0000930413-12-002917.txt : 20120509
0000930413-12-002917.hdr.sgml : 20120509
20120509120154
ACCESSION NUMBER: 0000930413-12-002917
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120509
DATE AS OF CHANGE: 20120509
EFFECTIVENESS DATE: 20120509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAM Holding AG
CENTRAL INDEX KEY: 0001438848
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13808
FILM NUMBER: 12824546
BUSINESS ADDRESS:
STREET 1: KLAUSTRASSE 10
CITY: ZURICH
STATE: V8
ZIP: 999999999
BUSINESS PHONE: 212-407-4600
MAIL ADDRESS:
STREET 1: C/O GAM USA INC
STREET 2: ONE ROCKEFELLER PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: GAM Holding Ltd.
DATE OF NAME CHANGE: 20091001
FORMER COMPANY:
FORMER CONFORMED NAME: Julius Baer Holding Ltd.
DATE OF NAME CHANGE: 20080627
13F-HR
1
c69643_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/12
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: GAM Holding AG
Address: Klaustrasse 10, 8008 Zurich, Switzerland
13F File Number: 28-7714
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Scott Sullivan
Title: Group General Counsel
Phone: 011-44-207-7917-2279
Signature, Place, and Date of Signing:
Scott Sullivan London, United Kingdom 05/09/12
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of other Included Managers: 3
Form 13F Information Table Entry Total: 1,290
Form 13F Information Table Value Total: $5,044,323
List of other Included Managers
No. 13F File Number Name
01 00-00000-000 GAM International Management Limited
02 00-00000-000 GAM London Limited GB
03 00-00000-000 Swiss & Global Asset Management Ltd.
Form 13F Information Table
GAM Holding AG
Page 1 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
21VIANET GROUP INC-ADR 90138A103 341 30,000 0 0 30,000 03 30,000 0 0
21Vianet Group Inc. ADR (1 Rep. 6 90138A103 433 38,100 0 0 38,100 01 38,100 0 0
3M CO 88579Y101 22,680 254,235 0 0 254,235 03 254,235 0 0
3M Company Common USD0.01 88579Y101 13,421 150,440 0 0 150,440 01 150,440 0 0
3SBIO INC-ADR 88575Y105 148 10,000 0 0 10,000 03 10,000 0 0
Aaron's Inc. Common USD0.50 002535300 130 5,000 0 0 5,000 01 5,000 0 0
ABBOTT LABORATORIES 002824100 22,576 368,355 0 0 368,355 03 368,355 0 0
Abercrombie & Fitch Cls. A Com. US 002896207 988 19,910 0 0 19,910 01 19,910 0 0
ABERCROMBIE & FITCH CO-CL A 002896207 1,096 22,100 0 0 22,100 03 22,100 0 0
ABERDEEN LATIN AMERICAN EQTY 00306K106 13 378 0 0 378 03 378 0 0
ABITIBIBOWATER INC 003687209 2,413 169,000 0 0 169,000 03 169,000 0 0
Abovenet Inc. Com. USD0.01 00374N107 83 1,000 0 0 1,000 01 1,000 0 0
ACADIA REALTY TRUST 004239109 245 10,850 0 0 10,850 03 10,850 0 0
Accenture Plc-Cl A Com. USD0.00002 G1151C101 13,815 214,180 0 0 214,180 01 214,180 0 0
ACCENTURE PLC-CL A G1151C101 2,232 34,600 0 0 34,600 03 34,600 0 0
ACHILLION PHARMACEUTICALS 00448Q201 115 12,000 0 0 12,000 03 12,000 0 0
Acme Packet Inc. Com. USD0.001 004764106 1,106 40,170 0 0 40,170 01 40,170 0 0
Activision Blizzard Com. USD0.0000 00507V109 1,455 113,425 0 0 113,425 01 113,425 0 0
ACTIVISION BLIZZARD INC 00507V109 776 60,500 0 0 60,500 03 60,500 0 0
ACUITY BRANDS INC 00508Y102 314 5,000 0 0 5,000 03 5,000 0 0
ADOBE SYSTEMS INC 00724F101 6,773 197,415 0 0 197,415 03 197,415 0 0
ADVANCE AUTO PARTS INC 00751Y106 142 1,600 0 0 1,600 03 1,600 0 0
ADVANCED BATTERY TECHNOLOGIE 00752H102 19 40,000 0 0 40,000 03 40,000 0 0
ADVANCED MICRO DEVICES 007903107 972 121,200 0 0 121,200 03 121,200 0 0
ADVANCED SEMICONDUCTOR E-ADR 00756M404 155 30,300 0 0 30,300 03 30,300 0 0
---------
92,440
Form 13F Information Table
GAM Holding AG
Page 2 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Aecom Technology Corp. Com. USD0.0 00766T100 830 37,070 0 0 37,070 01 37,070 0 0
AEROPOSTALE INC 007865108 584 27,000 0 0 27,000 03 27,000 0 0
AES CORP 00130H105 817 62,500 0 0 62,500 03 62,500 0 0
AETNA INC 00817Y108 2,724 54,300 0 0 54,300 03 54,300 0 0
AFFYMAX INC 00826A109 352 30,000 0 0 30,000 03 30,000 0 0
AFLAC INC 001055102 3,909 85,000 0 0 85,000 03 85,000 0 0
AGCO CORP 001084102 670 14,200 0 0 14,200 03 14,200 0 0
AGCO Corporation Common USD0.01 001084102 7,091 150,210 0 0 150,210 01 150,210 0 0
AGILENT TECHNOLOGIES INC 00846U101 4,976 111,790 0 0 111,790 03 111,790 0 0
Agilent Technologies Inc. Common U 00846U101 813 18,270 0 0 18,270 01 18,270 0 0
AIG 19.01.21 CW/AIG 026874156 15 1,415 0 0 1,415 03 1,415 0 0
AIR PRODUCTS & CHEMICALS INC 009158106 2,341 25,500 0 0 25,500 03 25,500 0 0
AIRGAS INC 009363102 1,023 11,500 0 0 11,500 03 11,500 0 0
AKAMAI TECHNOLOGIES INC 00971T101 1,222 33,300 0 0 33,300 03 33,300 0 0
ALBEMARLE CORP 012653101 160 2,500 0 0 2,500 03 2,500 0 0
ALCOA INC 013817101 6,575 656,190 0 0 656,190 03 656,190 0 0
Alcoa Inc. Common USD1.00 013817101 47,562 4,749,533 0 0 4,749,533 02 4,749,533 0 0
Alcoa Inc. Common USD1.00 013817101 8,340 832,752 0 0 832,752 02 832,752 0 0
ALEXANDER'S INC 014752109 236 600 0 0 600 03 600 0 0
ALEXANDRIA REAL ESTATE EQUIT 015271109 1,129 15,440 0 0 15,440 03 15,440 0 0
ALEXION PHARMACEUTICALS INC 015351109 2,234 24,058 0 0 24,058 03 24,058 0 0
ALLEGHANY CORP 017175100 66 200 0 0 200 03 200 0 0
ALLEGHENY TECHNOLOGIES INC 01741R102 3,071 74,585 0 0 74,585 03 74,585 0 0
ALLERGAN INC 018490102 8,084 84,708 0 0 84,708 03 84,708 0 0
ALLIANCE DATA SYSTEMS CORP 018581108 139 1,100 0 0 1,100 03 1,100 0 0
---------
104,962
Form 13F Information Table
GAM Holding AG
Page 3 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Alliancebernstein Holding LP Com. 01881G106 375 24,000 0 0 24,000 01 24,000 0 0
ALLIANT ENERGY CORP 018802108 87 2,000 0 0 2,000 03 2,000 0 0
ALLOT COMMUNICATIONS LTD M0854Q105 512 22,000 0 0 22,000 03 22,000 0 0
Allot Communications Ltd. Com. USD M0854Q105 1,511 65,000 0 0 65,000 01 65,000 0 0
ALLSTATE CORP 020002101 1,995 60,600 0 0 60,600 03 60,600 0 0
Alpha Natural Resour. Inc. Com. US 02076X102 570 37,491 0 0 37,491 01 37,491 0 0
ALPHA NATURAL RESOURCES INC 02076X102 79 5,200 0 0 5,200 03 5,200 0 0
ALTERA CORP 021441100 888 22,300 0 0 22,300 03 22,300 0 0
ALTRIA GROUP INC 02209S103 7,738 250,650 0 0 250,650 03 250,650 0 0
AMARIN CORPORATION PLC -ADR 023111206 226 20,000 0 0 20,000 03 20,000 0 0
AMAZON.COM INC 023135106 13,395 66,145 0 0 66,145 03 66,145 0 0
Amazon.Com Inc. Com. USD0.01 023135106 2,165 10,691 0 0 10,691 01 10,691 0 0
AMC Networks Inc. A W/I Com. NPV 00164V103 473 10,600 0 0 10,600 01 10,600 0 0
AMEDISYS INC 023436108 1,012 70,000 0 0 70,000 03 70,000 0 0
AMEREN CORPORATION 023608102 1,090 33,470 0 0 33,470 03 33,470 0 0
AMERESCO INC-CL A 02361E108 781 57,641 0 0 57,641 03 57,641 0 0
Ameresco Inc. Class A Common USD0. 02361E108 264 19,455 0 0 19,455 01 19,455 0 0
AMERICA MOVIL-ADR SERIES L 02364W105 2,841 114,400 0 0 114,400 03 114,400 0 0
America Movil-ADR SL NPV(1 Rep 20 02364W105 1,987 80,000 0 0 80,000 01 80,000 0 0
AMERICAN CAMPUS COMMUNITIES 024835100 931 20,829 0 0 20,829 03 20,829 0 0
AMERICAN ELECTRIC POWER 025537101 1,173 30,400 0 0 30,400 03 30,400 0 0
AMERICAN EXPRESS CO 025816109 17,582 303,870 0 0 303,870 03 303,870 0 0
American Express Company Common US 025816109 1,360 23,500 0 0 23,500 01 23,500 0 0
AMERICAN INTERNATIONAL GROUP 026874784 291 9,450 0 0 9,450 03 9,450 0 0
AMERICAN TOWER CORP 03027X100 3,063 48,600 0 0 48,600 03 48,600 0 0
---------
62,388
Form 13F Information Table
GAM Holding AG
Page 4 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
AMERICAN WATER WORKS CO INC 030420103 2,103 61,800 0 0 61,800 03 61,800 0 0
AMERIPRISE FINANCIAL INC 03076C106 5,115 89,525 0 0 89,525 03 89,525 0 0
AMERISOURCEBERGEN CORP 03073E105 1,159 29,200 0 0 29,200 03 29,200 0 0
AMETEK INC 031100100 158 3,250 0 0 3,250 03 3,250 0 0
AMETEK Incorporated Common USD0.01 031100100 146 3,000 0 0 3,000 01 3,000 0 0
AMGEN INC 031162100 19,549 287,530 0 0 287,530 03 287,530 0 0
AMPHENOL CORP-CL A 032095101 831 13,900 0 0 13,900 03 13,900 0 0
ANADARKO PETROLEUM CORP 032511107 9,178 117,150 0 0 117,150 03 117,150 0 0
Anadarko Petroleum Corp. Common US 032511107 157 2,000 0 0 2,000 01 2,000 0 0
ANALOG DEVICES INC 032654105 5,317 131,600 0 0 131,600 03 131,600 0 0
ANGIODYNAMICS INC 03475V101 245 20,000 0 0 20,000 03 20,000 0 0
ANNALY CAPITAL MANAGEMENT IN 035710409 1,182 74,700 0 0 74,700 03 74,700 0 0
ANSYS INC 03662Q105 182 2,800 0 0 2,800 03 2,800 0 0
AOL INC 00184X105 11 606 0 0 606 03 606 0 0
APACHE CORP 037411105 11,574 115,232 0 0 115,232 03 115,232 0 0
Apache Corporation Common USD0.625 037411105 2,246 22,360 0 0 22,360 02 01 22,360 0 0
APARTMENT INVT & MGMT CO -A 03748R101 819 31,005 0 0 31,005 03 31,005 0 0
APOLLO GROUP INC-CL A 037604105 3,099 80,200 0 0 80,200 03 80,200 0 0
Apple Inc NPV 037833100 3,294 5,494 0 0 5,494 01 5,494 0 0
APPLE INC 037833100 103,346 172,395 0 0 172,395 03 172,395 0 0
APPLIED MATERIALS INC 038222105 3,311 266,190 0 0 266,190 03 266,190 0 0
APPROACH RESOURCES INC 03834A103 236 6,400 0 0 6,400 03 6,400 0 0
APTARGROUP INC 038336103 208 3,800 0 0 3,800 03 3,800 0 0
AQUA AMERICA INC 03836W103 2,138 95,900 0 0 95,900 03 95,900 0 0
---------
175,601
Form 13F Information Table
GAM Holding AG
Page 5 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Arcelormittal 5% Cv. 15-05-2014 03938LAK0 28,50325,993,000 0 025,993,000 01 25,993,000 0 0
ARCH COAL INC 039380100 80 7,450 0 0 7,450 03 7,450 0 0
ARCHER-DANIELS-MIDLAND CO 039483102 2,333 73,700 0 0 73,700 03 73,700 0 0
Archer Daniels 0.875% Cv. 15-02-20 039483AW2 488 477,000 0 0 477,000 01 477,000 0 0
Archer Daniels Midland Common NPV 039483102 32 1,000 0 0 1,000 01 1,000 0 0
ARIAD PHARMACEUTICALS INC 04033A100 415 26,000 0 0 26,000 03 26,000 0 0
ARROW ELECTRONICS INC 042735100 88 2,100 0 0 2,100 03 2,100 0 0
ASCENA RETAIL GROUP INC 04351G101 310 7,000 0 0 7,000 03 7,000 0 0
ASHFORD HOSPITALITY TRUST 044103109 144 15,970 0 0 15,970 03 15,970 0 0
ASSOCIATED ESTATES REALTY CP 045604105 168 10,300 0 0 10,300 03 10,300 0 0
ASSURANT INC 04621X108 73 1,800 0 0 1,800 03 1,800 0 0
ASTEC INDUSTRIES INC 046224101 569 15,600 0 0 15,600 03 15,600 0 0
AT&T INC 00206R102 36,225 1,159,934 0 0 1,159,934 03 1,159,934 0 0
ATWOOD OCEANICS INC 050095108 1,722 38,350 0 0 38,350 03 38,350 0 0
AUTODESK INC 052769106 4,361 103,040 0 0 103,040 03 103,040 0 0
AUTOLIV INC 052800109 112 1,667 0 0 1,667 03 1,667 0 0
AUTOMATIC DATA PROCESSING 053015103 4,442 80,490 0 0 80,490 03 80,490 0 0
AutoNation Incorporated Common USD 05329W102 206 6,000 0 0 6,000 01 6,000 0 0
AUTOZONE INC 053332102 2,720 7,315 0 0 7,315 03 7,315 0 0
AutoZone Incorporated Common USD0. 053332102 10,410 28,000 0 0 28,000 01 28,000 0 0
AUXILIUM PHARMACEUTICALS INC 05334D107 466 25,100 0 0 25,100 03 25,100 0 0
AVALONBAY COMMUNITIES INC 053484101 3,659 25,883 0 0 25,883 03 25,883 0 0
AVEO PHARMACEUTICALS INC 053588109 93 7,500 0 0 7,500 03 7,500 0 0
AVERY DENNISON CORP 053611109 60 2,000 0 0 2,000 03 2,000 0 0
AVNET INC 053807103 102 2,800 0 0 2,800 03 2,800 0 0
---------
97,781
Form 13F Information Table
GAM Holding AG
Page 6 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
AVON PRODUCTS INC 054303102 519 26,800 0 0 26,800 03 26,800 0 0
BABCOCK & WILCOX CO/THE 05615F102 453 17,600 0 0 17,600 03 17,600 0 0
BAIDU INC - SPON ADR 056752108 1,006 6,900 0 0 6,900 03 6,900 0 0
BAKER HUGHES INC 057224107 8,377 199,732 0 0 199,732 03 199,732 0 0
BALL CORP 058498106 956 22,300 0 0 22,300 03 22,300 0 0
BANCO BRADESCO-ADR 059460303 7,384 421,931 0 0 421,931 03 421,931 0 0
BANCO DE CHILE-ADR 059520106 475 5,000 0 0 5,000 03 5,000 0 0
BANCO SANTANDER-CHILE-ADR 05965X109 3,933 45,687 0 0 45,687 03 45,687 0 0
BANCO SANTANDER BRASIL-ADS 05967A107 1,421 155,000 0 0 155,000 03 155,000 0 0
BANK OF AMERICA CORP 060505104 17,904 1,870,805 0 0 1,870,805 03 1,870,805 0 0
Bank of America Corp. Common USD0. 060505104 1,095 114,508 0 0 114,508 01 114,508 0 0
BANK OF NEW YORK MELLON CORP 064058100 5,374 222,716 0 0 222,716 03 222,716 0 0
Bank of NY Mellon Corp. Com. USD0. 064058100 796 33,000 0 0 33,000 01 33,000 0 0
Barrick Gold Corporation NPV 067901108 666 15,320 0 0 15,320 01 15,320 0 0
Barrick Gold Corporation NPV 067901108 12,409 285,399 0 0 285,399 02 285,399 0 0
Barrick Gold Corporation NPV 067901108 2,321 53,377 0 0 53,377 02 53,377 0 0
BAXTER INTERNATIONAL INC 071813109 9,344 156,310 0 0 156,310 03 156,310 0 0
Baxter International Inc. Common U 071813109 13,221 221,160 0 0 221,160 01 221,160 0 0
BB&T CORP 054937107 4,955 157,850 0 0 157,850 03 157,850 0 0
BEAM INC 073730103 3,977 67,900 0 0 67,900 03 67,900 0 0
Beam Inc. Common USD3.125 073730103 351 6,000 0 0 6,000 01 6,000 0 0
