0001132716-12-000004.txt : 20120210 0001132716-12-000004.hdr.sgml : 20120210 20120210155252 ACCESSION NUMBER: 0001132716-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 12592733 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 ubsocq311a.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UBS O'Connor LLC Address: One North Wacker Drive, 32nd Floor Chicago, IL 60606 13F File Number: 28-06327 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Mathys Title: CHIEF COMPLIANCE OFFICER Phone: (312)525-6452 Signature, Place, and Date of Signing: /s/ Charles Mathys, CHICAGO, IL February 10, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 789 Form 13F Information Table Value Total: 5414369 (X1000) INFORMATION FOR WHICH CONFIDENTIAL TREATMENT WAS REQUESTED HAS BEEN FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: 02 028-11499 UBS Eucalyptus Mngmt LLC NAME OF TITLE CUSIP VALUE SHRS SH PUT INVEST OT VOTING AUTHOR ISSUER OF (x OR / / MENT H SOLE S N CLASS $1000) PRN PR CALL DISCRE M H O AMT N TION GR A N AK STL HLD COM 001547108 2289 350000 SH CALL DEFINED 01 350000 0 0 AK STL HLD COM 001547108 1366 208854 SH DEFINED 01 208854 0 0 AOL INC COM 00184X105 2400 200000 SH CALL DEFINED 01 200000 0 0 AOL INC COM 00184X105 2828 235644 SH DEFINED 01 235644 0 0 AT&T INC COM 00206R102 7607 266725 SH DEFINED 01 266725 0 0 ABERCROMBI CLA 002896207 3078 50000 SH DEFINED 01 50000 0 0 ACADIA RLT COMSH 004239109 950 50800 SH DEFINED 01 50800 0 0 ACHILLION COM 00448Q201 3041 644278 SH DEFINED 01 644278 0 0 ACTIVISION COM 00507V109 1666 140000 SH CALL DEFINED 01 140000 0 0 ACTIVISION COM 00507V109 9497 798053 SH DEFINED 01 798053 0 0 ACUITY BRA COM 00508Y102 10950 303822 SH DEFINED 01 303822 0 0 AETNA INC COM 00817Y108 18178 500075 SH DEFINED 01 500075 0 0 AIR LEASE CLA 00912X302 9779 509344 SH DEFINED 01 509344 0 0 AIRTRAN HL NOTE5 00949PAD0 13597 10620000 SH DEFINED 01 10620000 0 0 ALASKA AIR COM 011659109 2905 51600 SH DEFINED 01 51600 0 0 ALCOA INC COM 013817101 3828 400000 SH CALL DEFINED 01 400000 0 0 ALCOA INC COM 013817101 6255 653629 SH DEFINED 01 653629 0 0 ALCATEL-LU COM 013904305 142 50000 SH CALL DEFINED 01 50000 0 0 ALCATEL-LU SPONS 013904305 352 124375 SH DEFINED 01 124375 0 0 ALEXANDRIA COM 015271109 27557 448881 SH DEFINED 01 448881 0 0 ALEXION PH COM 015351109 7911 123487 SH DEFINED 01 123487 0 0 ALLERGAN I COM 018490102 4423 53690 SH DEFINED 01 53690 0 0 ALLIANCE D COM 018581108 170 30000 SH PUT DEFINED 01 30000 0 0 ALLIANT TE COM 018804104 643 11800 SH DEFINED 01 11800 0 0 ALLSCRIPTS COM 01988P108 5805 322139 SH DEFINED 01 322139 0 0 ALPHA NATU COM 02076X102 3538 200000 SH CALL DEFINED 01 200000 0 0 ALPHA NATU COM 02076X102 672 38000 SH DEFINED 01 38000 0 0 ALTERA COR COM 021441100 1274 40400 SH DEFINED 01 40400 0 0 ALTRIA GRO COM 02209S103 22590 842589 SH DEFINED 01 842589 0 0 AMARIN COR SPONS 023111206 506 55000 SH DEFINED 01 55000 0 0 AMEREN COR COM 023608102 3989 134000 SH DEFINED 01 134000 0 0 AMERICAN A COM 024013104 4236 235982 SH DEFINED 01 235982 0 0 AMERICAN C COM 024835100 9878 265478 SH DEFINED 01 265478 0 0 AMERICAN C COM 02503Y103 4508 661000 SH DEFINED 01 661000 0 0 AMERICAN T CLA 029912201 9127 169647 SH DEFINED 01 169647 0 0 AMERISOURC COM 03073E105 8004 214759 SH DEFINED 01 214759 0 0 AMERIPRISE COM 03076C106 12679 322139 SH DEFINED 01 322139 0 0 AMETEK INC COM 031100100 6639 201378 SH DEFINED 01 201378 0 0 AMGEN INC COM 031162100 264 4800 SH DEFINED 01 4800 0 0 AMGEN INC NOTE0 031162AQ3 14756 15000000 SH DEFINED 01 15000000 0 0 AMYLIN PHA COM 032346108 87 65600 SH PUT DEFINED 01 65600 0 0 AMYLIN PHA NOTE3 032346AF5 12443 14000000 SH DEFINED 01 14000000 0 0 ANADARKO P COM 032511107 16370 259643 SH DEFINED 01 259643 0 0 ANADYS PHA COM 03252Q408 46 50000 SH DEFINED 01 50000 0 0 ANHEUSER B SPONS 03524A108 1127 21263 SH DEFINED 01 21263 0 0 ANIXTER IN COM 035290105 1376 29000 SH DEFINED 01 29000 0 0 ANNALY CAP NOTE4 035710AA0 2302 2000000 SH DEFINED 01 2000000 0 0 A123 SYS I NOTE3 03739TAA6 652 1000000 SH DEFINED 01 1000000 0 0 APOLLO GRO COM 037604105 6765 170800 SH CALL DEFINED 01 170800 0 0 APOLLO GRO CLA 037604105 27800 701849 SH DEFINED 01 701849 0 0 APOLLO GLO CLASH 037612306 1397 136459 SH DEFINED 01 136459 0 0 APPLE INC COM 037833100 29646 77773 SH DEFINED 01 77773 0 0 APPLIED MA COM 038222105 2112 204021 SH DEFINED 01 204021 0 0 ARCELORMIT COM 03938L104 5554 349100 SH CALL DEFINED 01 349100 0 0 ARCELORMIT NYREG 03938L104 8351 524906 SH DEFINED 01 524906 0 0 ARCHER DAN COM 039483102 275 11069 SH DEFINED 01 11069 0 0 ARES CAP C COM 04010L103 4163 302300 SH DEFINED 01 302300 0 0 ARIAD PHAR COM 04033A100 3304 375829 SH DEFINED 01 375829 0 0 ARROW ELEC COM 042735100 1358 48900 SH DEFINED 01 48900 0 0 ASHLAND IN COM 044209104 28392 643220 SH DEFINED 01 643220 0 0 ASSURANT I COM 04621X108 15377 429519 SH DEFINED 01 429519 0 0 ATMEL CORP COM 049513104 6603 818234 SH DEFINED 01 818234 0 0 ATMOS ENER COM 049560105 821 25300 SH DEFINED 01 25300 0 0 ATWOOD OCE COM 050095108 4089 119000 SH DEFINED 01 119000 0 0 AUTOLIV IN UNIT9 052800208 10579 158979 SH DEFINED 01 158979 0 0 AVALONBAY COM 053484101 43615 382423 SH DEFINED 01 382423 0 0 AVISTA COR COM 05379B107 2328 97608 SH DEFINED 01 97608 0 0 AVNET INC COM 053807103 6943 266229 SH DEFINED 01 266229 0 0 BOK FINL C COMNE 05561Q201 295 6300 SH DEFINED 01 6300 0 0 BMC SOFTWA COM 055921100 5754 149221 SH DEFINED 01 149221 0 0 BAKER HUGH COM 057224107 5935 128582 SH DEFINED 01 128582 0 0 BANCO BRAD SPADR 059460303 2123 143521 SH DEFINED 01 143521 0 0 BANCORPSOU COM 059692103 1224 139400 SH DEFINED 01 139400 0 0 BANK OF AM COM 060505104 612 100000 SH CALL DEFINED 01 100000 0 0 BARCLAYS B IPATH 06740C519 2708 37000 SH DEFINED 01 37000 0 0 BARRETT BI COM 06846N104 2153 59400 SH DEFINED 01 59400 0 0 BAXTER INT COM 071813109 16363 291459 SH DEFINED 01 291459 0 0 BED BATH & COM 075896100 969 16900 SH DEFINED 01 16900 0 0 BELO CORP COMSE 080555105 2416 494037 SH DEFINED 01 494037 0 0 BERKSHIRE CLBNE 084670702 15256 214759 SH DEFINED 01 214759 0 0 BERRY PETE CLA 085789105 2554 72200 SH DEFINED 01 72200 0 0 BEST BUY I SDCV2 086516AF8 8983 9000000 SH DEFINED 01 9000000 0 0 BHP BILLIT SPONS 088606108 2073 31201 SH DEFINED 01 31201 0 0 BIOMARIN P COM 09061G101 7700 241604 SH DEFINED 01 241604 0 0 BIOMARIN