0001208646-12-000095.txt : 20120419 0001208646-12-000095.hdr.sgml : 20120419 20120419122644 ACCESSION NUMBER: 0001208646-12-000095 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 EFFECTIVENESS DATE: 20120419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 12767843 BUSINESS ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN 13F-HR 1 c106540.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 ----------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom April 18, 2012 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $536,242 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE

-------------------------------------------------------------------------------------------------------------------------------- INVEST- TITLE MENT OF VALUE VALUE SHRS OR SH / PUT / DISCRE- OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED NONE -------------------------------------------------------------------------------------------------------------------------------- AMDOCS ORD GBP0.01 EQUITY 2256908 9,861,354 9,861 500,000 SH SOLE NONE 500,000 AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 29,631,857 29,632 753,000 SH SOLE NONE 753,000 AMGEN INC COM USD0.0001 EQUITY 2023607 6,291,003 6,291 148,200 SH SOLE NONE 148,200 APACHE CORP COM USD0.625 EQUITY 2043962 16,149,796 16,150 257,509 SH SOLE NONE 257,509 APPLE INC COM NPV EQUITY 2046251 33,765,487 33,765 90,190 SH SOLE NONE 90,190 BAIDU INC ADS EACH REP 0.10 ORD CLS'A EQUITY B0FXT17 8,320,871 8,321 91,400 SH SOLE NONE 91,400 BAXTER INTL INC COM USD1 EQUITY 2085102 7,528,754 7,529 201,758 SH SOLE NONE 201,758 BE AEROSPACE COM USD0.01 EQUITY 2089427 15,371,721 15,372 530,000 SH SOLE NONE 530,000 BPZ RESOURCES CONVE- INC 6.5% NTS RTIBLE 01/03/15 USD BOND 2BTBMK3 7,782,796 7,783 13,448,000 SH SOLE NONE 13,448,000 BPZ RESOURCES INC COM NPV EQUITY 2155458 2,169,873 2,170 860,000 SH SOLE NONE 860,000 CATERPILLAR INC COM STK USD1 EQUITY 2180201 15,777,155 15,777 237,250 SH SOLE NONE 237,250 CITIGROUP INC COM USD0.01 EQUITY 2297907 6,479,216 6,479 284,000 SH SOLE NONE 284,000 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 25,979,311 25,979 617,732 SH SOLE NONE 617,732 COACH INC COM USD0.01 EQUITY 2646015 4,827,005 4,827 100,000 SH SOLE NONE 100,000 DAVITA INC COM USD0.001 EQUITY 2898087 13,509,368 13,509 240,000 SH SOLE NONE 240,000 DELL INC COM USD0.01 EQUITY 2261526 12,433,175 12,433 1,200,000 SH SOLE NONE 1,200,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 17,126,555 17,127 544,000 SH SOLE NONE 544,000 EXPRESS SCRIPTS IN COM USD0.01 EQUITY 2326469 12,419,315 12,419 367,100 SH SOLE NONE 367,100 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 3,790,657 3,791 240,000 SH SOLE NONE 240,000 INTEROIL CORP COM NPV EQUITY B02SJF9 19,226,381 19,226 599,986 SH SOLE NONE 599,986 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 12,854,509 12,855 312,000 SH SOLE NONE 312,000 LIONS GATE ENTERTA COM NPV EQUITY 2753506 21,663,895 21,664 2,495,556 SH SOLE NONE 2,495,556 MARSH & MCLENNAN COM USD1 EQUITY 2567741 8,191,356 8,191 400,000 SH SOLE NONE 400,000 MEDCOHEALTH SOLUTI COM USD0.01 EQUITY 2954019 4,352,172 4,352 99,128 SH SOLE NONE 99,128 MICROSOFT CORP COM USD0.00000625 EQUITY 2475833 11,761,197 11,761 584,120 SH SOLE NONE 584,120 MONSANTO COM STK USD0.01 EQUITY 2654320 11,970,928 11,971 240,500 SH SOLE NONE 240,500 NETAPP INC COM USD0.001 EQUITY 2630643 12,934,052 12,934 462,690 SH SOLE NONE 462,690 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 23,368,661 23,369 2,690,000 SH SOLE NONE 2,690,000 PFIZER INC COM USD0.05 EQUITY 2684703 29,056,458 29,056 2,055,000 SH SOLE NONE 2,055,000 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 22,133,400 22,133 400,000 SH SOLE NONE 400,000 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 9,895,054 9,895 381,231 SH SOLE NONE 381,231 POLYCOM INC COM USD0.0005 EQUITY 2693420 6,781,476 6,781 570,000 SH SOLE NONE 570,000 PROGRSSIVE WASTE S COM NPV EQUITY B3DJGJ5 6,641,931 6,642 491,000 SH SOLE NONE 491,000 ROSS STORES INC COM USD0.01 EQUITY 2746711 21,404,634 21,405 590,000 SH SOLE NONE 590,000 SAFEWAY INC COM USD0.01 EQUITY 2767165 8,204,159 8,204 650,000 SH SOLE NONE 650,000 ST JOE COMPANY COM NPV EQUITY 2768663 4,644,790 4,645 391,846 SH SOLE NONE 391,846 TETRA TECH INC COM USD0.01 EQUITY 2883890 16,682,994 16,683 1,013,000 SH SOLE NONE 1,013,000 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 17,244,791 17,245 333,000 SH SOLE NONE 333,000 VISA INC COM STK USD0.0001 EQUITY B2PZN04 18,014,161 18,014 244,443 SH SOLE NONE 244,443 536,242