Becton Dickinson & Co. Common USD1 075887109 12,668 163,140 0 0 163,140 01 163,140 0 0
Becton Dickinson & Co. Common USD1 075887109 544 7,000 0 0 7,000 01 7,000 0 0
BECTON DICKINSON AND CO 075887109 13,313 171,450 0 0 171,450 03 171,450 0 0
BED BATH & BEYOND INC 075896100 8,077 122,800 0 0 122,800 03 122,800 0 0
---------
131,539
Form 13F Information Table
GAM Holding AG
Page 7 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
BEMIS COMPANY 081437105 646 20,000 0 0 20,000 03 20,000 0 0
BERKSHIRE HATHAWAY INC-CL A 084670108 610 5 0 0 5 03 5 0 0
BERKSHIRE HATHAWAY INC-CL B 084670702 14,359 176,940 0 0 176,940 03 176,940 0 0
BEST BUY CO INC 086516101 8,519 359,760 0 0 359,760 03 359,760 0 0
BHP BILLITON LTD-SPON ADR 088606108 1,342 18,530 0 0 18,530 03 18,530 0 0
BHP BILLITON PLC-ADR 05545E209 908 14,800 0 0 14,800 03 14,800 0 0
Biglari Holdings Inc. Com. USD0.50 08986R101 201 500 0 0 500 01 500 0 0
BIOGEN IDEC INC 09062X103 3,464 27,500 0 0 27,500 03 27,500 0 0
Biogen Idec Inc. Common USD0.0005 09062X103 930 7,380 0 0 7,380 01 7,380 0 0
BIOMARIN PHARMACEUTICAL INC 09061G101 558 16,280 0 0 16,280 03 16,280 0 0
BIOMED REALTY TRUST INC 09063H107 695 36,600 0 0 36,600 03 36,600 0 0
BLACKROCK INC 09247X101 3,022 14,750 0 0 14,750 03 14,750 0 0
Blackrock Inc. Common USD0.01 09247X101 419 2,045 0 0 2,045 01 2,045 0 0
BMB MUNAI INC 09656A105 63 314,500 0 0 314,500 03 314,500 0 0
BMC SOFTWARE INC 055921100 1,810 45,060 0 0 45,060 03 45,060 0 0
Boeing Co. Common USD5 097023105 625 8,400 0 0 8,400 01 8,400 0 0
BOEING CO/THE 097023105 7,444 100,100 0 0 100,100 03 100,100 0 0
BORGWARNER INC 099724106 1,527 18,100 0 0 18,100 03 18,100 0 0
BOSTON PROPERTIES INC 101121101 5,915 56,340 0 0 56,340 03 56,340 0 0
BOSTON SCIENTIFIC CORP 101137107 4,207 703,440 0 0 703,440 03 703,440 0 0
Boston Scientific Corp. Common USD 101137107 37,032 6,188,422 0 0 6,188,422 02 6,188,422 0 0
Boston Scientific Corp. Common USD 101137107 6,493 1,084,833 0 0 1,084,833 02 1,084,833 0 0
Boyd Gaming Corporation Common USD 103304101 47 6,000 0 0 6,000 01 6,000 0 0
BP PLC-SPONS ADR 055622104 781 17,350 0 0 17,350 03 17,350 0 0
BPZ RESOURCES INC 055639108 148 36,679 0 0 36,679 03 36,679 0 0
---------
101,763
Form 13F Information Table
GAM Holding AG
Page 8 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
BRANDYWINE REALTY TRUST 105368203 431 37,500 0 0 37,500 03 37,500 0 0
BRE PROPERTIES INC 05564E106 986 19,500 0 0 19,500 03 19,500 0 0
BRF - BRASIL FOODS SA-ADR 10552T107 2,461 123,000 0 0 123,000 03 123,000 0 0
Brink's Co./The Com. USD1.00 109696104 406 17,000 0 0 17,000 01 17,000 0 0
BRISTOL-MYERS SQUIBB CO 110122108 10,072 298,418 0 0 298,418 03 298,418 0 0
Bristol-Myers Squibb Co. Common US 110122108 371 11,000 0 0 11,000 01 11,000 0 0
BROADCOM CORP-CL A 111320107 3,403 86,600 0 0 86,600 03 86,600 0 0
Broadsoft Inc. Common NPV 11133B409 642 16,790 0 0 16,790 01 16,790 0 0
BROADWIND ENERGY INC 11161T108 972 2,067,688 0 0 2,067,688 03 2,067,688 0 0
BROWN-FORMAN CORP-CLASS B 115637209 3,052 36,600 0 0 36,600 03 36,600 0 0
BRUKER CORP 116794108 827 54,000 0 0 54,000 03 54,000 0 0
Brunswick Corp. Common USD0.75 117043109 14 550 0 0 550 01 550 0 0
BUNGE LTD G16962105 3,470 50,700 0 0 50,700 03 50,700 0 0
Bunge Ltd. Common USD0.01 G16962105 3,034 44,330 0 0 44,330 02 01 44,330 0 0
C.H. ROBINSON WORLDWIDE INC 12541W209 1,526 23,300 0 0 23,300 03 23,300 0 0
CA INC 12673P105 1,568 56,900 0 0 56,900 03 56,900 0 0
CABLEVISION SYSTEMS-NY GRP-A 12686C109 66 4,500 0 0 4,500 03 4,500 0 0
Cablevision Systems Corp. Class A 12686C109 558 38,000 0 0 38,000 01 38,000 0 0
CABOT CORP 127055101 282 6,600 0 0 6,600 03 6,600 0 0
CABOT OIL & GAS CORP 127097103 1,434 46,000 0 0 46,000 03 46,000 0 0
Cabot Oil & Gas Corp. Com. USD0.10 127097103 416 13,340 0 0 13,340 01 13,340 0 0
CACI INTERNATIONAL INC -CL A 127190304 1,370 22,000 0 0 22,000 03 22,000 0 0
CADENCE DESIGN SYS INC 127387108 620 52,400 0 0 52,400 03 52,400 0 0
Cadence Design Systems Inc. Com. U 127387108 1,912 161,460 0 0 161,460 01 161,460 0 0
CALGON CARBON CORP 129603106 852 54,600 0 0 54,600 03 54,600 0 0
---------
40,745
Form 13F Information Table
GAM Holding AG
Page 9 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
CALPINE CORP 131347304 105 6,100 0 0 6,100 03 6,100 0 0
CAMDEN PROPERTY TRUST 133131102 1,256 19,100 0 0 19,100 03 19,100 0 0
Cameco Corporation USD Common NPV 13321L108 554 25,800 0 0 25,800 01 25,800 0 0
CAMERON INTERNATIONAL CORP 13342B105 512 9,700 0 0 9,700 03 9,700 0 0
CAMPBELL SOUP CO 134429109 4,439 131,130 0 0 131,130 03 131,130 0 0
Campbell Soup Company Common USD0. 134429109 13,512 399,240 0 0 399,240 01 399,240 0 0
Canterbury Park Hdgs. Corp. Com. U 13811E101 58 5,800 0 0 5,800 01 5,800 0 0
CAPITAL ONE FINANCIAL CORP 14040H105 4,553 81,675 0 0 81,675 03 81,675 0 0
CAPSTONE TURBINE CORP 14067D102 581 569,756 0 0 569,756 03 569,756 0 0
CARDINAL HEALTH INC 14149Y108 2,198 50,995 0 0 50,995 03 50,995 0 0
CAREFUSION CORP 14170T101 217 8,350 0 0 8,350 03 8,350 0 0
Carefusion Corp. Common USD0.01 14170T101 7,781 300,000 0 0 300,000 01 300,000 0 0
CARMAX INC 143130102 870 25,100 0 0 25,100 03 25,100 0 0
CARNIVAL CORP 143658300 5,588 174,200 0 0 174,200 03 174,200 0 0
CATERPILLAR INC 149123101 14,774 138,700 0 0 138,700 03 138,700 0 0
CBL & ASSOCIATES PROPERTIES 124830100 727 38,434 0 0 38,434 03 38,434 0 0
CBRE GROUP INC - A 12504L109 4,907 245,858 0 0 245,858 03 245,858 0 0
CBS CORP-CLASS B NON VOTING 124857202 461 13,600 0 0 13,600 03 13,600 0 0
CEDAR REALTY TRUST INC 150602209 68 13,300 0 0 13,300 03 13,300 0 0
Celanese Corp-Series A Com. USD0.0 150870103 309 6,700 0 0 6,700 01 6,700 0 0
CELANESE CORP-SERIES A 150870103 148 3,200 0 0 3,200 03 3,200 0 0
CELGENE CORP 151020104 14,563 187,867 0 0 187,867 03 187,867 0 0
CEMIG SA -SPONS ADR 204409601 1,522 64,000 0 0 64,000 03 64,000 0 0
CENTERPOINT ENERGY INC 15189T107 179 9,100 0 0 9,100 03 9,100 0 0
CENTRAIS ELETRICAS BR-SP ADR 15234Q207 1,030 110,000 0 0 110,000 03 110,000 0 0
---------
80,914
Form 13F Information Table
GAM Holding AG
Page 10 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
CENTURYLINK INC 156700106 3,035 78,527 0 0 78,527 03 78,527 0 0
CERNER CORP 156782104 3,930 51,600 0 0 51,600 03 51,600 0 0
CF INDUSTRIES HOLDINGS INC 125269100 334 1,830 0 0 1,830 03 1,830 0 0
CHART INDUSTRIES INC 16115Q308 1,173 16,000 0 0 16,000 03 16,000 0 0
CHESAPEAKE ENERGY CORP 165167107 1,990 85,900 0 0 85,900 03 85,900 0 0
Chesapeake Energy Corp. Com. USD0. 165167107 2,354 101,618 0 0 101,618 01 101,618 0 0
CHEVRON CORP 166764100 48,955 456,500 0 0 456,500 03 456,500 0 0
CHICAGO BRIDGE & IRON-NY SHR 167250109 1,209 28,000 0 0 28,000 03 28,000 0 0
Chicago Bridge & Iron Co. NV (NY S 167250109 4,904 113,546 0 0 113,546 01 113,546 0 0
CHINA FUND INC 169373107 806 35,000 0 0 35,000 03 35,000 0 0
CHINA PETROLEUM & CHEM-ADR 16941R108 544 5,000 0 0 5,000 03 5,000 0 0
China Petroleum & Chemical ADR (1 16941R108 761 7,000 0 0 7,000 01 7,000 0 0
CHINA UNICOM HONG KONG-ADR 16945R104 328 19,500 0 0 19,500 03 19,500 0 0
CHIPOTLE MEXICAN GRILL INC 169656105 2,372 5,675 0 0 5,675 03 5,675 0 0
Christopher & Banks Corp. Common U 171046105 140 75,000 0 0 75,000 01 75,000 0 0
CHUBB CORP 171232101 6,780 98,100 0 0 98,100 03 98,100 0 0
Chubb Corporation Common USD1.00 171232101 8,984 130,000 0 0 130,000 01 130,000 0 0
CHUNGHWA TELECOM LTD-ADR 17133Q502 246 8,000 0 0 8,000 03 8,000 0 0
CHURCH & DWIGHT CO INC 171340102 2,568 52,200 0 0 52,200 03 52,200 0 0
Church & Dwight Co. Inc. Common US 171340102 9,346 190,000 0 0 190,000 01 190,000 0 0
CIA BRASILEIRA DE DIS-SP PRF 20440T201 1,124 23,600 0 0 23,600 03 23,600 0 0
CIA CERVECERIAS UNIDAS-ADR 204429104 4,843 61,550 0 0 61,550 03 61,550 0 0
Cia De Minas Buenavent. ADR(1 Rep 204448104 89 2,200 0 0 2,200 02 2,200 0 0
CIA DE MINAS BUENAVENTUR-ADR 204448104 3,870 96,000 0 0 96,000 03 96,000 0 0
---------
110,684
Form 13F Information Table
GAM Holding AG
Page 11 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
CIA SANEAMENTO BASICO DE-ADR 20441A102 6,063 79,136 0 0 79,136 03 79,136 0 0
CIA SIDERURGICA NACL-SP ADR 20440W105 851 90,000 0 0 90,000 03 90,000 0 0
CIGNA CORP 125509109 266 5,400 0 0 5,400 03 5,400 0 0
CIMAREX ENERGY CO 171798101 143 1,900 0 0 1,900 03 1,900 0 0
CINCINNATI FINANCIAL CORP 172062101 135 3,900 0 0 3,900 03 3,900 0 0
CINTAS CORP 172908105 485 12,400 0 0 12,400 03 12,400 0 0
Circor International Inc. Com. USD 17273K109 299 9,000 0 0 9,000 01 9,000 0 0
CISCO SYSTEMS INC 17275R102 28,826 1,362,949 0 0 1,362,949 03 1,362,949 0 0
Cisco Systems Inc. Common USD0.001 17275R102 16,714 790,050 0 0 790,050 01 790,050 0 0
CIT GROUP INC 125581801 161 3,900 0 0 3,900 03 3,900 0 0
CITIGROUP INC 172967424 22,690 620,783 0 0 620,783 03 620,783 0 0
Citigroup Incorporated Common USD0 172967424 7,758 212,253 0 0 212,253 02 212,253 0 0
Citigroup Incorporated Common USD0 172967424 1,326 36,272 0 0 36,272 02 36,272 0 0
CITRIX SYSTEMS INC 177376100 4,032 51,100 0 0 51,100 03 51,100 0 0
CITY NATIONAL CORP 178566105 2,195 41,835 0 0 41,835 03 41,835 0 0
Clearwire Corp. Class A Com. USD0. 18538Q105 508 223,110 0 0 223,110 02 01 223,110 0 0
CLIFFS NATURAL RESOURCES INC 18683K101 6,731 97,190 0 0 97,190 03 97,190 0 0
CLOROX COMPANY 189054109 873 12,700 0 0 12,700 03 12,700 0 0
CLOUD PEAK ENERGY INC 18911Q102 1,276 80,100 0 0 80,100 03 80,100 0 0
CME GROUP INC 12572Q105 985 3,403 0 0 3,403 03 3,403 0 0
Cninsure Inc. ADR (1 Rep. 20 Ord.) 18976M103 250 40,000 0 0 40,000 01 40,000 0 0
COACH INC 189754104 16,731 216,500 0 0 216,500 03 216,500 0 0
Cobalt International Energy Com. U 19075F106 1,462 48,697 0 0 48,697 01 48,697 0 0
COBALT INTERNATIONAL ENERGY 19075F106 1,008 33,550 0 0 33,550 03 33,550 0 0
---------
121,768
Form 13F Information Table
GAM Holding AG
Page 12 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
COCA-COLA CO/THE 191216100 29,055 392,580 0 0 392,580 03 392,580 0 0
Coca-Cola Company Common USD0.25 191216100 370 5,000 0 0 5,000 01 5,000 0 0
COCA-COLA ENTERPRISES 19122T109 1,336 46,700 0 0 46,700 03 46,700 0 0
COGNIZANT TECH SOLUTIONS-A 192446102 6,135 79,732 0 0 79,732 03 79,732 0 0
Cognizant Tech. Solutions A Com. U 192446102 663 8,620 0 0 8,620 01 8,620 0 0
Cohen & Steers Inc. Com. USD0.01 19247A100 303 9,500 0 0 9,500 01 9,500 0 0
COLGATE-PALMOLIVE CO 194162103 4,146 42,400 0 0 42,400 03 42,400 0 0
Colgate-Palmolive Co. Common USD1. 194162103 13,378 136,820 0 0 136,820 01 136,820 0 0
COLONIAL PROPERTIES TRUST 195872106 440 20,260 0 0 20,260 03 20,260 0 0
COLUMBUS MCKINNON CORP/NY 199333105 489 30,000 0 0 30,000 03 30,000 0 0
COMCAST CORP-CLASS A 20030N101 12,742 424,600 0 0 424,600 03 424,600 0 0
COMCAST CORP-SPECIAL CL A 20030N200 710 24,057 0 0 24,057 03 24,057 0 0
COMERICA INC 200340107 1,948 60,200 0 0 60,200 03 60,200 0 0
COMMONWEALTH REIT 203233101 392 21,050 0 0 21,050 03 21,050 0 0
COMMVAULT SYSTEMS INC 204166102 700 14,100 0 0 14,100 03 14,100 0 0
COMPANHIA DE BEBIDAS-PRF ADR 20441W203 5,324 128,850 0 0 128,850 03 128,850 0 0
COMPUTER SCIENCES CORP 205363104 4,112 137,330 0 0 137,330 03 137,330 0 0
CONAGRA FOODS INC 205887102 239 9,100 0 0 9,100 03 9,100 0 0
CONCHO RESOURCES INC 20605P101 1,412 13,834 0 0 13,834 03 13,834 0 0
Concur Technologies Inc. Com. USD0 206708109 1,314 22,910 0 0 22,910 01 22,910 0 0
Conns Inc Common USD0.01 208242107 15,355 1,000,000 0 0 1,000,000 01 1,000,000 0 0
ConocoPhillips Common USD1.250 20825C104 7,601 100,000 0 0 100,000 01 100,000 0 0
CONOCOPHILLIPS 20825C104 21,294 280,142 0 0 280,142 03 280,142 0 0
CONSOL ENERGY INC 20854P109 2,675 78,450 0 0 78,450 03 78,450 0 0
Consol Energy Inc. Common USD0.01 20854P109 495 14,525 0 0 14,525 01 14,525 0 0
---------
132,629
Form 13F Information Table
GAM Holding AG
Page 13 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
CONSOLIDATED EDISON INC 209115104 426 7,300 0 0 7,300 03 7,300 0 0
Consolidated Tomoka Land Common US 210226106 179 6,000 0 0 6,000 01 6,000 0 0
CONSTELLATION BRANDS INC-A 21036P108 583 24,700 0 0 24,700 03 24,700 0 0
CONSUMER DISCRETIONARY SELT 81369Y407 3,067 68,000 0 0 68,000 03 68,000 0 0
CONTINENTAL RESOURCES INC/OK 212015101 506 5,900 0 0 5,900 03 5,900 0 0
COOPER INDUSTRIES PLC G24140108 224 3,500 0 0 3,500 03 3,500 0 0
CORNING INC 219350105 5,804 412,200 0 0 412,200 03 412,200 0 0
Corning Incorporated Common USD0.5 219350105 42 3,000 0 0 3,000 01 3,000 0 0
CORPORATE OFFICE PROPERTIES 22002T108 434 18,700 0 0 18,700 03 18,700 0 0
CORRECTIONS CORP OF AMERICA 22025Y407 655 24,000 0 0 24,000 03 24,000 0 0
