0001363561-12-000004.txt : 20120419 0001363561-12-000004.hdr.sgml : 20120419 20120419112122 ACCESSION NUMBER: 0001363561-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 EFFECTIVENESS DATE: 20120419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 12767676 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2012q1.txt 13-F TYPE: 13F-CR PERIOD 03/31/2012 FILER CIK 0001363561 CCC b#v4ycth SUBMISSION - CONTACT NAME Frank Reilly PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91942 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE ------------------------------------------------------------------------------------------------------------------------------------ 3m Company Common 88579Y101 15.166 170SH Sole None 170 ABB, Ltd. Common 000375204 10.205 500SH Sole None 500 Abbott Labs Common 002824100 41.537 678SH Sole None 678 Accenture Ltd Common G1151C101 5834.486 90462SH Sole None 90462 Advantage Oil & Gas Ltd Common 00765F101 8.710 2600SH Sole None 2600 Aegon N V 6.375% Pfd Pref. 007924301 210.273 8725SH Sole None 8725 Agco Corp Common AGCO 1771.611 37515SH Sole None 37515 AGCO Corp Common AGCO 1173.829 24864SH Sole None 24864 Agrium Inc Common 008916108 9.069 105SH Sole None 105 Alabama Power 5.83% Pfd Pref. 010392611 16.260 600SH Sole None 600 Alaska Air Group Inc Common 011659109 14.328 400SH Sole None 400 Alexander & Baldwin Inc Common 014482103 48.450 1000SH Sole None 1000 Alexion Pharmaceauticals Inc. Common 015351109 3.714 40SH Sole None 40 Allegheny Technologies Inc Common 01741R102 4.735 115SH Sole None 115 Allscripts Healthcare Solutions Inc. Common 01988P108 8.300 500SH Sole None 500 Altria Group Inc Common 02209S103 173.343 5615SH Sole None 5615 Amazon.com Inc Common 023135106 71.891 355SH Sole None 355 America Movil S A Common 02364W105 3717.969 149737SH Sole None 149737 American Electric Power Co Common 025537101 19.290 500SH Sole None 500 American Greetings Corp-Cl A Common 026375105 23.010 1500SH Sole None 1500 American Science & Engineering Common 029429107 67.050 1000SH Sole None 1000 Ameriprise Financial Common 03076C106 4.113 72SH Sole None 72 Amerisourcebergen Corp Common 03073E105 4.164 105SH Sole None 105 Amgen Inc Common 031162100 27.188 400SH Sole None 400 Amphenol Corporation Common 032095101 3594.271 60139SH Sole None 60139 Amylin Pharmaceuticals Inc Common 032346108 49.920 2000SH Sole None 2000 Anadarko Petroleum Corp Common 032511107 52.209 666SH Sole None 666 Annaly Mortgage Management Inc Common 035710409 20.576 1301SH Sole None 1301 Aon Saturns 6.875% Pfd Pref. 03738Q204 15.240 600SH Sole None 600 Apache Corp Common 037411105 79.548 792SH Sole None 792 Apple Computer Inc Common 037833100 13615.908 22711SH Sole None 22711 Archer-Daniels-Midland Co Common 039483102 3.166 100SH Sole None 100 ARM Holdings Plc Common ARMH 126.764 4481SH Sole None 4481 Ashland Inc Common 044204105 32.789 537SH Sole None 537 AT&T Inc Common 00206R102 405.761 12993SH Sole None 12993 AutoZone Inc Common 053332102 12.641 34SH Sole None 34 Avon Prods Inc Common 054303102 6.970 360SH Sole None 360 Babcock + Wilcox Co Common 05615F102 12.875 500SH Sole None 500 Baidu.com, Inc Common 056752108 94.751 650SH Sole None 650 Bank America Corp Common 060505104 135.096 14117SH Sole None 14117 Bank of America Pfd Pref. 060505DR2 21.925 1071SH Sole None 1071 Bank of America Pfd Pref. 060505DR2 2.937 3SH Sole None 3 Barclays Bank 7.10% ADR Common BCS+A 34.650 1400SH Sole None 1400 Barclays Banks Pfd 7.1% Common 06739H776 49.500 2000SH Sole None 2000 Barrick Gold Corp Common 067901108 35.175 809SH Sole None 809 BASF AG Common 055262505 39.389 450SH Sole None 450 Becton Dickinson & Co Common 075887109 7.792 100SH Sole None 100 Bed Bath & Beyond Inc Common 075896100 44.395 675SH Sole None 675 Berkshire Hathaway Cl B Common 084670702 5691.252 70133SH Sole None 70133 BGC Partners Inc Common 05541T101 3.947 533SH Sole None 533 BHP Billiton Ltd Common 088606108 5047.160 69711SH Sole None 69711 Big Lots Inc Common 089302103 12.906 300SH Sole None 300 Biogen Idec Inc Common 09062X103 135.450 1075SH Sole None 1075 Blackrock Ca Muni Income Trust Common 09248E102 68.648 4570SH Sole None 4570 Blackrock Core Bond Common 09249E101 13.770 1000SH Sole None 1000 BlackRock Income Opportunity Tr Common BNA 10.480 1000SH Sole None 1000 BlackRock Muni Inc Investment Trust Common 09248H105 7.295 