,800
HARMONIC COM 413160102 4,541 900,900 SH X 900,900
IGATE CORPORATION COM 45169U105 3,843 244,300 SH X 244,300
INGRAM MICRO INC COM 457153104 7,054 387,800 SH X 01 387,800
INTER-NAP NETWORK COM 45885A300 9,213 1,551,000 SH X 1,551,000
INTERSIL HLDG CORP
CL A COM 46069S109 3,806 364,600 SH X 01 364,600
IXIA COM 45071r109 5,202 495,000 SH X 495,000
JIVE SOFTWARE INC COM 47760A108 160 10,000 SH X 01 10,000
KENEXA CORP COM 488879107 22,303 835,300 SH X 01 835,300
LAM RESEARCH CORP COM 512807108 6,408 173,100 SH X 01 173,100
-------
COLUMN TOTAL 194,993
=======
FORM 13F (SEC USE ONLY)
Page 2 of 4 Name of Reporting Manager S SQUARED TECHNOLOGY, LLC
December 31, 2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
Name of Issuer Title CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares)
of Number Market Principal See Instr.
class Value Amount V
(x$1000)
(a) (b) (c) (a) Sole (b) Shared (c) None
Sole Shared Shared-
-As Other
Defined
in
Instr.
V
LATTICE SEMICONDUCTOR COM 518415104 4,089 688,400 SH X 688,400
LINEAR TECHNOLOGY CORP COM 535678106 7,637 254,300 SH X 01 254,300
LIQUIDITY SERVICES INC COM 53635B107 11,103 300,900 SH X 300,900
MARVELL TECH GROUP LTD
ORD COM G5876H105 6,336 457,500 SH X 01 457,500
MATTERSIGHT
CORPORATION COM 577097108 3,815 820,525 SH X 01 820,525
MAXIM INTERGRATED COM 57772K101 6,325 242,900 SH X 01 242,900
MICROSEMI CORP COM 595137100 3,792 226,400 SH X 01 226,400
MICROSTRATEGY INC COM 594972408 6,932 64,000 SH X 01 64,000
MONSTER WORLDWIDE INC COM 611742107 5,233 659,900 SH X 01 659,900
MOVE INC COM 62458M207 2,686 425,000 SH X 425,000
NEOPHOTONICS
CORPORATION COM 64051T100 2,206 481,600 SH X 481,600
NPS PHARMACEUTICALS COM 62936P103 1,526 231,500 SH X 231,500
NVIDIA CORP COM 67066G104 5,285 381,300 SH X 01 381,300
OCZ TECHNOLOGY (2nd
private plc) COM 67086E303 3,966 600,000 SH X 600,000
OCZ TECHNOLOGY CORP COM 67086E303 5,765 872,100 SH X 01 872,100
OCZ TECHNOLOGY (1st
private plc) COM 67086E303 5,592 845,993 SH X 845,993
ONYX PHARM COM 683399109 3,367 76,600 SH X 01 76,600
OPENWAVE SYS INC COM 683718308 6,211 3,931,100 SH X 01 3,931,100
OPTIMER
PHARMACEUTICALS INC COM 68401H104 13,817 1,128,800 SH X 01 1,128,800
POWER INTEGRATIONS INC COM 739276103 4,695 141,600 SH X 141,600
REACHLOCAL, INC COM 75525F104 62 10,000 SH X 10,000
REAL NETWORKS INC COM 75605L708 10,652 1,420,249 SH X 01 1,420,249
REALD INC COM 75604L105 2,201 277,200 SH X 01 277,200
RESPONSYS INC COM 761248103 133 15,000 SH X 15,000
RESVERLOGIX CORP COM 76128M108 493 355,100 SH X 355,100
RESVERLOGIX CORP
RESTRICTED SH COM 76128M108 424 305,500 SH X 305,500
RIVERBED TECHNOLOGY
INC COM 768573107 11,383 484,400 SH X 01 484,400
RIVERSTONE NETWORKS COM 769320995 0 5,414,200 SH X 01 5,414,200
SALIX PHARMACEUTICALS COM 795435106 15,173 317,100 SH X 01 317,100
SAPIENT CORP COM 803062108 828 65,700 SH X 01 65,700
SERVICESOURCE INTL COM 81763U100 392 25,000 SH X 25,000
SILICON LABORATORIES,
INC COM 826919102 8,849 203,800 SH X 01 203,800
SOLARWINDS, INC COM 83416B109 3,501 125,253 SH X 01 125,253
-------
COLUMN TOTAL 164,469
=======
FORM 13F (SEC USE ONLY)
Page 3 of 4 Name of Reporting Manager S SQUARED TECHNOLOGY, LLC
December 31, 2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
Name of Issuer Title CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares)
of Number Market Principal See Instr.
class Value Amount V
(x$1000)
(a) (b) (c) (a) Sole (b) Shared (c) None
Sole Shared Shared-
-As Other
Defined
in
Instr.
V
SYCAMORE NETWORKS INC COM 871206108 1,342 75,000 SH X 75,000
TEKELEC COM 879101103 18,891 1,728,400 SH X 01 1,728,400
TELECOMMUNICATIONS SYS
CL A COM 87929J103 5,844 2,487,000 SH X 2,487,000
THESTREET.COM, INC COM 88368Q103 1,784 1,061,968 SH X 1,061,968
THORATEC CORPORATION COM 885175307 9,239 275,300 SH X 01 275,300
TIBCO SOFTWARE INC COM 88632Q103 3,804 159,100 SH X 01 159,100
TNS INC COM 872960109 10,848 612,189 SH X 01 612,189
TREE.COM, INC. COM 894675107 3,072 549,600 SH X 549,600
UNITED THERAPEUTICS COM 91307C102 7,414 156,900 SH X 01 156,900
UROPLASTY INC COM 917277204 4,347 1,022,800 SH X 1,022,800
VELTI COM G93285107 7,480 1,100,000 SH X 1,100,000
VIROPHARMA INC COM 928241108 10,080 368,000 SH X 368,000
VOCUS INC COM 92858J108 9,936 449,800 SH X 449,800
WEB.COM GROUP INC COM 94733A104 12,096 1,056,401 SH X 1,056,401
WEBMEDIABRANDS INC COM 94770W100 936 1,965,700 SH X 1,965,700
ELOYALTY CORP SERIES
B CONV PF CVPF 290152990 115 22,475 SH X 22,475
OCZ TECHNOLOGY WTS EXP
11/01/1 WNT 328 267,749 SH X 267,749
RESVERLOGIX CORP WTS
02/25/16 WNT 73128M132 0 152,750 SH X 152,750
WORLD WEB LIMITED WTS
SERIES B WNT 0 45,400 SH X 45,400
COLUMN TOTAL 107,556
Form 13F-Additions
FORM 13F (SEC USE ONLY)
Page 4 of 4 Name of Reporting Manager S SQUARED TECHNOLOGY, LLC
December 31, 2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
Name of Issuer Title CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares)
of Number Market Principal See Instr.
class Value Amount V
(x$1000)
(a) (b) (c) (a) Sole (b) Shared (c) None
Sole Shared Shared-
-As Other
Defined
in
Instr.
V
NORTEL NETWORKS COM 656568508 0 5 SH X 5
-------
TOTAL MARKET VALUE 13F
ADDITIONS 0
-------
TOTAL MARKET VALUE 13F 467,018
-------
TOTAL MARKET VALUE 13F
& ADDITIONS 467,018
=======