P NOTE1 09061GAD3 5817 3500000 SH DEFINED 01 3500000 0 0 BIOMED REA COM 09063H107 25799 1556993 SH DEFINED 01 1556993 0 0 BIOSANTE P COM 09065V203 46 20000 SH CALL DEFINED 01 20000 0 0 BIOSANTE P COMNE 09065V203 692 303600 SH DEFINED 01 303600 0 0 BLACK HILL COM 092113109 2660 86802 SH DEFINED 01 86802 0 0 BLACKROCK COM 09247X101 6648 44915 SH DEFINED 01 44915 0 0 BLOCK H & COM 093671105 2340 175800 SH DEFINED 01 175800 0 0 BOEING CO COM 097023105 16244 268450 SH DEFINED 01 268450 0 0 BOSTON PRO COM 101121101 33243 373094 SH DEFINED 01 373094 0 0 BOSTON SCI COM 101137107 15436 2611764 SH DEFINED 01 2611764 0 0 BOYD GAMIN COM 103304101 980 200000 SH DEFINED 01 200000 0 0 BRIGHAM EX COM 109178103 1010 40000 SH CALL DEFINED 01 40000 0 0 BRIGHAM EX COM 109178103 5666 224299 SH DEFINED 01 224299 0 0 BRINKER IN COM 109641100 2776 132700 SH DEFINED 01 132700 0 0 BROADCOM C CLA 111320107 6974 209493 SH DEFINED 01 209493 0 0 BROOKDALE NOTE2 112463AA2 10002 13250000 SH DEFINED 01 13250000 0 0 BROOKFIELD COM 112900105 9084 659671 SH DEFINED 01 659671 0 0 BROWN & BR COM 115236101 4778 268450 SH DEFINED 01 268450 0 0 BUCKLE INC COM 118440106 2050 53300 SH DEFINED 01 53300 0 0 CBL & ASSO COM 124830100 148 13018 SH DEFINED 01 13018 0 0 CF INDS HL COM 125269100 5799 47000 SH DEFINED 01 47000 0 0 CIGNA CORP COM 125509109 12211 291159 SH DEFINED 01 291159 0 0 CME GROUP COM 12572Q105 5027 20400 SH DEFINED 01 20400 0 0 CMS ENERGY NOTE2 125896AW0 19713 12620000 SH DEFINED 01 12620000 0 0 CSX CORP COM 126408103 7341 393208 SH DEFINED 01 393208 0 0 CVD EQUIPM COM 126601103 1265 93705 SH DEFINED 01 93705 0 0 CVS CAREMA COM 126650100 10292 306500 SH DEFINED 01 306500 0 0 CABOT CORP COM 127055101 580 23400 SH DEFINED 01 23400 0 0 CABOT OIL COM 127097103 6733 108756 SH DEFINED 01 108756 0 0 CALIX INC COM 13100M509 586 75165 SH DEFINED 01 75165 0 0 CALPINE CO COMNE 131347304 1247 88588 SH DEFINED 01 88588 0 0 CAMERON IN COM 13342B105 18812 452858 SH DEFINED 01 452858 0 0 CAMPBELL S COM 134429109 16185 500000 SH CALL DEFINED 01 500000 0 0 CAMPBELL S COM 134429109 16108 497618 SH DEFINED 01 497618 0 0 CAPITAL ON COM 14040H105 3963 100000 SH CALL DEFINED 01 100000 0 0 CAPITAL ON COM 14040H105 8144 205500 SH DEFINED 01 205500 0 0 CARDINAL H COM 14149Y108 7764 185380 SH DEFINED 01 185380 0 0 CAREFUSION COM 14170T101 9001 375829 SH DEFINED 01 375829 0 0 CARLISLE C COM 142339100 638 20000 SH DEFINED 01 20000 0 0 CARRIZO OI COM 144577103 323 15000 SH DEFINED 01 15000 0 0 CATERPILLA COM 149123101 5947 80534 SH DEFINED 01 80534 0 0 CBEYOND IN COM 149847105 1686 238878 SH DEFINED 01 238878 0 0 CENTERPOIN COM 15189T107 5411 275794 SH DEFINED 01 275794 0 0 CENTURYLIN COM 156700106 10047 303349 SH DEFINED 01 303349 0 0 CEPHALON I COM 156708109 57573 713422 SH DEFINED 01 713422 0 0 CEPHALON I NOTE2 156708AR0 56735 45708000 SH DEFINED 01 45708000 0 0 CEREPLAST COMNE 156732307 88 31000 SH DEFINED 01 31000 0 0 CHARLES RI NOTE2 159864AB3 1481 1500000 SH DEFINED 01 1500000 0 0 CHARMING S NOTE1 161133AE3 865 1000000 SH DEFINED 01 1000000 0 0 CHARTER CO CLANE 16117M305 5062 108066 SH DEFINED 01 108066 0 0 CHESAPEAKE COM 165167107 1788 70000 SH CALL DEFINED 01 70000 0 0 CHESAPEAKE COM 165167107 15714 615046 SH DEFINED 01 615046 0 0 CHESAPEAKE NOTE2 165167BZ9 2353 2500000 SH DEFINED 01 2500000 0 0 CHEVRON CO COM 166764100 4237 45800 SH DEFINED 01 45800 0 0 CHICOS FAS COM 168615102 1606 140500 SH DEFINED 01 140500 0 0 CHURCH & D COM 171340102 884 20000 SH DEFINED 01 20000 0 0 CISCO SYS COM 17275R102 13608 878514 SH DEFINED 01 878514 0 0 CINTAS COR COM 172908105 1286 45700 SH DEFINED 01 45700 0 0 CITIGROUP UNIT9 172967416 6352 80000 SH DEFINED 01 80000 0 0 CITIGROUP COM 172967424 3331 130000 SH CALL DEFINED 01 130000 0 0 CLEAN HARB COM 184496107 1416 27600 SH DEFINED 01 27600 0 0 CLEAR CHAN CLA 18451C109 1660 177323 SH DEFINED 01 177323 0 0 CLEARWIRE COM 18538Q105 896 384500 SH CALL DEFINED 01 384500 0 0 CLEARWIRE CLA 18538Q105 617 264730 SH DEFINED 01 264730 0 0 COACH INC COM 189754104 3841 74100 SH DEFINED 01 74100 0 0 COCA COLA COM 191216100 18136 268449 SH DEFINED 01 268449 0 0 COEUR D AL COMNE 192108504 2020 94200 SH DEFINED 01 94200 0 0 COGDELL SP COM 19238U107 61 16281 SH DEFINED 01 16281 0 0 COGDELL SP PFD-A 19238U206 234 10000 SH DEFINED 01 10000 0 0 COGENT COM COMNE 19239V302 1726 128339 SH DEFINED 01 128339 0 0 COGNIZANT COM 192446102 8151 130000 SH CALL DEFINED 01 130000 0 0 COGNIZANT CLA 192446102 2121 33825 SH DEFINED 01 33825 0 0 COINSTAR I COM 19259P300 6000 150000 SH DEFINED 01 150000 0 0 COLGATE PA COM 194162103 13302 150000 SH CALL DEFINED 01 150000 0 0 COLGATE PA COM 194162103 3547 40000 SH DEFINED 01 40000 0 0 COMCAST CO CLA 20030N101 28269 1352572 SH DEFINED 01 1352572 0 0 COMERICA I COM 200340107 2807 122200 SH DEFINED 01 122200 0 0 COMMERCIAL COM 201723103 761 80000 SH CALL DEFINED 01 80000 0 0 COMMERCIAL COM 201723103 1624 170735 SH DEFINED 01 170735 0 0 COMMUNITY COM 203668108 2243 134800 SH DEFINED 01 134800 0 0 COMPANHIA SPONA 20441W203 2097 68429 SH DEFINED 01 68429 0 0 COMPASS MI COM 20451N101 8506 127380 SH DEFINED 01 127380 0 0 COMPLETE P COM 20453E109 330 17500 SH DEFINED 01 17500 0 0 COMTECH TE NOTE3 205826AF7 12540 12000000 SH DEFINED 01 12000000 0 0 CONAGRA FO COM 205887102 12110 500000 SH CALL DEFINED 01 500000 0 0 CONAGRA FO COM 205887102 61628 2544511 SH DEFINED 01 2544511 0 0 CONOCOPHIL COM 20825C104 7098 112100 SH DEFINED 01 112100 0 0 CONSTANT C COM 210313102 10313 596480 SH DEFINED 01 596480 0 0 CONSTELLAT CLA 21036P108 3101 172300 SH DEFINED 01 172300 0 0 CORELOGIC COM 21871D103 446 309000 SH PUT DEFINED 01 309000 0 0 CORN PRODS COM 219023108 2943 75000 SH DEFINED 01 75000 0 0 CORNING IN COM 219350105 1909 154465 SH DEFINED 01 154465 0 0 COVANCE IN COM 222816100 3654 80400 SH DEFINED 01 80400 0 0 COVENTRY H COM 222862104 2406 83500 SH DEFINED 01 83500 0 0 CRANE CO COM 224399105 18194 509780 SH DEFINED 01 509780 0 0 CTRIP COM COM 22943F100 1608 50000 SH PUT DEFINED 01 50000 0 0 CUBIST PHA NOTE2 229678AD9 23161 17000000 SH DEFINED 01 17000000 0 0 CURRENCYSH COM 23130C108 731 250000 SH PUT DEFINED 01 250000 0 0 CYPRESS SE COM 232806109 3617 241600 SH DEFINED 01 241600 0 0 CYTEC INDS COM 232820100 8490 241605 SH DEFINED 01 241605 0 0 CYTORI THE COM 23283K105 280 95000 SH CALL DEFINED 01 95000 0 0 DCT INDUST COM 233153105 541 123309 SH DEFINED 01 123309 0 0 DDR CORP COM 23317H102 13946 1279412 SH DEFINED 01 1279412 0 0 D R HORTON COM 23331A109 8995 995008 SH DEFINED 01 995008 0 0 DAKTRONICS COM 234264109 3632 423302 SH DEFINED 01 423302 0 0 DANAHER CO COM 235851102 43008 1025476 SH DEFINED 01 1025476 0 0 DARDEN RES COM 237194105 1475 34500 SH DEFINED 01 34500 0 0 DARLING IN COM 237266101 725 57600 SH DEFINED 01 57600 0 0 DECKERS OU COM 243537107 4663 50000 SH DEFINED 01 50000 0 0 DENDREON C NOTE2 24823QAC1 7235 9937000 SH DEFINED 01 9937000 0 0 DENTSPLY I COM 249030107 758 24700 SH DEFINED 01 24700 0 0 DEVRY INC COM 251893103 3740 101200 SH CALL DEFINED 01 101200 0 0 DEVRY INC COM 251893103 296 8000 SH DEFINED 01 8000 0 0 DICE HLDGS COM 253017107 2724 348391 SH DEFINED 01 348391 0 0 DIGITAL RL COM 253868103 19241 348816 SH DEFINED 01 348816 0 0 DISNEY WAL COMDI 254687106 23428 776793 SH DEFINED 01 776793 0 0 DISCOVER F COM 254709108 1835 80000 SH PUT DEFINED 01 80000 0 0 DISCOVER F COM 254709108 6877 299800 SH DEFINED 01 299800 0 0 DISH NETWO CLA 25470M109 18556 740453 SH DEFINED 01 740453 0 0 DONNELLEY COM 257867101 3293 233200 SH DEFINED 01 233200 0 0 DORAL FINL COMNE 25811P886 204 187500 SH DEFINED 01 187500 0 0 DU PONT E COM 263534109 1998 50000 SH PUT DEFINED 01 50000 0 0 DUNKIN BRA COM 265504100 1246 45000 SH DEFINED 01 45000 0 0 DYAX CORP COM 26746E103 63 50000 SH DEFINED 01 50000 0 0 E M C CORP COM 268648102 1889 90000 SH PUT DEFINED 01 90000 0 0 E M C CORP COM 268648102 2265 107904 SH DEFINED 01 107904 0 0 E M C CORP NOTE1 268648AM4 2832 2000000 SH DEFINED 01 2000000 0 0 EQT CORP COM 26884L109 4450 83400 SH DEFINED 01 83400 0 0 E TRADE FI COM 269246401 2339 256700 SH CALL DEFINED 01 256700 0 0 E TRADE FI COMNE 269246401 6282 689526 SH DEFINED 01 689526 0 0 EXCO RESOU COM 269279402 130 210500 SH PUT DEFINED 01 210500 0 0 EASTGROUP COM 277276101 6472 169688 SH DEFINED 01 169688 0 0 EATON CORP COM 278058102 9786 275669 SH DEFINED 01 275669 0 0 EATON VANC COMNO 278265103 2672 120000 SH DEFINED 01 120000 0 0 EBAY INC COM 278642103 30272 1026533 SH DEFINED 01 1026533 0 0 ECHOSTAR C CLA 278768106 9218 407711 SH DEFINED 01 407711 0 0 EDISON INT COM 281020107 7679 200751 SH DEFINED 01 200751 0 0 EDUCATION COM 28140H104 1268 147579 SH DEFINED 01 147579 0 0 EL PASO CO COM 28336L109 4545 260000 SH CALL DEFINED 01 260000 0 0 EL PASO CO COM 28336L109 6593 377191 SH DEFINED 01 377191 0 0 ELECTRONIC COM 285512109 387 18900 SH DEFINED 01 18900 0 0 EMERITUS C COM 291005106 874 61997 SH DEFINED 01 61997 0 0 ENDO PHARM COM 29264F205 7132 254800 SH DEFINED 01 254800 0 0 ENDO PHARM NOTE1 29264FAB2 16941 15000000 SH DEFINED 01 15000000 0 0 ENERGEN CO COM 29265N108 4948 121000 SH DEFINED 01 121000 0 0 ENERGIZER COM 29266R108 42453 638972 SH DEFINED 01 638972 0 0 ENERNOC IN COM 292764107 270 30000 SH DEFINED 01 30000 0 0 ENSCO PLC SPONS 29358Q109 7637 188896 SH DEFINED 01 188896 0 0 ENTERTAINM COMSH 29380T105 14347 368053 SH DEFINED 01 368053 0 0 ENZON PHAR NOTE4 293904AE8 6612 6500000 SH DEFINED 01 6500000 0 0 EQUINIX IN COMNE 29444U502 39570 445455 SH DEFINED 01 445455 0 0 EQUINIX IN NOTE2 29444UAF3 6070 6000000 SH DEFINED 01 6000000 0 0 EQUITY LIF COM 29472R108 21117 336797 SH DEFINED 01 336797 0 0 ESSEX PPTY COM 297178105 28640 238584 SH DEFINED 01 238584 0 0 ESTERLINE COM 297425100 14359 276981 SH DEFINED 01 276981 0 0 EXTRA SPAC COM 30225T102 12557 674018 SH DEFINED 01 674018 0 0 EXXON MOBI COM 30231G102 2905 40000 SH DEFINED 01 40000 0 0 FX ENERGY COM 302695101 5 10000 SH CALL DEFINED 01 10000 0 0 FAIRPOINT COMNE 305560302 3777 878357 SH DEFINED 01 878357 0 0 FEDERAL RE SHBEN 313747206 7906 95932 SH DEFINED 01 95932 0 0 FEDEX CORP COM 31428X106 3384 50000 SH CALL DEFINED 01 50000 0 0 FEDEX CORP COM 31428X106 36605 540857 SH DEFINED 01 540857 0 0 FELCOR LOD COM 31430F101 1602 687693 SH DEFINED 01 687693 0 0 F5 NETWORK COM 315616102 1421 20000 SH CALL DEFINED 01 20000 0 0 F5 NETWORK COM 315616102 824 11597 SH DEFINED 01 11597 0 0 FIFTH THIR COM 316773100 4010 397000 SH DEFINED 01 397000 0 0 FINISH LIN CLA 317923100 1999 100000 SH DEFINED 01 100000 0 0 FIRST CASH COM 31942D107 618 14722 SH DEFINED 01 14722 0 0 FIRST HORI COM 320517105 715 120000 SH PUT DEFINED 01 120000 0 0 FIRST NIAG COM 33582V108 10726 1172200 SH DEFINED 01 1172200 0 0 FIRST SOLA COM 336433107 1018 16100 SH DEFINED 01 16100 0 0 FISERV INC COM 337738108 624 12300 SH DEFINED 01 12300 0 0 FIRSTENERG COM 337932107 4912 109371 SH DEFINED 01 109371 0 0 FLOWSERVE COM 34354P105 4609 62280 SH DEFINED 01 62280 0 0 FOOT LOCKE COM 344849104 7086 352700 SH DEFINED 01 352700 0 0 FOSSIL INC COM 349882100 4864 60000 SH DEFINED 01 60000 0 0 FRANKLIN S COM 35471R106 692 61200 SH DEFINED 01 61200 0 0 FREEPORT-M COM 35671D857 10048 330000 SH CALL DEFINED 01 330000 0 0 FREEPORT-M COM 35671D857 4448 146070 SH DEFINED 01 146070 0 0 GANNETT IN COM 364730101 5983 627819 SH DEFINED 01 627819 0 0 GARDNER DE COM 365558105 28122 442512 SH DEFINED 01 442512 0 0 GEN-PROBE COM 36866T103 12295 214759 SH DEFINED 01 214759 0 0 GENCORP IN SDCV4 368682AN0 12753 14500000 SH DEFINED 01 14500000 0 0 GENERAC HL COM 368736104 3030 161069 SH DEFINED 01 161069 0 0 GENERAL DY COM 369550108 7208 126700 SH DEFINED 01 126700 0 0 GENERAL EL COM 369604103 3810 250000 SH PUT DEFINED 01 250000 0 0 GENERAL EL COM 369604103 8113 532378 SH DEFINED 01 532378 0 0 GENERAL ML COM 370334104 9618 250000 SH PUT DEFINED 01 250000 0 0 GENERAL MT COM 37045V100 513 25412 SH CALL DEFINED 01 25412 0 0 GENERAL MT COM 37045V100 4022 199297 SH DEFINED 01 199297 0 0 GENERAL MT JRPFD 37045V209 704 20000 SH DEFINED 01 20000 0 0 GENTEX COR COM 371901109 5060 210413 SH DEFINED 01 210413 0 0 GENON ENER COM 37244E107 344 123600 SH CALL DEFINED 01 123600 0 0 GENON ENER COM 37244E107 2218 797817 SH DEFINED 01 797817 0 0 GILEAD SCI NOTE1 375558AN3 1086 1000000 SH DEFINED 01 1000000 0 0 GLAXOSMITH SPONS 37733W105 19952 483209 SH DEFINED 01 483209 0 0 GLIMCHER R SHBEN 379302102 6593 931233 SH DEFINED 01 931233 0 0 GOLDMAN SA COM 38141G104 8661 91599 SH DEFINED 01 91599 0 0 GOODRICH C COM 382388106 7132 59100 SH PUT DEFINED 01 59100 0 0 GOODYEAR T COM 382550101 1620 160600 SH DEFINED 01 160600 0 0 GOOGLE INC COM 38259P508 1286 2500 SH CALL DEFINED 01 2500 0 0 GOOGLE INC COM 38259P508 4115 8000 SH PUT DEFINED 01 8000 0 0 GOOGLE INC CLA 38259P508 26365 51256 SH DEFINED 01 51256 0 0 GRAINGER W COM 384802104 4014 26845 SH DEFINED 01 26845 0 0 GRAY TELEV COM 389375106 1262 808963 SH DEFINED 01 808963 0 0 GREEN DOT CLA 39304D102 9140 291831 SH DEFINED 01 291831 0 0 GREIF INC CLA 397624107 429 10000 SH DEFINED 01 10000 0 0 GULFPORT E COMNE 402635304 1301 53798 SH DEFINED 01 53798 0 0 HCP INC COM 40414L109 5483 156400 SH DEFINED 01 156400 0 0 HFF INC CLA 40418F108 129 14784 SH DEFINED 01 14784 0 0 HALLIBURTO COM 406216101 7325 240000 SH CALL DEFINED 01 240000 0 0 HALLIBURTO COM 406216101 610 20000 SH PUT DEFINED 01 20000 0 0 HALLIBURTO COM 406216101 776 25421 SH DEFINED 01 25421 0 0 HANCOCK HL COM 410120109 1984 74100 SH DEFINED 01 74100 0 0 HANOVER IN COM 410867105 11436 322138 SH DEFINED 01 322138 0 0 HANSEN MED COM 411307101 2772 834949 SH DEFINED 01 834949 0 0 HARLEY DAV COM 412822108 1538 44800 SH DEFINED 01 44800 0 0 HARVEST NA COM 41754V103 1333 155500 SH CALL DEFINED 01 155500 0 0 HARVEST NA COM 41754V103 4355 508124 SH DEFINED 01 508124 0 0 HEALTHCARE COM 421946104 2871 170400 SH DEFINED 01 170400 0 0 HEALTH NET COM 42222G108 16549 697968 SH DEFINED 01 697968 0 0 HEALTHSPRI COM 42224N101 598 16400 SH DEFINED 01 16400 0 0 HEARTWARE NOTE3 422368AA8 1986 2000000 SH DEFINED 01 2000000 0 0 HELMERICH COM 423452101 763 18800 SH DEFINED 01 18800 0 0 HESS CORP COM 42809H107 6395 121903 SH DEFINED 01 121903 0 0 HEWLETT PA COM 428236103 898 40000 SH CALL DEFINED 01 40000 0 0 HOLLYFRONT COM 436106108 2643 100800 SH DEFINED 01 100800 0 0 HOLOGIC IN COM 436440101 2450 161069 SH DEFINED 01 161069 0 0 HOLOGIC IN FRNT2 436440AA9 18850 20000000 SH DEFINED 01 20000000 0 0 HOME DEPOT COM 437076102 2120 64500 SH DEFINED 01 64500 0 0 HOME PROPE COM 437306103 7197 126800 SH DEFINED 01 126800 0 0 HORNBECK O FRNT1 440543AE6 1184 1250000 SH DEFINED 01 1250000 0 0 HOST HOTEL COM 44107P104 3949 361000 SH CALL DEFINED 01 361000 0 0 HOST HOTEL COM 44107P104 9425 861510 SH DEFINED 01 861510 0 0 HOVNANIAN UNIT9 44248W208 296 40000 SH DEFINED 01 40000 0 0 HOWARD HUG COM 44267D107 200 4752 SH DEFINED 01 4752 0 0 HUBBELL IN CLB 443510201 29773 600990 SH DEFINED 01 600990 0 0 HUMANA INC COM 444859102 3978 54700 SH DEFINED 01 54700 0 0 HUNTSMAN C COM 447011107 7905 817500 SH CALL DEFINED 01 817500 0 0 HUNTSMAN C COM 447011107 20200 2088892 SH DEFINED 01 2088892 0 0 IAC INTERA COMPA 44919P508 11798 298298 SH DEFINED 01 298298 0 0 ITT EDUCAT COM 45068B109 1727 30000 SH PUT DEFINED 01 30000 0 0 ITT EDUCAT COM 45068B109 1814 31500 SH DEFINED 01 31500 0 0 IDACORP IN COM 451107106 1379 36509 SH DEFINED 01 36509 0 0 IDEX CORP COM 45167R104 517 16600 SH DEFINED 01 16600 0 0 IMAX CORP COM 45245E109 3668 253301 SH DEFINED 01 253301 0 0 INCYTE COR NOTE4 45337CAJ1 52729 29755000 SH DEFINED 01 29755000 0 0 INFOSYS LT COM 456788108 2043 40000 SH PUT DEFINED 01 40000 0 0 INPHI CORP COM 45772F107 344 39245 SH DEFINED 01 39245 0 0 INNERWORKI COM 45773Y105 2393 305170 SH DEFINED 01 305170 0 0 INSULET CO NOTE3 45784PAC5 9848 10820000 SH DEFINED 01 10820000 0 0 INTEL CORP COM 458140100 2346 110000 SH CALL DEFINED 01 110000 0 0 INTEL CORP COM 458140100 4266 200000 SH PUT DEFINED 01 200000 0 0 INTERMUNE COM 45884X103 6507 322139 SH DEFINED 01 322139 0 0 INTL PAPER COM 460146103 2906 125000 SH PUT DEFINED 01 125000 0 0 INTL PAPER COM 460146103 2690 115700 SH DEFINED 01 115700 0 0 INTERPUBLI COM 460690100 3871 537667 SH DEFINED 01 537667 0 0 INTUIT COM 461202103 4744 100000 SH DEFINED 01 100000 0 0 INTUITIVE COMNE 46120E602 1955 5368 SH DEFINED 01 5368 0 0 INVESCO MO COM 46131B100 3904 276280 SH DEFINED 01 276280 0 0 IRON MTN I COM 462846106 4231 133800 SH DEFINED 01 133800 0 0 ISHARES IN COM 464286848 4730 500000 SH PUT DEFINED 01 500000 0 0 ISHARES TR COM 464287739 4551 90000 SH PUT DEFINED 01 90000 0 0 ISHARES TR HIGHY 464288513 3727 45000 SH DEFINED 01 45000 0 0 ISIS PHARM NOTE2 464337AE4 4088 4500000 SH DEFINED 01 4500000 0 0 ITAU UNIBA SPONA 465562106 1587 102263 SH DEFINED 01 102263 0 0 JACOBS ENG COM 469814107 6289 194759 SH DEFINED 01 194759 0 0 JANUS CAP COM 47102X105 458 76300 SH CALL DEFINED 01 76300 0 0 JETBLUE AI DBCV6 477143AF8 9214 8100000 SH DEFINED 01 8100000 0 0 JOHNSON & COM 478160104 44468 697969 SH DEFINED 01 697969 0 0 JOHNSON CT COM 478366107 1477 56000 SH DEFINED 01 56000 0 0 JONES LANG COM 48020Q107 1554 30000 SH CALL DEFINED 01 30000 0 0 JONES LANG COM 48020Q107 319 6162 SH DEFINED 01 6162 0 0 KBR INC COM 48242W106 3363 142300 SH DEFINED 01 142300 0 0 KIT DIGITA COMNE 482470200 5053 601569 SH DEFINED 01 601569 0 0 KLA-TENCOR COM 482480100 2297 60000 SH CALL DEFINED 01 60000 0 0 KLA-TENCOR COM 482480100 984 25700 SH DEFINED 01 25700 0 0 KB HOME COM 48666K109 127 21700 SH PUT DEFINED 01 21700 0 0 KELLOGG CO COM 487836108 3989 75000 SH CALL DEFINED 01 75000 0 0 KELLOGG CO COM 487836108 48980 920858 SH DEFINED 01 920858 0 0 KENNAMETAL COM 489170100 894 27300 SH DEFINED 01 27300 0 0 KEYCORP NE COM 493267108 12332 2079549 SH DEFINED 01 2079549 0 0 KINROSS GO COMNO 496902404 22225 1503746 SH DEFINED 01 1503746 0 0 KITE RLTY COM 49803T102 911 248897 SH DEFINED 01 248897 0 0 KRAFT FOOD CLA 50075N104 28347 844159 SH DEFINED 01 844159 0 0 KRATON PER COM 50077C106 11267 696367 SH DEFINED 01 696367 0 0 KROGER CO COM 501044101 283 12900 SH DEFINED 01 12900 0 0 KULICKE & NOTE0 501242AT8 1965 2000000 SH DEFINED 01 2000000 0 0 LKQ CORP COM 501889208 6486 268461 SH DEFINED 01 268461 0 0 LSI CORPOR COM 502161102 1962 378700 SH DEFINED 01 378700 0 0 LTC PPTYS COM 502175102 3210 126767 SH DEFINED 01 126767 0 0 L-3 COMMUN DEBT3 502413AW7 8572 9000000 SH DEFINED 01 9000000 0 0 L-3 COMMUN COM 502424104 5583 90100 SH DEFINED 01 90100 0 0 LAM RESEAR COM 512807108 5465 143888 SH DEFINED 01 143888 0 0 LANNET INC COM 516012101 89 23300 SH DEFINED 01 23300 0 0 LAS VEGAS COM 517834107 1534 40000 SH CALL DEFINED 01 40000 0 0 LAS VEGAS COM 517834107 564 14700 SH DEFINED 01 14700 0 0 LASALLE HO COMSH 517942108 7968 415000 SH DEFINED 01 415000 0 0 LENNAR COR CLA 526057104 5040 372254 SH DEFINED 01 372254 0 0 LEXMARK IN COM 529771107 541 20000 SH CALL DEFINED 01 20000 0 0 LEXMARK IN COM 529771107 541 20000 SH PUT DEFINED 01 20000 0 0 LIBERTY ME INTCO 53071M104 6722 455118 SH DEFINED 