500SH Sole None 500 BlackRock MuniHoldings CA Insd Common 09254L107 83.195 5550SH Sole None 5550 Blackrock Munivest Fund II Common 09253T101 2.990 184SH Sole None 184 Blackrock Muniyield Calif Fd Inc Common 09254M105 24.560 1600SH Sole None 1600 Blackrock Preferred Opportunity Trust Common 09249V103 40.147 3575SH Sole None 3575 Boeing Co Common 097023105 107.104 1440SH Sole None 1440 BP Prudhoe Bay Royalty Trust Common 055630107 6.255 50SH Sole None 50 BreitBurn Energy Partners LP Common 106776107 4.111 215SH Sole None 215 Bristol-Myers Squibb Co Common 110122108 3.409 101SH Sole None 101 Brookfield Asset Management Common 112585104 10.085 319SH Sole None 319 Bsj Bancshares Inc-Restricted Common 05599D107 9.000 100SH Sole None 100 Buckeye Partners LP Common 118230101 51.774 846SH Sole None 846 C R Bard Inc Common 067383109 14.808 150SH Sole None 150 Cablevision Systems Corporation Common 12686C109 2.202 150SH Sole None 150 Calavo Growers Inc Common CVGW 40.257 1503SH Sole None 1503 Campbell Soup Company Common 134429109 6.770 200SH Sole None 200 Canadian National Railway Company Common 136375102 41.630 524SH Sole None 524 CareFusion Corp Common 14170T101 2.593 100SH Sole None 100 Caterpillar Inc Common 149123101 184.386 1731SH Sole None 1731 CBS Corporation Cl B Common 124857202 11.326 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 35.630 1400SH Sole None 1400 CBTCS Boeing 6.05% Common 21988G262 71.568 2800SH Sole None 2800 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 14.544 600SH Sole None 600 CBTCS Prudential 6.00% Pfd Pref. 21988K701 33.589 1330SH Sole None 1330 Cenovus Energy Inc Common 15135U109 71.521 1990SH Sole None 1990 CenterPoint Energy Inc Common 15189T107 32.603 1653SH Sole None 1653 Central Fund Of Canada Common 153501101 6.585 300SH Sole None 300 CenturyLink Inc Common 156686107 34.514 893SH Sole None 893 Cerner Corp Common 156782104 3891.776 51100SH Sole None 51100 Changyou.com Limited Common 15911M107 21.720 800SH Sole None 800 Chesapeake Energy Corp Common 165167107 14.871 642SH Sole None 642 ChevronTexaco Corp Common 166764100 623.862 5819SH Sole None 5819 Chicos Fas Inc Common 168615102 1.510 100SH Sole None 100 Chimera Investment Corp Common 16934Q109 3.679 1300SH Sole None 1300 China Mobile Hong Kong Ltd Common 16941M109 40.484 735SH Sole None 735 Chipotle Mexican Grill A Common 169656105 11.704 28SH Sole None 28 CHS Inc 8% Pfd Pref. 12542R209 11.900 400SH Sole None 400 Chubb Corporation Common 171232101 1.382 20SH Sole None 20 Cimarex Energy Co Common 171798101 8.000 106SH Sole None 106 Cisco Systems Inc Common 17275R102 15.820 748SH Sole None 748 Citigroup Cap VII Pfd 7.125% Common 17306N203 6.305 250SH Sole None 250 Citigroup Cap XX Pfd 7.875% Common 173085200 25.500 1000SH Sole None 1000 Citigroup Capital VIII Pfd 6.95% Common 17306R204 12.500 500SH Sole None 500 Citigroup Inc Common 172967424 57.060 1561SH Sole None 1561 Clorox Co Common 189054109 13.750 200SH Sole None 200 Coca Cola Co Common 191216100 348.056 4703SH Sole None 4703 Cohen & Steers Utility Fund Common 19248A109 23.221 1319SH Sole None 1319 Colgate Palmolive Co Common 194162103 39.112 400SH Sole None 400 Comcast Corp 7.00% Common 20030N408 9.683 385SH Sole None 385 Comcast Corp-Cl A Common 20030N101 34.752 1158SH Sole None 1158 ConocoPhillips Common 20825C104 74.946 986SH Sole None 986 Consolidated Edison Inc Common 209115104 49.531 848SH Sole None 848 Cooper Industries Ltd Common G24140108 9.593 150SH Sole None 150 Corning Inc. Common 219350105 2.816 200SH Sole None 200 Corp High Yield Fund VI Inc Common 09255P107 683.841 55060SH Sole None 55060 Corts Bellsouth 7.00% Common KTBA 25.191 900SH Sole None 900 Costco Wholesale Corp Common 22160K105 5302.478 58397SH Sole None 58397 Csx Corp Common 126408103 22.854 1062SH Sole None 1062 CurrencyShares Australian Dollar Trust Common 23129U101 5.233 50SH Sole None 50 Curtiss-Wright Corp Common 231561101 2.221 60SH Sole None 60 Cypress Semiconductor Corp Common 232806109 10.522 673SH Sole None 673 Danaher Corp Common 235851102 65.800 1175SH Sole None 1175 DaVita Inc Common 23918K108 45.085 500SH Sole None 500 db-X 2040 Target Date Fund Common 233052406 2.441 111SH Sole None 111 Deere & Co Common 244199105 69.058 854SH Sole None 854 Delaware CO Muni Income Fund Common 246101109 14.600 1000SH Sole None 1000 Dell Inc Common 24702R101 1.660 