Corrections Corp. of Amer. Com. US 22025Y407 488 17,863 0 0 17,863 01 17,863 0 0
COSTCO WHOLESALE CORP 22160K105 8,389 92,389 0 0 92,389 03 92,389 0 0
COUSINS PROPERTIES INC 222795106 164 21,590 0 0 21,590 03 21,590 0 0
COVANCE INC 222816100 443 9,300 0 0 9,300 03 9,300 0 0
COVENTRY HEALTH CARE INC 222862104 117 3,300 0 0 3,300 03 3,300 0 0
CPFL ENERGIA SA-ADR 126153105 454 15,000 0 0 15,000 03 15,000 0 0
CR BARD INC 067383109 5,809 58,840 0 0 58,840 03 58,840 0 0
Crane Company Common USD1.00 224399105 412 8,500 0 0 8,500 01 8,500 0 0
CREDICORP LTD G2519Y108 290 2,200 0 0 2,200 03 2,200 0 0
Credicorp Ltd. Common USD5.00 G2519Y108 105 800 0 0 800 02 800 0 0
CREE INC 225447101 544 17,200 0 0 17,200 03 17,200 0 0
CROSSTEX ENERGY INC 22765Y104 146 10,300 0 0 10,300 03 10,300 0 0
CROWN CASTLE INTL CORP 228227104 315 5,900 0 0 5,900 03 5,900 0 0
CROWN HOLDINGS INC 228368106 298 8,100 0 0 8,100 03 8,100 0 0
CSX CORP 126408103 7,455 346,400 0 0 346,400 03 346,400 0 0
---------
37,348
Form 13F Information Table
GAM Holding AG
Page 14 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
CTC Media Inc. Common USD0.01 12642X106 814 70,000 0 0 70,000 01 70,000 0 0
CTRIP.COM INTERNATIONAL-ADR 22943F100 194 8,970 0 0 8,970 03 8,970 0 0
CTS Corporation Common NPV 126501105 316 30,000 0 0 30,000 01 30,000 0 0
CUBESMART 229663109 387 32,500 0 0 32,500 03 32,500 0 0
CUBIST PHARMACEUTICALS INC 229678107 519 12,000 0 0 12,000 03 12,000 0 0
CUMMINS INC 231021106 4,273 35,600 0 0 35,600 03 35,600 0 0
Cummins Inc. Common USD2.50 231021106 7,490 62,399 0 0 62,399 01 62,399 0 0
Curtiss-Wright Corporation Common 231561101 56 1,500 0 0 1,500 01 1,500 0 0
CVS CAREMARK CORP 126650100 14,030 313,170 0 0 313,170 03 313,170 0 0
D.R. Horton Inc 2% Cv. 15-05-2014 23331ABB4 9,115 7,000,000 0 0 7,000,000 01 7,000,000 0 0
Dana Holding Corp. Common USD0.01 235825205 366 23,616 0 0 23,616 01 23,616 0 0
Dana Holding Corp. Common USD0.01 235825205 279 18,000 0 0 18,000 01 18,000 0 0
DANAHER CORP 235851102 8,994 160,602 0 0 160,602 03 160,602 0 0
Danaher Corp. Com. USD0.01 235851102 6,873 122,726 0 0 122,726 01 122,726 0 0
DARDEN RESTAURANTS INC 237194105 153 3,000 0 0 3,000 03 3,000 0 0
DAVITA INC 23918K108 2,110 23,400 0 0 23,400 03 23,400 0 0
DCT INDUSTRIAL TRUST INC 233153105 339 57,400 0 0 57,400 03 57,400 0 0
DDR CORP 23317H102 804 55,059 0 0 55,059 03 55,059 0 0
Deckers Outdoor Corp. Common USD 0 243537107 511 8,110 0 0 8,110 01 8,110 0 0
DEERE & CO 244199105 10,629 131,380 0 0 131,380 03 131,380 0 0
Deere & Company Common USD1.00 244199105 858 10,600 0 0 10,600 01 10,600 0 0
DELL INC 24702R101 4,660 280,700 0 0 280,700 03 280,700 0 0
DELTA AIR LINES INC 247361702 46 4,600 0 0 4,600 03 4,600 0 0
Demandware Com. USD0.01 24802Y105 1,907 64,000 0 0 64,000 01 64,000 0 0
DENBURY RESOURCES INC 247916208 1,654 90,737 0 0 90,737 03 90,737 0 0
---------
77,376
Form 13F Information Table
GAM Holding AG
Page 15 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
DENDREON CORP 24823Q107 479 45,000 0 0 45,000 03 45,000 0 0
DENTSPLY INTERNATIONAL INC 249030107 2,564 63,900 0 0 63,900 03 63,900 0 0
DEVON ENERGY CORPORATION 25179M103 14,935 209,993 0 0 209,993 03 209,993 0 0
Diageo PLC Sponsored ADR 25243Q205 724 7,500 0 0 7,500 01 7,500 0 0
DIAMOND OFFSHORE DRILLING 25271C102 4,430 66,373 0 0 66,373 03 66,373 0 0
DIAMONDROCK HOSPITALITY CO 252784301 454 44,143 0 0 44,143 03 44,143 0 0
Diebold Incorporated Common USD1.2 253651103 655 17,000 0 0 17,000 01 17,000 0 0
DIGITAL REALTY TRUST INC 253868103 2,034 27,500 0 0 27,500 03 27,500 0 0
Digital Realty Trust Inc. Com. USD 253868103 6,301 85,187 0 0 85,187 01 85,187 0 0
Digitalglobe Inc. Com. USD0.001 25389M877 411 30,780 0 0 30,780 01 30,780 0 0
DIRECTV-CLASS A 25490A101 4,081 82,713 0 0 82,713 03 82,713 0 0
DIRECTV Class A Com. USD0.01 25490A101 543 11,000 0 0 11,000 01 11,000 0 0
DISCOVER FINANCIAL SERVICES 254709108 1,875 56,250 0 0 56,250 03 56,250 0 0
DISCOVERY COMMUNICATIONS-A 25470F104 142 2,800 0 0 2,800 03 2,800 0 0
DISCOVERY COMMUNICATIONS-C 25470F302 141 3,000 0 0 3,000 03 3,000 0 0
DISH NETWORK CORP-A 25470M109 142 4,300 0 0 4,300 03 4,300 0 0
DISH Network Corp. Cls. A Com. USD 25470M109 626 19,000 0 0 19,000 01 19,000 0 0
DOLBY LABORATORIES INC-CL A 25659T107 38 1,000 0 0 1,000 03 1,000 0 0
DOLLAR GENERAL CORP 256677105 134 2,900 0 0 2,900 03 2,900 0 0
DOLLAR TREE INC 256746108 633 6,701 0 0 6,701 03 6,701 0 0
DOMINION RESOURCES INC/VA 25746U109 3,139 61,300 0 0 61,300 03 61,300 0 0
DOMTAR CORP 257559203 229 2,400 0 0 2,400 03 2,400 0 0
DOUGLAS EMMETT INC 25960P109 796 34,900 0 0 34,900 03 34,900 0 0
DOVER CORP 260003108 6,923 110,000 0 0 110,000 03 110,000 0 0
DOW CHEMICAL CO/THE 260543103 6,743 194,660 0 0 194,660 03 194,660 0 0
---------
59,173
Form 13F Information Table
GAM Holding AG
Page 16 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
DR HORTON INC 23331A109 1,010 66,600 0 0 66,600 03 66,600 0 0
DR PEPPER SNAPPLE GROUP INC 26138E109 1,813 45,100 0 0 45,100 03 45,100 0 0
Dr Pepper Snapple Grp. Inc. Com. U 26138E109 402 10,000 0 0 10,000 01 10,000 0 0
DRDGOLD LTD-SPONSORED ADR 26152H301 179 24,100 0 0 24,100 03 24,100 0 0
DTE ENERGY COMPANY 233331107 209 3,800 0 0 3,800 03 3,800 0 0
Du Pont (E.I.) De Nemours USD0.30 263534109 24,594 464,916 0 0 464,916 02 464,916 0 0
Du Pont (E.I.) De Nemours USD0.30 263534109 4,220 79,772 0 0 79,772 02 79,772 0 0
DU PONT (E.I.) DE NEMOURS 263534109 6,692 126,500 0 0 126,500 03 126,500 0 0
DUKE ENERGY CORP 26441C105 1,219 58,000 0 0 58,000 03 58,000 0 0
DUKE REALTY CORP 264411505 964 67,201 0 0 67,201 03 67,201 0 0
DUN & BRADSTREET CORP 26483E100 93 1,100 0 0 1,100 03 1,100 0 0
DUPONT FABROS TECHNOLOGY 26613Q106 367 15,000 0 0 15,000 03 15,000 0 0
EASTGROUP PROPERTIES INC 277276101 387 7,700 0 0 7,700 03 7,700 0 0
EASTMAN CHEMICAL CO 277432100 2,678 51,800 0 0 51,800 03 51,800 0 0
Eastman Kodak Company Common USD2. 277461109 137 428,915 0 0 428,915 02 428,915 0 0
Eastman Kodak Company Common USD2. 277461109 27 84,365 0 0 84,365 02 84,365 0 0
EATON CORP 278058102 8,778 176,155 0 0 176,155 03 176,155 0 0
EATON VANCE CORP 278265103 66 2,300 0 0 2,300 03 2,300 0 0
EBAY INC 278642103 7,890 213,880 0 0 213,880 03 213,880 0 0
eBay Incorporated Common USD0.001 278642103 2,066 55,989 0 0 55,989 01 55,989 0 0
eBay Incorporated Common USD0.001 278642103 21,830 591,610 0 0 591,610 02 591,610 0 0
eBay Incorporated Common USD0.001 278642103 443 12,000 0 0 12,000 01 12,000 0 0
eBay Incorporated Common USD0.001 278642103 3,930 106,515 0 0 106,515 02 106,515 0 0
Echostar Corp. A Com. NPV 278768106 394 14,000 0 0 14,000 01 14,000 0 0
ECOLAB INC 278865100 6,672 108,100 0 0 108,100 03 108,100 0 0
---------
97,059
Form 13F Information Table
GAM Holding AG
Page 17 of 52
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Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
ECOPETROL SA-SPONSORED ADR 279158109 2,798 45,800 0 0 45,800 03 45,800 0 0
EDISON INTERNATIONAL 281020107 2,415 56,800 0 0 56,800 03 56,800 0 0
EDUCATION REALTY TRUST INC 28140H104 257 23,700 0 0 23,700 03 23,700 0 0
Edward Lifesciences Corporation Co 28176E108 1,255 17,250 0 0 17,250 01 17,250 0 0
EDWARDS LIFESCIENCES CORP 28176E108 749 10,300 0 0 10,300 03 10,300 0 0
EL PASO CORP 28336L109 641 21,700 0 0 21,700 03 21,700 0 0
EL Paso Corporation Common USD3.00 28336L109 119,384 4,040,070 0 0 4,040,070 02 4,040,070 0 0
EL Paso Corporation Common USD3.00 28336L109 798 27,000 0 0 27,000 01 27,000 0 0
EL Paso Corporation Common USD3.00 28336L109 20,444 691,854 0 0 691,854 02 691,854 0 0
ELECTRONIC ARTS INC 285512109 2,180 132,310 0 0 132,310 03 132,310 0 0
Electronic Arts Inc. Common USD0.0 285512109 330 20,000 0 0 20,000 01 20,000 0 0
ELI LILLY & CO 532457108 7,717 191,640 0 0 191,640 03 191,640 0 0
ELSTER GROUP SE-ADR 290348101 3,265 206,516 0 0 206,516 03 206,516 0 0
EMBRAER SA-ADR 29082A107 1,311 41,000 0 0 41,000 03 41,000 0 0
EMC Corp. 1.75% Cv. 01-12-2013 268648AM4 20,80211,100,000 0 011,100,000 01 11,100,000 0 0
EMC Corp. Massachusetts Common USD 268648102 4,808 160,900 0 0 160,900 01 160,900 0 0
EMC CORP/MA 268648102 19,134 640,364 0 0 640,364 03 640,364 0 0
EMERSON ELECTRIC CO 291011104 11,476 219,940 0 0 219,940 03 219,940 0 0
EMPRESA NAC ELEC-CHIL-SP ADR 29244T101 864 16,000 0 0 16,000 03 16,000 0 0
ENERGEN CORP 29265N108 69 1,400 0 0 1,400 03 1,400 0 0
ENERGIZER HOLDINGS INC 29266R108 104 1,400 0 0 1,400 03 1,400 0 0
Energizer Holdings Inc. Common USD 29266R108 593 8,000 0 0 8,000 01 8,000 0 0
ENERGY SELECT SECTOR SPDR 81369Y506 717 10,000 0 0 10,000 03 10,000 0 0
ENERNOC INC 292764107 431 59,800 0 0 59,800 03 59,800 0 0
ENERSIS S.A. -SPONS ADR 29274F104 2,737 135,540 0 0 135,540 03 135,540 0 0
---------
225,279
Form 13F Information Table
GAM Holding AG
Page 18 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Enova Systems Inc. Ord. NPV 29355M200 340 1,060,970 0 0 1,060,970 02 1,060,970 0 0
Enova Systems Inc. Ord. NPV 29355M200 130 405,462 0 0 405,462 02 405,462 0 0
ENSCO PLC-SPON ADR 29358Q109 1,048 19,800 0 0 19,800 03 19,800 0 0
Ensco PLC Spon. ADR (1 Rep. 1 Ord. 29358Q109 452 8,540 0 0 8,540 01 8,540 0 0
ENTERGY CORP 29364G103 2,880 42,850 0 0 42,850 03 42,850 0 0
ENTERTAINMENT PROPERTIES TR 29380T105 612 13,200 0 0 13,200 03 13,200 0 0
EOG RESOURCES INC 26875P101 5,841 52,570 0 0 52,570 03 52,570 0 0
EQT CORP 26884L109 251 5,200 0 0 5,200 03 5,200 0 0
EQUIFAX INC 294429105 111 2,500 0 0 2,500 03 2,500 0 0
Equinix Inc. Common USD0.001 29444U502 1,822 11,570 0 0 11,570 01 11,570 0 0
EQUITY LIFESTYLE PROPERTIES 29472R108 697 10,000 0 0 10,000 03 10,000 0 0
EQUITY ONE INC 294752100 317 15,700 0 0 15,700 03 15,700 0 0
EQUITY RESIDENTIAL 29476L107 7,928 126,600 0 0 126,600 03 126,600 0 0
ESSEX PROPERTY TRUST INC 297178105 1,227 8,100 0 0 8,100 03 8,100 0 0
ESTEE LAUDER COMPANIES-CL A 518439104 10,449 168,700 0 0 168,700 03 168,700 0 0
EXELIS INC 30162A108 3,255 260,000 0 0 260,000 03 260,000 0 0
Exelis Inc. Com. NPV 30162A108 150 12,000 0 0 12,000 01 12,000 0 0
EXELON CORP 30161N101 7,272 185,452 0 0 185,452 03 185,452 0 0
Exelon Corporation Common NPV 30161N101 2,584 65,910 0 0 65,910 02 01 65,910 0 0
EXPEDITORS INTL WASH INC 302130109 3,000 64,500 0 0 64,500 03 64,500 0 0
EXPRESS SCRIPTS INC *do not use* 302182100 4,166 76,900 0 0 76,900 03 76,900 0 0
EXTRA SPACE STORAGE INC 30225T102 639 22,200 0 0 22,200 03 22,200 0 0
EXXON MOBIL CORP 30231G102 80,177 924,447 0 0 924,447 03 924,447 0 0
Exxon Mobil Corp. Com. NPV 30231G102 173 2,000 0 0 2,000 01 2,000 0 0
F5 NETWORKS INC 315616102 2,308 17,100 0 0 17,100 03 17,100 0 0
---------
137,829
Form 13F Information Table
GAM Holding AG
Page 19 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
F5 Networks Inc. Common NPV 315616102 1,161 8,600 0 0 8,600 01 8,600 0 0
FAMILY DOLLAR STORES 307000109 121 1,913 0 0 1,913 03 1,913 0 0
FASTENAL CO 311900104 1,417 26,200 0 0 26,200 03 26,200 0 0
Federal Mogul Corp. Com. USD0.01 313549404 551 32,000 0 0 32,000 01 32,000 0 0
FEDERAL REALTY INVS TRUST 313747206 1,684 17,400 0 0 17,400 03 17,400 0 0
FEDEX CORP 31428X106 3,688 40,100 0 0 40,100 03 40,100 0 0
FELCOR LODGING TRUST INC 31430F101 111 30,840 0 0 30,840 03 30,840 0 0
Ferro Corporation Common USD1 315405100 59 10,000 0 0 10,000 01 10,000 0 0
FIDELITY NATIONAL FINL-A 31620R105 79 4,367 0 0 4,367 03 4,367 0 0
FIDELITY NATIONAL INFORMATIO 31620M106 166 4,997 0 0 4,997 03 4,997 0 0
FIFTH THIRD BANCORP 316773100 653 46,500 0 0 46,500 03 46,500 0 0
FINANCIAL SELECT SECTOR SPDR 81369Y605 9,201 583,000 0 0 583,000 03 583,000 0 0
Finisar Corporation Com. USD0.001 31787A507 1,163 57,700 0 0 57,700 01 57,700 0 0
FIRST INDUSTRIAL REALTY TR 32054K103 258 20,900 0 0 20,900 03 20,900 0 0
FIRST POTOMAC REALTY TRUST 33610F109 143 11,800 0 0 11,800 03 11,800 0 0
FIRST SOLAR INC 336433107 739 29,500 0 0 29,500 03 29,500 0 0
First Solar Inc. Com. USD0.001 336433107 1,775 70,840 0 0 70,840 01 70,840 0 0
FIRSTENERGY CORP 337932107 2,011 44,101 0 0 44,101 03 44,101 0 0
FISERV INC 337738108 2,512 36,200 0 0 36,200 03 36,200 0 0
Fisher Communications Inc. Com. US 337756209 431 14,000 0 0 14,000 01 14,000 0 0
FLEXTRONICS INTL LTD Y2573F102 119 16,498 0 0 16,498 03 16,498 0 0
FLIR SYSTEMS INC 302445101 633 25,000 0 0 25,000 03 25,000 0 0
FLOWERS FOODS INC 343498101 69 3,400 0 0 3,400 03 3,400 0 0
FLOWSERVE CORP 34354P105 5,070 43,890 0 0 43,890 03 43,890 0 0
Flowserve Corporation Common USD1. 34354P105 347 3,000 0 0 3,000 01 3,000 0 0
---------
34,158
Form 13F Information Table
GAM Holding AG
Page 20 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
FLUOR CORP 343412102 1,435 23,900 0 0 23,900 03 23,900 0 0
FMC CORP 302491303 148 1,400 0 0 1,400 03 1,400 0 0
FMC TECHNOLOGIES INC 30249U101 5,163 102,395 0 0 102,395 03 102,395 0 0
Focus Media Holding-ADR (1 Rep 5 O 34415V109 726 28,890 0 0 28,890 01 28,890 0 0
FOCUS MEDIA HOLDING-ADR 34415V109 741 29,500 0 0 29,500 03 29,500 0 0
Fomento Economico Mex ADR SAB (Rep 344419106 222 2,700 0 0 2,700 01 2,700 0 0
FORD MOTOR CO 345370860 6,986 559,350 0 0 559,350 03 559,350 0 0
FOREST CITY ENTERPRISES-CL A 345550107 520 33,200 0 0 33,200 03 33,200 0 0
FOREST LABORATORIES INC 345838106 2,632 75,875 0 0 75,875 03 75,875 0 0
Fortune Brands Home & Security Com 34964C106 177 8,000 0 0 8,000 01 8,000 0 0
FOSSIL INC 349882100 145 1,100 0 0 1,100 03 1,100 0 0
FRANKLIN RESOURCES INC 354613101 5,984 48,250 0 0 48,250 03 48,250 0 0
Fred's Incorporated Class A Common 356108100 10,231 700,000 0 0 700,000 01 700,000 0 0
Freeport-McMoran Copper Com. USD0. 35671D857 259 6,800 0 0 6,800 02 6,800 0 0
FREEPORT-MCMORAN COPPER 35671D857 23,287 612,175 0 0 612,175 03 612,175 0 0
FRONTIER COMMUNICATIONS CORP 35906A108 92 22,062 0 0 22,062 03 22,062 0 0
Fusion-Io Inc. Com. USD0.0002 36112J107 1,051 37,000 0 0 37,000 01 37,000 0 0
GAFISA SA-ADR 362607301 467 99,000 0 0 99,000 03 99,000 0 0
GAMESTOP CORP-CLASS A 36467W109 714 32,700 0 0 32,700 03 32,700 0 0
GameStop Corp. Class A Com. USD0.0 36467W109 446 20,400 0 0 20,400 01 20,400 0 0
GANNETT CO 364730101 693 45,210 0 0 45,210 03 45,210 0 0
GAP INC/THE 364760108 3,968 151,795 0 0 151,795 03 151,795 0 0
GATX Corporation Common USD0.625 361448103 484 12,000 0 0 12,000 01 12,000 0 0
Gaylord Entmt. Company Class A USD 367905106 862 28,000 0 0 28,000 01 28,000 0 0
Gen-Probe Inc. Com. USD0.0001 36866T103 1,247 18,770 0 0 18,770 01 18,770 0 0
---------
68,680
Form 13F Information Table
GAM Holding AG
Page 21 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
GENERAL DYNAMICS CORP 369550108 470 6,400 0 0 6,400 03 6,400 0 0
GENERAL ELECTRIC CO 369604103 40,316 2,008,745 0 0 2,008,745 03 2,008,745 0 0
General Electric Co. Com. USD0.06 369604103 64,663 3,221,892 0 0 3,221,892 02 3,221,892 0 0
General Electric Co. Com. USD0.06 369604103 10,080 502,219 0 0 502,219 02 502,219 0 0
GENERAL GROWTH PROPERTIES 370023103 2,664 156,778 0 0 156,778 03 156,778 0 0
GENERAL MILLS INC 370334104 2,706 68,600 0 0 68,600 03 68,600 0 0
General Mills Incorporated Com. US 370334104 12,169 308,500 0 0 308,500 01 308,500 0 0
GENERAL MOT 10.7.16 CW/GM 37045V118 128 7,687 0 0 7,687 03 7,687 0 0
GENERAL MOT 10.7.19 CW/GM 37045V126 86 7,687 0 0 7,687 03 7,687 0 0
GENERAL MOTORS CO 37045V100 648 25,256 0 0 25,256 03 25,256 0 0
General Motors Co. Com. USD0.01 37045V100 82 3,190 0 0 3,190 01 3,190 0 0
General Motors Cw16 Wts 10-07-2016 37045V118 2 131 0 0 131 01 131 0 0
General Motors Cw19 Wts. 10-07-201 37045V126 1 131 0 0 131 01 131 0 0
GENIE ENERGY LTD-B 372284208 1,973 204,000 0 0 204,000 03 204,000 0 0
Gentiva Health Services Inc. Com. 37247A102 87 10,000 0 0 10,000 01 10,000 0 0
GENUINE PARTS CO 372460105 226 3,600 0 0 3,600 03 3,600 0 0
Genuine Parts Company Common USD1. 372460105 2,196 35,000 0 0 35,000 01 35,000 0 0
GENWORTH FINANCIAL INC-CL A 37247D106 73 8,800 0 0 8,800 03 8,800 0 0
GERDAU SA -SPON ADR 373737105 1,204 125,000 0 0 125,000 03 125,000 0 0
GETTY REALTY CORP 374297109 103 6,630 0 0 6,630 03 6,630 0 0
GEVO INC 374396109 374 40,700 0 0 40,700 03 40,700 0 0
Giant Interactive Group-Spon. ADR 374511103 1,223 250,000 0 0 250,000 01 250,000 0 0
GILEAD SCIENCES INC 375558103 11,860 242,790 0 0 242,790 03 242,790 0 0
Gilead Sciences Incorporated Commo 375558103 249 5,100 0 0 5,100 01 5,100 0 0
GLIMCHER REALTY TRUST 379302102 376 36,750 0 0 36,750 03 36,750 0 0
---------
153,958
Form 13F Information Table
GAM Holding AG
Page 22 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
GM 4 3/4 12/01/13 37045V209 431 10,295 0 0 10,295 03 10,295 0 0
GNC Holdings Inc.-Cls A Com USD0.0 36191G107 1,151 32,990 0 0 32,990 01 32,990 0 0
GOLD FIELDS LTD-SPONS ADR 38059T106 9,462 680,700 0 0 680,700 03 680,700 0 0
Golden Minerals Co. Com. USD0.01 381119106 61 7,232 0 0 7,232 01 7,232 0 0
GOLDMAN SACHS GROUP INC 38141G104 10,030 80,650 0 0 80,650 03 80,650 0 0
GOODRICH CORP 382388106 339 2,700 0 0 2,700 03 2,700 0 0
GOODYEAR TIRE & RUBBER CO 382550101 279 24,900 0 0 24,900 03 24,900 0 0
GOOGLE INC-CL A 38259P508 41,168 64,200 0 0 64,200 03 64,200 0 0
Google Incorporated Com. Cl A USD0 38259P508 3,384 5,278 0 0 5,278 01 5,278 0 0
GOVERNMENT PROPERTIES INCOME 38376A103 190 7,870 0 0 7,870 03 7,870 0 0
GRAN TIERRA ENERGY INC 38500T101 227 36,100 0 0 36,100 03 36,100 0 0
GREEN MOUNTAIN COFFEE ROASTE 393122106 130 2,786 0 0 2,786 03 2,786 0 0
Griffon Corporation Common USD0.25 398433102 728 68,000 0 0 68,000 01 68,000 0 0
Grupo Televisa SA-Sp ADR (1 Rep 5 40049J206 611 29,000 0 0 29,000 01 29,000 0 0
GT ADVANCED TECHNOLOGIES INC 36191U106 165 20,000 0 0 20,000 03 20,000 0 0
GUESS? INC 401617105 756 24,200 0 0 24,200 03 24,200 0 0
Guggenheim Frontier Markets 18383Q838 127 5,900 0 0 5,900 02 5,900 0 0
H&E EQUIPMENT SERVICES INC 404030108 276 14,600 0 0 14,600 03 14,600 0 0
H&R BLOCK INC 093671105 100 6,100 0 0 6,100 03 6,100 0 0
HALLIBURTON CO 406216101 4,379 131,950 0 0 131,950 03 131,950 0 0
HALOZYME THERAPEUTICS INC 40637H109 191 15,000 0 0 15,000 03 15,000 0 0
Hanesbrands Inc. Common USD0.01 410345102 1,719 58,191 0 0 58,191 01 58,191 0 0
HARLEY-DAVIDSON INC 412822108 4,258 86,760 0 0 86,760 03 86,760 0 0
HARMONY GOLD MNG-SPON ADR 413216300 5,179 473,850 0 0 473,850 03 473,850 0 0
HARRIS CORP 413875105 1,979 43,900 0 0 43,900 03 43,900 0 0
---------
87,323
Form 13F Information Table
GAM Holding AG
Page 23 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
HARTFORD FINANCIAL SVCS GRP 416515104 1,590 75,440 0 0 75,440 03 75,440 0 0
HASBRO INC 418056107 95 2,600 0 0 2,600 03 2,600 0 0
HCA HOLDINGS INC 40412C101 101 4,100 0 0 4,100 03 4,100 0 0
HCP INC 40414L109 4,304 109,070 0 0 109,070 03 109,070 0 0
HDFC BANK LTD-ADR 40415F101 549 16,100 0 0 16,100 03 16,100 0 0
HDFC Bank Ltd. Spon. ADR (1 Rep. 3 40415F101 181 5,300 0 0 5,300 02 5,300 0 0
HEALTH CARE REIT INC 42217K106 4,551 82,800 0 0 82,800 03 82,800 0 0
HEALTH MGMT ASSOCIATES INC-A 421933102 40 6,000 0 0 6,000 03 6,000 0 0
HEALTHCARE REALTY TRUST INC 421946104 418 19,000 0 0 19,000 03 19,000 0 0
HEARTLAND PAYMENT SYSTEMS IN 42235N108 288 10,000 0 0 10,000 03 10,000 0 0
HELMERICH & PAYNE 423452101 4,489 83,200 0 0 83,200 03 83,200 0 0
HENRY SCHEIN INC 806407102 3,394 44,850 0 0 44,850 03 44,850 0 0
HERSHEY CO/THE 427866108 209 3,400 0 0 3,400 03 3,400 0 0
HERTZ GLOBAL HOLDINGS INC 42805T105 77 5,100 0 0 5,100 03 5,100 0 0
HESS CORP 42809H107 5,052 85,700 0 0 85,700 03 85,700 0 0
Hess Corporation Common USD1.00 42809H107 324 5,500 0 0 5,500 01 5,500 0 0
HEWLETT-PACKARD CO 428236103 11,247 471,979 0 0 471,979 03 471,979 0 0
Hewlett Packard Co. Common USD0.01 428236103 12,552 526,735 0 0 526,735 02 526,735 0 0
Hewlett Packard Co. Common USD0.01 428236103 2,201 92,355 0 0 92,355 02 92,355 0 0
HIGHWOODS PROPERTIES INC 431284108 676 20,300 0 0 20,300 03 20,300 0 0
HJ HEINZ CO 423074103 3,015 56,295 0 0 56,295 03 56,295 0 0
HJ Heinz Co. Common USD0.25 423074103 13,029 243,300 0 0 243,300 01 243,300 0 0
HOLLYFRONTIER CORP 436106108 141 4,400 0 0 4,400 03 4,400 0 0
HOLOGIC INC 436440101 569 26,412 0 0 26,412 03 26,412 0 0
Hologic Inc. 2% Step Cv. 15-12-203 436440AB7 1,772 1,500,000 0 0 1,500,000 01 1,500,000 0 0
---------
70,866
Form 13F Information Table
GAM Holding AG
Page 24 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Hologic Inc. Common USD0.01 436440101 1,652 76,650 0 0 76,650 01 76,650 0 0
HOME DEPOT INC 437076102 12,849 255,405 0 0 255,405 03 255,405 0 0
Home Depot Incorporated Common USD 437076102 13,833 274,960 0 0 274,960 01 274,960 0 0
HOME INNS & HOTELS MANAG-ADR 43713W107 612 24,000 0 0 24,000 03 24,000 0 0
HOME PROPERTIES INC 437306103 769 12,600 0 0 12,600 03 12,600 0 0
HONEYWELL INTERNATIONAL INC 438516106 9,639 157,885 0 0 157,885 03 157,885 0 0
Honeywell Intl Inc Com USD1 438516106 672 11,000 0 0 11,000 01 11,000 0 0
HORMEL FOODS CORP 440452100 83 2,800 0 0 2,800 03 2,800 0 0
HOSPIRA INC 441060100 1,958 52,380 0 0 52,380 03 52,380 0 0
HOSPITALITY PROPERTIES TRUST 44106M102 834 31,510 0 0 31,510 03 31,510 0 0
HOST HOTELS & RESORTS INC 44107P104 3,186 194,034 0 0 194,034 03 194,034 0 0
Host Hotels & Resorts Inc. Common 44107P104 549 33,440 0 0 33,440 01 33,440 0 0
HUDSON CITY BANCORP INC 443683107 586 80,100 0 0 80,100 03 80,100 0 0
Human Genome Sciences Inc. Com. US 444903108 3,294 399,700 0 0 399,700 02 01 399,700 0 0
HUMANA INC 444859102 4,744 51,300 0 0 51,300 03 51,300 0 0
HUNT (JB) TRANSPRT SVCS INC 445658107 125 2,300 0 0 2,300 03 2,300 0 0
Hunt (JB) Transprt Svcs.Inc.Com. U 445658107 394 7,250 0 0 7,250 01 7,250 0 0
HUNTSMAN CORP 447011107 210 15,000 0 0 15,000 03 15,000 0 0
Huntsman Corporation Common USD0.0 447011107 10,157 725,000 0 0 725,000 01 725,000 0 0
IAC/InterActiveCorp Common USD0.01 44919P508 521 10,610 0 0 10,610 01 10,610 0 0
ICICI BANK LTD-SPON ADR 45104G104 760 21,800 0 0 21,800 03 21,800 0 0
ICICI Bank Ltd.-Spon. ADR (1 Rep. 45104G104 87 2,500 0 0 2,500 02 2,500 0 0
ICU Medical Incorporated Common US 44930G107 7,377 150,000 0 0 150,000 01 150,000 0 0
IDENIX PHARMACEUTICALS INC 45166R204 117 12,000 0 0 12,000 03 12,000 0 0
IDEXX LABORATORIES INC 45168D104 875 10,000 0 0 10,000 03 10,000 0 0
---------
75,884
Form 13F Information Table
GAM Holding AG
Page 25 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
IHS INC-CLASS A 451734107 75 800 0 0 800 03 800 0 0
IHS Inc. Common USD0.01 Class A 451734107 571 6,100 0 0 6,100 01 6,100 0 0
ILLINOIS TOOL WORKS 452308109 1,388 24,300 0 0 24,300 03 24,300 0 0
ILLUMINA INC 452327109 1,394 26,500 0 0 26,500 03 26,500 0 0
IMMUNOGEN INC 45253H101 86 6,000 0 0 6,000 03 6,000 0 0
INCYTE CORP 45337C102 540 28,000 0 0 28,000 03 28,000 0 0
INDIA FUND INC 454089103 27 1,224 0 0 1,224 03 1,224 0 0
INDUSTRIAL SELECT SECT SPDR 81369Y704 1,123 30,000 0 0 30,000 03 30,000 0 0
Infinity Property & Casualty Commo 45665Q103 6,542 125,000 0 0 125,000 01 125,000 0 0
INFOSYS LTD-SP ADR 456788108 741 13,000 0 0 13,000 03 13,000 0 0
Ingersoll-Rand PLC Common USD1.00 G47791101 6,754 163,345 0 0 163,345 01 163,345 0 0
INGERSOLL-RAND PLC G47791101 273 6,598 0 0 6,598 03 6,598 0 0
INLAND REAL ESTATE CORP 457461200 150 16,900 0 0 16,900 03 16,900 0 0
INSULET CORP 45784P101 574 30,000 0 0 30,000 03 30,000 0 0
INTEGRATED DEVICE TECH INC 458118106 358 50,000 0 0 50,000 03 50,000 0 0
INTEGRYS ENERGY GROUP INC 45822P105 74 1,400 0 0 1,400 03 1,400 0 0
Intel Corp 2.95% Cv. 15-12-2035 458140AD2 22,54519,300,000 0 019,300,000 01 19,300,000 0 0
INTEL CORP 458140100 44,450 1,581,298 0 0 1,581,298 03 1,581,298 0 0
Intel Corp. Com. USD0.001 458140100 4,069 144,730 0 0 144,730 02 01 144,730 0 0
INTERCONTINENTALEXCHANGE INC 45865V100 1,182 8,600 0 0 8,600 03 8,600 0 0
INTERDIGITAL INC 45867G101 160 4,600 0 0 4,600 03 4,600 0 0
Intermec Incorporated Common USD0. 458786100 50 6,500 0 0 6,500 01 6,500 0 0
INTERMUNE INC 45884X103 117 8,000 0 0 8,000 03 8,000 0 0
Internap Network Services Common U 45885A300 177 24,000 0 0 24,000 01 24,000 0 0
INTERNATIONAL PAPER CO 460146103 2,425 69,100 0 0 69,100 03 69,100 0 0
---------
95,848
Form 13F Information Table
GAM Holding AG
Page 26 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
INTERPUBLIC GROUP OF COS INC 460690100 99 8,700 0 0 8,700 03 8,700 0 0
INTL BUSINESS MACHINES CORP 459200101 55,818 267,520 0 0 267,520 03 267,520 0 0
INTL FLAVORS & FRAGRANCES 459506101 111 1,900 0 0 1,900 03 1,900 0 0
INTL GAME TECHNOLOGY 459902102 432 25,700 0 0 25,700 03 25,700 0 0
Intl. Business Machines Corp. Com 459200101 15,175 72,730 0 0 72,730 01 72,730 0 0
INTUIT INC 461202103 2,165 36,000 0 0 36,000 03 36,000 0 0
INTUITIVE SURGICAL INC 46120E602 7,827 14,448 0 0 14,448 03 14,448 0 0
INVENSENSE INC 46123D205 277 15,300 0 0 15,300 03 15,300 0 0
Invensense Inc. Common USD0.001 46123D205 2,245 124,000 0 0 124,000 01 124,000 0 0
INVESTORS REAL ESTATE TRUST 461730103 271 35,300 0 0 35,300 03 35,300 0 0
IPATH MSCI INDIA INDEX ETN 06739F291 791 14,000 0 0 14,000 03 14,000 0 0
Ipath S&P 500 Vix S/T Fu Etn 06740C261 1,124 66,800 0 0 66,800 01 66,800 0 0
Ipath S&P 500 Vix S/T Fu Etn 06740C261 841 50,000 0 0 50,000 02 50,000 0 0
IRON MOUNTAIN INC 462846106 547 19,000 0 0 19,000 03 19,000 0 0