01 455118 0 0 LIFE TIME COM 53217R207 986 26750 SH DEFINED 01 26750 0 0 LIFE TECHN COM 53217V109 921 23965 SH DEFINED 01 23965 0 0 LILLY ELI COM 532457108 19849 536899 SH DEFINED 01 536899 0 0 LINEAR TEC NOTE3 535678AC0 2545 2500000 SH DEFINED 01 2500000 0 0 LIVE NATIO COM 538034109 1085 135400 SH PUT DEFINED 01 135400 0 0 LORILLARD COM 544147101 3698 33402 SH DEFINED 01 33402 0 0 LOUISIANA COM 546347105 4381 859038 SH DEFINED 01 859038 0 0 LUCENT TEC DBCV2 549463AH0 929 1000000 SH DEFINED 01 1000000 0 0 MFA FINANC COM 55272X102 9321 1327761 SH DEFINED 01 1327761 0 0 MF GLOBAL NOTE3 55277JAB4 1565 2000000 SH DEFINED 01 2000000 0 0 MGM RESORT COM 552953101 5574 600000 SH CALL DEFINED 01 600000 0 0 MPG OFFICE COM 553274101 2326 1102170 SH DEFINED 01 1102170 0 0 MSC INDL D CLA 553530106 12125 214759 SH DEFINED 01 214759 0 0 MACERICH C COM 554382101 25904 607636 SH DEFINED 01 607636 0 0 MACYS INC COM 55616P104 655 24900 SH DEFINED 01 24900 0 0 MAGNACHIP COM 55933J203 8073 1201330 SH DEFINED 01 1201330 0 0 MANITOWOC COM 563571108 2882 429519 SH DEFINED 01 429519 0 0 MANPOWERGR COM 56418H100 2928 87100 SH DEFINED 01 87100 0 0 MARATHON O COM 565849106 1588 73600 SH DEFINED 01 73600 0 0 MARRIOTT I COM 571903202 1362 50000 SH PUT DEFINED 01 50000 0 0 MASSEY ENE NOTE3 576203AJ2 7192 8000000 SH DEFINED 01 8000000 0 0 MASTERCARD COM 57636Q104 5550 17500 SH PUT DEFINED 01 17500 0 0 MASTERCARD CLA 57636Q104 9275 29245 SH DEFINED 01 29245 0 0 MATTEL INC COM 577081102 2768 106900 SH DEFINED 01 106900 0 0 MAXIM INTE COM 57772K101 3215 137800 SH DEFINED 01 137800 0 0 MCCLATCHY CLA 579489105 1801 1344000 SH DEFINED 01 1344000 0 0 MCDERMOTT COM 580037109 323 30000 SH CALL DEFINED 01 30000 0 0 MCDERMOTT COM 580037109 17331 1610697 SH DEFINED 01 1610697 0 0 MCGRAW HIL COM 580645109 6293 153484 SH DEFINED 01 153484 0 0 MCKESSON C COM 58155Q103 8578 117990 SH DEFINED 01 117990 0 0 MEAD JOHNS COM 582839106 2073 30112 SH DEFINED 01 30112 0 0 MEADWESTVA COM 583334107 265 10800 SH DEFINED 01 10800 0 0 MEDICIS PH NOTE2 58470KAA2 1300 1000000 SH DEFINED 01 1000000 0 0 MEDTRONIC COM 585055106 10708 322139 SH DEFINED 01 322139 0 0 MEDTRONIC NOTE1 585055AM8 21021 21000000 SH DEFINED 01 21000000 0 0 MERCADOLIB COM 58733R102 462 8591 SH DEFINED 01 8591 0 0 MERCK & CO COM 58933Y105 14170 433208 SH DEFINED 01 433208 0 0 MERIT MED COM 589889104 315 24000 SH DEFINED 01 24000 0 0 MERITAGE H COM 59001A102 7916 522862 SH DEFINED 01 522862 0 0 METABOLIX COM 591018809 3289 750801 SH DEFINED 01 750801 0 0 METALS USA COM 59132A104 5251 586722 SH DEFINED 01 586722 0 0 METLIFE IN UNIT9 59156R116 15712 277800 SH DEFINED 01 277800 0 0 METROPCS C COM 591708102 907 104158 SH DEFINED 01 104158 0 0 MICROS SYS COM 594901100 1179 26845 SH DEFINED 01 26845 0 0 MICROSOFT COM 594918104 13909 558800 SH CALL DEFINED 01 558800 0 0 MICRON TEC COM 595112103 706 140000 SH CALL DEFINED 01 140000 0 0 MICRON TEC COM 595112103 2052 407056 SH DEFINED 01 407056 0 0 MICRON TEC NOTE4 595112AJ2 8162 6500000 SH DEFINED 01 6500000 0 0 MID-AMER A COM 59522J103 15618 259342 SH DEFINED 01 259342 0 0 MISTRAS GR COM 60649T107 11227 639345 SH DEFINED 01 639345 0 0 MITEL NETW COM 60671Q104 205 96642 SH DEFINED 01 96642 0 0 MOBILE TEL SPONS 607409109 2687 218476 SH DEFINED 01 218476 0 0 MOLEX INC COM 608554101 5748 282159 SH DEFINED 01 282159 0 0 MOLINA HEA NOTE3 60855RAA8 956 1000000 SH DEFINED 01 1000000 0 0 MOMENTA PH COM 60877T100 1852 161070 SH DEFINED 01 161070 0 0 MONSANTO C COM 61166W101 10937 182157 SH DEFINED 01 182157 0 0 MONSTER WO COM 611742107 718 100000 SH CALL DEFINED 01 100000 0 0 MONSTER WO COM 611742107 1597 222389 SH DEFINED 01 222389 0 0 MORGAN STA COM 617446448 675 50000 SH CALL DEFINED 01 50000 0 0 MOSAIC CO COM 61945C103 1729 35300 SH DEFINED 01 35300 0 0 MOTOROLA S COMNE 620076307 2560 61100 SH DEFINED 01 61100 0 0 MYLAN INC COM 628530107 5020 295295 SH DEFINED 01 295295 0 0 MYLAN INC NOTE3 628530AJ6 21895 15000000 SH DEFINED 01 15000000 0 0 NCR CORP N COM 62886E108 1584 93800 SH DEFINED 01 93800 0 0 NII HLDGS CLBNE 62913F201 4341 161069 SH DEFINED 01 161069 0 0 NPS PHARMA COM 62936P103 553 85000 SH DEFINED 01 85000 0 0 NRG ENERGY COM 629377508 3548 167300 SH PUT DEFINED 01 167300 0 0 NVR INC COM 62944T105 9889 16373 SH DEFINED 01 16373 0 0 NASDAQ OMX COM 631103108 11630 502600 SH DEFINED 01 502600 0 0 NATIONAL F NOTE4 63607PAC3 5331 5000000 SH DEFINED 01 5000000 0 0 NATIONAL F COM 636180101 1762 36200 SH DEFINED 01 36200 0 0 NATIONAL O COM 637071101 5122 100000 SH CALL DEFINED 01 100000 0 0 NATIONAL O COM 637071101 3329 65000 SH PUT DEFINED 01 65000 0 0 NATIONAL O COM 637071101 3903 76200 SH DEFINED 01 76200 0 0 NAUTILUS I COM 63910B102 1197 797954 SH DEFINED 01 797954 0 0 NETAPP INC NOTE1 64110DAB0 15221 12500000 SH DEFINED 01 12500000 0 0 NEW JERSEY COM 646025106 2423 56911 SH DEFINED 01 56911 0 0 NEWELL RUB COM 651229106 44643 3760975 SH DEFINED 01 3760975 0 0 NEWFIELD E COM 651290108 1474 37146 SH DEFINED 01 37146 0 0 NEWMARKET COM 651587107 228 1500 SH DEFINED 01 1500 0 0 NEWS CORP COM 65248E104 1547 100000 SH CALL DEFINED 01 100000 0 0 NEWS CORP CLA 65248E104 17901 1157123 SH DEFINED 01 1157123 0 0 NISOURCE I COM 65473P105 6308 295022 SH DEFINED 01 295022 0 0 NOKIA CORP SPONS 654902204 368 64964 SH DEFINED 01 64964 0 0 NORDSTROM COM 655664100 3814 83500 SH DEFINED 01 83500 0 0 NORFOLK SO COM 655844108 1873 30700 SH DEFINED 01 30700 0 0 NOVELLUS S COM 670008101 5590 205072 SH DEFINED 01 205072 0 0 NU SKIN EN CLA 67018T105 1147 28300 SH DEFINED 01 28300 0 0 NUANCE COM COM 67020Y100 3557 174700 SH DEFINED 01 174700 0 0 NUCOR CORP COM 670346105 9073 286770 SH DEFINED 01 286770 0 0 NVIDIA COR COM 67066G104 625 50000 SH PUT DEFINED 01 50000 0 0 NVIDIA COR COM 67066G104 1211 96900 SH DEFINED 01 96900 0 0 NUVASIVE I NOTE2 670704AC9 3375 4000000 SH DEFINED 01 4000000 0 0 OGE ENERGY COM 670837103 5518 115455 SH DEFINED 01 115455 0 0 OCZ TECHNO COM 67086E303 331 68154 SH DEFINED 01 68154 0 0 OFFICE DEP COM 676220106 787 382058 SH DEFINED 01 382058 0 0 OIL STS IN COM 678026105 3111 61100 SH DEFINED 01 61100 0 0 OLD NATL B COM 680033107 301 32284 SH DEFINED 01 32284 0 0 OMNICARE I COM 681904108 6635 260900 SH DEFINED 01 260900 0 0 OMNICARE I NOTE3 681904AN8 4491 4000000 SH DEFINED 01 4000000 0 0 OMNICOM GR COM 681919106 6437 174736 SH DEFINED 01 174736 0 0 ON SEMICON COM 682189105 3441 479883 SH DEFINED 01 479883 0 0 ON SEMICON NOTE4 682189AE5 7052 7000000 SH DEFINED 01 7000000 0 0 OPENTABLE COM 68372A104 1380 30000 SH CALL DEFINED 01 30000 0 0 OPENTABLE COM 68372A104 1150 25000 SH PUT DEFINED 01 25000 0 0 ORACLE COR COM 68389X105 1724 60000 SH PUT DEFINED 01 60000 0 0 ORACLE COR COM 68389X105 1113 38715 SH DEFINED 01 38715 0 0 OPTIMER PH COM 68401H104 152 11000 SH DEFINED 01 11000 0 0 OWENS ILL COMNE 690768403 9902 654877 SH DEFINED 01 654877 0 0 PNC FINL S COM 693475105 8626 179000 SH DEFINED 01 179000 0 0 PPG INDS I COM 693506107 7193 101800 SH DEFINED 01 101800 0 0 PACKAGING COM 695156109 23478 1007656 SH DEFINED 01 1007656 0 0 PALL CORP COM 696429307 30231 712989 SH DEFINED 01 712989 0 0 PARK STERL COM 70086Y105 863 252401 SH DEFINED 01 252401 0 0 PATTERSON COM 703481101 867 50000 SH CALL DEFINED 01 50000 0 0 PATTERSON COM 703481101 4162 240000 SH DEFINED 01 240000 0 0 PEABODY EN COM 704549104 6776 200000 SH CALL DEFINED 01 200000 0 0 PEABODY EN COM 704549104 4983 147070 SH DEFINED 01 147070 0 0 PENN NATL COM 707569109 3722 111811 SH DEFINED 01 111811 0 0 PENNYMAC M COM 70931T103 1733 109001 SH DEFINED 01 109001 0 0 PEPSICO IN COM 713448108 15475 250000 SH PUT DEFINED 01 250000 0 0 PEPSICO IN COM 713448108 2538 41000 SH DEFINED 01 41000 0 0 PFIZER INC COM 717081103 10401 588300 SH DEFINED 01 588300 0 0 PHARMACEUT COM 717124101 4341 169189 SH DEFINED 01 169189 0 0 PHARMASSET COM 71715N106 4422 53690 SH DEFINED 01 53690 0 0 PIER 1 IMP COM 720279108 4890 500000 SH DEFINED 01 500000 0 0 PIONEER NA COM 723787107 2189 33288 SH DEFINED 01 33288 0 0 PLAINS EXP COM 726505100 5039 221906 SH DEFINED 01 221906 0 0 POLARIS IN COM 731068102 2833 56700 SH DEFINED 01 56700 0 0 POPULAR IN COM 733174106 1433 955300 SH DEFINED 01 955300 0 0 PORTLAND G COMNE 736508847 952 40200 SH DEFINED 01 40200 0 0 PRICE T RO COM 74144T108 5255 110000 SH DEFINED 01 110000 0 0 PRICESMART COM 741511109 393 6312 SH DEFINED 01 6312 0 0 PROCTER & COM 742718109 15795 250000 SH PUT DEFINED 01 250000 0 0 PROLOGIS I COM 74340W103 19887 820090 SH DEFINED 01 820090 0 0 PROLOGIS NOTE2 74340XAQ4 16196 16250000 SH DEFINED 01 16250000 0 0 PUBLIC STO COM 74460D109 7516 67500 SH DEFINED 01 67500 0 0 QUALCOMM I COM 747525103 6300 129542 SH DEFINED 01 129542 0 0 QUEST DIAG COM 74834L100 3975 80535 SH DEFINED 01 80535 0 0 RPC INC COM 749660106 1028 63000 SH DEFINED 01 63000 0 0 RADIO ONE CLDNO 75040P405 1241 1008824 SH DEFINED 01 1008824 0 0 RALCORP HL COM 751028101 29654 386567 SH DEFINED 01 386567 0 0 RALPH LAUR COM 751212101 6485 50000 SH CALL DEFINED 01 50000 0 0 RALPH LAUR CLA 751212101 2127 16400 SH DEFINED 01 16400 0 0 RAYONIER I COM 754907103 2569 69827 SH DEFINED 01 69827 0 0 RAYTHEON C COMNE 755111507 3310 81000 SH DEFINED 01 81000 0 0 REDWOOD TR COM 758075402 2681 240000 SH DEFINED 01 240000 0 0 REGENCY CT COM 758849103 9213 260768 SH DEFINED 01 260768 0 0 REGIONS FI COM 7591EP100 3669 1101900 SH PUT DEFINED 01 1101900 0 0 REGIONS FI COM 7591EP100 2270 681800 SH DEFINED 01 681800 0 0 REINSURANC COMNE 759351604 7401 161069 SH DEFINED 01 161069 0 0 RELIANCE S COM 759509102 1935 56900 SH DEFINED 01 56900 0 0 REPUBLIC S COM 760759100 21226 756455 SH DEFINED 01 756455 0 0 REYNOLDS A COM 761713106 1349 36000 SH DEFINED 01 36000 0 0 RIO TINTO SPONS 767204100 323 7324 SH DEFINED 01 7324 0 0 RITE AID C COM 767754104 2620 2673798 SH DEFINED 01 2673798 0 0 ROBBINS & COM 770196103 15594 449277 SH DEFINED 01 449277 0 0 ROCK-TENN COM 772739207 4138 85000 SH PUT DEFINED 01 85000 0 0 ROCK-TENN CLA 772739207 1645 33800 SH DEFINED 01 33800 0 0 ROCKWELL C COM 774341101 6427 121808 SH DEFINED 01 121808 0 0 ROVI CORP COM 779376102 4298 100000 SH DEFINED 01 100000 0 0 ROVI CORP NOTE2 779376AB8 11554 10000000 SH DEFINED 01 10000000 0 0 ROWAN COS COM 779382100 4528 150000 SH CALL DEFINED 01 150000 0 0 ROWAN COS COM 779382100 12706 420855 SH DEFINED 01 420855 0 0 RYDER SYS COM 783549108 2198 58600 SH DEFINED 01 58600 0 0 SBA COMMUN COM 78388J106 6634 192404 SH DEFINED 01 192404 0 0 SBA COMMUN NOTE4 78388JAM8 25132 19500000 SH DEFINED 01 19500000 0 0 SL GREEN R COM 78440X101 8019 137901 SH DEFINED 01 137901 0 0 SM ENERGY COM 78454L100 1601 26400 SH DEFINED 01 26400 0 0 SPDR S&P 5 COM 78462F103 124465 1100000 SH CALL DEFINED 01 1100000 0 0 SPDR S&P 5 TRUNI 78462F103 414 3659 SH DEFINED 01 3659 0 0 SPDR GOLD GOLDS 78463V107 7160 45299 SH DEFINED 01 45299 0 0 SAKS INC NOTE2 79377WAL2 984 1000000 SH DEFINED 01 1000000 0 0 SALESFORCE COM 79466L302 1143 10000 SH PUT DEFINED 01 10000 0 0 SALESFORCE COM 79466L302 1203 10523 SH DEFINED 01 10523 0 0 SALESFORCE NOTE0 79466LAB0 49456 33500000 SH DEFINED 01 33500000 0 0 SALIX PHAR NOTE2 795435AC0 1000 1000000 SH DEFINED 01 1000000 0 0 SANDERSON COM 800013104 36979 778503 SH DEFINED 01 778503 0 0 SANDISK CO COM 80004C101 4411 109327 SH DEFINED 01 109327 0 0 SANDISK CO NOTE1 80004CAD3 1049 1000000 SH DEFINED 01 1000000 0 0 SANDRIDGE COM 80007P307 556 100000 SH CALL DEFINED 01 100000 0 0 SANOFI RIGHT 80105N113 2206 2081372 SH DEFINED 01 2081372 0 0 SARA LEE C COM 803111103 29143 1782427 SH DEFINED 01 1782427 0 0 SAVIENT PH COM 80517Q100 1541 375829 SH DEFINED 01 375829 0 0 SAVIENT PH NOTE4 80517QAA8 11716 16500000 SH DEFINED 01 16500000 0 0 SCANA CORP COM 80589M102 1868 46174 SH DEFINED 01 46174 0 0 SCHLUMBERG COM 806857108 15339 256800 SH DEFINED 01 256800 0 0 SCHOOL SPE SDCV3 807863AM7 915 1000000 SH DEFINED 01 1000000 0 0 SCRIPPS NE CLACO 811065101 13074 351739 SH DEFINED 01 351739 0 0 SEACOR HOL COM 811904101 465 5800 SH DEFINED 01 5800 0 0 SEALED AIR COM 81211K100 4479 268200 SH DEFINED 01 268200 0 0 SELECT COM COM 81616X103 2982 213487 SH DEFINED 01 213487 0 0 SELECTIVE COM 816300107 6656 510053 SH DEFINED 01 510053 0 0 SEMICONDUC COM 816636203 569 20000 SH CALL DEFINED 01 20000 0 0 SEMICONDUC COM 816636203 569 20000 SH PUT DEFINED 01 20000 0 0 SERVICE CO COM 817565104 324 35400 SH DEFINED 01 35400 0 0 SERVICESOU COM 81763U100 6926 524316 SH DEFINED 01 524316 0 0 SIMON PPTY COM 828806109 35524 323004 SH DEFINED 01 323004 0 0 SIRIUS XM COM 82967N108 511 338300 SH DEFINED 01 338300 0 0 SIX FLAGS COM 83001A102 3497 126172 SH DEFINED 01 126172 0 0 SKYWORKS S COM 83088M102 936 52200 SH DEFINED 01 52200 0 0 