100SH Sole None 100 Devon Energy Corporation Common 25179M103 22.196 312SH Sole None 312 Diageo PLC ADR Common 25243Q205 6654.189 68954SH Sole None 68954 DIAMONDS Trust, Series 1 Common 252787106 42.835 325SH Sole None 325 Digital Realty Trust Inc Common 253868103 3247.421 43902SH Sole None 43902 DirecTV Group Inc Common 25490A101 10.361 210SH Sole None 210 Dish Network Corp Common 25470M109 197.580 6000SH Sole None 6000 Dollar Tree Stores Inc Common 256746108 3174.108 33592SH Sole None 33592 Dominion Resources Inc Common 25746U109 119.319 2330SH Sole None 2330 Dreyfus Strategic Muni Bond Common 26202F107 2.633 303SH Sole None 303 Dreyfus Strategic Municipals Common 261932107 11.218 1230SH Sole None 1230 DryShips Inc Common Y2109Q101 2.217 637SH Sole None 637 Duke Energy Corporation Common 26441C105 41.453 1973SH Sole None 1973 DWS Municipal Income Trust Common 23338M106 17.275 1250SH Sole None 1250 E I Du Pont De Nemours & Co Common 263534109 60.835 1150SH Sole None 1150 Eaton Corporation Common 278058102 9.966 200SH Sole None 200 Eaton Vance CA Muni Bond Common 27828A100 49.323 4124SH Sole None 4124 Eaton Vance Tax Mgd Global Common 27829C105 23.736 2150SH Sole None 2150 eBay Inc Common 278642103 9.225 250SH Sole None 250 Echostar Corp Com Common 278768106 45.024 1600SH Sole None 1600 Edison International Common 281020107 271.341 6383SH Sole None 6383 Edwards Lifesciences Corp Common 28176E108 7.273 100SH Sole None 100 Eldorado Gold Corp Common 284902103 12.182 887SH Sole None 887 Elements Rogers Intl Commodity Common 870297801 2.684 300SH Sole None 300 Emc Corp Common 268648102 39.352 1317SH Sole None 1317 Emerson Elec Co Common 291011104 2.740 53SH Sole None 53 Enbridge Energy Partners LP Common 29250R106 19.254 622SH Sole None 622 Encana Corp Common 292505104 39.104 1990SH Sole None 1990 Energen Corp Common 29265N108 4.915 100SH Sole None 100 Energizer Holding Inc Common 29266R108 7.418 100SH Sole None 100 Energy Transfer Partners LP Common 29273R109 18.623 397SH Sole None 397 Enerplus Resources Fund Common 292766102 16.815 750SH Sole None 750 Ensco Intl Inc Common 29358Q109 2877.259 54356SH Sole None 54356 Enterprise Products Part Common 293792107 79.718 1580SH Sole None 1580 Entropic Communications Common ENTR 32.648 5600SH Sole None 5600 Epsilon Energy Ltd Common EPSEF 4.836 1825SH Sole None 1825 ETFS Physical Silver Shares Common 26922X107 6.410 200SH Sole None 200 Ev Energy Partners Com Common 26926V107 1.740 25SH Sole None 25 Exelis Inc Common 30162A108 2.254 180SH Sole None 180 Exelon Corp Common 30161N101 212.361 5416SH Sole None 5416 Expedia Inc Common 30212P303 1877.825 56155SH Sole None 56155 Express Scripts Inc Common 302182100 4868.380 89855SH Sole None 89855 Exxon Mobil Corp Common 30231G102 7130.156 82211SH Sole None 82211 Fastenal Company Common 311900104 4294.026 79374SH Sole None 79374 Fedex Corp Common 31428X106 5.518 60SH Sole None 60 First Republic Bank Common 33616C100 3114.378 94547SH Sole None 94547 First Republic Bank Pfd Pref. 33616C209 43.027 1700SH Sole None 1700 First Trust STOXX European Select Div Common 33735T109 4.527 361SH Sole None 361 FirstEnergy Corp Common 337932107 42.171 925SH Sole None 925 Flowserve Corporation Common 34354P105 3146.312 27238SH Sole None 27238 Fluor Corp Common 343861100 3.602 60SH Sole None 60 Ford Motor Pfd 7.5% Common 345370852 102.714 3800SH Sole None 3800 Ford Mtr Co Common 345370860 111.362 8927SH Sole None 8927 Freeport McMoran Copper & Gold Common 35671D105 27.933 734SH Sole None 734 Fresh Del Monte Produce Inc Common G36738105 2.284 100SH Sole None 100 Frist Republic Bk 6.70% Pfd Pref. FRC+A 29.107 1150SH Sole None 1150 Gardner Denver, Inc Common 365558105 2508.718 39806SH Sole None 39806 General Dynamics Common 369550108 22.188 302SH Sole None 302 General Elec Co Common 369604103 64.317 3205SH Sole None 3205 General Electric 6.45% 6/15/46 Common GER 76.530 3000SH Sole None 3000 General Electric Corp 6.10% PFD Common 369622519 119.145 4700SH Sole None 4700 General Mills Inc Common 370334104 31.560 800SH Sole None 800 General Motors Company Warrant A Common 37045V118 2.062 124SH Sole None 124 General Motors Company Warrants B Common 37045V126 1.389 124SH Sole None 124 General Motors Corp Common 37045V100 5.335 208SH Sole None 208 Genuine Parts Company Common 372460105 12.550 200SH Sole None 200 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 16.739 676SH Sole None 676 GMAC Capital Pfd 8.125% Common 361860208 9.244 400SH Sole None 400 Golar LNG Ltd Common G9456A100 3.805 100SH Sole None 100 Goldman Sachs 6.20% Pfd Pref. 38144X500 301.085 12043SH Sole None 12043 Goodrich Corporation Common 382388106 169.469 1351SH Sole None 1351 Google Inc Common 38259P508 5354.643 8351SH Sole None 8351 Gran Tierra Energy Inc Common 38500T101 8.806 1400SH Sole None 1400 Hawaiian Electric Industries Inc Common 419870100 73.515 2900SH Sole None 2900 Healthcare Realty Trust Common 421946104 12.935 588SH Sole None 588 Heinz H J Company Common 423074103 13.200 247SH Sole None 247 Henry Schein Inc Common 806407102 7.568 100SH Sole None 100 Hershey Foods Corporation Common 427866108 38.458 629SH Sole None 629 Hess Corporation Common 42809H107 38.376 651SH Sole None 651 Hewlett-Packard Co Common 428236103 5.608 235SH Sole None 235 Hillman Group Capital 11.60% Common 43162L206 10.590 352SH Sole None 352 Hines Real Estate Invest Trust Nsa Common 433995511 5.084 653SH Sole None 653 Hittite Microwave Corp Common 43365Y104 1.358 25SH Sole None 25 Home Depot Inc Common 437076102 14.641 291SH Sole None 291 Honeywell Intl Inc Common 438516106 1.221 20SH Sole None 20 Hospitality Porperty Trust 7% PFD Common 44106M508 25.120 1000SH Sole None 1000 Hospitality Pptys Pfd 7% Common 44106M508 55.264 2200SH Sole None 2200 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 124.821 5025SH Sole None 5025 HSBC Holdings Plc Common 404280406 2.127 240SH Sole None 240 Human Genome Sciences, Inc Common 444903108 1.442 175SH Sole None 175 Iberdrola S A Common 450737101 4.546 200SH Sole None 200 ICON Plc Common 45103T107 42.440 2000SH Sole None 2000 Impax Laboratories Common IPXL 12.290 500SH Sole None 500 Industrial Sector SPDR Common 81369Y704 41.718 1115SH Sole None 1115 Ing Groep NV Pfd 6.375% Common 456837608 16.031 732SH Sole None 732 ING Prime Rate Trust Common 44977W106 47.310 8300SH Sole None 8300 Inland American REIT Common 457281103 110.615 15321SH Sole None 15321 Intel Corp Common 458140100 5627.933 200179SH Sole None 200179 International Business Machine Common 459200101 6381.363 30585SH Sole None 30585 Intuitive Surgical Inc Common 46120E602 36.839 68SH Sole None 68 Invesco Van Kampen Muni Trust Common 920919107 14.230 1000SH Sole None 1000 iPath MSCI India Index Common 06739F291 4.518 80SH Sole None 80 iShares S&P Europe 350 Common 464287861 6.350 170SH Sole None 170 iShares Barclays 1-3 Year Treasury Bon Common 464287457 66.023 783SH Sole None 783 iShares Barclays 20+ Yr Treas Bond Common 464287432 6.283 56SH Sole None 56 iShares Barclays 3-7 Yr Treasury Bond Common 464288661 3.028 25SH Sole None 25 iShares Barclays Agency Common AGZ 3.154 28SH Sole None 28 iShares Barclays Aggregate Bond Common 464287226 349.883 3185SH Sole None 3185 iShares Barclays Int Credit Bond Common 464288638 413.086 3795SH Sole None 3795 iShares Barclays Interm Govt/Credit Bd Common 464288612 5.556 50SH Sole None 50 iShares Barclays MBS Bond Common 464288588 46.311 429SH Sole None 429 iShares Barclays Short Treasury Bond Common 464288679 20.275 184SH Sole None 184 iShares Barclays TIPS Bond Fund Common 464287176 1837.935 15622SH Sole None 15622 iShares China 25 Index Fund Common 464287184 2.750 75SH Sole None 75 iShares Cohen & Steers Rlty Common 464287564 99.249 1295SH Sole None 1295 iShares COMEX Gold Trust Common 464285105 5.532 340SH Sole None 340 iShares DJ Dividend Index Fund Common 464287168 3.637 65SH Sole None 65 iShares DJ US Consumer Goods Common 464287812 11.118 150SH Sole None 150 iShares Dow Jones Ind Common 464287754 20.986 294SH Sole None 294 iShares Dow Jones Total Market Common 464287846 43.145 610SH Sole None 610 iShares Dow Jones US Technology Common 464287721 3.891 50SH Sole None 50 iShares Dow Jones US Utilities Common 464287697 2.929 34SH Sole None 34 iShares FTSE China Common 464288190 59.063 1350SH Sole None 1350 iShares FTSE NAREIT Mtg Plus Cap Common REM 14.432 1067SH Sole None 1067 iShares Goldman Sachs Tech Index Fund Common 464287549 10.412 147SH Sole None 147 iShares GS Natural Resources Common 464287374 2.957 75SH Sole None 75 iShares High Yield Bond Common 464288513 282.860 3118SH Sole None 3118 iShares iBoxx $ Invest Grade Corp Bond Common 464287242 2.659 23SH Sole None 23 iShares MSCI EAFE Index Fund Common 