0001318757-12-000001.txt : 20120214 0001318757-12-000001.hdr.sgml : 20120214 20120214152327 ACCESSION NUMBER: 0001318757-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 12608650 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp4q11.txt MWLLP 4Q11 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Dec 31, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 65 Form 13F Information Table Value Total: 496960 (*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D ALCOA INC COMMON STOCK 013817101 1110 128300 SH SOLE 0 128300 0 0 D AMAZON.COM INC COMMON STOCK 023135106 4880 28191 SH SOLE 0 28191 0 0 D AUTODESK INC COMMON STOCK 052769106 2512 82807 SH SOLE 0 82807 0 0 D BAIDU INC-SP ADR ADRS STOCK 056752108 10773 92495 SH SOLE 0 92495 0 0 D BANK NY MELLON COMMON STOCK 064058100 6291 315975 SH SOLE 0 315975 0 0 D BERKSHIRE HATH-B COMMON STOCK 084670702 11702 153364 SH SOLE 0 153364 0 0 D BHP BILLITON ADR ADRS STOCK 05545E209 4627 79249 SH SOLE 0 79249 0 0 D BMC SOFTWARE INC COMMON STOCK 055921100 1863 56838 SH SOLE 0 56838 0 0 D CHEVRON CORP COMMON STOCK 166764100 8494 79833 SH SOLE 0 79833 0 0 D CITIGROUP INC COMMON STOCK 172967424 24932 947611 SH SOLE 0 947611 0 0 D COCA-COLA CO/THE COMMON STOCK 191216100 10255 146559 SH SOLE 0 146559 0 0 D COLGATE-PALMOLIV COMMON STOCK 194162103 11406 123450 SH SOLE 0 123450 0 0 D COOPER TIRE & RU COMMON STOCK 216831107 576 41097 SH SOLE 0 41097 0 0 D CSX CORP COMMON STOCK 126408103 4704 223346 SH SOLE 0 223346 0 0 D CTC MEDIA INC COMMON STOCK 12642X106 3201 364988 SH SOLE 0 364988 0 0 D CTRIP.COM-ADR ADRS STOCK 22943F100 4309 184132 SH SOLE 0 184132 0 0 D DR PEPPER SNAPPL COMMON STOCK 26138E109 1280 32434 SH SOLE 0 32434 0 0 D ELAN CORP-ADR ADRS STOCK 284131208 1997 145309 SH SOLE 0 145309 0 0 D ESTEE LAUDER COMMON STOCK 518439104 4075 36283 SH SOLE 0 36283 0 0 D EXPEDIA INC COMMON STOCK 30212P303 1 39 SH SOLE 0 39 0 0 D EXPEDITORS INTL COMMON STOCK 302130109 2457 59992 SH SOLE 0 59992 0 0 D EXXON MOBIL CORP COMMON STOCK 30231G102 16138 190396 SH SOLE 0 190396 0 0 D FEDEX CORP COMMON STOCK 31428X106 21727 260167 SH SOLE 0 260167 0 0 D FLOWSERVE CORP COMMON STOCK 34354P105 5183 52189 SH SOLE 0 52189 0 0 D GOOGLE INC-CL A COMMON STOCK 38259P508 16779 25977 SH SOLE 0 25977 0 0 D HERSHEY CO/THE COMMON STOCK 427866108 6912 111878 SH SOLE 0 111878 0 0 D HEWLETT-PACKARD COMMON STOCK 428236103 1211 47012 SH SOLE 0 47012 0 0 D ISHARES FT/XI CH ETF STOCK 464287184 1802 51672 SH SOLE 0 51672 0 0 D KANSAS CITY SOUT COMMON STOCK 485170302 3004 44164 SH SOLE 0 44164 0 0 D KRAFT FOODS INC COMMON STOCK 50075N104 6930 185488 SH SOLE 0 