ISHARES FTSE CHINA 25 INDEX 464287184 3,738 102,050 0 0 102,050 03 102,050 0 0
ISHARES IBOXX H/Y CORP BOND 464288513 454 5,000 0 0 5,000 03 5,000 0 0
Ishares Iboxx Inv Gr. Corp. Bd. 464287242 1,589 13,759 0 0 13,759 01 13,759 0 0
ISHARES MSCI AUSTRALIA INDEX 464286103 2,093 89,025 0 0 89,025 03 89,025 0 0
ISHARES MSCI BRAZIL 464286400 1,770 27,341 0 0 27,341 03 27,341 0 0
ISHARES MSCI EMERGING MKT IN 464287234 14,561 339,090 0 0 339,090 03 339,090 0 0
ISHARES MSCI HONG KONG INDEX 464286871 8,290 475,365 0 0 475,365 03 475,365 0 0
ISHARES MSCI INDONESIA INVES 46429B309 12,193 394,100 0 0 394,100 03 394,100 0 0
ISHARES MSCI MALAYSIA 464286830 12,852 879,703 0 0 879,703 03 879,703 0 0
ISHARES MSCI MEXICO INVESTAB 464286822 527 8,424 0 0 8,424 03 8,424 0 0
ISHARES MSCI PACIFIC EX JPN 464286665 11,607 266,710 0 0 266,710 03 266,710 0 0
---------
157,398
Form 13F Information Table
GAM Holding AG
Page 27 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
ISHARES MSCI SINGAPORE 464286673 6,071 471,000 0 0 471,000 03 471,000 0 0
ISHARES MSCI SOUTH AFRICA IN 464286780 28 400 0 0 400 03 400 0 0
ISHARES MSCI SOUTH KOREA IND 464286772 4,623 77,640 0 0 77,640 03 77,640 0 0
ISHARES MSCI TAIWAN INDEX FD 464286731 13,080 973,929 0 0 973,929 03 973,929 0 0
ISHARES MSCI THAILAND INVSTB 464286624 6,406 88,000 0 0 88,000 03 88,000 0 0
ISHARES NASDAQ BIOTECH INDX 464287556 740 6,000 0 0 6,000 03 6,000 0 0
IShares S&P 500 Index Fund 464287200 637 4,512 0 0 4,512 01 4,512 0 0
IShares S&P 500 Index Fund 464287200 1,375 9,735 0 0 9,735 01 9,735 0 0
ISHARES S&P LATIN AMERICA 40 464287390 191 4,000 0 0 4,000 03 4,000 0 0
ITAU UNIBANCO HLDNG-PREF ADR 465562106 9,903 516,074 0 0 516,074 03 516,074 0 0
Itau Unibanco Holding Pref. ADR (1 465562106 767 40,000 0 0 40,000 01 40,000 0 0
ITC HOLDINGS CORP 465685105 692 9,000 0 0 9,000 03 9,000 0 0
ITRON INC 465741106 3,565 78,500 0 0 78,500 03 78,500 0 0
ITT Corp-W/I Com. NPV 450911201 161 7,000 0 0 7,000 01 7,000 0 0
ITT EDUCATIONAL SERVICES INC 45068B109 218 3,300 0 0 3,300 03 3,300 0 0
J.C. PENNEY CO INC 708160106 135 3,800 0 0 3,800 03 3,800 0 0
J.P. Morgan Chase & Co. Com. USD1. 46625H100 437 9,500 0 0 9,500 01 9,500 0 0
JABIL CIRCUIT INC 466313103 754 30,000 0 0 30,000 03 30,000 0 0
Jabil Circuit Inc. Com. USD0.001 466313103 866 34,483 0 0 34,483 01 34,483 0 0
JACOBS ENGINEERING GROUP INC 469814107 3,381 76,205 0 0 76,205 03 76,205 0 0
JDS UNIPHASE CORP 46612J507 5,005 345,390 0 0 345,390 03 345,390 0 0
JDS Uniphase Corp. Common USD0.001 46612J507 568 39,178 0 0 39,178 01 39,178 0 0
JM SMUCKER CO/THE 832696405 187 2,302 0 0 2,302 03 2,302 0 0
Johnson & Johnson Common USD1.00 478160104 12,866 195,060 0 0 195,060 01 195,060 0 0
JOHNSON & JOHNSON 478160104 48,218 731,015 0 0 731,015 03 731,015 0 0
---------
120,872
Form 13F Information Table
GAM Holding AG
Page 28 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
JOHNSON CONTROLS INC 478366107 11,239 346,015 0 0 346,015 03 346,015 0 0
Johnson Controls Inc. Common USD0. 478366107 7,475 230,142 0 0 230,142 01 230,142 0 0
JONES LANG LASALLE INC 48020Q107 3,103 37,250 0 0 37,250 03 37,250 0 0
JOY GLOBAL INC 481165108 4,986 67,840 0 0 67,840 03 67,840 0 0
JPMORGAN CHASE & CO 46625H100 42,045 914,430 0 0 914,430 03 914,430 0 0
JUNIPER NETWORKS INC 48203R104 5,903 258,001 0 0 258,001 03 258,001 0 0
Juniper Networks Inc. Common USD0. 48203R104 1,213 53,000 0 0 53,000 01 53,000 0 0
Kaman Corporation Common USD1.00 483548103 306 9,000 0 0 9,000 01 9,000 0 0
KANSAS CITY SOUTHERN 485170302 143 2,000 0 0 2,000 03 2,000 0 0
KB HOME 48666K109 178 20,000 0 0 20,000 03 20,000 0 0
KBR INC 48242W106 1,358 38,200 0 0 38,200 03 38,200 0 0
KELLOGG CO 487836108 826 15,400 0 0 15,400 03 15,400 0 0
Kellogg Company Common USD0.25 487836108 12,754 237,830 0 0 237,830 01 237,830 0 0
KEYCORP 493267108 151 17,800 0 0 17,800 03 17,800 0 0
KILROY REALTY CORP 49427F108 730 15,660 0 0 15,660 03 15,660 0 0
KIMBERLY-CLARK CORP 494368103 3,066 41,490 0 0 41,490 03 41,490 0 0
Kimberly-Clark Corporation Com. US 494368103 13,080 177,020 0 0 177,020 01 177,020 0 0
KIMCO REALTY CORP 49446R109 2,149 111,600 0 0 111,600 03 111,600 0 0
KIOR INC - CL A 497217109 342 25,600 0 0 25,600 03 25,600 0 0
KIRBY CORP 497266106 112 1,700 0 0 1,700 03 1,700 0 0
Kit Digital Inc. Com. USD0.0001 482470200 571 79,300 0 0 79,300 01 79,300 0 0
KITE REALTY GROUP TRUST 49803T102 131 24,800 0 0 24,800 03 24,800 0 0
KLA-TENCOR CORPORATION 482480100 1,273 23,400 0 0 23,400 03 23,400 0 0
KODIAK OIL & GAS CORP 50015Q100 174 17,500 0 0 17,500 03 17,500 0 0
KOHLS CORP 500255104 1,271 25,400 0 0 25,400 03 25,400 0 0
---------
114,579
Form 13F Information Table
GAM Holding AG
Page 29 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
KOREA ELEC POWER CORP-SP ADR 500631106 3,293 338,475 0 0 338,475 03 338,475 0 0
KRAFT FOODS INC-CLASS A 50075N104 15,464 406,849 0 0 406,849 03 406,849 0 0
KROGER CO 501044101 1,749 72,200 0 0 72,200 03 72,200 0 0
KT CORP-SP ADR 48268K101 5,117 373,770 0 0 373,770 03 373,770 0 0
L-3 COMMUNICATIONS HOLDINGS 502424104 6,851 96,800 0 0 96,800 03 96,800 0 0
LABORATORY CRP OF AMER HLDGS 50540R409 2,334 25,500 0 0 25,500 03 25,500 0 0
LAM RESEARCH CORP 512807108 656 14,700 0 0 14,700 03 14,700 0 0
LAN AIRLINES SA-SPON ADR 501723100 582 20,000 0 0 20,000 03 20,000 0 0
Landstar System Inc. Common USD0.0 515098101 500 8,660 0 0 8,660 01 8,660 0 0
LAREDO PETROLEUM HOLDINGS IN 516806106 352 15,000 0 0 15,000 03 15,000 0 0
LAS VEGAS SANDS CORP 517834107 835 14,500 0 0 14,500 03 14,500 0 0
Las Vegas Sands Corp. Com. USD0.00 517834107 691 12,000 0 0 12,000 01 12,000 0 0
LASALLE HOTEL PROPERTIES 517942108 602 21,400 0 0 21,400 03 21,400 0 0
LEGG MASON INC 524901105 360 12,900 0 0 12,900 03 12,900 0 0
LEGGETT & PLATT INC 524660107 74 3,200 0 0 3,200 03 3,200 0 0
LENNAR CORP-A 526057104 815 30,000 0 0 30,000 03 30,000 0 0
Lennar Corporation Class A Com. US 526057104 391 14,390 0 0 14,390 01 14,390 0 0
Lennar Corporation Class A Com. US 526057104 4,111 151,240 0 0 151,240 02 01 151,240 0 0
LEUCADIA NATIONAL CORP 527288104 107 4,100 0 0 4,100 03 4,100 0 0
LEVEL 3 COMMUNICATIONS INC 52729N308 39 1,500 0 0 1,500 03 1,500 0 0
LEXINGTON REALTY TRUST 529043101 310 34,521 0 0 34,521 03 34,521 0 0
LIBERTY GLOBAL INC-A 530555101 115 2,300 0 0 2,300 03 2,300 0 0
LIBERTY GLOBAL INC-SERIES C 530555309 96 2,000 0 0 2,000 03 2,000 0 0
Liberty Global Inc. Class A Com. U 530555101 801 16,000 0 0 16,000 01 16,000 0 0
LIBERTY INTERACTIVE CORP-A 53071M104 242 12,700 0 0 12,700 03 12,700 0 0
---------
46,488
Form 13F Information Table
GAM Holding AG
Page 30 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Liberty Interactive Corp. A Com. U 53071M104 95 5,000 0 0 5,000 01 5,000 0 0
LIBERTY MEDIA CORP - LIBER-A 530322106 150 1,700 0 0 1,700 03 1,700 0 0
Liberty Media Corp - Liberty-A Com 530322106 430 4,881 0 0 4,881 01 4,881 0 0
LIBERTY PROPERTY TRUST 531172104 1,122 31,400 0 0 31,400 03 31,400 0 0
LIFE TECHNOLOGIES CORP 53217V109 1,091 22,339 0 0 22,339 03 22,339 0 0
LIGAND PHARMACEUTICALS-CL B 53220K504 319 20,000 0 0 20,000 03 20,000 0 0
LIMITED BRANDS INC 532716107 2,664 55,500 0 0 55,500 03 55,500 0 0
LINCOLN NATIONAL CORP 534187109 166 6,300 0 0 6,300 03 6,300 0 0
LINDSAY CORP 535555106 1,060 16,000 0 0 16,000 03 16,000 0 0
LINEAR TECHNOLOGY CORP 535678106 2,952 87,600 0 0 87,600 03 87,600 0 0
Linkedin Corp. A Com. USD0.0001 53578A108 2,951 28,930 0 0 28,930 01 28,930 0 0
Liz Claiborne Inc. Com. USD1.00 539320101 1,296 96,989 0 0 96,989 01 96,989 0 0
LKQ CORP 501889208 3,014 96,710 0 0 96,710 03 96,710 0 0
LOCKHEED MARTIN CORP 539830109 548 6,100 0 0 6,100 03 6,100 0 0
Lockheed Martin Corporation Com. U 539830109 12,994 144,610 0 0 144,610 01 144,610 0 0
LOEWS CORP 540424108 287 7,199 0 0 7,199 03 7,199 0 0
LORILLARD INC 544147101 2,082 16,080 0 0 16,080 03 16,080 0 0
Louisiana-Pacific Corp. Com. USD 1 546347105 797 85,240 0 0 85,240 01 85,240 0 0
Lowe's Companies Inc. Common USD0. 548661107 1,670 53,220 0 0 53,220 01 53,220 0 0
LOWE'S COS INC 548661107 4,456 142,000 0 0 142,000 03 142,000 0 0
LSB INDUSTRIES INC 502160104 3,503 90,000 0 0 90,000 03 90,000 0 0
LSI CORP 502161102 623 71,800 0 0 71,800 03 71,800 0 0
LTC PROPERTIES INC 502175102 182 5,700 0 0 5,700 03 5,700 0 0
LULULEMON ATHLETICA INC 550021109 149 2,000 0 0 2,000 03 2,000 0 0
M & T BANK CORP 55261F104 200 2,300 0 0 2,300 03 2,300 0 0
---------
44,803
Form 13F Information Table
GAM Holding AG
Page 31 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
MACERICH CO/THE 554382101 2,062 35,705 0 0 35,705 03 35,705 0 0
MACK-CALI REALTY CORP 554489104 665 23,060 0 0 23,060 03 23,060 0 0
MACY'S INC 55616P104 1,561 39,300 0 0 39,300 03 39,300 0 0
Madison Square Garden Co. A NPV 55826P100 479 14,000 0 0 14,000 01 14,000 0 0
MANPOWER INC 56418H100 81 1,700 0 0 1,700 03 1,700 0 0
MARATHON OIL CORP 565849106 4,920 155,190 0 0 155,190 03 155,190 0 0
MARATHON PETROLEUM CORP 56585A102 6,454 148,850 0 0 148,850 03 148,850 0 0
MARKET VECTORS BRAZIL SM-CAP 57060U613 14 312 0 0 312 03 312 0 0
MARKET VECTORS GOLD MINERS 57060U100 1,487 30,000 0 0 30,000 03 30,000 0 0
MARKET VECTORS INDONESIA IND 57060U753 69 2,319 0 0 2,319 03 2,319 0 0
MARKET VECTORS RUSSIA ETF 57060U506 10 321 0 0 321 03 321 0 0
MARRIOTT INTERNATIONAL-CL A 571903202 2,482 65,587 0 0 65,587 03 65,587 0 0
MARSH & MCLENNAN COS 571748102 2,686 81,900 0 0 81,900 03 81,900 0 0
MARTIN MARIETTA MATERIALS 573284106 77 900 0 0 900 03 900 0 0
MARVELL TECHNOLOGY GROUP LTD G5876H105 1,416 90,000 0 0 90,000 03 90,000 0 0
MASCO CORP 574599106 654 48,900 0 0 48,900 03 48,900 0 0
MASTEC INC 576323109 1,201 66,400 0 0 66,400 03 66,400 0 0
MASTERCARD INC-CLASS A 57636Q104 9,012 21,430 0 0 21,430 03 21,430 0 0
Materion Corp. Common NPV 576690101 273 9,500 0 0 9,500 01 9,500 0 0
MATTEL INC 577081102 2,831 84,100 0 0 84,100 03 84,100 0 0
MAXIM INTEGRATED PRODUCTS 57772K101 194 6,800 0 0 6,800 03 6,800 0 0
MAXWELL TECHNOLOGIES INC 577767106 682 37,200 0 0 37,200 03 37,200 0 0
MCCORMICK & CO-NON VTG SHRS 579780206 142 2,600 0 0 2,600 03 2,600 0 0
MCDONALD'S CORP 580135101 24,074 245,400 0 0 245,400 03 245,400 0 0
MCEWEN MINING INC 58039P107 311 70,000 0 0 70,000 03 70,000 0 0
---------
63,835
Form 13F Information Table
GAM Holding AG
Page 32 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
MCGRAW-HILL COMPANIES INC 580645109 305 6,300 0 0 6,300 03 6,300 0 0
McGraw-Hill Companies Inc. Common 580645109 13,817 285,060 0 0 285,060 01 285,060 0 0
MCKESSON CORP 58155Q103 2,212 25,200 0 0 25,200 03 25,200 0 0
MDU RESOURCES GROUP INC 552690109 99 4,400 0 0 4,400 03 4,400 0 0
MEAD JOHNSON NUTRITION CO 582839106 845 10,250 0 0 10,250 03 10,250 0 0
Mead Johnson Nutrition Co. Com. US 582839106 577 7,000 0 0 7,000 01 7,000 0 0
MEADWESTVACO CORP 583334107 101 3,200 0 0 3,200 03 3,200 0 0
MECHEL-SPONSORED ADR 583840103 126 14,000 0 0 14,000 03 14,000 0 0
Media General Inc. Cls. A Common U 584404107 67 13,000 0 0 13,000 01 13,000 0 0
MEDICAL PROPERTIES TRUST INC 58463J304 284 30,590 0 0 30,590 03 30,590 0 0
MEDICINES COMPANY 584688105 201 10,000 0 0 10,000 03 10,000 0 0
MEDICIS PHARMACEUTICAL-CL A 584690309 376 10,000 0 0 10,000 03 10,000 0 0
MEDTRONIC INC 585055106 11,878 303,080 0 0 303,080 03 303,080 0 0
Medtronic Incorporated Common USD0 585055106 12,558 320,430 0 0 320,430 01 320,430 0 0
Mellanox Technologies Com. ILS0.01 M51363113 2,175 52,000 0 0 52,000 01 52,000 0 0
MERCK & CO. INC. 58933Y105 26,701 695,328 0 0 695,328 03 695,328 0 0
Meritor Inc. Common USD1.00 59001K100 223 27,576 0 0 27,576 01 27,576 0 0
Methanex Corporation Common NPV 59151K108 571 17,587 0 0 17,587 01 17,587 0 0
METLIFE INC 59156R108 5,628 150,670 0 0 150,670 03 150,670 0 0
METROPCS COMMUNICATIONS INC 591708102 39 4,300 0 0 4,300 03 4,300 0 0
MGM RESORTS INTERNATIONAL 552953101 94 6,900 0 0 6,900 03 6,900 0 0
MICROCHIP TECHNOLOGY INC 595017104 167 4,500 0 0 4,500 03 4,500 0 0
MICRON TECHNOLOGY INC 595112103 1,749 215,900 0 0 215,900 03 215,900 0 0
MICROSOFT CORP 594918104 74,155 2,299,375 0 0 2,299,375 03 2,299,375 0 0
Microsoft Corporation Com. USD0.00 594918104 1,839 57,000 0 0 57,000 01 57,000 0 0
---------
156,783
Form 13F Information Table
GAM Holding AG
Page 33 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
MID-AMERICA APARTMENT COMM 59522J103 664 9,900 0 0 9,900 03 9,900 0 0
Midas Inc. Com. USD0.001 595626102 23 2,000 0 0 2,000 01 2,000 0 0
Millicom Intl Cellular SA Com. USD L6388F110 904 8,000 0 0 8,000 01 8,000 0 0
