0001047469-12-001034.txt : 20120214 0001047469-12-001034.hdr.sgml : 20120214 20120214170406 ACCESSION NUMBER: 0001047469-12-001034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 12612241 BUSINESS ADDRESS: STREET 1: 1117 CHEESE FACTORY ROAD CITY: HONEYOE FALLS STATE: NY ZIP: 14472 BUSINESS PHONE: 5852631307 13F-HR 1 a2207335z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Mendon Capital Advisors Corp. ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-10662 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anton Schutz ------------------------------- Title: President ------------------------------- Phone: 585-770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton Schutz Rochester, NY 14618 February 14, 2012 ------------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 131 -------------------- Form 13F Information Table Value Total: $121,986 -------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 028-02744 Burnham Asset Management Corp. ------ ----------------- --------------------------------- FORM 13F INFORMATION TABLE

ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------------------- -------- --------- ------- ---------------- -------- ------ ------------------------ VOTING AUTHORITY SH/PUT TITLE OF VALUE SH/PRN /PRN INVSTMT OTHER ISSUER CLASS CUSIP (x1000) AMOUNT CALL DISCRTN MGRS SOLE SHARED NONE ALLIANCE BANCORP OF PENN COM 01890a108 418 38800 SOLE 38800 0 0 ALLIANCE BANCORP OF PENN COM 01890a108 418 38800 SH-OTHER 01 0 38800 0 ALLIANCE FINANCIAL COM 019205103 386 12500 SOLE 12500 0 0 ALLIANCE FINANCIAL COM 019205103 1158 37500 SH-OTHER 01 0 37500 0 ASB BANCORP COM 00213T109 234 20000 SOLE 20000 0 0 ASB BANCORP COM 00213T109 234 20000 SH-OTHER 01 0 20000 0 ASB BANCORP COM 00213T109 52 4437 SH-OTHER 01 0 4437 0 AMERIS COM 03076k108 514 50000 SH-OTHER 01 0 50000 0 ASTORIA FINANCIAL COM 046265104 425 50000 SH-OTHER 01 0 50000 0 ATLANTIC COAST FINANCIAL COM 048426100 232 81500 SOLE 81500 0 0 ATLANTIC COAST FINANCIAL COM 048426100 232 81500 SH-OTHER 01 0 81500 0 BANCORP SOUTH COM 059692103 2017 183000 SH-OTHER 01 0 183000 0 BANK OF AMERICA COM 060505104 111 20000 SOLE 20000 0 0 BANK OF AMERICA COM 060505104 134 150000 SH-OTHER 01 0 150000 0 BEACON FEDERAL COM 073582108 1730 124747 SOLE 124747 0 0 BEACON FEDERAL COM 073582108 2980 214838 SH-OTHER 01 0 214838 0 BEACON FEDERAL COM 073582108 49 3563 SH-OTHER 01 0 3563 0 BENEFICIAL MUTUAL COM 08173r104 627 75000 SH-OTHER 01 0 75000 0 BROOKLINE COM 11373m107 844 100000 SH-OTHER 01 0 100000 0 CAPE BANCORP COM 139209100 620 78982 SOLE 78982 0 0 CAPE BANCORP COM 139209100 867 110480 SH-OTHER 01 0 110480 0 CENTERSTATE BANKS COM 15201p109 1177 177821 SOLE 177821 0 0 CENTERSTATE BANKS COM 15201p109 4474 675890 SH-OTHER 01 0 675890 0 CENTERSTATE BANKS COM 15201p109 55 8351 SH-OTHER 01 0 8351 0 CHARTER FINANCIAL COM 16122m100 1646 177739 SOLE 177739 0 0 CHARTER FINANCIAL COM 16122m100 1707 184379 SH-OTHER 01 0 184379 0 CHARTER FINANCIAL COM 16122m100 158 17074 SH-OTHER 01 0 17074 0 CITIGROUP COM 172967101 210 8000 SOLE 8000 0 0 CITIGROUP COM 172967101 2157 72000 SH-OTHER 01 0 72000 0 CITIZENS REPUBLIC COM 174420109 67 5914 SH-OTHER 01 0 5914 0 CITIZENS SOUTH COM 176682102 1564 446882 SOLE 446882 0 0 CITIZENS SOUTH COM 176682102 2418 690576 SH-OTHER 01 0 690576 0 CITIZENS SOUTH COM 176682102 27 7691 SH-OTHER 01 0 7691 0 COMERICA COM 200340107 1935 75000 SH-OTHER 01 0 75000 0 COMERICA COM 200340107 93 3615 SH-OTHER 01 3615 0 0 COMERICA WARRANT 200340107 1290 50000 SH-OTHER 01 0 50000 0 COWEN HOLDINGS COM 223622101 1023 395000 SOLE 395000 0 0 COWEN HOLDINGS COM 223622101 4661 1799260 SH-OTHER 01 1799260 0 ENCORE BANKSHARES COM 29255v201 164 12100 SOLE 12100 0 0 ENCORE BANKSHARES COM 29255v201 231 17100 SH-OTHER 01 0 17100 0 FNB CORP COM 302520101 57 5078 SH-OTHER 01 0 5078 0 FED FIRST FINANCIAL COM 31429c101 274 20000 SH-OTHER 01 0 20000 0 FIFTH THIRD COM 316773100 1272 100000 SH-OTHER 01 0 100000 0 FINANCIAL INSTITUTIONS COM 317585404 404 25000 SOLE 25000 0 0 FINANCIAL INSTITUTIONS COM 317585404 803 49755 SH-OTHER 01 0 49755 0 FINANCIAL INSTITUTIONS COM 317585404 86 5324 SH-OTHER 01 0 5324 0 FIRST CALIFORNIA COM 319395109 657 201427 SH-OTHER 01 0 201427 0 FIRST CALIFORNIA COM 319395109 120 36856 SH-OTHER 01 0 36856 0 FIRST COMMONWEALTH COM 319829107 227 43200 SOLE 43200 0 0 FIRST COMMONWEALTH COM 319829107 944 179600 SH-OTHER 01 0 179600 0 FIRST COMMONWEALTH COM 319829107 95 18068 SH-OTHER 01 0 18068 0 FIRST HORIZON COM 320517105 400 50000 SH-OTHER 01 0 50000 0 FIRST MIDWEST COM 320867104 101 10000 SOLE 10000 0 0 FIRST MIDWEST COM 320867104 101 10000 SH-OTHER 01 0 10000 0 FIRST UNITED BANCORP COM 33740n105 1661 299361 SOLE 299361 0 0 FIRST UNITED BANCORP COM 33740n105 7671 1382215 SH-OTHER 01 0 1382215 0 FIRST UNITED BANCORP COM 33740n105 201 36186 SH-OTHER 01 0 36186 0 FIRST MERIT COM 337915102 416 27500 SH-OTHER 01 0 27500 0 FOX CHASE BANCORP COM 35137t108 1198 94871 SOLE 94871 0 0 FOX CHASE BANCORP COM 35137t108 2031 160735 SH-OTHER 01 0 160735 0 FRANKLIN FINANCIAL COM 35353c102 237 20000 SOLE 20000 0 0 FRANKLIN FINANCIAL COM 35353c102 237 20000 SH-OTHER 01 0 20000 0 GLEACHER COM 377341102 115 68400 SOLE 68400 0 0 GLEACHER COM 377341102 5070 3019685 SH-OTHER 01 0 3019685 0 GOLDMAN SACHS COM 38141g104 1809 20000 SH-OTHER 01 0 20000 0

GUARANTY BANCORP COM 40075t102 588 400000 SH-OTHER 01 0 400000 0 HANCOCK BANCORP COM 410120109 167 5210 SH-OTHER 01 0 5210 0 HERITAGE FINANCIAL GROUP COM 42726x102 821 69598 SOLE 69598 0 0 HERITAGE FINANCIAL GROUP COM 42726x102 821 69697 SH-OTHER 01 0 69697 0 HERITAGE FINANCIAL GROUP COM 42726x102 138 11653 SH-OTHER 01 0 11653 0 HERITAGE FINL CORP COM 42722x106 314 25000 SH-OTHER 01 0 25000 0 HORIZON BANCORP COM 440407104 62 3570 SH-OTHER 01 0 3570 0 HUNTINGTIN BANCSHARES COM 446150104 1098 200000 SH-OTHER 01 0 200000 0 INVESCO COM g491bt108 502 25000 SH-OTHER 01 0 25000 0 INVESTORS BANCORP COM 46146p102 1078 80000 SOLE 80000 0 0 INVESTORS BANCORP COM 46146p102 5304 393500 SH-OTHER 01 0 393500 0 JACKSONVILLE BANCORP COM 469249106 333 105518 SOLE 105518 0 0 JACKSONVILLE BANCORP COM 469249106 727 230807 SH-OTHER 01 0 230807 0 JP MORGAN COM 46625h100 831 25000 SH-OTHER 01 0 25000 0 KBW INC COM 482423100 380 25000 SH-OTHER 01 0 25000 0 KEYCORP COM 493267108 769 100000 SH-OTHER 01 0 100000 0 KEYCORP COM 493267108 36 4663 SH-OTHER 01 0 4663 0 MERIDIAN INTERSTATE COM 58964q104 240 19310 SOLE 19310 0 0 MERIDIAN INTERSTATE COM 58964q104 240 19310 SH-OTHER 01 0 19310 0 METRO BANCORP COM 59161r101 192 22950 SOLE 22950 0 0 METRO BANCORP COM 59161r101 234 27950 SH-OTHER 01 0 27950 0 METRO BANCORP COM 59161r101 27 3173 SH-OTHER 01 0 3173 0 MORGAN STANLEY COM 617446448 757 50000 SH-OTHER 01 0 50000 0 NORTHWEST BANCORP COM 667340103 36 2863 SH-OTHER 01 0 2863 0 OMNIAMERICAN BANCORP COM 68216r107 685 43658 SOLE 43658 0 0 OMNIAMERICAN BANCORP COM 68216r107 1161 73940 SH-OTHER 01 0 73940 0 OCEAN FIRST COM 675234108 1307 100000 SH-OTHER 01 0 100000 0 PACIFIC CONTINENTAL COM 69412v108 129 14578 SH-OTHER 01 0 14578 0 PARK STERLING COM 70086y105 1632 400000 SH-OTHER 01 0 400000 0 PENNYMAC MORTGAGE COM 70931t103 2577 155000 SH-OTHER 01 0 155000 0 PNC BANK COM 693475105 865 15000 SH-OTHER 01 0 15000 0 POPULAR INC COM 733174106 278 200000 SH-OTHER 01 0 200000 0 POPULAR INC COM 733174106 47 33497 SH-OTHER 01 0 33497 0 PORTER BANCORP COM 736233107 557 191845 SOLE 191845 0 0 PORTER BANCORP COM 736233107 1627 560977 SH-OTHER 01 0 560977 0 PORTER BANCORP WARRANT 736233107 1 43478 SOLE 43478 0 0 PORTER BANCORP WARRANT 736233107 3 182607 SH-OTHER 01 0 182607 0 PRUDENTIAL FINANCIAL COM 744320102 1253 25000 SH-OTHER 01 0 25000 0 SOLAR SENIOR CAOITAL COM 83416m105 1536 97513 SOLE 97513 0 0 SOLAR SENIOR CAOITAL COM 83416m105 4353 276408 SH-OTHER 01 0 276408 0 SEACOST BANK COM 811707306 1338 880055 SH-OTHER 01 0 880055 0 SCBT COM 78401v102 725 25000 SH-OTHER 01 0 25000 0 SCBT COM 78401v102 170 5866 SH-OTHER 01 0 5866 0 SOUTHERN NATIONAL BANCORP OF VIRGINIA COM 843395104 97 15825 SOLE 15825 0 0 SOUTHERN NATIONAL BANCORP OF VIRGINIA COM 843395104 97 15825 SH-OTHER 01 0 15825 0 STERLING BANCORP COM 859158107 864 100000 SH-OTHER 01 0 100000 0 STERLING BANCORP COM 859158107 35 4080 SH-OTHER 01 0 4080 0 STATE BANCORP COM 856190103 321 21250 SH-OTHER 01 0 21250 0 STATE BANCORP COM 856190103 56 3734 SH-OTHER 01 0 3734 0 SUNTRUST BANKS COM 867914103 1328 75000 SH-OTHER 01 0 75000 0 SUSQUEHANNA BANCSHARES COM 869099101 314 37500 SOLE 37500 0 0 SUSQUEHANNA BANCSHARES COM 869099101 1781 212500 SH-OTHER 01 0 212500 0 SUSQUEHANNA BANCSHARES COM 869099101 113 13486 SH-OTHER 01 0 13486 0 TFS FINANCIAL COM 87240R107 3808 425000 SH-OTHER 01 0 425000 0 TOWER BANCORP COM 891709107 571 20000 SH-OTHER 01 0 20000 0 US BANCORP COM 902973304 1353 50000 SH-OTHER 01 0 50000 0 WASHINGTON BANCORP COM 937303105 324 27188 SH-OTHER 01 0 27188 0 WEBSTER FINANCIAL COM 947890109 408 20000 SOLE 20000 0 0 WEBSTER FINANCIAL COM 947890109 1428 70000 SH-OTHER 01 0 70000 0 WESBANCO COM 950810101 52 2687 SH-OTHER 01 0 2687 0 WESTERN LIBERTY COM 961443108 1060 385294 SOLE 385294 0 0 WESTERN LIBERTY COM 961443108 4162 1513269 SH-OTHER 01 0 1513269 0 WESTERN LIBERTY COM 961443108 25 9079 SH-OTHER 01 0 9079 0 WINTRUST COM 97650w108 715 25000 SOLE 25000 0 0 WINTRUST COM 97650w108 1431 51000 SH-OTHER 01 0 51000 0 WINTRUST COM 97650w108 178 6355 SH-OTHER 01 0 6355 0