464287465 163.078 2971SH Sole None 2971 iShares MSCI Emerging Markets Index Common 464287234 5919.820 137847SH Sole None 137847 iShares MSCI Pacific Common 464286665 4.352 100SH Sole None 100 iShares MSCI Singapore Common 464286673 1.676 130SH Sole None 130 iShares Mstar Small Growth Common 464288604 11.248 120SH Sole None 120 iShares Russell 1000 Growth Common 464287614 475.669 7198SH Sole None 7198 iShares Russell 1000 Index Fund Common 464287622 7.484 96SH Sole None 96 iShares Russell 1000 Value Common 464287598 512.518 7314SH Sole None 7314 iShares Russell 2000 Growth Common 464287648 3207.420 33628SH Sole None 33628 iShares Russell 2000 Value Index Common 464287630 3072.888 42112SH Sole None 42112 iShares Russell 3000 Value Common 464287663 43.784 477SH Sole None 477 iShares Russell Mid Cap Index Common 464287499 100.845 911SH Sole None 911 iShares Russell Midcap Growth Index Common 464287481 4.109 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 3.385 70SH Sole None 70 iShares S&P CA AMT-Free Muni Common 464288356 16.898 150SH Sole None 150 iShares S&P Global Tech Index Fund Common 464287291 7.079 100SH Sole None 100 iShares S&P Latin America Common 464287390 11.659 240SH Sole None 240 iShares S&P Mid Cap 400 Common 464287507 15.280 154SH Sole None 154 iShares S&P Small Cap 600 Common 464287879 103.759 1321SH Sole None 1321 iShares S&P SmallCap 600 Index Common 464287804 13.965 183SH Sole None 183 iShares S&P/Citi Intl Treasury Bd Common 464288117 10.482 105SH Sole None 105 iShares Silver Trust Common 46428Q109 51.149 1630SH Sole None 1630 iShares Trust 7-10 Yr Treasury Bond Common 464287440 71.057 688SH Sole None 688 iShares Trust Russell 2000 Index Common 464287655 124.629 1505SH Sole None 1505 iShares USD Emg Mrkt Bond Common 464288281 27.050 240SH Sole None 240 J P Morgan Chase & Co Common 46625H100 69.338 1508SH Sole None 1508 Johnson & Johnson Common 478160104 4820.341 73081SH Sole None 73081 JP Morgan Chase Capital XII Common 46626X203 5.080 200SH Sole None 200 JP Morgan Chase Pfd 6.875% Common 48123W209 10.208 400SH Sole None 400 Kansas City Southern Common 485170302 78.859 1100SH Sole None 1100 Katahdin Bankshares Corp Common 485835102 6.150 500SH Sole None 500 Kilroy Realty Corp 7.8% Pfd Pref. 49427F405 5.062 200SH Sole None 200 Kimberly Clark Corp Common 494368103 51.723 700SH Sole None 700 Kinder Morgan Energy Partners LP Common 494550106 127.415 1540SH Sole None 1540 Kinder Morgan Inc Common 49456B101 41.302 1069SH Sole None 1069 Kinder Morgan Management LLC Common 49455U100 22.538 302SH Sole None 302 Kraft Foods Inc Common 50075N104 14.291 376SH Sole None 376 Las Vegas Sands Corp Common 517834107 8.808 153SH Sole None 153 Liberty Media Capital Class A Common 530322106 4.408 50SH Sole None 50 Life Technologies Corp Common 53217V109 3.173 65SH Sole None 65 Limited Brands Inc Common 532716107 5.040 105SH Sole None 105 Lincare Holdings Inc Common 532791100 11.646 450SH Sole None 450 Linn Energy LLC Common 536020100 3.777 99SH Sole None 99 Loews Corp Common 540424108 48.821 1225SH Sole None 1225 Magellan Midstream Partners LP Common 559080106 45.719 632SH Sole None 632 Manulife Financial Corporation Common 56501R106 5.068 374SH Sole None 374 Market Vectors Brazil Small Cap Common 57060U613 3.734 85SH Sole None 85 Market Vectors Indonesia Index Common 57060U753 5.016 168SH Sole None 168 Mastercard Inc Common 57636Q104 6048.311 14382SH Sole None 14382 Materials Select Sector SPDR Common 81369Y100 32.349 875SH Sole None 875 McDermott International Inc Common 580037109 3.395 265SH Sole None 265 McDonalds Corp Common 580135101 5404.095 55088SH Sole None 55088 Medco Health Solutions Inc Common 58405U102 28.472 405SH Sole None 405 Merck & Co Inc Common 58933Y105 5.900 154SH Sole None 154 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 24.870 1000SH Sole None 1000 Mesa Royalty Trust Common 590660106 3.903 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 55.792 2200SH Sole None 2200 MFS Charter Income Trust Common 552727109 4.785 500SH Sole None 500 MGM Mirage Common 552953101 13.620 1000SH Sole None 1000 Micron Technology Inc Common 595112103 8.095 1000SH Sole None 1000 Microsoft Corp Common 594918104 250.695 7772SH Sole None 7772 MidCap SPDRs Common 78467Y107 78.970 437SH Sole None 437 MNBA Cap Tr 8.10% Common 55270B201 11.242 444SH Sole None 444 Monsanto Company Common 61166W101 31.904 400SH Sole None 400 Morgan Stanley 6.25% Pfd Pref. 617460209 126.478 5235SH Sole None 5235 Morgan Stanley Cap Trust VI Common 617461207 19.856 800SH Sole None 800 Morgan Stanley Capital V Pfd 5.75% Common 617466206 23.880 1000SH Sole None 1000 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 9.765 900SH Sole None 900 Motorola Mobility Holdings Common 620097105 24.486 624SH Sole None 624 National Fuel Gas Company Common 636180101 9.624 200SH Sole None 200 National Oilwell Varco Inc Common 637071101 7.947 100SH Sole None 100 Nestle Common 012777647 2573.769 40956SH Sole None 40956 Nestle S.A. Common 641069406 3569.104 56655SH Sole None 56655 Netapp Inc Common 64110D104 8.954 200SH Sole None 200 Newcastle Invt 9.75% Pfd Pref. NCT+B 48.268 1905SH Sole None 1905 Newmont Mining Corp Common 651639106 10.254 200SH Sole None 200 Nexen Inc 7.35% Common 65334H508 10.120 400SH Sole None 400 NextEra Energy, Inc. Common 65339F101 5277.348 86401SH Sole None 86401 Nike Inc Cl B Common 654106103 5591.808 51566SH Sole None 51566 Norfolk Southern Corp Common 655844108 105.579 1604SH Sole None 1604 Northrop Grumman Corp Common 666807102 38.664 633SH Sole None 633 Novartis ADR Common 66987V109 5312.608 95880SH Sole None 95880 Nuveen CA Performance Plus Common 67062Q106 13.662 900SH Sole None 900 Nuveen Insd Quality Municipal Common 67062N103 4.278 300SH Sole None 300 Nuveen Quality Income Muni Fd Common 670977107 4.482 300SH Sole None 300 Nuveen Senior Income Fund Common 67067Y104 42.015 5893SH Sole None 5893 Occidental Pete Corp Common 674599105 161.891 1700SH Sole None 1700 OmniVision Technologies Inc Common 682128103 6.500 325SH Sole None 325 ONEOK Inc Common 682680103 9.391 115SH Sole None 115 Oracle Systems Corp Common 68389X105 4288.053 147053SH Sole None 147053 O'Reilly Automotive Inc Common 67103H107 6.395 70SH Sole None 70 Pall Corporation Common 696429307 4.472 75SH Sole None 75 Pan American Silver Corp Common 697900108 2.206 100SH Sole None 100 Panera Bread Co Common 69840W108 10.943 68SH Sole None 68 Peabody Energy Corporation Common 704549104 14.480 500SH Sole None 500 Pegasi Energy Resources Corp Common 70557V101 1.935 3000SH Sole None 3000 Penn West Petroleum Ltd Common 707887105 1.957 100SH Sole None 100 Pepco Holdings Inc Common 713291102 58.842 3115SH Sole None 3115 Pepsico Inc Common 713448108 5081.169 76585SH Sole None 76585 PetroChina Co ADR Common 71646E100 14.053 100SH Sole None 100 Petroleo Brasileiro S.A. Common 71654V408 31.872 1200SH Sole None 1200 Pfizer Inc Common 717081103 499.536 22059SH Sole None 22059 Philip Morris Intl Common 718172109 5337.946 60241SH Sole None 60241 PIMCO 1-5 Year US Tips Index Common STPZ 5.028 93SH Sole None 93 PIMCO Cal Muni Inc Fund II Common 72200M108 19.740 2000SH Sole None 2000 PIMCO Corporate & Income Opportunity Common 72201B101 405.964 21814SH Sole None 21814 Pimco Income Opp Fund Common PKO 7.905 300SH Sole None 300 PIMCO Income Strategy Fund Common PFL 12.003 1057SH Sole None 1057 Pimco Muni Inc III Common 72201A103 55.159 4674SH Sole None 4674 PIMCO Muni Income Fund II Common 72200W106 12.180 1000SH Sole None 1000 Pioneer Natural Resources Co Common 723787107 6.695 60SH Sole None 60 Pitney Bowes Inc Common 724479100 9.348 532SH Sole None 532 Plains All American Pipeline LP Common 726503105 32.949 420SH Sole None 420 PolyMet Mining Corp Common 731916102 9.280 8000SH Sole None 8000 POSCO Common 693483109 8.370 100SH Sole None 100 PowerShares Clean Energy Fund Common 73935X500 1.056 190SH Sole None 190 PowerShares DB Agriculture Common 73936B408 8.430 300SH Sole None 300 PowerShares Emerg Mkts Infrastructure Common PXR 12.864 300SH Sole None 300 PowerShares Global Argiculture Common 73936Q702 30.200 1000SH Sole None 1000 PowerShares HighYield Div Acheivers Common 73935X302 5.228 555SH Sole None 555 PowerShares QQQ Common 73935A104 99.501 1473SH Sole None 1473 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 55.440 2200SH Sole None 2200 PPLUS Trust Liberty Media 7% Pfd Pref. 73941X668 9.844 400SH Sole None 400 Premier Service Bank Common AD8324040 2.340 1560SH Sole None 1560 Price Smart Inc Common 741511109 7.281 100SH Sole None 100 Priceline.Com Common 741503403 27.265 38SH Sole None 38 Procter & Gamble Co Common 742718109 5057.784 75252SH Sole None 75252 Prologis Pfd 6.75% Common 74340W608 32.388 1300SH Sole None 1300 Protective Life Corp Common 743674103 112.052 3783SH Sole None 3783 Prudential Financial Inc Common 744320102 6.973 110SH Sole None 110 Public Service Enterprise Group Inc Common 744573106 261.091 8530SH Sole None 8530 Public Storage 5.90% Pfd Pref. PSA+S 37.815 1500SH Sole None 1500 Public Storage 6.25% Pfd Pref. PSA+Z 108.231 4300SH Sole None 4300 Public Storage 6.25% Pfd Z Common 74460D521 62.925 2500SH Sole None 2500 Public Storage 6.45% Pfd Pref. 74460D380 25.390 1000SH Sole None 1000 Public Storage 6.50% Pfd Pref. PSA+P 63.333 2325SH Sole None 2325 Public Storage Inc Common 74460D109 32.866 238SH Sole None 238 Public Storage Pfd 5.9% Common 74460W206 20.168 800SH Sole None 800 Public Storage Pfd 6.5% Common 74460D158 55.842 2050SH Sole None 2050 QLogic Corp Common 747277101 46.833 2637SH Sole None 2637 Qualcomm Inc Common 747525103 7169.955 105348SH Sole None 105348 Randgold Resources Ltd Common 752344309 8.798 100SH Sole None 100 RBS Capital VII 6.08% Pfd Pref. 74928P207 8.310 600SH Sole None 600 Reaves Utility Income Fund Common UTG 40.186 1546SH Sole None 1546 Regency Centers Corp 7.25% Common 758849509 14.994 600SH Sole None 600 Renren Inc Com Common 759892102 55.200 10000SH Sole None 10000 Rent-A-Center Inc Common RCII 13.056 346SH Sole None 346 ResMed Inc Common 761152107 3.091 100SH Sole None 100 Reynolds American Inc Common 761713106 6.093 147SH Sole None 147 Rockwell Automation Inc Common 773903109 42.082 528SH Sole None 528 Rogers Communications Inc B Common 775109200 15.086 380SH Sole None 380 Ross Stores Inc Common 778296103 4209.756 72460SH Sole None 72460 Rowan Cos Inc Common 779382100 19.758 600SH Sole None 600 Royal Bank Scotland 6.25% Pfd Pref. 780097762 13.040 800SH Sole None 800 Royal Dutch Shell CL B Common 780259107 20.483 290SH Sole None 290 Royal Dutch Shell plc Common 780259206 5505.009 78493SH Sole None 78493 RPM International Inc Common 749685103 47.482 1813SH Sole None 1813 Sabine Royalty Trust Common 785688102 12.028 200SH Sole None 200 SAIC Inc Common 78390X101 36.511 2766SH Sole None 2766 San Diego G&E 7.28% Pfd Pref. SDO+H 52.363 1717SH Sole None 1717 Sandisk Corp Common 80004C101 19.390 391SH Sole None 391 Saturns GS Cap I 6% Pfd Pref. HJL 28.608 1200SH Sole None 1200 SBA Communications Corp Common 78388J106 9.146 180SH Sole None 180 Schlumberger Limited Common 806857108 4201.674 60084SH Sole None 60084 Seabridge Gold Inc Common 811916105 12.054 600SH Sole None 600 Seagate Technology Common G7945M107 8.087 300SH Sole None 300 Sempra Energy Common 816851109 127.714 2130SH Sole None 2130 Shaw Communications Inc Common 82028K200 97.290 4600SH Sole None 4600 Siemens AG Common 826197501 5367.306 53227SH Sole None 53227 Simon Property Group Inc Common 828806109 66.708 458SH Sole None 458 SINA Corporation Common G81477104 6.500 100SH Sole None 100 Skechers USA Inc Common 830566105 1.272 100SH Sole None 100 Sohu.com Inc Common 83408W103 48.550 880SH Sole None 880 Southern CA Ed Pfd 4.78% Common 842400509 24.010 1000SH Sole None 1000 Southern Co Common 842587107 242.868 5405SH Sole None 5405 SPDR Barclays Cap Interm Term Common 78464A672 22.786 376SH Sole None 376 SPDR Barclays Capital High Yield Common 78464A417 14.331 364SH Sole None 364 SPDR Gold Shares Common 78463V107 129.546 799SH Sole None 799 SPDR S&P Bric 40 Common 78463X798 77.753 3153SH Sole None 3153 Sprint Corp Common 852061100 1.502 527SH Sole None 527 Standard & Poors Depository Receipts Common 78462F103 16.897 120SH Sole None 120 Star Gas Partners LP Common 85512C105 2.898 700SH Sole None 700 Starbuck's Corp Common 855244109 39.402 705SH Sole None 705 Stone Energy Common 861642106 2.361 28SH Sole None 28 SXC Health Solutions Corp Common 78505P100 74.960 1000SH Sole None 1000 Syngenta AG ADR Common 87160A100 128.024 1860SH Sole None 1860 Sysco Corp Common 871829107 2.986 100SH Sole None 100 Target Corporation Common 87612E106 13.985 240SH Sole None 240 Taro Pharmaceutical Inds Ltd Common M8737E108 15.244 400SH Sole None 400 Terra Nitrogen Company LP Common 881005201 50.160 200SH Sole None 200 The Blackstone Group LP Common 09253U108 6.376 400SH Sole None 400 The Buckle Inc Common 118440106 86.220 1800SH Sole None 1800 The Energy Select Sector Index Common 81369Y506 29.202 407SH Sole None 407 The Manitowoc Company Inc Common 563571108 8.316 600SH Sole None 600 Time Warner Inc Common 887317303 1.246 33SH Sole None 33 Titanium Metals Corporation Common 888339207 48.950 3610SH Sole None 3610 Tjx Companies Inc Common 872540109 47.652 1200SH Sole None 1200 Toyota Motor Corp Common 892331307 26.046 300SH Sole None 300 TransAtlantic Petroleum Ltd Common G89982105 3.250 2500SH Sole None 2500 TransCanada Corporation Common 89353D107 32.715 761SH Sole None 761 Transocean Ltd. Common H8817H100 6.892 126SH Sole None 126 TripAdvisor Inc Common 896945201 1964.704 55080SH Sole None 55080 TRW Automotive Holdings Corp Common 87264S106 9.290 200SH Sole None 200 Union Pacific Corporation Common 907818108 4994.539 46469SH Sole None 46469 United Parcel Service Inc Cl B Common 911312106 704.928 8733SH Sole None 8733 United States Steel Common 912909108 46.992 1600SH Sole None 1600 United Technologies Corp Common 913017109 5059.435 60997SH Sole None 60997 UnitedHealth Group Inc Common 91324P102 11.564 196SH Sole None 196 USB Capital XI Pfd 6.6% Callable Common 903300200 12.580 500SH Sole None 500 Vale S.A. Common 91912E105 23.330 1000SH Sole None 1000 Valero Energy Corp Common 91913Y100 2.577 100SH Sole None 100 Vanguard Dividend Appreciation Common 921908844 40.517 692SH Sole None 692 Vanguard FTSE All World ETF Common 922042775 5.085 115SH Sole None 115 Vanguard Intermediate Term Bond Common 921937819 21.044 242SH Sole None 242 Vanguard Long Term Bond EFT Common 921937793 6.313 71SH Sole None 71 Vanguard Mid Cap ETF Common 922908629 8.158 100SH Sole None 100 Vanguard Mid Cap Growth ETF Common 922908538 21.848 317SH Sole None 317 Vanguard Mid Cap Value ETF Common 922908512 25.190 438SH Sole None 438 Vanguard REIT Index VIPERS Common 922908553 8.911 140SH Sole None 140 Vanguard Short Term Bond ETF Common 921937827 55.930 691SH Sole None 691 Vanguard Short-Term Corp Bond Common VCSH 3.241 41SH Sole None 41 Vanguard Sm Cap Growth Common 922908595 27.388 315SH Sole None 315 Vanguard Small Cap ETF Common 922908751 17.082 217SH Sole None 217 Vanguard Small Cap Value Common 922908611 7.742 110SH Sole None 110 Vanguard Total Bond Market ETF Common BND 58.296 700SH Sole None 700 Varian Medical Systems Inc Common 92220P105 38.962 565SH Sole None 565 Vector Group Ltd Common 92240M108 3.721 210SH Sole None 210 Verizon Communications Common 92343V104 5350.340 139945SH Sole None 139945 Viacom Inc-Cl B Common 92553P201 15.852 334SH Sole None 334 ViroPharma Inc Common 928241108 6.014 200SH Sole None 200 VMware Inc Common 928563402 37.194 331SH Sole None 331 Vodafone Group Common 92857W209 23.111 835SH Sole None 835 Volvo AB Common 928856400 16.213 1116SH Sole None 1116 W.R. Berkley 6.75% Pfd Pref. 08449Q203 123.858 4915SH Sole None 4915 Wabtec Corp Common 929740108 18.843 250SH Sole None 250 Walgreen Co Common 931422109 47.556 1420SH Sole None 1420 Walmart Stores Inc Common 931142103 101.477 1658SH Sole None 1658 Walt Disney Company Common 254687106 75.126 1716SH Sole None 1716 Watson Pharmaceutical Inc Common 942683103 3070.610 45789SH Sole None 45789 WD-40 Company Common 929236107 4.535 100SH Sole None 100 Wells Fargo & Co Common 949746101 6.828 200SH Sole None 200 Western Asset Emerging Markets Debt Common 95766A101 22.224 1104SH Sole None 1104 Western Asset Global Partners Income Fun Common 95766G108 6.450 500SH Sole None 500 Western Digital Corp Common 958102105 1.242 30SH Sole None 30 Whirlpool Corporation Common 963320106 4.535 59SH Sole None 59 White Mountain Insurance Common G9618E107 5.888 12SH Sole None 12 Windstream Corp Common 97381W104 3.629 310SH Sole None 310 Wisdomtree Brazilian Real Fund Common 97717W240 5.111 250SH Sole None 250 WisdomTree Emerging Local Debt Common ELD 2.387 46SH Sole None 46 WisdomTree Emerging Markets Equity Inc Common 97717W315 27.422 476SH Sole None 476 World Fuel Services Corp Common 981475106 16.400 400SH Sole None 400 Wynn Resorts Ltd Common 983134107 12.488 100SH Sole None 100 Xcel Energy Inc Common 98389B100 25.464 962SH Sole None 962 Xcel Energy Inc. Pfd 7.6% Common 98389B886 10.336 400SH Sole None 400 Xerox Corporation Common 984121103 8.075 1000SH Sole None 1000 Xylem Inc Common 98419M100 3098.019 111640SH Sole None 111640 Yahoo Inc Com Common 984332106 10.654 700SH Sole None 700 Yamana Gold Inc Common 98462Y100 6.982 447SH Sole None 447 Yum Brands Inc Common 988498101 11.389 160SH Sole None 160 TOTAL 252638.241 /TEXT /DOCUMENT /SUBMISSION