MINDRAY MEDICAL INTL LTD-ADR 602675100 330 10,000 0 0 10,000 03 10,000 0 0
MOBILE TELESYSTEMS-SP ADR 607409109 4,764 259,740 0 0 259,740 03 259,740 0 0
Mobile Telesystems Spon. ADR (1 Re 607409109 110 6,000 0 0 6,000 02 6,000 0 0
Modine Manufacturing Co. Common US 607828100 1,097 124,190 0 0 124,190 01 124,190 0 0
MOHAWK INDUSTRIES INC 608190104 67 1,000 0 0 1,000 03 1,000 0 0
MOLEX INC 608554101 1,352 48,075 0 0 48,075 03 48,075 0 0
MOLSON COORS BREWING CO -B 60871R209 163 3,600 0 0 3,600 03 3,600 0 0
Molson Coors Brewing Co 2.5% Cv. 3 60871RAA8 526 500,000 0 0 500,000 01 500,000 0 0
Molycorp Inc. Common NPV 608753109 1,170 34,580 0 0 34,580 01 34,580 0 0
Molycorp Inc. Common NPV 608753109 34 1,000 0 0 1,000 01 1,000 0 0
Moneygram International Inc. Com. 60935Y208 95 5,250 0 0 5,250 01 5,250 0 0
MONSANTO CO 61166W101 6,540 82,000 0 0 82,000 03 82,000 0 0
Monsanto Company Common USD0.01 61166W101 408 5,116 0 0 5,116 01 5,116 0 0
MONSTER BEVERAGE CORP 611740101 1,739 28,000 0 0 28,000 03 28,000 0 0
MOODY'S CORP 615369105 198 4,700 0 0 4,700 03 4,700 0 0
Morgan Stanley Common USD0.01 617446448 157 8,000 0 0 8,000 01 8,000 0 0
Morgan Stanley Frontier Emerging M 61757P101 125 11,000 0 0 11,000 02 11,000 0 0
MORGAN STANLEY INDIA INVEST 61745C105 513 31,000 0 0 31,000 03 31,000 0 0
MORGAN STANLEY 617446448 4,615 235,000 0 0 235,000 03 235,000 0 0
Mosaic Co. (The) Common NPV 61945C103 2,323 42,010 0 0 42,010 02 01 42,010 0 0
Motorola Mobility Holdings I Commo 620097105 5,885 150,000 0 0 150,000 01 150,000 0 0
MOTOROLA MOBILITY HOLDINGS I 620097105 244 6,212 0 0 6,212 03 6,212 0 0
MOTOROLA SOLUTIONS INC 620076307 1,434 28,214 0 0 28,214 03 28,214 0 0
---------
35,477
Form 13F Information Table
GAM Holding AG
Page 34 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Mueller Industries Inc. Com. USD0. 624756102 45 1,000 0 0 1,000 01 1,000 0 0
MURPHY OIL CORP 626717102 399 7,098 0 0 7,098 03 7,098 0 0
MYLAN INC 628530107 235 10,000 0 0 10,000 03 10,000 0 0
MYR GROUP INC/DELAWARE 55405W104 393 22,000 0 0 22,000 03 22,000 0 0
NABORS INDUSTRIES LTD G6359F103 1,864 106,600 0 0 106,600 03 106,600 0 0
NASDAQ OMX GROUP/THE 631103108 2,914 112,500 0 0 112,500 03 112,500 0 0
National Fuel Gas Co. Com. USD1.00 636180101 1,492 31,000 0 0 31,000 01 31,000 0 0
NATIONAL OILWELL VARCO INC 637071101 11,418 143,679 0 0 143,679 03 143,679 0 0
NATIONAL RETAIL PROPERTIES 637417106 699 25,700 0 0 25,700 03 25,700 0 0
NATL HEALTH INVESTORS INC 63633D104 371 7,600 0 0 7,600 03 7,600 0 0
NAVISTAR INTERNATIONAL CORP 63934E108 255 6,300 0 0 6,300 03 6,300 0 0
Navistar Intl. Corporation Com. US 63934E108 648 16,000 0 0 16,000 01 16,000 0 0
NETAPP INC 64110D104 1,030 23,000 0 0 23,000 03 23,000 0 0
Netapp Inc. Common USD0.001 64110D104 698 15,600 0 0 15,600 01 15,600 0 0
NETEASE.COM INC-ADR 64110W102 261 4,500 0 0 4,500 03 4,500 0 0
NETFLIX INC 64110L106 115 1,000 0 0 1,000 03 1,000 0 0
Nevsun Resources Ltd. NPV 64156L101 185 50,000 0 0 50,000 01 50,000 0 0
NEW YORK COMMUNITY BANCORP 649445103 115 8,300 0 0 8,300 03 8,300 0 0
NEW YORK TIMES CO-A 650111107 413 60,870 0 0 60,870 03 60,870 0 0
NEWELL RUBBERMAID INC 651229106 102 5,700 0 0 5,700 03 5,700 0 0
NEWFIELD EXPLORATION CO 651290108 104 3,000 0 0 3,000 03 3,000 0 0
NEWMONT MINING CORP 651639106 25,725 501,750 0 0 501,750 03 501,750 0 0
Newmont Mining Corporation Com. US 651639106 1,718 33,500 0 0 33,500 01 33,500 0 0
NEWS CORP-B 65248E203 200 10,000 0 0 10,000 03 10,000 0 0
NEWS CORP-CL A 65248E104 8,484 430,880 0 0 430,880 03 430,880 0 0
---------
59,882
Form 13F Information Table
GAM Holding AG
Page 35 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
News Corporation Inc. Cls A Com. U 65248E104 197 10,000 0 0 10,000 01 10,000 0 0
NEXTERA ENERGY INC 65339F101 6,413 105,000 0 0 105,000 03 105,000 0 0
NII HOLDINGS INC 62913F201 71 3,900 0 0 3,900 03 3,900 0 0
NII Holdings Inc. Common USD.001 62913F201 385 21,000 0 0 21,000 01 21,000 0 0
NIKE INC -CL B 654106103 20,363 187,780 0 0 187,780 03 187,780 0 0
NISOURCE INC 65473P105 153 6,300 0 0 6,300 03 6,300 0 0
Nobility Homes Inc. Common USD0.10 654892108 12 1,500 0 0 1,500 01 1,500 0 0
NOBLE ENERGY INC 655044105 1,046 10,700 0 0 10,700 03 10,700 0 0
NORDSTROM INC 655664100 3,845 69,000 0 0 69,000 03 69,000 0 0
NORFOLK SOUTHERN CORP 655844108 6,616 100,500 0 0 100,500 03 100,500 0 0
NORTEL NETWORKS CORP 656568508 0 190 0 0 190 03 190 0 0
NORTHEAST UTILITIES 664397106 137 3,700 0 0 3,700 03 3,700 0 0
NORTHERN TRUST CORP 665859104 3,273 68,980 0 0 68,980 03 68,980 0 0
Northern Trust Corp. Com. USD1.667 665859104 712 15,000 0 0 15,000 01 15,000 0 0
NORTHROP GRUMMAN CORP 666807102 320 5,236 0 0 5,236 03 5,236 0 0
Nova Measuring Instruments Common M7516K103 1,024 114,200 0 0 114,200 01 114,200 0 0
NRG ENERGY INC 629377508 91 5,800 0 0 5,800 03 5,800 0 0
NSTAR 67019E107 107 2,200 0 0 2,200 03 2,200 0 0
NUANCE COMMUNICATIONS INC 67020Y100 141 5,500 0 0 5,500 03 5,500 0 0
NUCOR CORP 670346105 2,367 55,100 0 0 55,100 03 55,100 0 0
NVIDIA CORP 67066G104 2,203 143,150 0 0 143,150 03 143,150 0 0
NYSE EURONEXT 629491101 2,224 74,100 0 0 74,100 03 74,100 0 0
O'REILLY AUTOMOTIVE INC 67103H107 703 7,700 0 0 7,700 03 7,700 0 0
O'Reilly Automotive Inc. Com. USD0 67103H107 247 2,700 0 0 2,700 01 2,700 0 0
OASIS PETROLEUM INC 674215108 114 3,700 0 0 3,700 03 3,700 0 0
---------
52,764
Form 13F Information Table
GAM Holding AG
Page 36 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
OCCIDENTAL PETROLEUM CORP 674599105 24,403 256,250 0 0 256,250 03 256,250 0 0
OCEANEERING INTL INC 675232102 4,118 76,420 0 0 76,420 03 76,420 0 0
OI SA-ADR 670851203 463 29,127 0 0 29,127 03 29,127 0 0
OIL STATES INTERNATIONAL INC 678026105 2,010 25,750 0 0 25,750 03 25,750 0 0
OMEGA HEALTHCARE INVESTORS 681936100 542 25,500 0 0 25,500 03 25,500 0 0
OMNICARE INC 681904108 89 2,500 0 0 2,500 03 2,500 0 0
OMNICOM GROUP 681919106 3,834 75,700 0 0 75,700 03 75,700 0 0
OMNIVISION TECHNOLOGIES INC 682128103 360 18,000 0 0 18,000 03 18,000 0 0
On Semiconductor Corp. Com. USD0.0 682189105 1,294 143,750 0 0 143,750 01 143,750 0 0
ON SEMICONDUCTOR CORPORATION 682189105 420 46,600 0 0 46,600 03 46,600 0 0
ONEOK INC 682680103 204 2,500 0 0 2,500 03 2,500 0 0
ONYX PHARMACEUTICALS INC 683399109 339 9,000 0 0 9,000 03 9,000 0 0
OPTIMER PHARMACEUTICALS INC 68401H104 139 10,000 0 0 10,000 03 10,000 0 0
ORACLE CORP 68389X105 43,867 1,504,350 0 0 1,504,350 03 1,504,350 0 0
OWENS-ILLINOIS INC 690768403 303 13,000 0 0 13,000 03 13,000 0 0
OWENS CORNING 690742101 288 8,000 0 0 8,000 03 8,000 0 0
P G & E CORP 69331C108 4,719 108,700 0 0 108,700 03 108,700 0 0
PACCAR INC 693718108 2,226 47,525 0 0 47,525 03 47,525 0 0
PALL CORP 696429307 161 2,700 0 0 2,700 03 2,700 0 0
PARAMETRIC TECHNOLOGY CORP 699173209 279 10,000 0 0 10,000 03 10,000 0 0
PARKER HANNIFIN CORP 701094104 7,039 83,250 0 0 83,250 03 83,250 0 0
PARKWAY PROPERTIES INC 70159Q104 57 5,400 0 0 5,400 03 5,400 0 0
Patterson-UTI Energy Inc. Com. USD 703481101 2,115 122,360 0 0 122,360 02 01 122,360 0 0
PATTERSON COS INC 703395103 2,047 61,300 0 0 61,300 03 61,300 0 0
PAYCHEX INC 704326107 223 7,200 0 0 7,200 03 7,200 0 0
---------
101,540
Form 13F Information Table
GAM Holding AG
Page 37 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Paychex Inc. Common USD0.01 704326107 13,047 420,940 0 0 420,940 01 420,940 0 0
PEABODY ENERGY CORP 704549104 3,926 135,578 0 0 135,578 03 135,578 0 0
Peets Coffee & Tea Inc. Common NPV 705560100 339 4,600 0 0 4,600 01 4,600 0 0
PENN REAL ESTATE INVEST TST 709102107 244 16,000 0 0 16,000 03 16,000 0 0
Penske Auto Group Inc. Common USD0 70959W103 9,852 400,000 0 0 400,000 01 400,000 0 0
PENTAIR INC 709631105 6,461 135,700 0 0 135,700 03 135,700 0 0
PEOPLE'S UNITED FINANCIAL 712704105 103 7,800 0 0 7,800 03 7,800 0 0
Pep Boys-Manny Moe & Jack Com. USD 713278109 97 6,500 0 0 6,500 01 6,500 0 0
PEPCO HOLDINGS INC 713291102 96 5,100 0 0 5,100 03 5,100 0 0
PEPSICO INC 713448108 31,002 467,248 0 0 467,248 03 467,248 0 0
PepsiCo Incorporated Com. USD0.017 713448108 13,255 199,790 0 0 199,790 01 199,790 0 0
PepsiCo Incorporated Com. USD0.017 713448108 4,271 64,370 0 0 64,370 02 01 64,370 0 0
PERKINELMER INC 714046109 1,106 40,000 0 0 40,000 03 40,000 0 0
PERRIGO CO 714290103 806 7,800 0 0 7,800 03 7,800 0 0
PETROCHINA CO LTD -ADR 71646E100 422 3,000 0 0 3,000 03 3,000 0 0
PETROLEO BRASILEIRO-SPON ADR 71654V101 8,275 323,745 0 0 323,745 03 323,745 0 0
Petroleo Brasileiro ADR (1 Rep. 2 71654V101 2,045 80,000 0 0 80,000 01 80,000 0 0
PETROLEO BRASILEIRO S.A.-ADR 71654V408 7,838 295,100 0 0 295,100 03 295,100 0 0
PETROLEUM DEVELOPMENT CORP 716578109 375 10,100 0 0 10,100 03 10,100 0 0
PETSMART INC 716768106 2,237 39,100 0 0 39,100 03 39,100 0 0
PFIZER INC 717081103 41,309 1,822,999 0 0 1,822,999 03 1,822,999 0 0
Pfizer Incorporated Common USD0.05 717081103 5,665 250,000 0 0 250,000 01 250,000 0 0
Pfizer Incorporated Common USD0.05 717081103 4,956 218,720 0 0 218,720 02 01 218,720 0 0
Pfizer Incorporated Common USD0.05 717081103 106,705 4,708,962 0 0 4,708,962 02 4,708,962 0 0
Pfizer Incorporated Common USD0.05 717081103 21,091 930,769 0 0 930,769 02 930,769 0 0
---------
285,524
Form 13F Information Table
GAM Holding AG
Page 38 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
PHILIP MORRIS INTERNATIONAL 718172109 30,294 341,885 0 0 341,885 03 341,885 0 0
PIEDMONT OFFICE REALTY TRU-A 720190206 813 45,800 0 0 45,800 03 45,800 0 0
PINNACLE WEST CAPITAL 723484101 110 2,300 0 0 2,300 03 2,300 0 0
PIONEER NATURAL RESOURCES CO 723787107 2,310 20,700 0 0 20,700 03 20,700 0 0
PIPER JAFFRAY COS 724078100 0 8 0 0 8 03 8 0 0
PITNEY BOWES INC 724479100 69 3,900 0 0 3,900 03 3,900 0 0
PLAINS EXPLORATION & PRODUCT 726505100 136 3,200 0 0 3,200 03 3,200 0 0
PLUM CREEK TIMBER CO 729251108 4,511 108,542 0 0 108,542 03 108,542 0 0
PMC - SIERRA INC 69344F106 362 50,000 0 0 50,000 03 50,000 0 0
PNC FINANCIAL SERVICES GROUP 693475105 5,804 90,006 0 0 90,006 03 90,006 0 0
PNC Financial Services Grp. Com. U 693475105 645 10,000 0 0 10,000 01 10,000 0 0
POSCO-ADR 693483109 377 4,500 0 0 4,500 03 4,500 0 0
Post Holdings Inc. Com. NPV 737446104 115 3,500 0 0 3,500 01 3,500 0 0
POST PROPERTIES INC 737464107 647 13,800 0 0 13,800 03 13,800 0 0
Power-One Inc.Com USD0.001 73930R102 5,227 1,150,000 0 0 1,150,000 01 1,150,000 0 0
POWER INTEGRATIONS INC 739276103 794 21,400 0 0 21,400 03 21,400 0 0
POWERSHARES DB COMMODITY IND 73935S105 1,440 50,000 0 0 50,000 03 50,000 0 0
POWERSHARES QQQ NASDAQ 100 73935A104 1,352 20,021 0 0 20,021 03 20,021 0 0
PPG INDUSTRIES INC 693506107 316 3,300 0 0 3,300 03 3,300 0 0
PPL CORPORATION 69351T106 1,782 63,040 0 0 63,040 03 63,040 0 0
PRAXAIR INC 74005P104 2,923 25,500 0 0 25,500 03 25,500 0 0
PRECISION CASTPARTS CORP 740189105 1,133 6,553 0 0 6,553 03 6,553 0 0
PRICELINE.COM INC 741503403 2,978 4,150 0 0 4,150 03 4,150 0 0
Priceline.Com Inc. Com. USD0.008 741503403 1,827 2,545 0 0 2,545 01 2,545 0 0
PRINCIPAL FINANCIAL GROUP 74251V102 189 6,400 0 0 6,400 03 6,400 0 0
---------
66,154
Form 13F Information Table
GAM Holding AG
Page 39 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Procera Networks Inc. Com. USD0.00 74269U203 626 28,000 0 0 28,000 01 28,000 0 0
PROCTER & GAMBLE CO/THE 742718109 35,567 529,187 0 0 529,187 03 529,187 0 0
Procter & Gamble Company Common US 742718109 13,130 195,330 0 0 195,330 01 195,330 0 0
PROGRESS ENERGY INC 743263105 340 6,400 0 0 6,400 03 6,400 0 0
PROGRESSIVE CORP 743315103 1,699 73,300 0 0 73,300 03 73,300 0 0
PROLOGIS INC 74340W103 5,979 165,981 0 0 165,981 03 165,981 0 0
Prologis Inc. Common USD0.01 74340W103 7,818 217,049 0 0 217,049 01 217,049 0 0
PRUDENTIAL FINANCIAL INC 744320102 9,173 144,700 0 0 144,700 03 144,700 0 0
PS BUSINESS PARKS INC/CA 69360J107 330 5,040 0 0 5,040 03 5,040 0 0
PUBLIC SERVICE ENTERPRISE GP 744573106 1,252 40,900 0 0 40,900 03 40,900 0 0
PUBLIC STORAGE 74460D109 5,333 38,600 0 0 38,600 03 38,600 0 0
Pulte Group Inc. Common USD0.01 745867101 1,584 178,725 0 0 178,725 01 178,725 0 0
PULTEGROUP INC 745867101 1,106 125,000 0 0 125,000 03 125,000 0 0
PVH Corp. Common USD1.00 693656100 969 10,850 0 0 10,850 01 10,850 0 0
QEP RESOURCES INC 74733V100 122 4,000 0 0 4,000 03 4,000 0 0
QUALCOMM INC 747525103 42,513 625,000 0 0 625,000 03 625,000 0 0
Qualcomm Inc. Com. USD0.0001 747525103 1,225 18,000 0 0 18,000 01 18,000 0 0
QUALITY SYSTEMS INC 747582104 2,235 51,115 0 0 51,115 03 51,115 0 0
QUANTA SERVICES INC 74762E102 3,858 184,600 0 0 184,600 03 184,600 0 0
Quanta Services Inc. Common USD0.0 74762E102 4,180 200,000 0 0 200,000 01 200,000 0 0
QUEST DIAGNOSTICS INC 74834L100 1,810 29,600 0 0 29,600 03 29,600 0 0
QUESTCOR PHARMACEUTICALS 74835Y101 188 5,000 0 0 5,000 03 5,000 0 0
QUIMICA Y MINERA CHIL-SP ADR 833635105 1,505 25,650 0 0 25,650 03 25,650 0 0
R.R. Donnelley & Sons Co. Comm. US 257867101 2,479 200,000 0 0 200,000 01 200,000 0 0
RACKSPACE HOSTING INC 750086100 405 7,000 0 0 7,000 03 7,000 0 0
---------
145,425
Form 13F Information Table
GAM Holding AG
Page 40 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
RALCORP HOLDINGS INC 751028101 81 1,100 0 0 1,100 03 1,100 0 0
Ralcorp Holdings Inc. Common USD0. 751028101 185 2,500 0 0 2,500 01 2,500 0 0
RALPH LAUREN CORP 751212101 10,652 61,100 0 0 61,100 03 61,100 0 0
RAMCO-GERSHENSON PROPERTIES 751452202 149 12,180 0 0 12,180 03 12,180 0 0
RANDGOLD RESOURCES LTD-ADR 752344309 4,469 50,800 0 0 50,800 03 50,800 0 0
RANGE RESOURCES CORP 75281A109 1,936 33,300 0 0 33,300 03 33,300 0 0
RAYONIER INC 754907103 106 2,400 0 0 2,400 03 2,400 0 0
RAYTHEON COMPANY 755111507 412 7,800 0 0 7,800 03 7,800 0 0
REALTY INCOME CORP 756109104 1,239 32,000 0 0 32,000 03 32,000 0 0
RED HAT INC 756577102 240 4,000 0 0 4,000 03 4,000 0 0
REGAL-BELOIT CORP 758750103 773 11,800 0 0 11,800 03 11,800 0 0
REGENCY CENTERS CORP 758849103 1,045 23,500 0 0 23,500 03 23,500 0 0
REGENERON PHARMACEUTICALS 75886F107 1,108 9,500 0 0 9,500 03 9,500 0 0
REGIONS FINANCIAL CORP 7591EP100 935 141,953 0 0 141,953 03 141,953 0 0
REGIS CORP 758932107 793 43,040 0 0 43,040 03 43,040 0 0
Rent-A-Center Inc. Common USD0.01 76009N100 769 20,360 0 0 20,360 01 20,360 0 0
REPUBLIC SERVICES INC 760759100 817 26,735 0 0 26,735 03 26,735 0 0
Republic Services Inc. Common USD0 760759100 336 11,000 0 0 11,000 01 11,000 0 0
Retalix Limited ILS1.00 M8215W109 529 29,021 0 0 29,021 01 29,021 0 0
REYNOLDS AMERICAN INC 761713106 2,594 62,600 0 0 62,600 03 62,600 0 0
RF Micro Devices Inc. Com. NPV 749941100 709 142,240 0 0 142,240 01 142,240 0 0
RIO TINTO PLC-SPON ADR 767204100 1,473 26,500 0 0 26,500 03 26,500 0 0
ROBERT HALF INTL INC 770323103 2,227 73,500 0 0 73,500 03 73,500 0 0
ROCK-TENN COMPANY -CL A 772739207 88 1,300 0 0 1,300 03 1,300 0 0
ROCKWELL AUTOMATION INC 773903109 4,434 55,630 0 0 55,630 03 55,630 0 0
---------
38,101
Form 13F Information Table
GAM Holding AG
Page 41 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Rockwell Automation Inc. Common US 773903109 32 400 0 0 400 01 400 0 0
ROCKWELL COLLINS INC 774341101 184 3,200 0 0 3,200 03 3,200 0 0
ROCKWOOD HOLDINGS INC 774415103 391 7,500 0 0 7,500 03 7,500 0 0
ROPER INDUSTRIES INC 776696106 2,578 26,000 0 0 26,000 03 26,000 0 0
Rosetta Resources Inc. Common USD0 777779307 425 8,720 0 0 8,720 01 8,720 0 0
ROSS STORES INC 778296103 6,112 105,200 0 0 105,200 03 105,200 0 0
Rovi Corp. Com. USD0.001 779376102 606 18,605 0 0 18,605 01 18,605 0 0
Rovi Corp. Com. USD0.001 779376102 3 107 0 0 107 01 107 0 0
ROWAN COMPANIES INC 779382100 4,683 142,205 0 0 142,205 03 142,205 0 0
Royal Bk. of Scot. Grp. 6.4% Pfd. 780097796 243 14,800 0 0 14,800 01 14,800 0 0
Royal Bk. of Scotland 7.25% Pfd. P 780097713 190 10,000 0 0 10,000 01 10,000 0 0
RUBICON TECHNOLOGY INC 78112T107 626 60,000 0 0 60,000 03 60,000 0 0
Rubicon Technology Inc. Com. USD0. 78112T107 2,651 254,200 0 0 254,200 01 254,200 0 0
RYDER SYSTEM INC 783549108 528 10,000 0 0 10,000 03 10,000 0 0
SAFEWAY INC 786514208 2,343 115,945 0 0 115,945 03 115,945 0 0
SAIC INC 78390X101 92 7,000 0 0 7,000 03 7,000 0 0
SALESFORCE.COM INC 79466L302 417 2,700 0 0 2,700 03 2,700 0 0
Salesforce.com Inc. Common USD0.00 79466L302 814 5,270 0 0 5,270 01 5,270 0 0
SANDISK CORP 80004C101 3,739 75,400 0 0 75,400 03 75,400 0 0
SanDisk Corporation Common USD0.00 80004C101 1,618 32,635 0 0 32,635 01 32,635 0 0
Sanofi CVR NPV 31-12-2020 80105N113 33 25,000 0 0 25,000 01 25,000 0 0
Sapient Corporation Common USD0.01 803062108 500 40,140 0 0 40,140 01 40,140 0 0
SARA LEE CORP 803111103 1,994 92,600 0 0 92,600 03 92,600 0 0
Sara Lee Corporation Common USD0.0 803111103 69,750 3,239,060 0 0 3,239,060 02 3,239,060 0 0
Sara Lee Corporation Common USD0.0 803111103 1,184 55,000 0 0 55,000 01 55,000 0 0
---------
101,739
Form 13F Information Table
GAM Holding AG
Page 42 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Sara Lee Corporation Common USD0.0 803111103 14,073 653,508 0 0 653,508 02 653,508 0 0
SAUL CENTERS INC 804395101 157 3,900 0 0 3,900 03 3,900 0 0
SBA COMMUNICATIONS CORP-CL A 78388J106 142 2,800 0 0 2,800 03 2,800 0 0
SCANA CORP 80589M102 114 2,500 0 0 2,500 03 2,500 0 0
SCHLUMBERGER LTD 806857108 21,918 313,423 0 0 313,423 03 313,423 0 0
SCHWAB (CHARLES) CORP 808513105 1,611 112,100 0 0 112,100 03 112,100 0 0
SCOTTS MIRACLE-GRO CO-CL A 810186106 3,737 69,000 0 0 69,000 03 69,000 0 0
Scripps Networks Inter-Cl A Com. U 811065101 97 2,000 0 0 2,000 01 2,000 0 0
SCRIPPS NETWORKS INTER-CL A 811065101 93 1,900 0 0 1,900 03 1,900 0 0
Seagate Technology Common USD0.000 G7945M107 1,806 67,000 0 0 67,000 01 67,000 0 0
SEAGATE TECHNOLOGY G7945M107 232 8,600 0 0 8,600 03 8,600 0 0
SEALED AIR CORP 81211K100 64 3,300 0 0 3,300 03 3,300 0 0
SEARS HOLDINGS CORP 812350106 60 900 0 0 900 03 900 0 0
SEATTLE GENETICS INC 812578102 183 9,000 0 0 9,000 03 9,000 0 0
SEI INVESTMENTS COMPANY 784117103 79 3,800 0 0 3,800 03 3,800 0 0
SEMPRA ENERGY 816851109 2,470 41,200 0 0 41,200 03 41,200 0 0
SENIOR HOUSING PROP TRUST 81721M109 882 40,020 0 0 40,020 03 40,020 0 0
Sensient Technologies Corp. Com. U 81725T100 266 7,000 0 0 7,000 01 7,000 0 0
Sequans Communications ADR (1 Rep. 817323108 223 83,700 0 0 83,700 01 83,700 0 0
SHERWIN-WILLIAMS CO/THE 824348106 761 7,000 0 0 7,000 03 7,000 0 0
SHIRE PLC-ADR 82481R106 569 6,000 0 0 6,000 03 6,000 0 0
Shutterfly Inc. Com USD0.0001 82568P304 223 7,130 0 0 7,130 01 7,130 0 0
SIGMA-ALDRICH 826552101 2,297 31,440 0 0 31,440 03 31,440 0 0
SILGAN HOLDINGS INC 827048109 181 4,100 0 0 4,100 03 4,100 0 0
SIMON PROPERTY GROUP INC 828806109 17,079 117,235 0 0 117,235 03 117,235 0 0
---------
69,317
Form 13F Information Table
GAM Holding AG
Page 43 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
SIRIUS XM RADIO INC 82967N108 177 76,771 0 0 76,771 03 76,771 0 0
SK TELECOM CO LTD-ADR 78440P108 1,878 134,852 0 0 134,852 03 134,852 0 0
Skyworks Solutions Inc. Common USD 83088M102 1,446 52,320 0 0 52,320 01 52,320 0 0
SL GREEN REALTY CORP 78440X101 1,660 21,400 0 0 21,400 03 21,400 0 0
SLM CORP 78442P106 586 37,200 0 0 37,200 03 37,200 0 0
SLM Corp. Common USD0.20 78442P106 158 10,000 0 0 10,000 01 10,000 0 0
SNAP-ON INC 833034101 2,587 42,430 0 0 42,430 03 42,430 0 0
SOHU.COM INC 83408W103 1,371 24,850 0 0 24,850 03 24,850 0 0
SONOCO PRODUCTS CO 835495102 664 20,000 0 0 20,000 03 20,000 0 0
SOUTHERN CO/THE 842587107 2,166 48,200 0 0 48,200 03 48,200 0 0
SOUTHERN COPPER CORP 84265V105 2,328 73,427 0 0 73,427 03 73,427 0 0
Southern Copper Corp. Common USD0. 84265V105 7 214 0 0 214 01 214 0 0
SOUTHWEST AIRLINES CO 844741108 929 112,800 0 0 112,800 03 112,800 0 0
SOUTHWESTERN ENERGY CO 845467109 5,205 170,100 0 0 170,100 03 170,100 0 0
SOVRAN SELF STORAGE INC 84610H108 349 7,000 0 0 7,000 03 7,000 0 0
SPDR BARCLAYS CAPTL CONV SEC 78464A359 1,196 30,000 0 0 30,000 03 30,000 0 0
SPDR DJIA TRUST 78467X109 1,779 13,501 0 0 13,501 03 13,501 0 0
SPDR S&P 500 ETF TRUST 78462F103 2,925 20,782 0 0 20,782 03 20,782 0 0
SPDR S&P EMERGING ASIA PACIF 78463X301 595 8,031 0 0 8,031 03 8,031 0 0
SPECTRA ENERGY CORP 847560109 469 14,850 0 0 14,850 03 14,850 0 0
SPRINT NEXTEL CORP 852061100 188 65,800 0 0 65,800 03 65,800 0 0
Sprint Nextel Corp. Common USD2.00 852061100 6,147 2,153,775 0 0 2,153,775 02 2,153,775 0 0
Sprint Nextel Corp. Common USD2.00 852061100 71 25,000 0 0 25,000 01 25,000 0 0
Sprint Nextel Corp. Common USD2.00 852061100 1,098 384,752 0 0 384,752 02 384,752 0 0
SPX CORP 784635104 78 1,000 0 0 1,000 03 1,000 0 0
---------
36,057
Form 13F Information Table
GAM Holding AG
Page 44 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
ST JUDE MEDICAL INC 790849103 2,916 65,807 0 0 65,807 03 65,807 0 0
St. Joe Corporation Common NPV 790148100 2,531 133,160 0 0 133,160 02 01 133,160 0 0
Standard Microsystems Corp. Common 853626109 931 36,000 0 0 36,000 01 36,000 0 0
STANLEY BLACK & DECKER INC 854502101 275 3,575 0 0 3,575 03 3,575 0 0
STAPLES INC 855030102 11,186 691,370 0 0 691,370 03 691,370 0 0
Staples Inc. Common USD0.0006 855030102 13,334 823,850 0 0 823,850 01 823,850 0 0
STARBUCKS CORP 855244109 18,576 332,365 0 0 332,365 03 332,365 0 0
STARWOOD HOTELS & RESORTS 85590A401 1,647 29,200 0 0 29,200 03 29,200 0 0
STATE STREET CORP 857477103 2,319 50,962 0 0 50,962 03 50,962 0 0
State Street Corp. Common USD1.00 857477103 455 10,000 0 0 10,000 01 10,000 0 0
STERICYCLE INC 858912108 134 1,600 0 0 1,600 03 1,600 0 0
STILLWATER MINING CO 86074Q102 190 15,000 0 0 15,000 03 15,000 0 0
STRATEGIC HOTELS & RESORTS I 86272T106 290 44,100 0 0 44,100 03 44,100 0 0
STRAYER EDUCATION INC 863236105 660 7,000 0 0 7,000 03 7,000 0 0
STRYKER CORP 863667101 6,559 118,220 0 0 118,220 03 118,220 0 0
SUN COMMUNITIES INC 866674104 290 6,700 0 0 6,700 03 6,700 0 0
SUNOCO INC 86764P109 504 13,200 0 0 13,200 03 13,200 0 0
SUNPOWER CORP 867652406 9 1,460 0 0 1,460 03 1,460 0 0
SUNSTONE HOTEL INVESTORS INC 867892101 330 33,837 0 0 33,837 03 33,837 0 0
SUNTECH POWER HOLDINGS-ADR 86800C104 291 95,000 0 0 95,000 03 95,000 0 0
SUNTRUST BANKS INC 867914103 1,196 49,500 0 0 49,500 03 49,500 0 0
SUPERIOR ENERGY SERVICES INC 868157108 69 2,600 0 0 2,600 03 2,600 0 0
Superior Industries Intl. Common U 868168105 195 10,000 0 0 10,000 01 10,000 0 0
Supervalu Inc. Common USD1.00 868536103 5,041 882,279 0 0 882,279 02 882,279 0 0
Supervalu Inc. Common USD1.00 868536103 977 170,957 0 0 170,957 02 170,957 0 0
---------
70,905
Form 13F Information Table
GAM Holding AG
Page 45 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
SUSQUEHANNA BANCSHARES INC 869099101 178 18,000 0 0 18,000 03 18,000 0 0
SXC Health Solutions Corp. Com. NP 78505P100 1,774 23,664 0 0 23,664 01 23,664 0 0
SYMANTEC CORP 871503108 8,214 439,250 0 0 439,250 03 439,250 0 0
SYNAGEVA BIOPHARMA CORP 87159A103 179 5,000 0 0 5,000 03 5,000 0 0
Synalloy Corporation Common USD1.0 871565107 1,305 100,000 0 0 100,000 01 100,000 0 0
SYNOPSYS INC 871607107 95 3,100 0 0 3,100 03 3,100 0 0
SYNOVUS FINANCIAL CORP 87161C105 374 182,500 0 0 182,500 03 182,500 0 0
SYSCO CORP 871829107 2,186 73,215 0 0 73,215 03 73,215 0 0
T ROWE PRICE GROUP INC 74144T108 5,000 76,575 0 0 76,575 03 76,575 0 0
Taiwan Semi. - SP ADR (1 Rep 5 Ord 874039100 76 5,000 0 0 5,000 01 5,000 0 0
TAIWAN SEMICONDUCTOR-SP ADR 874039100 2,874 188,062 0 0 188,062 03 188,062 0 0
Taleo Corp. Class A USD0.00001 87424N104 551 12,000 0 0 12,000 01 12,000 0 0
TANGER FACTORY OUTLET CENTER 875465106 678 22,800 0 0 22,800 03 22,800 0 0
TARGET CORP 87612E106 3,642 62,500 0 0 62,500 03 62,500 0 0
Target Corporation Common USD0.083 87612E106 14,548 249,630 0 0 249,630 01 249,630 0 0
TATA MOTORS LTD-SPON ADR 876568502 960 35,600 0 0 35,600 03 35,600 0 0
TAUBMAN CENTERS INC 876664103 1,043 14,300 0 0 14,300 03 14,300 0 0
TD AMERITRADE HOLDING CORP 87236Y108 95 4,800 0 0 4,800 03 4,800 0 0
TELE NORTE LESTE PART-ADR 879246106 745 65,600 0 0 65,600 03 65,600 0 0
TELEFONICA BRASIL-ADR 87936R106 1,348 44,000 0 0 44,000 03 44,000 0 0
Telephone And Data Systems USD0.01 879433829 604 26,088 0 0 26,088 01 26,088 0 0
Tempur-Pedic International Com. US 88023U101 1,117 13,225 0 0 13,225 01 13,225 0 0
TEMPUR-PEDIC INTERNATIONAL 88023U101 1,544 18,287 0 0 18,287 03 18,287 0 0
Tenet Healthcare Corp. Com. USD0.0 88033G100 797 150,000 0 0 150,000 01 150,000 0 0
TENNECO INC 880349105 137 3,700 0 0 3,700 03 3,700 0 0
---------
50,065
Form 13F Information Table
GAM Holding AG
Page 46 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Tenneco Inc. Common USD0.01 880349105 7,454 200,657 0 0 200,657 01 200,657 0 0
TERADATA CORP 88076W103 6,152 90,275 0 0 90,275 03 90,275 0 0
TERADYNE INC 880770102 608 36,000 0 0 36,000 03 36,000 0 0
Teradyne Inc. Common USD0.125 880770102 607 35,965 0 0 35,965 01 35,965 0 0
TESORO CORP 881609101 537 20,000 0 0 20,000 03 20,000 0 0
TEVA PHARMACEUTICAL-SP ADR 881624209 1,415 31,400 0 0 31,400 03 31,400 0 0
TEXAS CAPITAL BANCSHARES INC 88224Q107 346 10,000 0 0 10,000 03 10,000 0 0
Texas Industries Inc. Common USD1. 882491103 210 6,000 0 0 6,000 01 6,000 0 0
TEXAS INSTRUMENTS INC 882508104 18,551 551,950 0 0 551,950 03 551,950 0 0
Texas Instruments Inc. Common USD1 882508104 1,008 30,000 0 0 30,000 01 30,000 0 0
TEXTRON INC 883203101 156 5,600 0 0 5,600 03 5,600 0 0
The Advisory Board Corp. Com. USD0 00762W107 420 4,740 0 0 4,740 01 4,740 0 0
The Walt Disney Company Common USD 254687106 13,353 305,000 0 0 305,000 01 305,000 0 0
The Walt Disney Company Common USD 254687106 2,613 59,680 0 0 59,680 02 01 59,680 0 0
THERMO FISHER SCIENTIFIC INC 883556102 6,574 116,600 0 0 116,600 03 116,600 0 0
Thomas & Betts Corporation Common 884315102 1,438 20,000 0 0 20,000 01 20,000 0 0
THRESHOLD PHARMACEUTICALS 885807206 176 20,000 0 0 20,000 03 20,000 0 0
TIBCO Software Inc. Common USD0.00 88632Q103 588 19,280 0 0 19,280 01 19,280 0 0
TIFFANY & CO 886547108 14,137 204,500 0 0 204,500 03 204,500 0 0
TIM PARTICIPACOES SA-ADR 88706P205 1,234 38,240 0 0 38,240 03 38,240 0 0
TIME WARNER CABLE 88732J207 7,951 97,560 0 0 97,560 03 97,560 0 0
TIME WARNER INC 887317303 5,510 145,965 0 0 145,965 03 145,965 0 0
Time Warner Inc. Common USD0.01 887317303 604 16,000 0 0 16,000 01 16,000 0 0
TITAN INTERNATIONAL INC 88830M102 218 9,200 0 0 9,200 03 9,200 0 0
TJX COMPANIES INC 872540109 3,741 94,200 0 0 94,200 03 94,200 0 0
---------
95,601
Form 13F Information Table
GAM Holding AG
Page 47 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
TOLL BROTHERS INC 889478103 662 27,600 0 0 27,600 03 27,600 0 0
TORCHMARK CORP 891027104 1,820 36,500 0 0 36,500 03 36,500 0 0
TOTAL SYSTEM SERVICES INC 891906109 65 2,803 0 0 2,803 03 2,803 0 0
TOWERS WATSON & CO-CL A 891894107 264 4,000 0 0 4,000 03 4,000 0 0
Transcend Services Inc. Com. USD0. 893929208 352 12,000 0 0 12,000 01 12,000 0 0
TRANSOCEAN LTD H8817H100 25,324 464,656 0 0 464,656 03 464,656 0 0
Transocean Ltd. Com. CHF15.00 H8817H100 4,378 80,030 0 0 80,030 02 01 80,030 0 0
TRAVELERS COS INC/THE 89417E109 2,901 49,000 0 0 49,000 03 49,000 0 0
Trimble Navigation Ltd. Common NPV 896239100 321 5,900 0 0 5,900 01 5,900 0 0
TRINA SOLAR LTD-SPON ADR 89628E104 3,144 440,900 0 0 440,900 03 440,900 0 0
Tripadvisor Inc. Common USD0.001 896945201 1,021 28,600 0 0 28,600 01 28,600 0 0
TRUE RELIGION APPAREL INC 89784N104 954 34,800 0 0 34,800 03 34,800 0 0
TRW AUTOMOTIVE HOLDINGS CORP 87264S106 1,701 36,618 0 0 36,618 03 36,618 0 0
TUPPERWARE BRANDS CORP 899896104 953 15,000 0 0 15,000 03 15,000 0 0
TURKCELL ILETISIM HIZMET-ADR 900111204 813 64,560 0 0 64,560 03 64,560 0 0
Twin Disc Inc. NPV 901476101 26 1,000 0 0 1,000 01 1,000 0 0
TYCO INTERNATIONAL LTD H89128104 3,514 62,550 0 0 62,550 03 62,550 0 0
Tyco International Ltd. Com. CHF6. H89128104 1,180 21,000 0 0 21,000 01 21,000 0 0
TYSON FOODS INC-CL A 902494103 138 7,200 0 0 7,200 03 7,200 0 0
UBIQUITI NETWORKS INC 90347A100 506 16,000 0 0 16,000 03 16,000 0 0
UDR INC 902653104 1,459 54,625 0 0 54,625 03 54,625 0 0
ULTRA PETROLEUM CORP 903914109 416 18,400 0 0 18,400 03 18,400 0 0
Ultra Petroleum Corp. Com. NPV 903914109 337 14,880 0 0 14,880 01 14,880 0 0
ULTRAPAR PARTICPAC-SPON ADR 90400P101 1,301 60,000 0 0 60,000 03 60,000 0 0
UNDER ARMOUR INC-CLASS A 904311107 1,955 20,800 0 0 20,800 03 20,800 0 0
---------
55,503
Form 13F Information Table
GAM Holding AG
Page 48 of 52
1 2 3 4 5 6 7 8
Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
UNION PACIFIC CORP 907818108 9,840 91,549 0 0 91,549 03 91,549 0 0
United Continental Holdings Common 910047109 1,416 65,861 0 0 65,861 01 65,861 0 0
UNITED CONTINENTAL HOLDINGS 910047109 28 1,300 0 0 1,300 03 1,300 0 0
UNITED MICROELECTRON-SP ADR 910873405 613 250,000 0 0 250,000 03 250,000 0 0
UNITED NATURAL FOODS INC 911163103 2,104 45,100 0 0 45,100 03 45,100 0 0
UNITED PARCEL SERVICE-CL B 911312106 13,932 172,600 0 0 172,600 03 172,600 0 0
United Parcel Service Com.Cls B US 911312106 13,239 164,010 0 0 164,010 01 164,010 0 0
United Rentals Inc. Common USD0.01 911363109 430 10,016 0 0 10,016 01 10,016 0 0
UNITED STATES STEEL CORP 912909108 1,850 63,000 0 0 63,000 03 63,000 0 0
United States Steel Corp 4% Cv. 15 912909AE8 603 500,000 0 0 500,000 01 500,000 0 0
UNITED TECHNOLOGIES CORP 913017109 18,260 220,160 0 0 220,160 03 220,160 0 0
United Technologies Corp. Common U 913017109 12,585 151,760 0 0 151,760 01 151,760 0 0
UNITED THERAPEUTICS CORP 91307C102 660 14,000 0 0 14,000 03 14,000 0 0
UNITEDHEALTH GROUP INC 91324P102 21,061 357,330 0 0 357,330 03 357,330 0 0
UNIVERSAL HEALTH RLTY INCOME 91359E105 147 3,700 0 0 3,700 03 3,700 0 0
UNIVERSAL HEALTH SERVICES-B 913903100 419 10,000 0 0 10,000 03 10,000 0 0
UNUM GROUP 91529Y106 171 7,000 0 0 7,000 03 7,000 0 0
URANIUM ENERGY CORP 916896103 117 30,000 0 0 30,000 03 30,000 0 0
URBAN OUTFITTERS INC 917047102 84 2,900 0 0 2,900 03 2,900 0 0
URS CORP 903236107 64 1,500 0 0 1,500 03 1,500 0 0
URSTADT BIDDLE - CLASS A 917286205 124 6,300 0 0 6,300 03 6,300 0 0
US BANCORP 902973304 15,302 483,012 0 0 483,012 03 483,012 0 0
US Cellular Corporation Common USD 911684108 614 15,000 0 0 15,000 01 15,000 0 0
USA Truck Incorporated Common USD0 902925106 7,576 975,000 0 0 975,000 01 975,000 0 0
UTILITIES SELECT SECTOR SPDR 81369Y886 3,505 100,000 0 0 100,000 03 100,000 0 0
VALE SA-SP ADR 91912E105 12,642 541,869 0 0 541,869 03 541,869 0 0
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137,386
Form 13F Information Table
GAM Holding AG
Page 49 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
VALE SA-SP PREF ADR 91912E204 7,034 310,000 0 0 310,000 03 310,000 0 0
Vale SA - SP ADR (1 Reps. 1 Ord.) 91912E105 700 30,000 0 0 30,000 01 30,000 0 0
VALERO ENERGY CORP 91913Y100 1,626 63,100 0 0 63,100 03 63,100 0 0
VANGUARD LARGE-CAP ETF 922908637 966 15,000 0 0 15,000 03 15,000 0 0
VANGUARD MSCI EMERGING MARKE 922042858 88,673 2,039,859 0 0 2,039,859 03 2,039,859 0 0
VARIAN MEDICAL SYSTEMS INC 92220P105 1,545 22,400 0 0 22,400 03 22,400 0 0
VEECO INSTRUMENTS INC 922417100 343 12,000 0 0 12,000 03 12,000 0 0
VENTAS INC 92276F100 5,268 92,263 0 0 92,263 03 92,263 0 0
VeriFone Systems Inc. Common USD0. 92342Y109 1,284 24,760 0 0 24,760 01 24,760 0 0
VERISIGN INC 92343E102 142 3,700 0 0 3,700 03 3,700 0 0
VERISK ANALYTICS INC-CLASS A 92345Y106 136 2,900 0 0 2,900 03 2,900 0 0
VERIZON COMMUNICATIONS INC 92343V104 15,405 402,954 0 0 402,954 03 402,954 0 0
VERTEX PHARMACEUTICALS INC 92532F100 1,858 45,300 0 0 45,300 03 45,300 0 0
VF CORP 918204108 3,540 24,250 0 0 24,250 03 24,250 0 0
VIACOM INC-CLASS B 92553P201 5,268 111,000 0 0 111,000 03 111,000 0 0
Viacom Inc. New Class A Com. USD0. 92553P102 676 13,000 0 0 13,000 01 13,000 0 0
Viad Corporation Common USD 1.50 92552R406 204 10,500 0 0 10,500 01 10,500 0 0
VIRGIN MEDIA INC 92769L101 150 6,000 0 0 6,000 03 6,000 0 0
VIROPHARMA INC 928241108 301 10,000 0 0 10,000 03 10,000 0 0
VISA INC-CLASS A SHARES 92826C839 22,926 194,284 0 0 194,284 03 194,284 0 0
VIVUS INC 928551100 224 10,000 0 0 10,000 03 10,000 0 0
Vmware Inc-Class A Common USD0.01 928563402 1,528 13,600 0 0 13,600 01 13,600 0 0
VMWARE INC-CLASS A 928563402 191 1,700 0 0 1,700 03 1,700 0 0
VORNADO REALTY TRUST 929042109 5,500 65,325 0 0 65,325 03 65,325 0 0
VULCAN MATERIALS CO 929160109 551 12,900 0 0 12,900 03 12,900 0 0
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166,039
Form 13F Information Table
GAM Holding AG
Page 50 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
WABASH NATIONAL CORP 929566107 171 16,500 0 0 16,500 03 16,500 0 0
Wal-Mart Stores Inc Common USD0.10 931142103 12,414 202,850 0 0 202,850 01 202,850 0 0
WAL-MART STORES INC 931142103 25,032 409,025 0 0 409,025 03 409,025 0 0
WALGREEN CO 931422109 14,084 420,530 0 0 420,530 03 420,530 0 0
Walgreen Company Common USD0.07812 931422109 20,755 619,667 0 0 619,667 02 619,667 0 0
Walgreen Company Common USD0.07812 931422109 4,007 119,630 0 0 119,630 02 119,630 0 0
WALT DISNEY CO/THE 254687106 20,535 469,058 0 0 469,058 03 469,058 0 0
WALTER ENERGY INC 93317Q105 116 1,960 0 0 1,960 03 1,960 0 0
WASHINGTON POST-CLASS B 939640108 37 100 0 0 100 03 100 0 0
WASHINGTON REIT 939653101 535 18,000 0 0 18,000 03 18,000 0 0
WASTE MANAGEMENT INC 94106L109 2,269 64,900 0 0 64,900 03 64,900 0 0
Waste Management Inc. Com. USD0.01 94106L109 12,514 357,960 0 0 357,960 01 357,960 0 0
WATERS CORP 941848103 185 2,000 0 0 2,000 03 2,000 0 0
WATSON PHARMACEUTICALS INC 942683103 174 2,600 0 0 2,600 03 2,600 0 0
Watts Water Tech. Inc. A Common US 942749102 7,300 179,143 0 0 179,143 01 179,143 0 0
WEATHERFORD INTL LTD H27013103 15,818 1,051,090 0 0 1,051,090 03 1,051,090 0 0
Weatherford Intl. Ltd. Com. USD1.0 H27013103 996 66,000 0 0 66,000 01 66,000 0 0
WEINGARTEN REALTY INVESTORS 948741103 809 30,600 0 0 30,600 03 30,600 0 0
WELLPOINT INC 94973V107 3,693 50,044 0 0 50,044 03 50,044 0 0
WELLS FARGO & CO 949746101 39,300 1,151,138 0 0 1,151,138 03 1,151,138 0 0
Wells Fargo & Co. Com. USD1.666 949746101 3,414 100,000 0 0 100,000 01 100,000 0 0
Wells Fargo & Co. Com. USD1.666 949746101 205 6,000 0 0 6,000 01 6,000 0 0
WESCO INTERNATIONAL INC 95082P105 98 1,500 0 0 1,500 03 1,500 0 0
Westar Energy Inc. Common USD5.00 95709T100 56 2,000 0 0 2,000 01 2,000 0 0
WESTERN DIGITAL CORP 958102105 1,668 40,300 0 0 40,300 03 40,300 0 0
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186,185
Form 13F Information Table
GAM Holding AG
Page 51 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
Western Digital Corp. Common USD0. 958102105 1,635 39,500 0 0 39,500 01 39,500 0 0
WESTERN UNION CO 959802109 1,635 92,900 0 0 92,900 03 92,900 0 0
Western Union Corp. Common USD0.01 959802109 12,461 708,030 0 0 708,030 01 708,030 0 0
WEYERHAEUSER CO 962166104 1,578 71,990 0 0 71,990 03 71,990 0 0
WHIRLPOOL CORP 963320106 1,230 16,000 0 0 16,000 03 16,000 0 0
Whiting Petroleum Corp USD 0.001 966387102 350 6,450 0 0 6,450 01 6,450 0 0
WHITING PETROLEUM CORP 966387102 578 10,653 0 0 10,653 03 10,653 0 0
WHOLE FOODS MARKET INC 966837106 8,387 100,800 0 0 100,800 03 100,800 0 0
WILEY (JOHN) & SONS-CLASS A 968223206 1,899 39,894 0 0 39,894 03 39,894 0 0
WILLIAMS-SONOMA INC 969904101 3,249 86,680 0 0 86,680 03 86,680 0 0
Williams Companies Inc. Common USD 969457100 1,927 62,537 0 0 62,537 01 62,537 0 0
WILLIAMS COS INC 969457100 3,405 110,500 0 0 110,500 03 110,500 0 0
WILLIS GROUP HOLDINGS PLC G96666105 115 3,300 0 0 3,300 03 3,300 0 0
WINDSTREAM CORP 97381W104 133 11,400 0 0 11,400 03 11,400 0 0
WISCONSIN ENERGY CORP 976657106 5,727 162,800 0 0 162,800 03 162,800 0 0
WPX ENERGY INC 98212B103 3,890 216,000 0 0 216,000 03 216,000 0 0
WPX Energy Inc. W/I NPV 98212B103 376 20,845 0 0 20,845 01 20,845 0 0
WR BERKLEY CORP 084423102 98 2,700 0 0 2,700 03 2,700 0 0
WR Berkley Corp. Common USD0.20 084423102 10,838 300,000 0 0 300,000 01 300,000 0 0
WR Berkley Corp. Common USD0.20 084423102 108 3,000 0 0 3,000 01 3,000 0 0
WUXI PHARMATECH INC-ADR 929352102 995 69,100 0 0 69,100 03 69,100 0 0
WW GRAINGER INC 384802104 7,841 36,500 0 0 36,500 03 36,500 0 0
WYNDHAM WORLDWIDE CORP 98310W108 479 10,300 0 0 10,300 03 10,300 0 0
WYNN RESORTS LTD 983134107 2,098 16,800 0 0 16,800 03 16,800 0 0
XCEL ENERGY INC 98389B100 527 19,900 0 0 19,900 03 19,900 0 0
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71,557
Form 13F Information Table
GAM Holding AG
Page 52 of 52
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Mkt
Value -- Investment Discretion -- --- Voting Authority ----
Name of Issuer Type CUSIP $ x1000 # Shares Sole Shared Other Managers Sole Shared None
XEROX CORP 984121103 1,789 221,400 0 0 221,400 03 221,400 0 0
XILINX INC 983919101 4,987 136,900 0 0 136,900 03 136,900 0 0
Xilinx Inc. Common USD0.01 983919101 2,371 65,000 0 0 65,000 01 65,000 0 0
Xylem Inc-W/I Com. NPV 98419M100 499 18,000 0 0 18,000 01 18,000 0 0
XYLEM INC 98419M100 944 34,000 0 0 34,000 03 34,000 0 0
YAHOO! INC 984332106 9,172 602,600 0 0 602,600 03 602,600 0 0
Yahoo! Incorporated Common USD0.00 984332106 456 30,000 0 0 30,000 01 30,000 0 0
YINGLI GREEN ENERGY HOLD-ADR 98584B103 1,087 300,296 0 0 300,296 03 300,296 0 0
Youku Inc. ADR (1 Rep. 18 Ord.) 98742U100 748 34,000 0 0 34,000 01 34,000 0 0
YPF S.A.-SPONSORED ADR 984245100 635 22,350 0 0 22,350 03 22,350 0 0
YUM! BRANDS INC 988498101 6,050 85,000 0 0 85,000 03 85,000 0 0
Yum! Brands Inc. Com. NPV 988498101 3,815 53,590 0 0 53,590 02 01 53,590 0 0
ZIMMER HOLDINGS INC 98956P102 4,043 62,895 0 0 62,895 03 62,895 0 0
ZIONS BANCORPORATION 989701107 966 45,000 0 0 45,000 03 45,000 0 0
ZYNGA INC - CL A 98986T108 27 2,063 0 0 2,063 03 2,063 0 0
Zynga Inc. Com. USD0.000006 98986T108 2,760 210,000 0 0 210,000 01 210,000 0 0
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40,349
=========
5,044,323