SMITH A O COM 831865209 26610 830797 SH DEFINED 01 830797 0 0 SMITHFIELD NOTE4 832248AR9 7722 7000000 SH DEFINED 01 7000000 0 0 SNAP ON IN COM 833034101 981 22100 SH DEFINED 01 22100 0 0 SNYDERS-LA COM 833551104 13993 671124 SH DEFINED 01 671124 0 0 SONIC AUTO NOTE5 83545GAQ5 6616 6000000 SH DEFINED 01 6000000 0 0 SOUTHERN C COM 842587107 7825 184693 SH DEFINED 01 184693 0 0 SPIRIT AER COMCL 848574109 5033 315542 SH DEFINED 01 315542 0 0 SPRINT NEX COMSE 852061100 1132 372391 SH DEFINED 01 372391 0 0 STANLEY BL COM 854502101 2627 53500 SH DEFINED 01 53500 0 0 STAPLES IN COM 855030102 793 59596 SH DEFINED 01 59596 0 0 STARWOOD P COM 85571B105 8648 503989 SH DEFINED 01 503989 0 0 STARWOOD H COM 85590A401 4270 110000 SH CALL DEFINED 01 110000 0 0 STARWOOD H COM 85590A401 15576 401238 SH DEFINED 01 401238 0 0 STATE BK F COM 856190103 1552 122994 SH DEFINED 01 122994 0 0 STATE STR COM 857477103 1286 40000 SH PUT DEFINED 01 40000 0 0 STMICROELE NYREG 861012102 4432 681861 SH DEFINED 01 681861 0 0 STRATEGIC COM 86272T106 5966 1384198 SH DEFINED 01 1384198 0 0 STRYKER CO COM 863667101 22774 483208 SH DEFINED 01 483208 0 0 SUCCESSFAC COM 864596101 6344 275966 SH DEFINED 01 275966 0 0 SUNPOWER C DBCV4 867652AC3 438 500000 SH DEFINED 01 500000 0 0 SYMANTEC C COM 871503108 7175 440162 SH DEFINED 01 440162 0 0 SYNOPSYS I COM 871607107 3479 142800 SH DEFINED 01 142800 0 0 SYNOVUS FI COM 87161C105 1016 950000 SH DEFINED 01 950000 0 0 SYNOVUS FI UNIT9 87161C204 1382 125000 SH DEFINED 01 125000 0 0 TRW AUTOMO NOTE3 87264MAH2 6755 5000000 SH DEFINED 01 5000000 0 0 TAM SA SPADR 87484D103 3742 240192 SH DEFINED 01 240192 0 0 TANGER FAC COM 875465106 7670 294872 SH DEFINED 01 294872 0 0 TAUBMAN CT COM 876664103 24328 483566 SH DEFINED 01 483566 0 0 TECH DATA COM 878237106 3091 71500 SH DEFINED 01 71500 0 0 TECH DATA DBCV2 878237AE6 13040 13000000 SH DEFINED 01 13000000 0 0 TELEFLEX I COM 879369106 2887 53690 SH DEFINED 01 53690 0 0 TELEPHONE COM 879433100 2341 110176 SH DEFINED 01 110176 0 0 TELENAV IN COM 879455103 4878 550000 SH DEFINED 01 550000 0 0 TEMPLE INL COM 879868107 1725 55000 SH CALL DEFINED 01 55000 0 0 TEMPUR PED COM 88023U101 405 7700 SH DEFINED 01 7700 0 0 TERADYNE I NOTE4 880770AE2 57018 27000000 SH DEFINED 01 27000000 0 0 TEREX CORP NOTE4 880779AV5 11330 11500000 SH DEFINED 01 11500000 0 0 TESORO COR COM 881609101 6147 315700 SH DEFINED 01 315700 0 0 TEVA PHARM ADR 881624209 9992 268450 SH DEFINED 01 268450 0 0 THERMO FIS COM 883556102 24104 475984 SH DEFINED 01 475984 0 0 TIDEWATER COM 886423102 887 21100 SH DEFINED 01 21100 0 0 TIFFANY & COM 886547108 997 16400 SH DEFINED 01 16400 0 0 TIMKEN CO COM 887389104 2327 70900 SH DEFINED 01 70900 0 0 TITAN INTL COM 88830M102 3750 250000 SH DEFINED 01 250000 0 0 TITANIUM M COM 888339207 1498 100000 SH CALL DEFINED 01 100000 0 0 TITANIUM M COMNE 888339207 14107 941716 SH DEFINED 01 941716 0 0 TOWERS WAT CLA 891894107 3754 62800 SH DEFINED 01 62800 0 0 TOTAL SYS COM 891906109 1888 111500 SH DEFINED 01 111500 0 0 TRANSDIGM COM 893641100 22622 276995 SH DEFINED 01 276995 0 0 TRIANGLE P COMNE 89600B201 578 161069 SH DEFINED 01 161069 0 0 TRIMBLE NA COM 896239100 8388 250000 SH DEFINED 01 250000 0 0 TRIUMPH GR COM 896818101 27554 565332 SH DEFINED 01 565332 0 0 TRIUS THER COM 89685K100 573 91000 SH DEFINED 01 91000 0 0 TUPPERWARE COM 899896104 2252 41900 SH DEFINED 01 41900 0 0 TWO HBRS I COM 90187B101 6438 729062 SH DEFINED 01 729062 0 0 TYSON FOOD CLA 902494103 1057 60900 SH DEFINED 01 60900 0 0 TYSON FOOD NOTE3 902494AP8 18038 15000000 SH DEFINED 01 15000000 0 0 UAL CORP NOTE6 902549AJ3 62083 26250000 SH DEFINED 01 26250000 0 0 UDR INC COM 902653104 3231 145955 SH DEFINED 01 145955 0 0 ULTRA PETR COM 903914109 1786 64428 SH DEFINED 01 64428 0 0 UNION PAC COM 907818108 31571 386567 SH DEFINED 01 386567 0 0 UNITED REN COM 911363109 2358 140000 SH PUT DEFINED 01 140000 0 0 US AIRWAYS NOTE7 911905AC1 37485 26750000 SH DEFINED 01 26750000 0 0 UNITED STA UNITS 91232N108 2815 92329 SH DEFINED 01 92329 0 0 UNITED STA NOTE4 912909AE8 11467 11000000 SH DEFINED 01 11000000 0 0 UNITED TEC COM 913017109 24807 352569 SH DEFINED 01 352569 0 0 UNITED THE COM 91307C102 13851 369450 SH DEFINED 01 369450 0 0 UNITEDHEAL COM 91324P102 11143 241604 SH DEFINED 01 241604 0 0 UNIVERSAL COM 91347P105 561 11700 SH DEFINED 01 11700 0 0 UNUM GROUP COM 91529Y106 16880 805348 SH DEFINED 01 805348 0 0 V F CORP COM 918204108 1896 15600 SH DEFINED 01 15600 0 0 VALEANT PH COM 91911K102 3712 100000 SH CALL DEFINED 01 100000 0 0 VALEANT PH COM 91911K102 9965 268450 SH DEFINED 01 268450 0 0 VALE S A ADR 91912E105 14774 647969 SH DEFINED 01 647969 0 0 VALERO ENE COM 91913Y100 4943 278000 SH DEFINED 01 278000 0 0 VALSPAR CO COM 920355104 15385 492942 SH DEFINED 01 492942 0 0 VALUECLICK COM 92046N102 6224 400000 SH DEFINED 01 400000 0 0 VECTREN CO COM 92240G101 669 24698 SH DEFINED 01 24698 0 0 VERIFONE S COM 92342Y109 1153 32918 SH DEFINED 01 32918 0 0 VERTEX PHA COM 92532F100 4650 104400 SH DEFINED 01 104400 0 0 VERTEX PHA NOTE3 92532FAN0 2897 2500000 SH DEFINED 01 2500000 0 0 VIACOM INC CLB 92553P201 8077 208500 SH DEFINED 01 208500 0 0 VIMPELCOM COM 92719A106 3987 418393 SH PUT DEFINED 01 418393 0 0 VISA INC COMCL 92826C839 26659 311005 SH DEFINED 01 311005 0 0 VITAMIN SH COM 92849E101 7488 200000 SH DEFINED 01 200000 0 0 VORNADO RL SHBEN 929042109 18121 242844 SH DEFINED 01 242844 0 0 WABCO HLDG COM 92927K102 5082 134225 SH DEFINED 01 134225 0 0 WASHINGTON CLB 939640108 752 2300 SH DEFINED 01 2300 0 0 WASTE MGMT COM 94106L109 4937 151627 SH DEFINED 01 151627 0 0 WELLCARE H COM 94946T106 509 13400 SH DEFINED 01 13400 0 0 WELLPOINT COM 94973V107 2278 34900 SH DEFINED 01 34900 0 0 WELLS FARG COM 949746101 2412 100000 SH CALL DEFINED 01 100000 0 0 WELLS FARG COM 949746101 1076 44600 SH DEFINED 01 44600 0 0 WESTERN DI COM 958102105 2845 110600 SH DEFINED 01 110600 0 0 WESTERN RE NOTE5 959319AC8 10888 8000000 SH DEFINED 01 8000000 0 0 WESTERN UN COM 959802109 1816 118800 SH DEFINED 01 118800 0 0 WILLIAMS C COM 969457100 5377 220923 SH DEFINED 01 220923 0 0 WINTHROP R SHBEN 976391300 121 13919 SH DEFINED 01 13919 0 0 WINTRUST F COM 97650W108 924 35800 SH DEFINED 01 35800 0 0 WYNDHAM WO COM 98310W108 1081 37900 SH DEFINED 01 37900 0 0 WYNN RESOR COM 983134107 1151 10000 SH CALL DEFINED 01 10000 0 0 WYNN RESOR COM 983134107 1726 15000 SH PUT DEFINED 01 15000 0 0 WYNN RESOR COM 983134107 6214 54000 SH DEFINED 01 54000 0 0 XCEL ENERG COM 98389B100 6602 267376 SH DEFINED 01 267376 0 0 XEROX CORP COM 984121103 793 113800 SH DEFINED 01 113800 0 0 XUEDA ED G SPONS 98418W109 979 358646 SH DEFINED 01 358646 0 0 YAHOO INC COM 984332106 12897 980000 SH CALL DEFINED 01 980000 0 0 YAHOO INC COM 984332106 17684 1343754 SH DEFINED 01 1343754 0 0 DEUTSCHE B COM D18190898 50 10000 SH PUT DEFINED 01 10000 0 0 ARCH CAP G ORD G0450A105 7017 214759 SH DEFINED 01 214759 0 0 ASPEN INSU SHS G05384105 7422 322139 SH DEFINED 01 322139 0 0 ASSURED GU COM G0585R106 2198 200000 SH CALL DEFINED 01 200000 0 0 ASSURED GU COM G0585R106 2198 200000 SH PUT DEFINED 01 200000 0 0 ACCENTURE COM G1151C101 4741 90000 SH PUT DEFINED 01 90000 0 0 BUNGE LIMI COM G16962105 8359 143400 SH DEFINED 01 143400 0 0 COOPER IND SHS G24140108 36392 789076 SH DEFINED 01 789076 0 0 CREDICORP COM G2519Y108 924 10026 SH DEFINED 01 10026 0 0 COSAN LTD SHSA G25343107 689 72720 SH DEFINED 01 72720 0 0 COVIDIEN P SHS G2554F113 27951 633820 SH DEFINED 01 633820 0 0 EVEREST RE COM G3223R108 17048 214759 SH DEFINED 01 214759 0 0 LAZARD LTD COM G54050102 1477 70000 SH CALL DEFINED 01 70000 0 0 LAZARD LTD SHSA G54050102 5073 240417 SH DEFINED 01 240417 0 0 MARVELL TE ORD G5876H105 2779 191243 SH DEFINED 01 191243 0 0 NABORS IND COM G6359F103 2446 199500 SH CALL DEFINED 01 199500 0 0 NABORS IND SHS G6359F103 4105 334858 SH DEFINED 01 334858 0 0 SEAGATE TE COM G7945M107 514 50000 SH CALL DEFINED 01 50000 0 0 VALIDUS HO COMSH G9319H102 20069 805348 SH DEFINED 01 805348 0 0 WARNER CHI SHSA G94368100 8445 590588 SH DEFINED 01 590588 0 0 ACE LTD SHS H0023R105 19522 322139 SH DEFINED 01 322139 0 0 WEATHERFOR REGSH H27013103 7653 626788 SH DEFINED 01 626788 0 0 GARMIN LTD SHS H2906T109 5470 172170 SH DEFINED 01 172170 0 0 NOBLE CORP COM H5833N103 880 30000 SH CALL DEFINED 01 30000 0 0 NOBLE CORP NAMEN H5833N103 18444 628422 SH DEFINED 01 628422 0 0 TE CONNECT REGSH H84989104 2839 100900 SH DEFINED 01 100900 0 0 TRANSOCEAN REGSH H8817H100 20975 439369 SH DEFINED 01 439369 0 0 CHECK POIN ORD M22465104 1700 32213 SH DEFINED 01 32213 0 0 NIELSEN HO COM N63218106 10229 392203 SH DEFINED 01 392203 0 0 SENSATA TE SHS N7902X106 28256 1067894 SH DEFINED 01 1067894 0 0 COPA HOLDI CLA P31076105 551 8989 SH DEFINED 01 8989 0 0 AVAGO TECH SHS Y0486S104 5333 162749 SH DEFINED 01 162749 0 0 AETNA INC COM 00817Y108 4417 121500 SH DEFINED 02 121500 0 0 AFFYMAX IN COM 00826A109 1747 390000 SH DEFINED 02 390000 0 0 AFFYMETRIX COM 00826T108 3197 652500 SH DEFINED 02 652500 0 0 ALLERGAN I COM 018490102 4506 54700 SH DEFINED 02 54700 0 0 ANADYS PHA COM 03252Q408 514 558900 SH DEFINED 02 558900 0 0 ANTARES PH COM 036642106 2763 1190900 SH DEFINED 02 1190900 0 0 BIOMARIN P COM 09061G101 2119 66500 SH DEFINED 02 66500 0 0 BRISTOL MY COM 110122108 4672 148900 SH DEFINED 02 148900 0 0 CIGNA CORP COM 125509109 5880 140200 SH DEFINED 02 140200 0 0 CAREFUSION COM 14170T101 326 13600 SH DEFINED 02 13600 0 0 CYNOSURE I CLA 232577205 369 36600 SH DEFINED 02 36600 0 0 DENDREON C COM 24823Q107 1502 166900 SH DEFINED 02 166900 0 0 ELAN PLC ADR 284131208 1464 139000 SH DEFINED 02 139000 0 0 ENDOCYTE I COM 29269A102 949 89500 SH DEFINED 02 89500 0 0 EXACT SCIE COM 30063P105 1290 194500 SH DEFINED 02 194500 0 0 EXPRESS SC COM 302182100 2973 80200 SH DEFINED 02 80200 0 0 GILEAD SCI COM 375558103 7426 191400 SH DEFINED 02 191400 0 0 GRIFOLS S SPONS 398438309 1431 224000 SH DEFINED 02 224000 0 0 HOSPIRA IN COM 441060100 444 12000 SH DEFINED 02 12000 0 0 HUMANA INC COM 444859102 4509 62000 SH DEFINED 02 62000 0 0 HUMAN GENO COM 444903108 2141 168700 SH DEFINED 02 168700 0 0 ILLUMINA I COM 452327109 1481 36200 SH DEFINED 02 36200 0 0 IMPAX LABO COM 45256B101 663 37000 SH DEFINED 02 37000 0 0 INCYTE COR COM 45337C102 3771 269900 SH DEFINED 02 269900 0 0 K V PHARMA CLA 482740206 686 507800 SH DEFINED 02 507800 0 0 LIFE TECHN COM 53217V109 3574 93000 SH DEFINED 02 93000 0 0 MAP PHARMA COM 56509R108 3022 206700 SH DEFINED 02 206700 0 0 MEDTRONIC COM 585055106 2599 78200 SH DEFINED 02 78200 0 0 NPS PHARMA COM 62936P103 838 128800 SH DEFINED 02 128800 0 0 ONCOTHYREO COM 682324108 612 102400 SH DEFINED 02 102400 0 0 ORASURE TE COM 68554V108 2050 257600 SH DEFINED 02 257600 0 0 PERNIX THE COM 71426V108 2602 295000 SH DEFINED 02 295000 0 0 PHARMACYCL COM 716933106 3827 323500 SH DEFINED 02 323500 0 0 PHARMASSET COM 71715N106 412 5000 SH DEFINED 02 5000 0 0 SEQUENOM I COMNE 817337405 1783 349600 SH DEFINED 02 349600 0 0 SOLTA MED COM 83438K103 101 81100 SH DEFINED 02 81100 0 0 TEVA PHARM ADR 881624209 759 20400 SH DEFINED 02 20400 0 0 THERMO FIS COM 883556102 3535 69800 SH DEFINED 02 69800 0 0 3SBIO INC SPONS 88575Y105 2638 221100 SH DEFINED 02 221100 0 0 UNITEDHEAL COM 91324P102 2020 43800 SH DEFINED 02 43800 0 0 UROPLASTY COMNE 917277204 926 190900 SH DEFINED 02 190900 0 0 VIVUS INC COM 928551100 3077 381300 SH DEFINED 02 381300 0 0 WATSON PHA COM 942683103 4470 65500 SH DEFINED 02 65500 0 0 WELLPOINT COM 94973V107 8310 127300 SH DEFINED 02 127300 0 0 ZIMMER HLD COM 98956P102 401 7500 SH DEFINED 02 7500 0 0 WARNER CHI SHSA G94368100 4134 289100 SH DEFINED 02 289100 0 0 SYNERON ME ORDSH M87245102 506 51100 SH DEFINED 02 51100 0 0 CUBIST PHA COM 229678107 77 11500 SH CALL DEFINED 02 11500 0 0 FOREST LAB COM 345838106 2 11500 SH CALL DEFINED 02 11500 0 0 HUMAN GENO COM 444903108 0 18000 SH CALL DEFINED 02 18000 0 0 ISHARES TR COM 464287556 148 36000 SH PUT DEFINED 02 36000 0 0 MEDCO HEAL COM 58405U102 17 37500 SH CALL DEFINED 02 37500 0 0 MEDIVATION COM 58501N101 57 12000 SH CALL DEFINED 02 12000 0 0 ONYX PHARM COM 683399109 4 27000 SH CALL DEFINED 02 27000 0 0 PHARMACYCL COM 716933106 84 30000 SH CALL DEFINED 02 30000 0 0 PHARMASSET COM 71715N106 217 10500 SH CALL DEFINED 02 10500 0 0 PHARMASSET COM 71715N106 1 10500 SH PUT DEFINED 02 10500 0 0 SAVIENT PH COM 80517Q100 25 26000 SH PUT DEFINED 02 26000 0 0 SEQUENOM I COM 817337405 24 59500 SH CALL DEFINED 02 59500 0 0 VALEANT PH COM 91911K102 1 21500 SH CALL DEFINED 02 21500 0 0 VERTEX PHA COM 92532F100 146 27000 SH PUT DEFINED 02 27000 0 0 VIVUS INC COM 928551100 51 31000 SH CALL DEFINED 02 31000 0 0