185488 0 0 D LIBERTY GLOBAL-A COMMON STOCK 530555101 887 21617 SH SOLE 0 21617 0 0 D LORILLARD INC COMMON STOCK 544147101 6548 57437 SH SOLE 0 57437 0 0 D M&T BANK CORP COMMON STOCK 55261F104 9212 120673 SH SOLE 0 120673 0 0 D MASTERCARD INC-A COMMON STOCK 57636Q104 8120 21780 SH SOLE 0 21780 0 0 D MCCORMICK-N/V COMMON STOCK 579780206 1140 22605 SH SOLE 0 22605 0 0 D MEAD JOHNSON COMMON STOCK 582839106 19715 286841 SH SOLE 0 286841 0 0 D MEDCO HEALTH SOL COMMON STOCK 58405U102 557 9958 SH SOLE 0 9958 0 0 D MOSAIC CO/THE COMMON STOCK 61945C103 14118 279960 SH SOLE 0 279960 0 0 D MOTOROLA MOBILIT COMMON STOCK 620097105 221 5707 SH SOLE 0 5707 0 0 D NEWS CORP-B COMMON STOCK 65248E203 11198 615976 SH SOLE 0 615976 0 0 D NORFOLK SOUTHERN COMMON STOCK 655844108 6962 95553 SH SOLE 0 95553 0 0 D NOVARTIS AG-ADR ADRS STOCK 66987V109 15206 265976 SH SOLE 0 265976 0 0 D OCZ TECHNOLOGY COMMON STOCK 67086E303 1487 224903 SH SOLE 0 224903 0 0 D PAYCHEX INC COMMON STOCK 704326107 5721 189990 SH SOLE 0 189990 0 0 D PETROBRAS SA-ADR ADRS STOCK 71654V408 14491 583144 SH SOLE 0 583144 0 0 D PHARMASSET INC COMMON STOCK 71715N106 372 2900 SH SOLE 0 2900 0 0 D PHILIP MORRIS IN COMMON STOCK 718172109 10339 131737 SH SOLE 0 131737 0 0 D PNC FINANCIAL SE COMMON STOCK 693475105 10571 183307 SH SOLE 0 183307 0 0 D POTASH CORP SAS COMMON STOCK 73755L107 14174 343361 SH SOLE 0 343361 0 0 D ROCKWELL AUTOMAT COMMON STOCK 773903109 2633 35892 SH SOLE 0 35892 0 0 D SPDR-ENERGY SEL ETF STOCK 81369Y506 269 3897 SH SOLE 0 3897 0 0 D STATE ST CORP COMMON STOCK 857477103 5959 147824 SH SOLE 0 147824 0 0 D STILLWATER MININ COMMON STOCK 86074Q102 4295 410589 SH SOLE 0 410589 0 0 D TIFFANY & CO COMMON STOCK 886547108 1232 18593 SH SOLE 0 18593 0 0 D TRIPADVISOR INC COMMON STOCK 896945201 7 258 SH SOLE 0 258 0 0 D UNION PAC CORP COMMON STOCK 907818108 16383 154642 SH SOLE 0 154642 0 0 D UNITED PARCEL-B COMMON STOCK 911312106 10837 148073 SH SOLE 0 148073 0 0 D US BANCORP COMMON STOCK 902973304 9632 356064 SH SOLE 0 356064 0 0 D US STEEL CORP COMMON STOCK 912909108 1079 40785 SH SOLE 0 40785 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 29692 1388752 SH SOLE 0 1388752 0 0 D VISA INC-CLASS A COMMON STOCK 92826C839 28290 278636 SH SOLE 0 278636 0 0 D WALT DISNEY CO COMMON STOCK 254687106 9722 259257 SH SOLE 0 259257 0 0 D WELLS FARGO & CO COMMON STOCK 949746101 12026 436363 SH SOLE 0 436363 0 0 D YPF SA-ADR ADRS STOCK 984245100 2621 75564 SH SOLE 0 75564 0 0 D YUM! BRANDS INC COMMON STOCK 988498101 10118 171467 SH SOLE 0 171467 0 0 S REPORT SUMMARY 65 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED