0001193125-12-169949.txt : 20120419 0001193125-12-169949.hdr.sgml : 20120419 20120419102820 ACCESSION NUMBER: 0001193125-12-169949 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 EFFECTIVENESS DATE: 20120419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MetLife Securities, Inc CENTRAL INDEX KEY: 0001422771 IRS NUMBER: 133175978 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12684 FILM NUMBER: 12767555 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-578-0594 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 d335825d13fhr.txt METLIFE SECURITIES, INC. - FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2012 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: METLIFE SECURITIES, INC. Address: 1095 Avenue of the Americas, New York, NY 10036 Form 13F File Number: 28- 12684 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc A. Cohn Title: Chief Compliance Officer Phone: 212-578-0594 Signature, Place, and Date of Signing: Marc Cohn New York, NY April 18, 2012 ------------------------------------- Report Type (Check only one): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2246 Form 13F Information Table Value Total: 342924 List of Other Included Managers: N/A Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ---------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- 3M CO COM 88579Y101 Common Stock 1214 13,612.64 SOLE N/A NONE A123 SYS INC COM 03739T108 Common Stock 3 2,531.00 SOLE N/A NONE AAR CORP COM 000361105 Common Stock 2 90.00 SOLE N/A NONE AARONS INC COM PAR $0 50 002535300 Common Stock 3 133.00 SOLE N/A NONE ABB LTD SPONSORED ADR 000375204 Common Stock ADR 469 22,970.00 SOLE N/A NONE ABBOTT LABS COM 002824100 Common Stock 2047 33,399.62 SOLE N/A NONE ABERCROMBIE & FITCH CO CL A 002896207 Common Stock 15 300.00 SOLE N/A NONE ABERDEEN ASIA-PACIFIC INCOME FD INC COM 003009107 Common Stock 1284 176,081.02 SOLE N/A NONE ABERDEEN CHILE FD INC COM 00301W105 Common Stock 8 418.00 SOLE N/A NONE ABERDEEN GLOBAL INCOME FD INC COM 003013109 Common Stock 8 600.00 SOLE N/A NONE ABERDEEN INDONESIA FD INC COM 00305P106 Common Stock 48 3,800.00 SOLE N/A NONE ABERDEEN ISRAEL FD INC COM 00301L109 Common Stock 314 22,450.00 SOLE N/A NONE ABERDEEN LATIN AMER EQUITY FD INC COM 00306K106 Common Stock 131 3,700.00 SOLE N/A NONE ACADIA PHARMACEUTICALS INC COM 004225108 Common Stock 38 17,900.00 SOLE N/A NONE ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34 G1151C101 Common Stock 60 930.00 SOLE N/A NONE ACCO BRANDS CORP COM 00081T108 Common Stock 0 1.00 SOLE N/A NONE ACCURAY INC DEL COM 004397105 Common Stock 2 300.00 SOLE N/A NONE ACE LIMITED SHS ISIN#CH0044328745 H0023R105 Common Stock 76 1,039.00 SOLE N/A NONE ACORDA THERAPEUTICS INC COM 00484M106 Common Stock 0 1.00 SOLE N/A NONE ACTIVISION BLIZZARD INC COM 00507V109 Common Stock 21 1,617.00 SOLE N/A NONE ACTUANT CORP CL A NEW 00508X203 Common Stock 6 217.00 SOLE N/A NONE ACUITY BRANDS INC COM 00508Y102 Common Stock 0 2.00 SOLE N/A NONE ADOBE SYS INC COM 00724F101 Common Stock 53 1,559.00 SOLE N/A NONE ADVANCE AUTO PTS INC COM 00751Y106 Common Stock 139 1,570.00 SOLE N/A NONE ADVANCED MICRO DEVICES INC COM 007903107 Common Stock 0 1.00 SOLE N/A NONE ADVENT CLAYMORE CONV SECS & INCOME FD COM 00764C109 Common Stock 16 981.00 SOLE N/A NONE ADVENT CLAYMORE CONV SECS & INCOME FD II COM 007639107 Common Stock 8 1,155.00 SOLE N/A NONE ADVISORSHARES TR ACTIVE BEAR ETF 00768Y883 Common Stock 564 27,380.00 SOLE N/A NONE AECOM TECHNOLOGY CORP DELAWARE COM 00766T100 Common Stock 13 584.00 SOLE N/A NONE AEGON N V ORD AMER REG 007924103 Common Stock ADR 4 735.00 SOLE N/A NONE AEROPOSTALE COM 007865108 Common Stock 22 1,000.00 SOLE N/A NONE AETERNA ZENTARIS INC COM ISIN#CA0079752048 007975204 Common Stock 64 29,900.00 SOLE N/A NONE AETNA INC NEW COM 00817Y108 Common Stock 307 6,123.87 SOLE N/A NONE AFFILIATED MANAGERS GROUP INC COM 008252108 Common Stock 0 4.00 SOLE N/A NONE AFFYMETRIX INC OC-CAP STK 00826T108 Common Stock 0 7.00 SOLE N/A NONE AFLAC INC COM 001055102 Common Stock 36 775.00 SOLE N/A NONE AGCO CORP DEL COM 001084102 Common Stock 20 418.00 SOLE N/A NONE AGIC CONV & INCOME FD COM 001190107 Common Stock 1618 170,292.94 SOLE N/A NONE AGIC CONV & INCOME FD II COM 001191105 Common Stock 1433 163,543.90 SOLE N/A NONE AGIC EQUITY & CONV INCOME FD COM 00119P102 Common Stock 13 755.00 SOLE N/A NONE AGIC INTL & PREM STRATEGY FD COM 00119Q100 Common Stock 837 76,311.59 SOLE N/A NONE AGILENT TECHNOLOGIES INC COM 00846U101 Common Stock 16 351.00 SOLE N/A NONE AGL RES INC COM 001204106 Common Stock 15 370.00 SOLE N/A NONE AGNICO EAGLE MINES LTD COM 008474108 Common Stock 2 59.00 SOLE N/A NONE AGRIUM INC COM ISIN CA0089161081 008916108 Common Stock 74 860.00 SOLE N/A NONE AIR PRODS & CHEMS INC COM 009158106 Common Stock 32 345.00 SOLE N/A NONE AIRGAS INC 009363102 Common Stock 3 39.00 SOLE N/A NONE AK STL HLDG CORP COM 001547108 Common Stock 11 1,450.00 SOLE N/A NONE AKAMAI TECHNOLOGIES INC COM 00971T101 Common Stock 23 620.00 SOLE N/A NONE ALBEMARLE CORP 012653101 Common Stock 74 1,158.46 SOLE N/A NONE ALCATEL LUCENT SPON ADR 013904305 Common Stock ADR 21 9,121.00 SOLE N/A NONE ALCOA INC COM 013817101 Common Stock 242 24,183.96 SOLE N/A NONE ALERE INC COM 01449J105 Common Stock 5 200.00 SOLE N/A NONE ALEXION PHARMACEUTICALS INC 015351109 Common Stock 400 4,311.00 SOLE N/A NONE ALLEGHENY TECHNOLOGIES INC COM 01741R102 Common Stock 13 318.00 SOLE N/A NONE

1

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- ALLERGAN INC COM 018490102 Common Stock 12 128.00 SOLE N/A NONE ALLETE INC COM NEW 018522300 Common Stock 8 200.00 SOLE N/A NONE ALLIANCE DATA SYS CORP COM 018581108 Common Stock 4 34.00 SOLE N/A NONE ALLIANCE HLDGS GP LP COM UNITS REPSTG LTD PARTNER INT 01861G100 Common Stock 33 750.00 SOLE N/A NONE ALLIANCE RESOURCE PARTNERS LP UNIT LTD PARTNER INT 01877R108 Common Stock 176 2,922.86 SOLE N/A NONE ALLIANCEBERNSTEIN HLDGS L P UNIT LTD PARTNERSHIP INT 01881G106 Common Stock 2 150.00 SOLE N/A NONE ALLIANCEBERNSTEIN NATL MUN INCOME FD INC 01864U106 Common Stock 220 14,821.81 SOLE N/A NONE ALLIANCEBERSTEIN GLOBAL HIGH INCOME FD INC COM ISIN#US01879R1068 01879R106 Common Stock 104 6,945.84 SOLE N/A NONE ALLIANCEBERSTEIN INCOME FD INC COM 01881E101 Common Stock 271 33,041.80 SOLE N/A NONE ALLIANT ENERGY CORP COM 018802108 Common Stock 139 3,219.55 SOLE N/A NONE ALLIED WORLD ASSURANCE COMPANY HOLDINGS AG SHS H01531104 Common Stock 1 10.00 SOLE N/A NONE ALLOS THERAPEUTICS INC COM 019777101 Common Stock 1 465.00 SOLE N/A NONE ALLSCRIPTS HEALTHCARE SOLUTIONS INC COM 01988P108 Common Stock 22 1,341.00 SOLE N/A NONE ALLSTATE CORP COM 020002101 Common Stock 45 1,353.89 SOLE N/A NONE ALMADEN MINERALS LTD COM ISIN#CA0202831073 020283107 Common Stock 2 800.00 SOLE N/A NONE ALNYLAM PHARMACEUTICALS INC COM 02043Q107 Common Stock 3 300.00 SOLE N/A NONE ALPHA NAT RES INC COM 02076X102 Common Stock 40 2,597.00 SOLE N/A NONE ALPINE GLOBAL PREMIER PPTYS FD COM SHS OF BEN INT 02083A103 Common Stock 440 67,764.00 SOLE N/A NONE ALPINE TOTAL DYNAMIC DIVID FD COM SHS BEN INT 021060108 Common Stock 11 2,350.00 SOLE N/A NONE ALPS ETF TR ALERIAN MLP ETF 00162Q866 Common Stock 1064 63,965.42 SOLE N/A NONE ALPS ETF TR COHEN & STEERS GLOBAL REALTY MAJORS 00162Q106 Common Stock 5 150.00 SOLE N/A NONE ALPS ETF TR JEFFERIES TR/J CRB GLOBAL COMMODITY EQUITY INDEX FD FD 00162Q304 Common Stock 7 150.00 SOLE N/A NONE ALTERA CORP 021441100 Common Stock 33 833.50 SOLE N/A NONE ALTRIA GROUP INC COM 02209S103 Common Stock 5291 171,391.36 SOLE N/A NONE ALUMINA LTD SPONSORED ADR 022205108 Common Stock ADR 1 208.00 SOLE N/A NONE AMAZON COM INC 023135106 Common Stock 637 3,145.00 SOLE N/A NONE AMDOCS LTD SHS ISIN#GB0022569080 G02602103 Common Stock 3 91.00 SOLE N/A NONE AMEDISYS INC COM 023436108 Common Stock 8 550.00 SOLE N/A NONE AMEREN CORP COM 023608102 Common Stock 14 440.00 SOLE N/A NONE AMERICA FIRST TAX EXEMPT INVS L P BEN UNIT CTF 02364V107 Common Stock 6 1,021.89 SOLE N/A NONE AMERICA MOVIL SAB DE C V SPONSORED ADR REPSTG SER L SHS ISIN#US02364W1053 02364W105 Common Stock ADR 9 357.84 SOLE N/A NONE AMERICAN CAP AGY CORP COM 02503X105 Common Stock 541 18,329.32 SOLE N/A NONE AMERICAN CAPITAL LTD COM 02503Y103 Common Stock 23 2,621.48 SOLE N/A NONE AMERICAN ELECTRIC POWER CO 025537101 Common Stock 114 2,967.00 SOLE N/A NONE AMERICAN EXPRESS COMPANY 025816109 Common Stock 66 1,138.86 SOLE N/A NONE AMERICAN FINL GROUP INC OHIO COM 025932104 Common Stock 5 135.00 SOLE N/A NONE AMERICAN INTL GROUP INC COM NEW 026874784 Common Stock 29 952.00 SOLE N/A NONE AMERICAN INTL GROUP INC WT EXP 01/19/21 026874156 Warrants 2 174.00 SOLE N/A NONE AMERICAN PUB ED INC COM 02913V103 Common Stock 2 60.00 SOLE N/A NONE AMERICAN RAILCAR INDS INC COM 02916P103 Common Stock 7 300.00 SOLE N/A NONE AMERICAN SELECT PORTFOLIO INC 029570108 Common Stock 132 12,695.00 SOLE N/A NONE AMERICAN STRATEGIC INCOME PORTFOLIO INC 030098107 Common Stock 177 15,152.00 SOLE N/A NONE AMERICAN STRATEGIC INCOME PORTFOLIO INC II 030099105 Common Stock 50 6,050.00 SOLE N/A NONE AMERICAN STRATEGIC INCOME PORTFOLIO INC III 03009T101 Common Stock 81 11,528.00 SOLE N/A NONE AMERICAN TOWER REIT COM 03027X100 Common Stock 146 2,320.24 SOLE N/A NONE AMERICAN WTR WKS CO INC NEW COM 030420103 Common Stock 16 468.00 SOLE N/A NONE AMERIGAS PARTNERS LTD PARTSHP 030975106 Common Stock 163 4,019.00 SOLE N/A NONE AMERIGROUP CORP COM 03073T102 Common Stock 247 3,664.00 SOLE N/A NONE AMERIPRISE FINL INC COM 03076C106 Common Stock 11 197.86 SOLE N/A NONE AMERISOURCE BERGEN CORP COM 03073E105 Common Stock 106 2,666.47 SOLE N/A NONE AMETEK INC NEW COM 031100100 Common Stock 0 5.00 SOLE N/A NONE AMGEN INC COM 031162100 Common Stock 137 2,020.31 SOLE N/A NONE AMKOR TECHNOLOGY INC COM 031652100 Common Stock 2 280.00 SOLE N/A NONE AMPHENOL CORP NEW CL A 032095101 Common Stock 26 430.00 SOLE N/A NONE AMR CORP DEL COM 001765106 Common Stock 1 2,931.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- AMTRUST FINL SVCS INC COM 032359309 Common Stock 4 155.00 SOLE N/A NONE AMYLIN PHARMACEUTICALS INC 032346108 Common Stock 8 313.00 SOLE N/A NONE ANADARKO PETE CORP COM 032511107 Common Stock 99 1,264.00 SOLE N/A NONE ANADIGICS INC COM 032515108 Common Stock 0 200.00 SOLE N/A NONE ANALOG DEVICES INC COM 032654105 Common Stock 25 615.78 SOLE N/A NONE ANCESTRY COM INC COM 032803108 Common Stock 8 347.00 SOLE N/A NONE ANGLOGOLD ASHANTI LTD SPONORED ADR ISIN#US0351282068 035128206 Common Stock ADR 15 415.00 SOLE N/A NONE ANHEUSER BUSCH INBEV SA NV SPONSORED ADR ISIN#US03524A1088 03524A108 Common Stock ADR 7 93.00 SOLE N/A NONE ANIXTER INTL INC COM 035290105 Common Stock 0 3.00 SOLE N/A NONE ANN INC COM 035623107 Common Stock 5 189.00 SOLE N/A NONE ANNALY CAP MGMT INC COM 035710409 Common Stock 2348 148,414.85 SOLE N/A NONE ANWORTH MTG ASSET CORP COM 037347101 Common Stock 30 4,500.00 SOLE N/A NONE AOL INC COM 00184X105 Common Stock 7 354.00 SOLE N/A NONE AON CORPORATION C/A EFF 4/2/12 1 OLD /1 NEW CU G0408V102 AON PLC 037389103 Common Stock 12 252.00 SOLE N/A NONE APACHE CORP 037411105 Common Stock 247 2,461.21 SOLE N/A NONE APOLLO GROUP INC CL A 037604105 Common Stock 4 102.50 SOLE N/A NONE APOLLO INVT CORP COM 03761U106 Common Stock 15 2,125.00 SOLE N/A NONE APPLE INC COM 037833100 Common Stock 15232 25,405.44 SOLE N/A NONE APPLIED MATERIALS INC 038222105 Common Stock 133 10,665.00 SOLE N/A NONE APTARGROUP INC 038336103 Common Stock 0 3.00 SOLE N/A NONE AQUA AMER INC COM 03836W103 Common Stock 4 200.00 SOLE N/A NONE ARCELORMITTAL SA LUXEMBOURG N Y REGISTRY SHS 03938L104 Common Stock 5 268.00 SOLE N/A NONE ARCH COAL INC COM 039380100 Common Stock 44 4,063.00 SOLE N/A NONE ARCHER DANIELS MIDLAND CO L COM 039483102 Common Stock 42 1,320.27 SOLE N/A NONE ARCOS DORADOS HLDGS INC SHS CL A ISIN#VGG0457F1071 G0457F107 Common Stock 1 74.00 SOLE N/A NONE ARES CAP CORP COM 04010L103 Common Stock 13 765.00 SOLE N/A NONE ARIAD PHARMACEUTICALS INC 04033A100 Common Stock 0 1.00 SOLE N/A NONE ARIBA INC COM NEW 04033V203 Common Stock 2 58.00 SOLE N/A NONE ARM HLDGS PLC SPONSORED ADR 042068106 Common Stock ADR 20 700.00 SOLE N/A NONE ARMOUR RESIDENTIAL REIT INC COM 042315101 Common Stock 7 1,000.00 SOLE N/A NONE ARRIS GROUP INC COM 04269Q100 Common Stock 3 290.00 SOLE N/A NONE ARROW ELECTRS INC COM 042735100 Common Stock 2 51.00 SOLE N/A NONE ASCENA RETAIL GROUP INC COM 04351G101 Common Stock 21 470.00 SOLE N/A NONE ASHLAND INC NEW COM 044209104 Common Stock 29 470.00 SOLE N/A NONE ASML HOLDING N V HOLDING N V NY REGISTERED SHS N07059186 Common Stock 6 127.00 SOLE N/A NONE ASPENBIO PHARMA INC COM NEW 045346202 Common Stock 1 2,000.00 SOLE N/A NONE ASTORIA FINL CORP COM 046265104 Common Stock 5 515.00 SOLE N/A NONE ASTRAZENECA PLC SPONSORED ADR 046353108 Common Stock ADR 23 520.00 SOLE N/A NONE AT&T INC COM 00206R102 Common Stock 3295 105,522.42 SOLE N/A NONE ATLAS PIPELINE L P UNIT LP PARTNERSHIP INT 049392103 Common Stock 4 100.00 SOLE N/A NONE ATMEL CORP 049513104 Common Stock 2 200.00 SOLE N/A NONE ATP OIL & GAS CORP COM 00208J108 Common Stock 3 400.00 SOLE N/A NONE ATWOOD OCEANICS INC 050095108 Common Stock 10 213.00 SOLE N/A NONE AU OPTRONICS CORP SPON ADR 002255107 Common Stock ADR 2 421.22 SOLE N/A NONE AUTODESK INC COM 052769106 Common Stock 21 497.00 SOLE N/A NONE AUTOLIV INC COM 052800109 Common Stock 24 353.36 SOLE N/A NONE AUTOMATIC DATA PROCESSING INC COM 053015103 Common Stock 90 1,632.19 SOLE N/A NONE AUTOZONE INC 053332102 Common Stock 159 427.00 SOLE N/A NONE AVAGO TECHNOLOGIES LTD SHS Y0486S104 Common Stock 38 973.00 SOLE N/A NONE AVERY DENNISON CORP COM 053611109 Common Stock 7 223.00 SOLE N/A NONE AVIAT NETWORKS INC COM 05366Y102 Common Stock 1 350.00 SOLE N/A NONE AVIS BUDGET GROUP INC COM 053774105 Common Stock 1 42.00 SOLE N/A NONE AVNET INC COM 053807103 Common Stock 61 1,664.00 SOLE N/A NONE AVON PRODS INC COM 054303102 Common Stock 8 395.00 SOLE N/A NONE B2B INTERNET HOLDERS TR DEPOSITARY RCPT 056033103 Common Stock 0 80.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- BABCOCK & WILCOX CO NEW COM 05615F102 Common Stock 3 115.00 SOLE N/A NONE BAIDU COM INC SPONS ADR REPSTG ORD SHS CL A 056752108 Common Stock ADR 1127 7,732.00 SOLE N/A NONE BAKER HUGHES INC COM 057224107 Common Stock 96 2,287.86 SOLE N/A NONE BALL CORP COM 058498106 Common Stock 165 3,853.81 SOLE N/A NONE BANCFIRST CORP OKLA CITY (OK) 05945F103 Common Stock 1 24.00 SOLE N/A NONE BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN#US05946K1016 APONSORED ADR 05946K101 Common Stock ADR 0 26.00 SOLE N/A NONE BANCO BRADESCO S A SPONSORED ADR REPSTG PFD SHS NEW 2004 059460303 Common Stock ADR 3 170.00 SOLE N/A NONE BANCO SANTANDER SA ADR ISIN#US05964H1059 05964H105 Common Stock ADR 30 3,891.77 SOLE N/A NONE BANCORPSOUTH INC 059692103 Common Stock 2 129.00 SOLE N/A NONE BANCROFT FD LTD 059695106 Common Stock 480 28,760.00 SOLE N/A NONE BANK AMER CORP COM 060505104 Common Stock 987 103,124.30 SOLE N/A NONE BANK AMER CORP WTS RESTRICTED US TREAS TARP $13.30 WTS EXP 01/16/2019 060505146 Warrants 1 180.00 SOLE N/A NONE BANK OF MONTREAL 063671101 Common Stock 0 2.00 SOLE N/A NONE BANK OF NEW YORK MELLON CORP COM 064058100 Common Stock 66 2,740.96 SOLE N/A NONE BANK OF NOVA SCOTIA HALIFAX COM SHS ISIN#CA0641491075 064149107 Common Stock 7 125.00 SOLE N/A NONE BAR HBR BANKSHARES COM 066849100 Common Stock 7 200.00 SOLE N/A NONE BARCLAYS BANK PLC IPATH S&P 500 INDEX 3X SHORT ETN 06740P700 Common Stock 66 3,982.00 SOLE N/A NONE BARCLAYS BK PLC 6.6250% SER 2 ADR REPSTG PREF SHS CALLABLE 9/15/11@25 06739F390 Preferred Stock 5 200.00 SOLE N/A NONE BARCLAYS BK PLC 7.1% SPON ADR REPSTG CALLABLE DOLLAR PREF SHS SER 3 CALLABLE 12/15/12@25.00 06739H776 Preferred Stock 7 300.00 SOLE N/A NONE BARCLAYS BK PLC 8.125% SPON ADR PREF SHS SER 5 CALLABLE 6/15/13@25.00 06739H362 Preferred Stock ADR 14 532.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS AGRICULTURE TOTAL RETURN SUB INDEX ETN 06739H206 Common Stock 58 1,061.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS COPPER TOTAL RETURN SUB INDEX ETN 06739F101 Common Stock 8 160.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS GRAINS TOTAL RETURN SUB INDEX ETN 06739H305 Common Stock 26 550.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS PLATINUM TOTAL RETURN SUB INDEX ETN 06739H255 Common Stock 74 1,965.00 SOLE N/A NONE BARCLAYS BK PLC IPATH DOW JONES UBS PRECIOUS METALS TOTAL RETURN SUB INDEX ETN 06739H248 Common Stock 31 339.00 SOLE N/A NONE BARCLAYS BK PLC IPATH ETNS LKD MSCI INDIA TOTAL RETURN INDEX MAT 2036 06739F291 Common Stock 2 40.00 SOLE N/A NONE BARCLAYS BK PLC IPATH GLOBAL CARBON ETN 06739H164 Common Stock 0 13.00 SOLE N/A NONE BARCLAYS BK PLC IPATH INDEX LKD TO DOW JONES UBS COMMODITY INDEX TOTAL RETURN 06738C778 Common Stock 17 406.00 SOLE N/A NONE BARCLAYS BK PLC IPATH INDEX LKD TO SECS LKD TO GSCI COMMODITY CRUDE OIL RETURN INDEX 06738C786 Common Stock 374 14,450.00 SOLE N/A NONE BARCLAYS BK PLC IPATH S&P 500 VIX MID TERM FUTURES ETN 06740C519 Common Stock 72 1,567.00 SOLE N/A NONE BARCLAYS BK PLC IPATH S&P 500 VIX SHORT TERM FUTURES ETN NEW 06740C261 Common Stock 844 50,269.00 SOLE N/A NONE BARCLAYS BK PLC IPATH S&P DYNAMIC VIX ETN 06741L609 Common Stock 2 36.00 SOLE N/A NONE BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS PERP CALL 3/15/13@25.00 7.75% 06739H511 Preferred Stock ADR 10 400.00 SOLE N/A NONE BARD C R INC 067383109 Common Stock 10 100.00 SOLE N/A NONE BARNES GROUP INC COM 067806109 Common Stock 1 23.00 SOLE N/A NONE BARRETT BILL CORP COM 06846N104 Common Stock 1 42.00 SOLE N/A NONE BARRICK GOLD CORP COM ISIN#CA0679011084 067901108 Common Stock 221 5,097.30 SOLE N/A NONE BAXTER INTL INC COM 071813109 Common Stock 65 1,084.71 SOLE N/A NONE BB & T CORP COM 054937107 Common Stock 30 970.00 SOLE N/A NONE BBCN BANCORP INC COM 073295107 Common Stock 1 85.00 SOLE N/A NONE BCB BANCORP INC COM 055298103 Common Stock 5 520.00 SOLE N/A NONE BCE INC COM NEW ISIN#CA05534B7604 SHS 05534B760 Common Stock 23 577.00 SOLE N/A NONE BE AEROSPACE INC COM 073302101 Common Stock 12 250.00 SOLE N/A NONE BEACON ROOFING SUPPLY INC COM 073685109 Common Stock 0 1.00 SOLE N/A NONE BEAM INC COM 073730103 Common Stock 1 23.00 SOLE N/A NONE BECTON DICKINSON & CO 075887109 Common Stock 14 176.00 SOLE N/A NONE BED BATH & BEYOND INC COM 075896100 Common Stock 36 542.00 SOLE N/A NONE BENCHMARK ELECTRONICS INC 08160H101 Common Stock 2 104.00 SOLE N/A NONE BERKLEY W R CORP COM 084423102 Common Stock 1 36.00 SOLE N/A NONE BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 Common Stock 1393 17,168.00 SOLE N/A NONE BEST BUY INC COM 086516101 Common Stock 45 1,881.15 SOLE N/A NONE BGC PARTNERS INC COM 05541T101 Common Stock 23 3,045.95 SOLE N/A NONE BHP BILLITON LTD SPONSORED ADR ISIN#US0886061086 088606108 Common Stock ADR 97 1,333.00 SOLE N/A NONE BHP BILLITON PLC SPON ADR 05545E209 Common Stock ADR 213 3,469.46 SOLE N/A NONE BIG LOTS INC COM 089302103 Common Stock 0 1.00 SOLE N/A NONE

4

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- BIGLARI HLDGS INC CL A 08986R101 Common Stock 4 10.00 SOLE N/A NONE BIO RAD LABS INC CL A 090572207 Common Stock 0 1.00 SOLE N/A NONE BIODEL INC COM 09064M105 Common Stock 1 1,370.00 SOLE N/A NONE BIOGEN IDEC INC COM 09062X103 Common Stock 66 525.60 SOLE N/A NONE BIOMARIN PHARMACEUTICALS INC 09061G101 Common Stock 10 300.00 SOLE N/A NONE BIO-REFERENCE LABS INC COM PAR $0 01 NEW 09057G602 Common Stock 2 98.00 SOLE N/A NONE BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 Common Stock 0 14.00 SOLE N/A NONE BIOTECH HLDRS TR DEPOSITARY RCPTS 09067D201 Common Stock 4 35.00 SOLE N/A NONE BLACKBAUD INC COM 09227Q100 Common Stock 0 8.02 SOLE N/A NONE BLACKROCK CORE TR SHS BEN INT 09249E101 Common Stock 107 7,760.57 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD III INC COM 09255M104 Common Stock 32 4,233.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD INC COM 09255L106 Common Stock 11 1,441.00 SOLE N/A NONE BLACKROCK CORPORATE HIGH YIELD FD VI INC COM 09255P107 Common Stock 21 1,725.82 SOLE N/A NONE BLACKROCK CREDIT ALLOCATION INCOME TR II INC 09255H105 Common Stock 47 4,509.00 SOLE N/A NONE BLACKROCK CREDIT ALLOCATION INCOME TR III INC 09249V103 Common Stock 60 5,352.00 SOLE N/A NONE BLACKROCK CREDIT ALLOCATION INCOME TR IV INC 092508100 Common Stock 34 2,572.00 SOLE N/A NONE BLACKROCK ENHANCED CAP & INCOME FD INC COM 09256A109 Common Stock 37 2,711.00 SOLE N/A NONE BLACKROCK ENHANCED EQUITY DIVID TR COM 09251A104 Common Stock 60 8,055.00 SOLE N/A NONE BLACKROCK ENHANCED GOVT FD INC COM 09255K108 Common Stock 4 240.00 SOLE N/A NONE BLACKROCK FLOATING RATE INCOME TR COM 091941104 Common Stock 34 2,406.00 SOLE N/A NONE BLACKROCK GLOBAL OPPORTUNITIES EQUITY TR COM 092501105 Common Stock 58 3,750.00 SOLE N/A NONE BLACKROCK HIGH INCOME SHS BENT INT 09250E107 Common Stock 54 23,619.21 SOLE N/A NONE BLACKROCK INC COM 09247X101 Common Stock 37 179.00 SOLE N/A NONE BLACKROCK INCOME TRUST INC 09247F100 Common Stock 4 501.00 SOLE N/A NONE BLACKROCK INTL GROWTH & INCOME TR COM 092524107 Common Stock 40 5,054.00 SOLE N/A NONE BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC 09247D105 Common Stock 46 2,937.32 SOLE N/A NONE BLACKROCK KELSO CAP CORPORATION COM 092533108 Common Stock 5 560.00 SOLE N/A NONE BLACKROCK LTD DURATION INCOME TR COM SHS 09249W101 Common Stock 46 2,613.00 SOLE N/A NONE BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 Common Stock 2 150.00 SOLE N/A NONE BLACKROCK MUN INCOME TR SH BEN INT 09248F109 Common Stock 61 4,222.48 SOLE N/A NONE BLACKROCK MUNI INCOME INVESTMENT TR COM 09248H105 Common Stock 47 3,213.37 SOLE N/A NONE BLACKROCK MUNI INTER DURATION FD INC COM 09253X102 Common Stock 4 274.42 SOLE N/A NONE BLACKROCK MUNI N Y INTER DURATION FD INC COM 09255F109 Common Stock 64 4,235.00 SOLE N/A NONE BLACKROCK MUNIASSETS FD INC COM 09254J102 Common Stock 6 445.00 SOLE N/A NONE BLACKROCK MUNIENHANCED FD INC COM 09253Y100 Common Stock 132 11,600.00 SOLE N/A NONE BLACKROCK MUNIHOLDINGS FD INC COM 09253N104 Common Stock 9 498.00 SOLE N/A NONE BLACKROCK MUNIVEST FD INC COM 09253R105 Common Stock 4 340.00 SOLE N/A NONE BLACKROCK MUNIYIELD ARIZ FD INC COM 09254K109 Common Stock 81 5,565.24 SOLE N/A NONE BLACKROCK MUNIYIELD N Y QUALITY FD INC COM 09255E102 Common Stock 0 23.00 SOLE N/A NONE BLACKROCK MUNIYIELD PA QUALITY FD INC COM 09255G107 Common Stock 39 2,484.79 SOLE N/A NONE BLACKROCK MUNIYIELD QUALITY FD II INC COM 09254G108 Common Stock 15 1,081.00 SOLE N/A NONE BLACKROCK MUNIYIELD QUALITY FD III INC COM 09254E103 Common Stock 115 8,100.00 SOLE N/A NONE BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 Common Stock 41 2,600.00 SOLE N/A NONE BLACKROCK NEW YORK MUN INCOME TR II COM 09249R102 Common Stock 31 2,000.00 SOLE N/A NONE BLACKROCK PA STRATEGIC MUN TR COM 09248R103 Common Stock 17 1,140.54 SOLE N/A NONE BLACKROCK REAL ASSET EQUITY TR COM (BCF) 09254B109 Common Stock 1 100.00 SOLE N/A NONE BLACKROCK RES & COMMODITIES STRATEGY TR SHS 09257A108 Common Stock 9 625.00 SOLE N/A NONE BLACKROCK S&P QUALITY RANKINGS GLOBAL EQUITY MANAGED TR SHS 09250D109 Common Stock 7 522.00 SOLE N/A NONE BLACKROCK SR HIGH INCOME FD INC COM 09255T109 Common Stock 19 4,553.72 SOLE N/A NONE BLACKROCK STRATEGIC MUN TR COM 09248T109 Common Stock 93 6,566.72 SOLE N/A NONE BLACKSTONE GROUP L P COM UNIT REPSTG LTD PARTNERSHIP INT 09253U108 Common Stock 40 2,500.00 SOLE N/A NONE BLDRS INDEX FDS TR EMERGING MKTS 50 ADR INDEX FD 09348R300 Common Stock 48 1,141.00 SOLE N/A NONE BLOCK H & R INC 093671105 Common Stock 1 60.00 SOLE N/A NONE BLUEKNIGHT ENERGY PARTNERS L P COM UNIT 09625U109 Common Stock 6 900.00 SOLE N/A NONE BMC SOFTWARE INC COM 055921100 Common Stock 42 1,041.00 SOLE N/A NONE

5

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- BOARDWALK PIPELINE PARTNERS LP COM UNIT LTD PARTNERSHIP INTS 096627104 Common Stock 152 5,750.00 SOLE N/A NONE BOEING CO COM 097023105 Common Stock 562 7,559.23 SOLE N/A NONE BOFI HLDG INC COM 05566U108 Common Stock 3 150.00 SOLE N/A NONE BOISE INC COM 09746Y105 Common Stock 3 400.00 SOLE N/A NONE BORGWARNER INC COM 099724106 Common Stock 17 197.00 SOLE N/A NONE BOSTON BEER INC CLASS A 100557107 Common Stock 3 25.00 SOLE N/A NONE BOSTON PPTYS INC COM 101121101 Common Stock 21 200.00 SOLE N/A NONE BOSTON PRIVATE FINL HLDGS INC COM 101119105 Common Stock 0 2.00 SOLE N/A NONE BOULDER GROWTH & INCOME FD INC COM 101507101 Common Stock 600 95,740.00 SOLE N/A NONE BOULDER TOTAL RETURN FD INC COM 101541100 Common Stock 647 37,918.00 SOLE N/A NONE BP PLC SPONS ADR 055622104 Common Stock ADR 511 11,350.00 SOLE N/A NONE BP PRUDHOE BAY ROYALTY TRUST 055630107 Common Stock 676 5,405.94 SOLE N/A NONE BRE PPTYS INC COM 05564E106 Common Stock 13 252.00 SOLE N/A NONE BREITBURN ENERGY PARTNERS L P COM UNIT LTD PARTNERSHIP INT 106776107 Common Stock 10 500.00 SOLE N/A NONE BRIDGEPOINT ED INC COM 10807M105 Common Stock 2 65.00 SOLE N/A NONE BRINKER INTL INC COM 109641100 Common Stock 2 85.00 SOLE N/A NONE BRISTOL MYERS SQUIBB CO COM 110122108 Common Stock 418 12,386.45 SOLE N/A NONE BRITISH AMERN TOB PLC SPONSORED ADR ISIN#US1104481072 110448107 Common Stock ADR 316 3,118.69 SOLE N/A NONE BROADBAND HOLDRS TR DEP RCPT 11130P104 Common Stock 3 200.00 SOLE N/A NONE BROADCOM CORP CL A 111320107 Common Stock 95 2,422.79 SOLE N/A NONE BROADRIDGE FINL SOLUTIONS INC COM 11133T103 Common Stock 0 5.00 SOLE N/A NONE BROOKFIELD ASSET MGMT INC VTG SHS CL A ISIN#CA1125851040 112585104 Common Stock 8 255.00 SOLE N/A NONE BROOKFIELD OFFICE PROPERTIES INC 112900105 Common Stock 2 95.00 SOLE N/A NONE BROWN & BROWN INC 115236101 Common Stock 0 19.00 SOLE N/A NONE BRUNSWICK CORP 117043109 Common Stock 1 54.00 SOLE N/A NONE BT GROUP PLC ADR 05577E101 Common Stock ADR 22 606.44 SOLE N/A NONE BUCKEYE PARTNERS L P UNIT LTD PARTNERSHIP INTS 118230101 Common Stock 58 955.00 SOLE N/A NONE BUFFALO WILD WINGS INC COM 119848109 Common Stock 9 96.00 SOLE N/A NONE BUNGE LIMITED SHS ISIN#BMG169621056 G16962105 Common Stock 110 1,605.00 SOLE N/A NONE CA INC COM 12673P105 Common Stock 91 3,315.00 SOLE N/A NONE CABLEVISION SYS CORP (NEW) NY GROUP CL A COM 12686C109 Common Stock 3 200.00 SOLE N/A NONE CABOT OIL & GAS CORP COM 127097103 Common Stock 7 240.00 SOLE N/A NONE CACHE INC (NEW) 127150308 Common Stock 0 1.00 SOLE N/A NONE CACI INTL INC CL A 127190304 Common Stock 29 472.00 SOLE N/A NONE CAE INC 124765108 Common Stock 1 77.00 SOLE N/A NONE CAESARS ENTMT CORP COM 127686103 Common Stock 1 100.00 SOLE N/A NONE CALAMOS CONV & HIGH INCOME FD COM 12811P108 Common Stock 42 3,296.00 SOLE N/A NONE CALAMOS CONV OPPORTUNITIES & INCOME FD SH BEN INT 128117108 Common Stock 203 15,874.17 SOLE N/A NONE CALAMOS GLOBAL DYNAMIC INCOME FD COM SHS BEN INT 12811L107 Common Stock 103 11,666.00 SOLE N/A NONE CALAMOS STRATEGIC TOTAL RETURN FD COM SH BEN INT 128125101 Common Stock 82 8,241.00 SOLE N/A NONE CALGON CARBON CORP COM 129603106 Common Stock 4 279.00 SOLE N/A NONE CALIFORNIA WTR SVC GROUP INC 130788102 Common Stock 12 666.00 SOLE N/A NONE CALLAWAY GOLF CO COM 131193104 Common Stock 1 101.00 SOLE N/A NONE CALLON PETROLEUM CORP 13123X102 Common Stock 1 175.00 SOLE N/A NONE CALPINE CORP COM NEW 131347304 Common Stock 1 69.00 SOLE N/A NONE CALUMET SPECIALTY PRODS PARTNERS L P COMMON UNITS REPSTG LTD PARTNER 131476103 Common Stock 236 8,950.00 SOLE N/A NONE CAMECO CORP COM ISIN#CA13321L1085 13321L108 Common Stock 18 853.00 SOLE N/A NONE CAMPBELL SOUP CO 134429109 Common Stock 130 3,842.52 SOLE N/A NONE CAMPUS CREST CMNTYS INC COM 13466Y105 Common Stock 47 4,000.00 SOLE N/A NONE CANADIAN NATL RY CO COM ISIN#CA1363751027 136375102 Common Stock 123 1,554.00 SOLE N/A NONE CANADIAN NATURAL RES LTD ISIN#CA1363851017 136385101 Common Stock 35 1,062.00 SOLE N/A NONE CANADIAN PAC RY LTD COM ISIN#CA13645T1003 13645T100 Common Stock 20 261.34 SOLE N/A NONE CANADIAN SOLAR INC COM ISIN#CA1366351098 136635109 Common Stock 6 2,030.00 SOLE N/A NONE CANON INC ADR REPSTG 5 SHS 138006309 Common Stock ADR 3 65.00 SOLE N/A NONE CAPITAL ONE FINL CORP COM 14040H105 Common Stock 6 109.00 SOLE N/A NONE

6

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- CAPSTEAD MTG CORP COM NO PAR 14067E506 Common Stock 242 18,494.22 SOLE N/A NONE CAPSTONE TURBINE CORP COM 14067D102 Common Stock 1 900.00 SOLE N/A NONE CARDINAL HEALTH INC COM 14149Y108 Common Stock 2 37.00 SOLE N/A NONE CARDIOVASCULAR SYS INC DEL COM 141619106 Common Stock 0 1.00 SOLE N/A NONE CAREER ED CORP COM ISIN#US1416651099 141665109 Common Stock 0 40.00 SOLE N/A NONE CAREFUSION CORP COM 14170T101 Common Stock 0 18.00 SOLE N/A NONE CARLISLE COMPANIES INC 142339100 Common Stock 0 3.00 SOLE N/A NONE CARMAX INC COM 143130102 Common Stock 0 3.00 SOLE N/A NONE CARNIVAL CORP PAIRED CTF 1 COM CARNIVAL CORP & 1 TR SH BEN INT P&O PRINCESS SPL VTG TR ISIN#PA1436583006 143658300 Common Stock 20 629.00 SOLE N/A NONE CASH AMER INTL INC 14754D100 Common Stock 3 65.00 SOLE N/A NONE CATERPILLAR INC 149123101 Common Stock 2151 20,192.05 SOLE N/A NONE CBL & ASSOC PPTYS INC REIT ISIN#US1248301004 124830100 Common Stock 0 26.00 SOLE N/A NONE CBRE CLARION GLOBAL REAL ESTATE INCOME FD COM 12504G100 Common Stock 69 8,520.00 SOLE N/A NONE CBRE GROUP INC CL A 12504L109 Common Stock 23 1,176.00 SOLE N/A NONE CBS CORP CL B COM 124857202 Common Stock 85 2,519.00 SOLE N/A NONE CEDAR FAIR; L.P.DEP UNIT 150185106 Common Stock 68 2,302.74 SOLE N/A NONE CELGENE CORP 151020104 Common Stock 469 6,050.32 SOLE N/A NONE CELL THERAPEUTICS INC COM NO PAR NEW 150934602 Common Stock 0 116.00 SOLE N/A NONE CELLCOM ISRAEL LTD SHS M2196U109 Common Stock 7 600.00 SOLE N/A NONE CELSION CORP COM NEW 15117N305 Common Stock 3 1,500.00 SOLE N/A NONE CEMEX S A B DE C V SPONSOR ADR NEW REP ORD PARTN CTF NEW FOR A & B SHS ISIN#US1512908898 151290889 Common Stock ADR 0 10.00 SOLE N/A NONE CENOVUS ENERGY INC COM ISIN#CA15135U1093 15135U109 Common Stock 92 2,557.00 SOLE N/A NONE CENTERPOINT ENERGY INC COM 15189T107 Common Stock 65 3,295.42 SOLE N/A NONE CENTRAIS ELECTRICAS BRASILEIRAS SA SPON ADR REPSTG 50 PFD CL B 15234Q108 Preferred Stock ADR 2 190.00 SOLE N/A NONE CENTRAL EUROPE & RUSSIA FD INC COM 153436100 Common Stock 10 284.00 SOLE N/A NONE CENTRAL FD CDA LTD CL A 153501101 Common Stock 192 8,766.00 SOLE N/A NONE CENTRAL SECS CORP 155123102 Common Stock 10 439.00 SOLE N/A NONE CENTRAL VT PUB SVC CORP COM 155771108 Common Stock 111 3,141.00 SOLE N/A NONE CENTURYLINK INC COM 156700106 Common Stock 131 3,401.88 SOLE N/A NONE CERADYNE INC CALIF 156710105 Common Stock 8 251.23 SOLE N/A NONE CERNER CORP 156782104 Common Stock 50 663.00 SOLE N/A NONE CF INDS HLDGS INC COM 125269100 Common Stock 361 1,977.13 SOLE N/A NONE CGI GROUP INC 39945C109 Common Stock 1 38.00 SOLE N/A NONE CH ENERGY GROUP INC COM 12541M102 Common Stock 17 259.82 SOLE N/A NONE CHARMING SHOPPES INC COM 161133103 Common Stock 0 40.00 SOLE N/A NONE CHART INDS INC COM PAR 16115Q308 Common Stock 56 759.00 SOLE N/A NONE CHECK POINT SOFTWARE TECHNOLOGIES LTD SHS ISIN#IL0010824113 M22465104 Common Stock 31 483.00 SOLE N/A NONE CHECKPOINT SYS INC 162825103 Common Stock 1 90.00 SOLE N/A NONE CHEESE CAKE FACTORY INC COM 163072101 Common Stock 6 187.50 SOLE N/A NONE CHENIERE ENERGY INC COM NEW 16411R208 Common Stock 7 500.00 SOLE N/A NONE CHESAPEAKE ENERGY CORP 165167107 Common Stock 457 19,715.85 SOLE N/A NONE CHEVRON CORP NEW COM 166764100 Common Stock 1952 18,210.05 SOLE N/A NONE CHICAGO BRIDGE & IRON CO N V ISIN#US1672501095 167250109 Common Stock 17 405.00 SOLE N/A NONE CHICOS FAS INC COM 168615102 Common Stock 1 93.00 SOLE N/A NONE CHIMERA INVT CORP COM 16934Q109 Common Stock 44 15,518.18 SOLE N/A NONE CHINA BAK BATTERY INC COM 16936Y100 Common Stock 0 251.00 SOLE N/A NONE CHINA BIOLOGIC PRODS INC COM 16938C106 Common Stock 16 1,700.00 SOLE N/A NONE CHINA GREEN AGRICULTURE INC COM 16943W105 Common Stock 0 100.00 SOLE N/A NONE CHINA LIFE INS CO LTD SPONS ADR REPSTG H SHS ISIN#US16939P1066 16939P106 Common Stock ADR 2 44.00 SOLE N/A NONE CHINA MOBILE LTD SPON ADR S A ISIN#US16941M099 16941M109 Common Stock ADR 52 935.55 SOLE N/A NONE CHINA PETE & CHEM CORP SPONSORED ADR REPSTG H SHS 16941R108 Common Stock ADR 76 697.69 SOLE N/A NONE CHINA TELECOM CORP LTD SPONSORED ADR REPSTG H SHS 169426103 Common Stock ADR 25 449.00 SOLE N/A NONE CHINA UNICOM HONG KONG LTD ADR ISIN#US16945R1041 16945R104 Common Stock ADR 2 114.00 SOLE N/A NONE CHIPOTLE MEXICAN GRILL INC COM 169656105 Common Stock 59 142.00 SOLE N/A NONE CHUBB CORP 171232101 Common Stock 18 266.00 SOLE N/A NONE

7

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- CHUNGHWA TELECOM CO LTD SPONS ADR NEW 2011 ISIN#US17133Q5027 17133Q502 Common Stock ADR 7 240.00 SOLE N/A NONE CHURCH & DWIGHT CO INC 171340102 Common Stock 9 176.00 SOLE N/A NONE CIENA CORP COM NEW 171779309 Common Stock 4 275.00 SOLE N/A NONE CIGNA CORP COM 125509109 Common Stock 27 540.00 SOLE N/A NONE CIMAREX ENERGY CO COM 171798101 Common Stock 0 4.00 SOLE N/A NONE CINCINNATI FINL CORP COM 172062101 Common Stock 9 257.00 SOLE N/A NONE CINEMARK HOLDINGS INC COM 17243V102 Common Stock 11 500.00 SOLE N/A NONE CIRRUS LOGIC INC 172755100 Common Stock 5 198.00 SOLE N/A NONE CISCO SYSTEMS INC 17275R102 Common Stock 1173 55,484.04 SOLE N/A NONE CIT GROUP INC NEW COM NEW 125581801 Common Stock 27 649.00 SOLE N/A NONE CITIGROUP INC COM NEW ISIN#US1729674242 172967424 Common Stock 266 7,270.28 SOLE N/A NONE CITIZENS INC CL A 174740100 Common Stock 0 37.00 SOLE N/A NONE CITRIX SYSTEMS INC 177376100 Common Stock 1 7.00 SOLE N/A NONE CITY NATL CORP 178566105 Common Stock 0 5.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM ABC HIGH DIVIDEND ETF 18383Q788 Common Stock 5 200.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM CHINA SMALL CAP ETF 18383Q853 Common Stock 29 1,354.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM S&P GLOBAL WATER ETF 18383Q507 Common Stock 29 1,366.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM SOLAR ETF 18383Q739 Common Stock 1 50.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR 2 GUGGENHEIM TIMBER ETF 18383Q879 Common Stock 6 300.00 SOLE N/A NONE CLAYMORE EXCHANGE TRADED FD TR GUGGENHEIM ENHANCED SHORT DURATION ETF 18383M654 Common Stock 10 200.00 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM BRAZIL RUSSIA INDIA & CHINA 18383M100 Common Stock 63 1,595.48 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM INSIDER SENTIMENT 18383M209 Common Stock 33 948.00 SOLE N/A NONE CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM MULTI ASSET INCOME ETF 18383M506 Common Stock 868 39,747.79 SOLE N/A NONE CLEAN ENERGY FUELS CORP COM 184499101 Common Stock 74 3,500.00 SOLE N/A NONE CLEAN HBRS INC COM 184496107 Common Stock 24 352.00 SOLE N/A NONE CLEARBRIDGE ENERGY MLP FD INC COM 184692101 Common Stock 29 1,236.00 SOLE N/A NONE CLECO CORP NEW COM 12561W105 Common Stock 10 255.00 SOLE N/A NONE CLIFFS NAT RES INC COM 18683K101 Common Stock 668 9,645.26 SOLE N/A NONE CLOROX CO COM 189054109 Common Stock 136 1,981.77 SOLE N/A NONE CLOUD PEAK ENERGY INC COM 18911Q102 Common Stock 3 216.00 SOLE N/A NONE CLOUGH GLOBAL EQUITY FD COM 18914C100 Common Stock 55 4,194.00 SOLE N/A NONE CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 18914E106 Common Stock 46 3,940.00 SOLE N/A NONE CME GROUP INC COM 12572Q105 Common Stock 7 25.00 SOLE N/A NONE CMS ENERGY CORP 125896100 Common Stock 4 192.00 SOLE N/A NONE CNOOC LTD SPONSORED ADR ISIN#US1261321095 126132109 Common Stock ADR 126 618.71 SOLE N/A NONE COACH INC COM 189754104 Common Stock 210 2,717.40 SOLE N/A NONE COCA COLA COMPANY 191216100 Common Stock 1846 24,937.24 SOLE N/A NONE COCA COLA ENTERPRISES INC NEW COM 19122T109 Common Stock 6 200.00 SOLE N/A NONE COCA COLA HELLENIC BOTTLING CO S A SPONSORED ADR 1912EP104 Common Stock ADR 1 36.00 SOLE N/A NONE COEUR D ALENE MINES CORP IDAHO COM NEW 192108504 Common Stock 4 150.00 SOLE N/A NONE COGNEX CORP 192422103 Common Stock 22 525.00 SOLE N/A NONE COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 192446102 Common Stock 120 1,558.00 SOLE N/A NONE COHEN & STEERS CLOSED-END OPPORTUNITY FD INC COM 19248P106 Common Stock 302 23,629.35 SOLE N/A NONE COHEN & STEERS INFRASTRUCTURE FD INC COM 19248A109 Common Stock 38 2,184.00 SOLE N/A NONE COHEN & STEERS QUALITY INCOME RLTY FD INC COM 19247L106 Common Stock 6 654.00 SOLE N/A NONE COHEN & STEERS REIT & PFD INCOME FD INC COM 19247X100 Common Stock 16 998.31 SOLE N/A NONE COINSTAR INC COM 19259P300 Common Stock 62 977.00 SOLE N/A NONE COLGATE PALMOLIVE CO COM 194162103 Common Stock 306 3,125.68 SOLE N/A NONE COLONIAL PROPERTIES TRUST SBI 195872106 Common Stock 7 306.00 SOLE N/A NONE COLONY FINL INC COM 19624R106 Common Stock 33 2,000.00 SOLE N/A NONE COLUMBIA BKG SYS INC COM 197236102 Common Stock 3 145.05 SOLE N/A NONE COLUMBIA SPORTSWEAR CO COM 198516106 Common Stock 0 1.00 SOLE N/A NONE COMCAST CORP CL A 20030N101 Common Stock 124 4,117.70 SOLE N/A NONE COMCAST CORP NEW CL A SPL 20030N200 Common Stock 13 426.00 SOLE N/A NONE COMERICA INC COM 200340107 Common Stock 0 1.00 SOLE N/A NONE

8

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- COMMERCIAL METALS CO 201723103 Common Stock 1 36.00 SOLE N/A NONE COMMONWEALTH REIT COM SH BEN INT 203233101 Common Stock 2 125.00 SOLE N/A NONE COMMUNITY BK SYS INC 203607106 Common Stock 29 1,000.00 SOLE N/A NONE COMMVAULT SYS INC COM 204166102 Common Stock 0 9.00 SOLE N/A NONE COMPANHIA BRASILEIRA DE DISTRIBUICAO ISIN#US20440T2015 SPONS ADR REPSTG PFD 20440T201 Common Stock ADR 4 81.00 SOLE N/A NONE COMPANHIA DE BEBIDAS DAS AMERS AMBEV SPONSORED ADR REPSTG PFD SHS 20441W203 Common Stock ADR 28 672.00 SOLE N/A NONE COMPANHIA ENERGETICA DE MINAS GERAIS ADR ISIN#US2044096012 204409601 Common Stock ADR 12 487.49 SOLE N/A NONE COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR REPSTG ORD SHS ISIN#US20440W1053 20440W105 Common Stock ADR 19 2,000.00 SOLE N/A NONE COMPANIA DE MINAS BUENAVENTURA S A SPONS ADR REPSTG SER B SHS 204448104 Common Stock ADR 183 4,546.31 SOLE N/A NONE COMPASS DIVERSIFIED HLDGS SH BEN INT 20451Q104 Common Stock 26 1,756.00 SOLE N/A NONE COMPASS MINERALS INTL INC COM 20451N101 Common Stock 16 228.00 SOLE N/A NONE COMPUTER SCIENCES CORP COM 205363104 Common Stock 19 631.00 SOLE N/A NONE COMTECH TELECOMMUNICATIONS CORP NEW 205826209 Common Stock 2 50.00 SOLE N/A NONE COMVERGE INC COM 205859101 Common Stock 0 1.00 SOLE N/A NONE CONAGRA FOODS INC COM 205887102 Common Stock 57 2,157.00 SOLE N/A NONE CONOCOPHILLIPS COM 20825C104 Common Stock 1939 25,508.88 SOLE N/A NONE CONSOL ENERGY INC COM 20854P109 Common Stock 27 793.00 SOLE N/A NONE CONSOLIDATED EDISON INC COM 209115104 Common Stock 787 13,471.27 SOLE N/A NONE CONSTELLATION BRANDS INC CL A 21036P108 Common Stock 3 108.00 SOLE N/A NONE CONTINENTAL RES INC COM ISIN#US2120151012 212015101 Common Stock 2 27.00 SOLE N/A NONE CONVERGYS CORP COM 212485106 Common Stock 0 11.00 SOLE N/A NONE COOPER INDS PLC SHS G24140108 Common Stock 14 216.46 SOLE N/A NONE COPART INC COM 217204106 Common Stock 0 2.00 SOLE N/A NONE CORE LABORATORIES NV N22717107 Common Stock 9 70.00 SOLE N/A NONE CORN PRODS INTL INC COM 219023108 Common Stock 1 20.00 SOLE N/A NONE CORNING INC COM 219350105 Common Stock 370 26,277.48 SOLE N/A NONE COSTCO WHOLESALE CORP NEW COM 22160K105 Common Stock 365 4,015.74 SOLE N/A NONE COUSINS PPTYS INC COM 222795106 Common Stock 0 20.00 SOLE N/A NONE COVANCE INC 222816100 Common Stock 12 250.00 SOLE N/A NONE COVIDIEN PLC SHS NEW ISIN#IE00B68SQD29 G2554F113 Common Stock 103 1,889.72 SOLE N/A NONE CPFL ENERGIA SA SPONS ADR ISIN#US1261531057 126153105 Common Stock ADR 15 492.18 SOLE N/A NONE CRACKER BARREL OLD CTRY STORE INC COM 22410J106 Common Stock 38 684.11 SOLE N/A NONE CREDIT SUISSE ASSET MGMT INCOME FD INC COM 224916106 Common Stock 4 1,100.00 SOLE N/A NONE CREDIT SUISSE GROUP SPONSORED ADR 225401108 Common Stock ADR 4 125.00 SOLE N/A NONE CREDIT SUISSE HIGH YIELD BD FD SH BEN INT 22544F103 Common Stock 106 34,052.39 SOLE N/A NONE CREDIT SUISSE NASSAU BRH ETN LKD TO CUSING 30 MLP INDEX 22542D852 Common Stock 45 1,826.00 SOLE N/A NONE CREDIT SUISSE NASSAU BRH EXCHANGE TRADED NTS LKD CREDIT SUISSE LONG/SHORT LIQUID INDEX 22542D878 Common Stock 5 220.00 SOLE N/A NONE CREDT SUISSE NASSAU BRH EXCH TRD NT LKD CREDIT SUISSE MERGER ARBITRAGE INDEX 22542D845 Common Stock 5 240.00 SOLE N/A NONE CREE INC COM 225447101 Common Stock 1 33.00 SOLE N/A NONE CROCS INC COM 227046109 Common Stock 4 200.00 SOLE N/A NONE CROWN HLDGS INC COM 228368106 Common Stock 44 1,193.00 SOLE N/A NONE CRYOLIFE INC COM 228903100 Common Stock 9 1,700.00 SOLE N/A NONE CSX CORPORATION 126408103 Common Stock 398 18,488.00 SOLE N/A NONE CTRIP COM INTL LTD AMERICAN DEP SHS ISIN#US22943F1003 22943F100 Common Stock ADR 32 1,500.00 SOLE N/A NONE CUBIST PHARMACEUTICALS INC COM 229678107 Common Stock 2 50.00 SOLE N/A NONE CULLEN FROST BANKERS 229899109 Common Stock 1 9.00 SOLE N/A NONE CUMMINS INC 231021106 Common Stock 306 2,552.00 SOLE N/A NONE CURRENCYSHARES AUSTRAILIAN DLR TR AUSTRALIAN DOLLAR SHS 23129U101 Common Stock 6 60.00 SOLE N/A NONE CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 Common Stock 47 470.00 SOLE N/A NONE CURRENCYSHARES JAPANESE YEN TR JAPANESE YEN SHS 23130A102 Common Stock 5 42.00 SOLE N/A NONE CURRENCYSHARES SWEDISH KRONA TR SWEDISH KRONA SHS 23129R108 Common Stock 52 345.00 SOLE N/A NONE CURRENCYSHARES SWISS FRANC TR SWISS FRANC SHS 23129V109 Common Stock 136 1,244.00 SOLE N/A NONE CURTISS WRIGHT CORP 231561101 Common Stock 1 36.00 SOLE N/A NONE CUSHING MLP TOTAL RETURN FD COM SHS 231631102 Common Stock 13 1,340.00 SOLE N/A NONE CVR PARTNERS LP COM 126633106 Common Stock 8 293.68 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- CVS CAREMARK CORP 126650100 Common Stock 157 3,499.78 SOLE N/A NONE CYBEX INTERNATIONAL INC COM 23252E106 Common Stock 0 1.00 SOLE N/A NONE CYPRESS SEMICONDUCTOR CORP COM 232806109 Common Stock 13 800.00 SOLE N/A NONE CYS INVTS INC COM 12673A108 Common Stock 162 12,350.00 SOLE N/A NONE CYTOKINETICS INC COM 23282W100 Common Stock 0 5.00 SOLE N/A NONE CYTORI THERAPEUTICS INC COM 23283K105 Common Stock 0 28.00 SOLE N/A NONE D R HORTON INC 23331A109 Common Stock 12 771.00 SOLE N/A NONE DANAHER CORP COM 235851102 Common Stock 43 773.07 SOLE N/A NONE DARDEN RESTAURANTS INC COM 237194105 Common Stock 113 2,213.84 SOLE N/A NONE DARLING INTL INC 237266101 Common Stock 2 136.00 SOLE N/A NONE DAVITA INC COM 23918K108 Common Stock 32 352.00 SOLE N/A NONE DB-X FUNDS DB-X 2030 TARGET DATE ETF 233052307 Common Stock 4 200.00 SOLE N/A NONE DDR CORP COM ISIN#US23317H1023 23317H102 Common Stock 0 9.00 SOLE N/A NONE DEAN FOODS CO NEW COM 242370104 Common Stock 2 150.00 SOLE N/A NONE DECKERS OUTDOOR CORP COM 243537107 Common Stock 99 1,565.00 SOLE N/A NONE DEERE & CO 244199105 Common Stock 1135 14,025.78 SOLE N/A NONE DELAWARE INVTS NATL MUN INCOME FD COM 24610T108 Common Stock 6 467.00 SOLE N/A NONE DELL INC COM 24702R101 Common Stock 19 1,171.00 SOLE N/A NONE DELPHI FINL GROUP INC CL A 247131105 Common Stock 5 110.00 SOLE N/A NONE DELTA AIRLINES INC COM NEW 247361702 Common Stock 35 3,539.00 SOLE N/A NONE DENDREON CORP COM 24823Q107 Common Stock 18 1,660.00 SOLE N/A NONE DENTSPLY INTL INC NEW COM 249030107 Common Stock 22 549.00 SOLE N/A NONE DEPOMED INC COM 249908104 Common Stock 1 100.00 SOLE N/A NONE DEUTSCHE BANK AG NAMEN AKT ISIN#DE0005140008 D18190898 Common Stock 0 5.00 SOLE N/A NONE DEVON ENERGY CORP NEW COM 25179M103 Common Stock 65 920.05 SOLE N/A NONE DIAGEO PLC SPONSORED ADR NEW 25243Q205 Common Stock ADR 111 1,152.79 SOLE N/A NONE DIAMOND FOODS INC COM 252603105 Common Stock 2 66.00 SOLE N/A NONE DIAMOND OFFSHORE DRILLING INC COM 25271C102 Common Stock 45 667.64 SOLE N/A NONE DIANA CONTAINERSHIPS INC SHS ISIN#MHY2069P1016 Y2069P101 Common Stock 0 67.00 SOLE N/A NONE DIANA SHIPPING INC COM Y2066G104 Common Stock 11 1,175.00 SOLE N/A NONE DIGITAL RIVER INC COM 25388B104 Common Stock 6 308.00 SOLE N/A NONE DIGITAL RLTY TR INC COM 253868103 Common Stock 23 315.00 SOLE N/A NONE DIODES INC COM 254543101 Common Stock 28 1,227.00 SOLE N/A NONE DIRECTV COM CL A 25490A101 Common Stock 174 3,521.00 SOLE N/A NONE DIREXION SHS ETF TR DAILY SMALL CAP BEAR 3X SHS NEW FEB 2011 25459W110 Common Stock 0 26.00 SOLE N/A NONE DIREXION SHS ETF TR DEVELOPED MKTS BEAR 3X SHS NEW 25459W169 Common Stock 0 9.00 SOLE N/A NONE DIREXION SHS ETF TR LARGE CAP BEAR 3X SHS NEW 25459W151 Common Stock 0 21.00 SOLE N/A NONE DISCOVER FINL SVCS COM INC 254709108 Common Stock 40 1,213.00 SOLE N/A NONE DISCOVERY COMMUNICATIONS INC NEW COM SER A 25470F104 Common Stock 76 1,501.00 SOLE N/A NONE DISCOVERY COMMUNICATIONS INC NEW COM SER B 25470F203 Common Stock 20 400.00 SOLE N/A NONE DISH NETWORK CORP CL A 25470M109 Common Stock 14 430.00 SOLE N/A NONE DISNEY WALT CO DISNEY COM 254687106 Common Stock 726 16,590.02 SOLE N/A NONE DNP SELECT INCOME FD INC COM 23325P104 Common Stock 7 650.00 SOLE N/A NONE DOLBY LABORATORIES INC CL A 25659T107 Common Stock 1 19.00 SOLE N/A NONE DOLLAR GEN CORP NEW COM 256677105 Common Stock 12 250.00 SOLE N/A NONE DOLLAR TREE INC COM 256746108 Common Stock 65 693.00 SOLE N/A NONE DOMINION RES INC VA COM 25746U109 Common Stock 106 2,073.12 SOLE N/A NONE DORAL FINL CORP COM NEW ISIN#PR25811P8869 25811P886 Common Stock 0 5.00 SOLE N/A NONE DORCHESTER MINERALS LP COM UNITS 25820R105 Common Stock 19 730.02 SOLE N/A NONE DOVER CORP 260003108 Common Stock 37 580.00 SOLE N/A NONE DOW 30SM ENHANCED PREM & INCOME FD INC COM 260537105 Common Stock 45 3,960.00 SOLE N/A NONE DOW CHEM CO 260543103 Common Stock 136 3,924.75 SOLE N/A NONE DR PEPPER SNAPPLE GROUP INC COM ISIN#US26138E1091 26138E109 Common Stock 29 730.61 SOLE N/A NONE DR REDDY LABS LTD ADR 256135203 Common Stock ADR 10 300.00 SOLE N/A NONE DREAMWORKS ANIMATION SKG INC CL A 26153C103 Common Stock 13 717.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- DREYFUS MUN INCOME INC COM 26201R102 Common Stock 8 800.00 SOLE N/A NONE DREYFUS STRATEGIC MUN BD FD INC COM 26202F107 Common Stock 41 4,699.26 SOLE N/A NONE DREYFUS STRATEGIC MUNS INC COM 261932107 Common Stock 7 746.00 SOLE N/A NONE DRIL-QUIP INC COM 262037104 Common Stock 13 196.00 SOLE N/A NONE DRYSHIPS INC COM SHS Y2109Q101 Common Stock 22 6,462.00 SOLE N/A NONE DTE ENERGY CO COM 233331107 Common Stock 186 3,374.00 SOLE N/A NONE DTF TAX FREE INCOME INC COM 23334J107 Common Stock 0 16.00 SOLE N/A NONE DU PONT E I DE NEMOURS & CO COM 263534109 Common Stock 455 8,605.18 SOLE N/A NONE DUFF & PHELPS CORP NEW CL A COM 26433B107 Common Stock 1 40.00 SOLE N/A NONE DUKE ENERGY CORP NEW COM 26441C105 Common Stock 202 9,625.92 SOLE N/A NONE DUKE REALTY CORP COM NEW 264411505 Common Stock 0 31.00 SOLE N/A NONE DUN & BRADSTREET CORP DEL NEW COM 26483E100 Common Stock 11 127.87 SOLE N/A NONE DUNKIN BRANDS GROUP INC COM 265504100 Common Stock 8 250.00 SOLE N/A NONE DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 Common Stock ADR 0 500.00 SOLE N/A NONE DURECT CORP COM 266605104 Common Stock 0 12.00 SOLE N/A NONE DUSA PHARMACEUTICALS INC 266898105 Common Stock 9 1,500.00 SOLE N/A NONE DWS HIGH INCOME TR SHS NEW 23337C208 Common Stock 15 1,500.00 SOLE N/A NONE DWS MULTI MKT INCOME TR SHS 23338L108 Common Stock 226 21,861.14 SOLE N/A NONE DXP ENTERPRISES INC COM NEW 233377407 Common Stock 7 155.00 SOLE N/A NONE DYAX CORP COM 26746E103 Common Stock 5 3,500.00 SOLE N/A NONE DYNEGY INC DEL COM 26817G300 Common Stock 0 200.00 SOLE N/A NONE DYNEX CAP INC COM NEW 26817Q506 Common Stock 6 654.00 SOLE N/A NONE EAGLE BULK SHIPPING INC COM ISIN#MHY2187A1010 Y2187A101 Common Stock 1 383.00 SOLE N/A NONE EAST WEST BANCORP INC COM 27579R104 Common Stock 4 155.00 SOLE N/A NONE EASTMAN CHEM CO COM 277432100 Common Stock 167 3,229.60 SOLE N/A NONE EASTMAN KODAK CO COM 277461109 Common Stock 0 241.00 SOLE N/A NONE EATON CORP COM 278058102 Common Stock 40 805.67 SOLE N/A NONE EATON VANCE CORP COM NON VTG 278265103 Common Stock 73 2,555.00 SOLE N/A NONE EATON VANCE ENHANCED EQUITY INCOME FD COM 278274105 Common Stock 57 5,145.55 SOLE N/A NONE EATON VANCE ENHANCED EQUITY INCOME FD II COM 278277108 Common Stock 4 400.00 SOLE N/A NONE EATON VANCE FLOATING RATE INCOME TR COM 278279104 Common Stock 29 1,802.00 SOLE N/A NONE EATON VANCE LTD DURATION INCOME FD COM 27828H105 Common Stock 194 12,103.00 SOLE N/A NONE EATON VANCE MUN BD FD COM 27827X101 Common Stock 39 3,013.63 SOLE N/A NONE EATON VANCE MUN INCOME TR SH BEN INT 27826U108 Common Stock 3 200.00 SOLE N/A NONE EATON VANCE PA MUN BD FD COM 27828W102 Common Stock 59 4,274.96 SOLE N/A NONE EATON VANCE RISK MANAGED DIVERSIFIED EQUITY INCOME COM 27829G106 Common Stock 470 44,421.00 SOLE N/A NONE EATON VANCE SHORT DURATION DIVERSIFED INCOME FD COM 27828V104 Common Stock 1 31.00 SOLE N/A NONE EATON VANCE SR FLTNG RATE TR COM 27828Q105 Common Stock 4 266.00 SOLE N/A NONE EATON VANCE SR INCOME TR SH BEN INT 27826S103 Common Stock 1 200.00 SOLE N/A NONE EATON VANCE TAX ADVANTAGED DIVID INCOME FUND COM 27828G107 Common Stock 125 7,500.00 SOLE N/A NONE EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVID INCOME FD COM ISIN#US27828S1015 27828S101 Common Stock 9 650.00 SOLE N/A NONE EATON VANCE TAX ADVANTAGED GLOBAL DIVID OPPORTUNITIES FD COM 27828U106 Common Stock 6 292.00 SOLE N/A NONE EATON VANCE TAX MANAGED BUY WRITE INCOME FD COM 27828X100 Common Stock 162 11,860.00 SOLE N/A NONE EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD COM 27828Y108 Common Stock 99 7,681.00 SOLE N/A NONE EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIES FD COM 27829C105 Common Stock 88 7,987.00 SOLE N/A NONE EATON VANCE TAX MANAGED DIVERSIFIED EQUITY INCOME FD COM 27828N102 Common Stock 102 10,680.00 SOLE N/A NONE EATON VANCE TAX MANAGED GLOBAL DIVERSIFIED INCOME FD COM 27829F108 Common Stock 215 24,176.21 SOLE N/A NONE EBAY INC COM 278642103 Common Stock 93 2,524.00 SOLE N/A NONE ECA MARCELLUS TR I COM UNIT 26827L109 Common Stock 5 250.00 SOLE N/A NONE ECHELON CORP OC-COM 27874N105 Common Stock 0 60.00 SOLE N/A NONE ECOLAB INC 278865100 Common Stock 20 319.00 SOLE N/A NONE EDISON INTERNATIONAL 281020107 Common Stock 8 192.00 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EGSHARES BRAZIL INFRASTRUCTURE ETF 268461829 Common Stock 10 420.00 SOLE N/A NONE EGA EMERGING GLOBAL SHS TR EGSHARES GEMS COMPOSITE ETF 268461100 Common Stock 8 335.00 SOLE N/A NONE EL PASO CORP COM 28336L109 Common Stock 29 985.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- EL PASO PIPELINE PARTNERS L P COM UNIT LTD PARTNERSHIP INT 283702108 Common Stock 87 2,488.00 SOLE N/A NONE ELDORADO GOLD CORP NEW COM ISIN#CA2849021035 284902103 Common Stock 6 444.48 SOLE N/A NONE ELECTROBRAS CENTRAIS ELECTRICIAS ADR ISIN#US15234Q2075 15234Q207 Common Stock ADR 1 80.00 SOLE N/A NONE ELECTRONIC ARTS INC COM 285512109 Common Stock 0 3.00 SOLE N/A NONE ELI LILLY & CO COM 532457108 Common Stock 382 9,485.66 SOLE N/A NONE ELLSWORTH FUND LTD 289074106 Common Stock 237 32,239.00 SOLE N/A NONE EMBRAER S A SPONSORED ADR REPSTG PFD SHS ISIN#US29082A1079 29082A107 Preferred Stock ADR 6 200.00 SOLE N/A NONE EMC CORP (MASS) COM 268648102 Common Stock 186 6,237.00 SOLE N/A NONE EMERSON ELEC CO COM 291011104 Common Stock 27 512.00 SOLE N/A NONE EMMIS COMMUNICATIONS CORP CL A 291525103 Common Stock 0 179.00 SOLE N/A NONE ENBRIDGE ENERGY PARTNERS LP COM 29250R106 Common Stock 16 515.00 SOLE N/A NONE ENBRIDGE INC COM ISIN#CA29250N1050 29250N105 Common Stock 136 3,520.00 SOLE N/A NONE ENCANA CORP COM SHS ISIN#CA2925051047 292505104 Common Stock 22 1,104.34 SOLE N/A NONE ENDO PHARMACEUTICALS HLDGS INC 29264F205 Common Stock 1 21.00 SOLE N/A NONE ENDURANCE SPECIALITY HOLDINGS LTD COM ISIN#BMG303971060 G30397106 Common Stock 4 100.00 SOLE N/A NONE ENERGEN CORP COM 29265N108 Common Stock 47 957.00 SOLE N/A NONE ENERGIZER HLDGS INC COM 29266R108 Common Stock 5 67.00 SOLE N/A NONE ENERGY TRANSFER EQUITY LP COM UNITS REPSTG LTD PARTNERSHIP INT 29273V100 Common Stock 120 2,989.00 SOLE N/A NONE ENERGY TRANSFER PARTNERS L P UNIT LTD PARTNERSHIP INT 29273R109 Common Stock 685 14,610.12 SOLE N/A NONE ENERGYSOLUTIONS INC DEP SHS 292756202 Common Stock 8 1,552.00 SOLE N/A NONE ENERPLUS CORP COM ISIN#CA2927661025 292766102 Common Stock 120 5,381.77 SOLE N/A NONE ENERSIS S A SPON ADR ISIN#US29274F1049 29274F104 Common Stock ADR 2 76.00 SOLE N/A NONE ENI SPA SPONSORED ADR 26874R108 Common Stock ADR 6 121.00 SOLE N/A NONE ENPRO INDS INC COM 29355X107 Common Stock 3 68.00 SOLE N/A NONE ENSCO PLC SPONSORED ADR ISIN#US29358Q1094 29358Q109 Common Stock ADR 6 107.00 SOLE N/A NONE ENTERGY CORP NEW COM 29364G103 Common Stock 19 290.00 SOLE N/A NONE ENTERPRISE PRODS PARTNERS L P COM UNIT 293792107 Common Stock 893 17,689.24 SOLE N/A NONE EOG RES INC COM 26875P101 Common Stock 62 557.93 SOLE N/A NONE EQUIFAX INC 294429105 Common Stock 0 4.00 SOLE N/A NONE EQUINIX INC COM NEW 29444U502 Common Stock 24 154.00 SOLE N/A NONE EQUITY ONE INC COM 294752100 Common Stock 1 40.00 SOLE N/A NONE EQUITY RESIDENTIAL SHS BEN INT 29476L107 Common Stock 58 925.00 SOLE N/A NONE ERICSSON L M TEL CO ADR CL B SEK 10 NEW EXCH FOR ADR CL B SEK NEW 294821608 Common Stock ADR 168 16,288.83 SOLE N/A NONE ERIE INDTY CO CL A 29530P102 Common Stock 122 1,569.52 SOLE N/A NONE ESTEE LAUDER COMPANIES INC CL A 518439104 Common Stock 66 1,065.68 SOLE N/A NONE ESTERLINE TECH CORP FRMLY ESTERLINE CORP 297425100 Common Stock 27 373.00 SOLE N/A NONE ETFS GOLD TR SH 26922Y105 Common Stock 627 3,795.00 SOLE N/A NONE ETFS PALLADIUM TR SHS BEN INT 26923A106 Common Stock 6 87.00 SOLE N/A NONE ETFS PRECIOUS METALS BASKET TR ETFS PHYSICAL PM BASKET SHS 26922W109 Common Stock 6 67.00 SOLE N/A NONE ETFS SILVER TR SILVER SHS ETF 26922X107 Common Stock 50 1,564.00 SOLE N/A NONE ETFS WHITE METALS BASKET TR ETFS PHYSICAL WM BASKET SHS 26923B104 Common Stock 63 1,184.00 SOLE N/A NONE EV ENERGY PARTNERS LP COM UNITS REPSTG LTD PARTNER INT 26926V107 Common Stock 92 1,326.83 SOLE N/A NONE EVERCORE PARTNERS INC CL A 29977A105 Common Stock 1 20.56 SOLE N/A NONE EXELIS INC COM 30162A108 Common Stock 6 513.00 SOLE N/A NONE EXELIXIS INC COM 30161Q104 Common Stock 11 2,202.00 SOLE N/A NONE EXELON CORP COM 30161N101 Common Stock 813 20,724.96 SOLE N/A NONE EXPEDIA INC DEL COM NEW 30212P303 Common Stock 26 784.33 SOLE N/A NONE EXPEDITORS INTL WASH INC 302130109 Common Stock 38 824.65 SOLE N/A NONE EXPRESS SCRIPTS INC COM MER EFF 4/3/12 1 OLD/1 CU 30219G108 EXPRESS SCRIPTS HLDG CO 302182100 Common Stock 224 4,140.00 SOLE N/A NONE EXTERRAN PARTNERS L P COM UNITS REPSTG LTD PARTNER INT 30225N105 Common Stock 9 400.00 SOLE N/A NONE EXXON MOBIL CORP COM 30231G102 Common Stock 5194 59,886.43 SOLE N/A NONE F N B CORP PA COM 302520101 Common Stock 6 500.00 SOLE N/A NONE F5 NETWORKS INC COM 315616102 Common Stock 677 5,015.00 SOLE N/A NONE FACTSET RESEARCH SYSTEMS INC 303075105 Common Stock 1 10.00 SOLE N/A NONE FAIR ISAAC CORPORATION COM 303250104 Common Stock 0 6.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- FAMILY DOLLAR STORES 307000109 Common Stock 154 2,427.00 SOLE N/A NONE FASTENAL CO 311900104 Common Stock 220 4,064.00 SOLE N/A NONE FEDERAL SIGNAL CORP 313855108 Common Stock 2 307.26 SOLE N/A NONE FEDERATED INVS INC PA CL B 314211103 Common Stock 1 40.00 SOLE N/A NONE FEDERATED PREMIER INTER MUN INCOME FD COM 31423M105 Common Stock 30 2,040.00 SOLE N/A NONE FEDEX CORP COM 31428X106 Common Stock 472 5,130.48 SOLE N/A NONE FEI COMPANY COMMON 30241L109 Common Stock 9 178.00 SOLE N/A NONE FERRELLGAS PARTNERS L P UNIT LTD PARTNERSHIP INT 315293100 Common Stock 22 1,432.00 SOLE N/A NONE FIDELITY NATL FINL INC CL A COM 31620R105 Common Stock 19 1,037.00 SOLE N/A NONE FIDELITY NATL INFORMATION SVCS INC COM 31620M106 Common Stock 0 12.00 SOLE N/A NONE FIDUCIARY CLAYMORE MLP OPPORTUNITY FD 31647Q106 Common Stock 4 160.00 SOLE N/A NONE FIFTH ST FIN CORP COM 31678A103 Common Stock 51 5,259.88 SOLE N/A NONE FIFTH THIRD BANCORP COM 316773100 Common Stock 164 11,654.31 SOLE N/A NONE FINANCIAL INSTNS INC COM 317585404 Common Stock 7 452.00 SOLE N/A NONE FIRST CASH FIN'L SVCS INC (FORMALLY) FIRST CASH INC EFF 1/14/99 31942D107 Common Stock 17 388.00 SOLE N/A NONE FIRST CMNTY BANCSHARES INC NEV COM 31983A103 Common Stock 2 148.00 SOLE N/A NONE FIRST INDL RLTY TR INC COM 32054K103 Common Stock 2 165.00 SOLE N/A NONE FIRST MIDWEST BANCORP INC ILL. 320867104 Common Stock 0 9.00 SOLE N/A NONE FIRST NIAGARA FINL GROUP INC NEW COM 33582V108 Common Stock 13 1,280.00 SOLE N/A NONE FIRST SOLAR INC COM 336433107 Common Stock 61 2,421.00 SOLE N/A NONE FIRST TR / ABERDEEN EMERGING OPPORTUNITY FD COM SHS 33731K102 Common Stock 11 509.80 SOLE N/A NONE FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL 33718M105 Common Stock 14 627.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED ALPHADEX FD II BRAZIL ALPHADEX FD 33737J133 Common Stock 4 130.00 SOLE N/A NONE FIRST TR EXCHANGE TRADED FD AMEX BIOTECHNOLOGY INDEX FD 33733E203 Common Stock 15 365.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD DB STRATEGIC VALUE INDEX FD 33733E104 Common Stock 14 550.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II CONSUMER STAPLES ALPHADEX 33734X119 Common Stock 519 20,725.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II ENERGY ALPHADEX FD ANNUAL 33734X127 Common Stock 4 205.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II FIRST TR DOW JONES GLOBAL DIVIDEND INDEX FD 33734X200 Common Stock 5 200.00 SOLE N/A NONE FIRST TR EXCHANGE-TRADED FD II ISE CLOUD COMPUTING INDEX FD 33734X192 Common Stock 12 585.00 SOLE N/A NONE FIRST TR IPOX INDEX FD SHS 336920103 Common Stock 0 1.00 SOLE N/A NONE FIRST TR ISE CHINDIA INDEX FD COM 33733A102 Common Stock 0 10.00 SOLE N/A NONE FIRST TR ISE GLOBAL WIND ENERGY INDEX FD COM SHS 33736G106 Common Stock 7 930.00 SOLE N/A NONE FIRST TR ISE REVERE NAT GAS INDEX FD COM 33734J102 Common Stock 14 801.65 SOLE N/A NONE FIRST TR ISE WTR INDEX FD COM 33733B100 Common Stock 2 100.00 SOLE N/A NONE FIRST TR MID CAP CORE ALPHADEX FD 33735B108 Common Stock 9 235.00 SOLE N/A NONE FIRST TR MORNINGSTAR DIVID LEADERS INDEX FD SHS 336917109 Common Stock 7 410.00 SOLE N/A NONE FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHS 337345102 Common Stock 6 222.00 SOLE N/A NONE FIRST TR S&P REIT INDEX FD COM 33734G108 Common Stock 3 195.00 SOLE N/A NONE FIRST TR SPECIALITY FIN & FINL OPPORTUNITIES FD COM 33733G109 Common Stock 11 1,500.00 SOLE N/A NONE FIRST TR VALUE LINE DIVID INDEX FD SHS ISIN#US33734H1068 33734H106 Common Stock 252 14,911.40 SOLE N/A NONE FIRSTENERGY CORP COM 337932107 Common Stock 25 546.00 SOLE N/A NONE FISERV INC COM 337738108 Common Stock 24 345.00 SOLE N/A NONE FIVE STAR QUALITY CARE INC COM 33832D106 Common Stock 0 1.00 SOLE N/A NONE FLAHERTY & CRUMRINE CLAYMORE TOTAL RETURN FD INC 338479108 Common Stock 4 205.00 SOLE N/A NONE FLAHERTY & CRUMRINE PFD INCOME OPPTY FD INC COM 33848E106 Common Stock 26 2,330.00 SOLE N/A NONE FLEXTRONICS INTL LTD ORD SHS ISIN#SG9999000020 Y2573F102 Common Stock 7 900.00 SOLE N/A NONE FLIR SYSTEMS INC 302445101 Common Stock 4 170.00 SOLE N/A NONE FLOWSERVE CORP COM 34354P105 Common Stock 23 200.00 SOLE N/A NONE FLUOR CORP NEW COM 343412102 Common Stock 43 723.28 SOLE N/A NONE FMC CORP NEW 302491303 Common Stock 34 324.00 SOLE N/A NONE FMC TECHNOLOGIES INC COM 30249U101 Common Stock 20 399.00 SOLE N/A NONE FOMENTO ECONOMICO MEX S A B DE C V NEW ISIN#US3444191064 SPON ADR REP UNIT1 SER B SH & 2 SER D B SHS & 2 SER D L SHS 344419106 Common Stock ADR 7 89.75 SOLE N/A NONE FOOT LOCKER INC COM 344849104 Common Stock 29 920.00 SOLE N/A NONE FORD MOTOR CO DEL COM PAR 345370860 Common Stock 726 58,204.85 SOLE N/A NONE FOREST CITY ENTERPRISES INC CL A 345550107 Common Stock 0 19.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- FOREST LABS INC COM 345838106 Common Stock 6 178.00 SOLE N/A NONE FORESTAR GROUP INC COM 346233109 Common Stock 1 72.00 SOLE N/A NONE FORT DEARBORN INCOME SECS INC 347200107 Common Stock 0 22.00 SOLE N/A NONE FORTUNE BRANDS HOMES & SEC INC COM 34964C106 Common Stock 1 23.00 SOLE N/A NONE FORWARD AIR CORP COM 349853101 Common Stock 3 75.00 SOLE N/A NONE FRANCE TELECOM SPONSORED ADR 35177Q105 Common Stock ADR 19 1,302.00 SOLE N/A NONE FRANKLIN RESOURCES INC 354613101 Common Stock 3 27.00 SOLE N/A NONE FRANKLIN UNIVERSAL TRUST SHS BEN INT 355145103 Common Stock 7 955.68 SOLE N/A NONE FREEPORT-MCMORAN COPPER & GOLD INC CL B 35671D857 Common Stock 556 14,625.74 SOLE N/A NONE FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR REPSTG SHS ISIN#US3580291066 358029106 Common Stock ADR 4 51.00 SOLE N/A NONE FRONTIER COMMUNICATIONS CORP COM 35906A108 Common Stock 50 12,079.50 SOLE N/A NONE FRONTLINE LTD SHS ISIN#BMG3682E1277 G3682E127 Common Stock 5 666.00 SOLE N/A NONE FUEL SYS SOLUTIONS INC COM 35952W103 Common Stock 2 76.00 SOLE N/A NONE FUELCELL ENERGY INC COM 35952H106 Common Stock 0 100.00 SOLE N/A NONE FURIEX PHARMACEUTICALS INC COM 36106P101 Common Stock 0 10.00 SOLE N/A NONE FUSION-IO INC COM 36112J107 Common Stock 98 3,435.00 SOLE N/A NONE GABELLI DIVID & INCOME TR COM 36242H104 Common Stock 194 11,859.00 SOLE N/A NONE GABELLI EQUITY TRUST INC 362397101 Common Stock 4 643.00 SOLE N/A NONE GABELLI GLOBAL UTIL & INCOME TR COM SH BEN INT 36242L105 Common Stock 3 140.00 SOLE N/A NONE GABELLI HEALTHCARE & WELLNESS TR SHS 36246K103 Common Stock 968 116,381.00 SOLE N/A NONE GABELLI MULTIMEDIA TR INC COM 36239Q109 Common Stock 24 3,313.00 SOLE N/A NONE GABELLI UTIL TR 36240A101 Common Stock 11 1,320.00 SOLE N/A NONE GAFISA S A SPONS ADR REPSTG 2 COM SHS 362607301 Common Stock ADR 1 208.43 SOLE N/A NONE GALLAGHER ARTHUR J & CO 363576109 Common Stock 12 335.65 SOLE N/A NONE GAMCO GLOBAL GOLD NAT RES & INCOME TR BY GABELLI COM SH BEN INT 36465A109 Common Stock 10 625.00 SOLE N/A NONE GAMESTOP CORP NEW CLASS A 36467W109 Common Stock 23 1,047.57 SOLE N/A NONE GANNETT COMPANY INC 364730101 Common Stock 5 298.00 SOLE N/A NONE GAP INC 364760108 Common Stock 4 134.00 SOLE N/A NONE GARDNER DENVER INC (PREVIOUSLY KNOWN AS GARDNER MACHINERY INC) 365558105 Common Stock 20 325.00 SOLE N/A NONE GARMIN LTD SHS ISIN#CH0114405324 H2906T109 Common Stock 22 475.00 SOLE N/A NONE GATX CORP 361448103 Common Stock 2 50.00 SOLE N/A NONE GAYLORD ENTMT CO NEW COM 367905106 Common Stock 6 200.00 SOLE N/A NONE GDL FD COM SH BEN INT 361570104 Common Stock 9 696.00 SOLE N/A NONE GENCO SHIPPING & TRADING LTD SHS ISIN#MHY2685T1073 Y2685T107 Common Stock 1 200.00 SOLE N/A NONE GENERAL DYNAMICS CORP COM 369550108 Common Stock 117 1,589.72 SOLE N/A NONE GENERAL ELECTRIC CO COM 369604103 Common Stock 3432 170,977.69 SOLE N/A NONE GENERAL MILLS INC COM 370334104 Common Stock 434 11,007.52 SOLE N/A NONE GENERAL MTRS CO COM 37045V100 Common Stock 144 5,627.00 SOLE N/A NONE GENERAL MTRS CO WT EXP EXP 07/10/16 37045V118 Warrants 11 651.00 SOLE N/A NONE GENERAL MTRS CO WT EXP EXP 07/10/19 37045V126 Warrants 7 651.00 SOLE N/A NONE GENESEE & WYO INC CL A 371559105 Common Stock 5 100.00 SOLE N/A NONE GENESIS ENERGY L P UNIT LTD PARTNERSHIP INT 371927104 Common Stock 43 1,400.00 SOLE N/A NONE GENON ENERGY INC COM 37244E107 Common Stock 1 493.00 SOLE N/A NONE GENTEX CORP COM 371901109 Common Stock 20 800.00 SOLE N/A NONE GENUINE PARTS CO 372460105 Common Stock 169 2,699.00 SOLE N/A NONE GENWORTH FINL INC COM CL A 37247D106 Common Stock 23 2,761.00 SOLE N/A NONE GERDAU S A SPONSORED ADR 373737105 Common Stock ADR 0 10.00 SOLE N/A NONE GERON CORP COM 374163103 Common Stock 0 15.00 SOLE N/A NONE GETTY RLTY CORP NEW COM 374297109 Common Stock 2 150.00 SOLE N/A NONE GILEAD SCIENCES INC 375558103 Common Stock 263 5,384.00 SOLE N/A NONE GIVEN IMAGING ORD SHS ISIN#IL0010865371 M52020100 Common Stock 4 200.00 SOLE N/A NONE GLAXOSMITHKLINE PLC SPONS ADR 37733W105 Common Stock ADR 163 3,637.51 SOLE N/A NONE GLIMCHER RLTY TR SH BEN INT 379302102 Common Stock 0 25.00 SOLE N/A NONE GLOBAL INCOME & CURRENCY FUND INC COM 378968101 Common Stock 68 4,986.00 SOLE N/A NONE GLOBAL PMTS INC COM 37940X102 Common Stock 10 203.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- GLOBAL X FDS FTSE COLOMBIA 20 ETF 37950E200 Common Stock 34 1,620.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X BRAZIL MID CAP ETF 37950E788 Common Stock 9 524.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X CDA PFD ETF 37950E481 Common Stock 23 1,598.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X COPPER MINERS ETF 37950E861 Common Stock 3 200.00 SOLE N/A NONE GLOBAL X FDS GLOBAL X SILVER MINERS ETF 37950E853 Common Stock 301 13,535.00 SOLE N/A NONE GOLD FIELDS LTD NEW SPONS ADR 38059T106 Common Stock ADR 20 1,439.00 SOLE N/A NONE GOLDCORP INC NEW COM ISIN#CA3809564097 380956409 Common Stock 43 950.00 SOLE N/A NONE GOLDMAN SACHS GROUP INC COM 38141G104 Common Stock 582 4,682.23 SOLE N/A NONE GOODRICH CORP 382388106 Common Stock 16 125.00 SOLE N/A NONE GOODYEAR TIRE & RUBR CO COM 382550101 Common Stock 21 1,832.00 SOLE N/A NONE GOOGLE INC CL A 38259P508 Common Stock 825 1,287.00 SOLE N/A NONE GRACE W R & CO DEL NEW COM 38388F108 Common Stock 9 152.00 SOLE N/A NONE GRACO INC 384109104 Common Stock 0 3.00 SOLE N/A NONE GRAHAM CORP 384556106 Common Stock 2 100.00 SOLE N/A NONE GRAINGER WW INC 384802104 Common Stock 36 169.02 SOLE N/A NONE GRAMERCY CAP CORP COM 384871109 Common Stock 4 1,352.00 SOLE N/A NONE GREATER CHINA FD INC COM 39167B102 Common Stock 2 163.00 SOLE N/A NONE GREEN MTN COFFEE ROASTERS INC COM 393122106 Common Stock 45 959.00 SOLE N/A NONE GREEN PLAINS RENEWABLE ENERGY INC COM 393222104 Common Stock 5 483.00 SOLE N/A NONE GREENE CNTY BANCORP INC COM 394357107 Common Stock 9 500.00 SOLE N/A NONE GREENHAVEN CONTINUOUS COMMODITY INDEX FD UNIT BEN INT 395258106 Common Stock 132 4,345.00 SOLE N/A NONE GREENHILL & CO INC COM 395259104 Common Stock 1 17.00 SOLE N/A NONE GREENHUNTER ENERGY INC COM 39530A104 Common Stock 2 1,000.00 SOLE N/A NONE GREIF INC CL A 397624107 Common Stock 219 3,911.00 SOLE N/A NONE GRIFFON CORP CONTINGENT SUB NT CONV 2ND SER 4.000% 07/18/23 B/EDTD 07/18/03 CLB PUT0229 BARCLAYS Corporate Bond/Note CAPITAL; INC 398433AC6 Convertible Domestic 2 2,000.00 SOLE N/A NONE GROUPON INC COM CL A 399473107 Common Stock 9 500.00 SOLE N/A NONE GRUBB & ELLIS CO COM PAR $0 01 400095204 Common Stock 0 2,200.00 SOLE N/A NONE GRUPO TELEVISA SA DE CV SPON ADR REPSTG ORD PARTN CTF ISIN#US40049J2069 40049J206 Common Stock ADR 1 61.00 SOLE N/A NONE GS FIN CORP MED TEM NTS CLAYMORE CEF INDEX LKD GS CONNECT 362273104 Common Stock 8 450.00 SOLE N/A NONE GT ADVANCED TECHNOLOGIES INC COM 36191U106 Common Stock 22 2,700.00 SOLE N/A NONE GTX INC DEL COM 40052B108 Common Stock 1 201.00 SOLE N/A NONE GUANGSHEN RY LTD SPONSORED ADR 40065W107 Common Stock ADR 116 6,030.00 SOLE N/A NONE GUESS INC COM 401617105 Common Stock 29 919.92 SOLE N/A NONE GUGGENHEIM ENHANCED EQUITY STRATEGY FD COM 40167K100 Common Stock 1 83.00 SOLE N/A NONE GUGGENHEIM STRATEGIC OPPORTUNITIES FD COM SHS OF BEN INT 40167F101 Common Stock 78 3,773.22 SOLE N/A NONE H & Q HEALTHCARE INVS SH BEN INT 404052102 Common Stock 0 26.00 SOLE N/A NONE H&Q LIFE SCIENCES INVS SH BEN INT 404053100 Common Stock 1 95.00 SOLE N/A NONE HAIN CELESTIAL GROUP INC COM 405217100 Common Stock 5 112.00 SOLE N/A NONE HALLIBURTON CO COM 406216101 Common Stock 508 15,310.93 SOLE N/A NONE HANCOCK HLDG CO COM 410120109 Common Stock 2 49.00 SOLE N/A NONE HANCOCK JOHN INVS TR SH BEN INT 410142103 Common Stock 18 787.58 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD III COM 41021P103 Common Stock 12 700.00 SOLE N/A NONE HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 Common Stock 19 853.01 SOLE N/A NONE HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 Common Stock 145 10,778.24 SOLE N/A NONE HANCOCK JOHN TAX ADVANTAGED DIVID FD COM 41013V100 Common Stock 9 500.00 SOLE N/A NONE HANESBRANDS INC COM 410345102 Common Stock 8 257.00 SOLE N/A NONE HANWHA SOLARONE CO LTD SPONSORED ADR ISIN#US41135V1035 41135V103 Common Stock ADR 3 2,545.00 SOLE N/A NONE HARLEY DAVIDSON INC COM 412822108 Common Stock 46 943.00 SOLE N/A NONE HARMAN INTL INDS INC NEW COM 413086109 Common Stock 1 25.00 SOLE N/A NONE HARMONIC INC COM 413160102 Common Stock 1 267.00 SOLE N/A NONE HARRIS CORP DEL 413875105 Common Stock 39 865.00 SOLE N/A NONE HARSCO CORP 415864107 Common Stock 2 90.00 SOLE N/A NONE HARTFORD FINL SVCS GROUP INC COM 416515104 Common Stock 42 1,992.41 SOLE N/A NONE HASBRO INC COM 418056107 Common Stock 258 7,019.00 SOLE N/A NONE HATTERAS FINL CORP COM 41902R103 Common Stock 282 10,116.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- HAWAIIAN ELEC INDS INC COM 419870100 Common Stock 75 2,950.00 SOLE N/A NONE HAWTHORN BANCSHARES INC COM 420476103 Common Stock 4 561.00 SOLE N/A NONE HAYNES INTL INC COM NEW 420877201 Common Stock 1 10.00 SOLE N/A NONE HCA HLDGS INC COM 40412C101 Common Stock 1 45.00 SOLE N/A NONE HCC INS HLDGS INC COM 404132102 Common Stock 2 54.00 SOLE N/A NONE HCP INC COM 40414L109 Common Stock 16 401.00 SOLE N/A NONE HEADWATERS INC COM 42210P102 Common Stock 0 100.00 SOLE N/A NONE HEALTH CARE REIT INC COM 42217K106 Common Stock 50 903.00 SOLE N/A NONE HEALTHCARE REALTY TRUST INC 421946104 Common Stock 1 25.00 SOLE N/A NONE HEALTHSOUTH CORP COM NEW 421924309 Common Stock 0 21.00 SOLE N/A NONE HEALTHWAYS INC COM 422245100 Common Stock 0 1.00 SOLE N/A NONE HECLA MINING COMPANY 422704106 Common Stock 2 376.00 SOLE N/A NONE HEINZ H J COMPANY 423074103 Common Stock 718 13,403.83 SOLE N/A NONE HELIOS ADVANTAGE INCOME FD INC COM NEW 42327W206 Common Stock 6 600.00 SOLE N/A NONE HELIOS HIGH INCOME FD INC COM NEW 42327X204 Common Stock 4 500.00 SOLE N/A NONE HELIOS MULTI SECTOR HIGH INCOME FD INC COM NEW 42327Y202 Common Stock 3 500.00 SOLE N/A NONE HELMERICH & PAYNE INC COM 423452101 Common Stock 8 151.00 SOLE N/A NONE HENRY JACK & ASSOC INC COM 426281101 Common Stock 0 4.00 SOLE N/A NONE HENRY SCHEIN INC 806407102 Common Stock 2 20.00 SOLE N/A NONE HERBALIFE LTD USD COM SHS ISIN#KYG4412G1010 G4412G101 Common Stock 194 2,812.35 SOLE N/A NONE HERCULES OFFSHORE INC COM 427093109 Common Stock 5 1,000.00 SOLE N/A NONE HERITAGE FINL CORP WASH COM 42722X106 Common Stock 4 315.00 SOLE N/A NONE HERSHEY CO COM 427866108 Common Stock 40 655.00 SOLE N/A NONE HERTZ GLOBAL HLDGS INC COM 42805T105 Common Stock 11 723.00 SOLE N/A NONE HESS CORP COM 42809H107 Common Stock 116 1,961.00 SOLE N/A NONE HEWLETT PACKARD CO COM 428236103 Common Stock 184 7,736.83 SOLE N/A NONE HEXCEL CORP NEW COM 428291108 Common Stock 4 165.00 SOLE N/A NONE HITACHI LTD ADR 10 COM NEW 433578507 Common Stock ADR 42 645.00 SOLE N/A NONE HI-TECH PHARMACAL INC COM 42840B101 Common Stock 2 45.00 SOLE N/A NONE HMS HLDGS CORP COM 40425J101 Common Stock 19 610.00 SOLE N/A NONE HOLLYFRONTIER CORP COM 436106108 Common Stock 21 660.00 SOLE N/A NONE HOME BANCSHARES INC COM 436893200 Common Stock 16 594.00 SOLE N/A NONE HOME DEPOT INC COM 437076102 Common Stock 201 3,988.10 SOLE N/A NONE HOME PPTYS INC COM 437306103 Common Stock 26 432.00 SOLE N/A NONE HONDA MTR LTD ADR REPRESENTING 2 ORD SHS 438128308 Common Stock ADR 11 281.00 SOLE N/A NONE HONEYWELL INTL INC COM ISIN#US4385161066 438516106 Common Stock 280 4,589.12 SOLE N/A NONE HORMEL FOODS CORP COM 440452100 Common Stock 15 500.00 SOLE N/A NONE HOSPIRA INC COM 441060100 Common Stock 14 366.00 SOLE N/A NONE HOVNANIAN ENTERPRISES INC CL A COM 442487203 Common Stock 2 744.00 SOLE N/A NONE HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6.20% CALLABLE 12/16/10 ISIN#US4042806046 404280604 Preferred Stock 72 2,900.00 SOLE N/A NONE HSBC HLDGS PLC SPONS ADR NEW 404280406 Common Stock ADR 19 435.00 SOLE N/A NONE HSBC USA INC LKD TO S&P COMMODITY TRENDS INDICATOR TOTAL RETURN 4042EP602 Common Stock 4 600.00 SOLE N/A NONE HSN INC NEW COM 404303109 Common Stock 0 2.00 SOLE N/A NONE HUANENG PWR INTL INC SPONSORED ADR SER N SHS 443304100 Common Stock ADR 18 801.00 SOLE N/A NONE HUBBELL INC CL A 443510102 Common Stock 8 100.00 SOLE N/A NONE HUBBELL INC CL B (PREVIOUSLY HUBBELL HARVEY INC) 443510201 Common Stock 16 200.00 SOLE N/A NONE HUDSON CITY BANCORP INC 443683107 Common Stock 243 33,228.97 SOLE N/A NONE HUDSON HIGHLAND GROUP INC COM 443792106 Common Stock 0 1.00 SOLE N/A NONE HUGOTON RTY TR TEX UNIT BEN INT 444717102 Common Stock 3 174.18 SOLE N/A NONE HUMAN GENOME SCIENCES INC COM 444903108 Common Stock 13 1,606.00 SOLE N/A NONE HUMANA INC COM 444859102 Common Stock 121 1,308.00 SOLE N/A NONE HUNT J B TRANS SVCS INC COM 445658107 Common Stock 19 345.00 SOLE N/A NONE HUNTINGTON INGALLS INDS INC COM 446413106 Common Stock 3 67.00 SOLE N/A NONE HUNTSMAN CORP COM 447011107 Common Stock 12 850.00 SOLE N/A NONE HUTCHINSON TECHNOLOGY INC 448407106 Common Stock 2 1,000.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- HYPERDYNAMICS CORP COM 448954107 Common Stock 2 1,900.00 SOLE N/A NONE IAC INTERACTIVECORP COM PAR 44919P508 Common Stock 0 5.00 SOLE N/A NONE IAMGOLD CORP COM ISIN#CA4509131088 450913108 Common Stock 15 1,100.00 SOLE N/A NONE ICG GROUP INC COM 44928D108 Common Stock 3 337.00 SOLE N/A NONE IDEX CORP 45167R104 Common Stock 0 5.00 SOLE N/A NONE IHS INC COM CL A 451734107 Common Stock 0 1.00 SOLE N/A NONE ILLINOIS TOOL WORKS INC COM 452308109 Common Stock 543 9,499.20 SOLE N/A NONE IMAX CORP COM 45245E109 Common Stock 2 100.00 SOLE N/A NONE IMPAX LABORATORIES INC COM 45256B101 Common Stock 22 889.00 SOLE N/A NONE IMPERIAL OIL LTD COM 453038408 Common Stock 41 899.00 SOLE N/A NONE INCYTE CORP COM 45337C102 Common Stock 1 35.00 SOLE N/A NONE INDEXIQ ETF TR IQ AUSTRALIA SMALL CAP ETF 45409B826 Common Stock 9 400.00 SOLE N/A NONE INDEXIQ ETF TR IQ CANADA SMALL CAP ETF 45409B867 Common Stock 5 200.00 SOLE N/A NONE INDEXIQ ETF TR IQ HEDGE MULTI-STRATEGY TRACKER ETF 45409B107 Common Stock 33 1,175.00 SOLE N/A NONE INDEXIQ ETF TR IQ SOUTH KOREA SMALL CAP ETF 45409B768 Common Stock 1 40.00 SOLE N/A NONE INDIA FUND INC COM ISIN#US4540891037 454089103 Common Stock 44 1,964.65 SOLE N/A NONE INERGY L P UNIT LTD PARTNERSHIP INT 456615103 Common Stock 41 2,510.00 SOLE N/A NONE INFORMATICA CORP 45666Q102 Common Stock 32 608.00 SOLE N/A NONE INFOSYS LTD SPONSORED ADR REPSTG 1 EQUITY SHS ISIN#US4567881085 456788108 Common Stock ADR 6 107.00 SOLE N/A NONE ING ASIA PAC HIGH DIVID EQUITY INCOME FD COM 44983J107 Common Stock 24 1,488.00 SOLE N/A NONE ING GLOBAL ADVANTAGE & PREM OPPORTUNITY FD COM 44982N109 Common Stock 0 20.00 SOLE N/A NONE ING GLOBAL EQUITY DIVID & PREM OPPTY FD COM 45684E107 Common Stock 227 23,721.79 SOLE N/A NONE ING GROEP N V ADR 456837103 Common Stock ADR 1 65.00 SOLE N/A NONE ING INTL HIGH DIVID EQUITY INCOME FD COM 45684Q100 Common Stock 0 20.00 SOLE N/A NONE ING PRIME RATE TR SH BEN INT 44977W106 Common Stock 2 375.00 SOLE N/A NONE INGERSOLL RAND PLC SHS ISIN#IE00B6330302 G47791101 Common Stock 37 898.00 SOLE N/A NONE INGRAM MICRO INC CL A 457153104 Common Stock 11 567.00 SOLE N/A NONE INNOPHOS HLDGS INC COM 45774N108 Common Stock 5 95.00 SOLE N/A NONE INTEGRA LIFESCIENCES HLDGS CORP COM NEW 457985208 Common Stock 0 5.00 SOLE N/A NONE INTEGRATED DEVICE TECHNOLOGY INC COM 458118106 Common Stock 0 2.00 SOLE N/A NONE INTEGRYS ENERGY GRP INC COM 45822P105 Common Stock 6 120.00 SOLE N/A NONE INTEL CORP COM 458140100 Common Stock 1370 48,731.75 SOLE N/A NONE INTERCONTINENTAL EXCH ANGE INC COM 45865V100 Common Stock 19 135.00 SOLE N/A NONE INTERDIGITAL INC PA COM ISIN#US45867G1013 45867G101 Common Stock 2 67.00 SOLE N/A NONE INTERNATIONAL BUSINESS MACHS CORP COM 459200101 Common Stock 4105 19,675.31 SOLE N/A NONE INTERNATIONAL GAME TECHNOLOGY COM 459902102 Common Stock 0 10.00 SOLE N/A NONE INTERNATIONAL PAPER CO 460146103 Common Stock 346 9,853.48 SOLE N/A NONE INTERNATIONAL SPEEDWAY CORP CL A 460335201 Common Stock 12 434.00 SOLE N/A NONE INTERPUBLIC GROUP COS INC COM 460690100 Common Stock 0 1.00 SOLE N/A NONE INTERSIL CORP CL A 46069S109 Common Stock 0 11.00 SOLE N/A NONE INTERVAL LEISURE GROUP INC COM 46113M108 Common Stock 0 2.00 SOLE N/A NONE INTL FLAVORS & FRAGRANCES INC 459506101 Common Stock 7 123.00 SOLE N/A NONE INTUIT INCORPORATED COM 461202103 Common Stock 50 839.00 SOLE N/A NONE INTUITIVE SURGICAL INC COM NEW 46120E602 Common Stock 429 791.00 SOLE N/A NONE INVESCO HIGH YIELD INVTS FD INC COM 46133K108 Common Stock 1 153.00 SOLE N/A NONE INVESCO LTD ORD SHS ISIN#BMG491BT11088 G491BT108 Common Stock 0 4.00 SOLE N/A NONE INVESCO MORTGAGE CAPITAL INC COM 46131B100 Common Stock 78 4,440.98 SOLE N/A NONE INVESCO MUN INCOME OPPORTUNITIES TR COM 46132X101 Common Stock 7 1,000.00 SOLE N/A NONE INVESCO QUALITY MUN INCOME TR COM 46133G107 Common Stock 9 660.00 SOLE N/A NONE INVESCO VAN KAMPEN ADVANTAGE MUN INCOME TR II COM 46132E103 Common Stock 9 700.38 SOLE N/A NONE INVESCO VAN KAMPEN DYNAMIC CR OPP FD COM 46132R104 Common Stock 12 1,000.00 SOLE N/A NONE INVESCO VAN KAMPEN MUN OPPORTUNITY TR COM 46132C107 Common Stock 2 150.00 SOLE N/A NONE INVESCO VAN KAMPEN PA VALUE MUN INCOME TR COM 46132K109 Common Stock 5 322.00 SOLE N/A NONE INVESCO VAN KAMPEN SELECT SECTOR MUNI TR COM 46132G108 Common Stock 22 1,730.05 SOLE N/A NONE INVESCO VAN KAMPEN SR INCOME TR COM 46131H107 Common Stock 2 504.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- INVESCO VAN KAMPEN TR INVT GRADE MUNS COM 46131M106 Common Stock 90 5,929.87 SOLE N/A NONE INVESCO VAN KAMPEN TR INVT GRADE NEW YORK MUNS COM 46131T101 Common Stock 149 9,387.06 SOLE N/A NONE INVESTMENT TECHOLOGY GROUP INC NEW COM 46145F105 Common Stock 1 75.00 SOLE N/A NONE INVESTORS BANCORP INC COM 46146P102 Common Stock 25 1,660.00 SOLE N/A NONE IPG PHOTONICS CORP COM 44980X109 Common Stock 12 225.00 SOLE N/A NONE IRELAND BK SPONSORED ADR NEW ISIN#US46267Q2021 46267Q202 Common Stock ADR 5 740.00 SOLE N/A NONE IROBOT CORP COM 462726100 Common Stock 6 210.00 SOLE N/A NONE IRON MTN INC PA COM 462846106 Common Stock 2 75.00 SOLE N/A NONE ISHARES COMEX GOLD TR ISHARES 464285105 Common Stock 1998 122,815.00 SOLE N/A NONE ISHARES DIVERSIFIED ALTERNATIVES TR SH BEN INT 464294107 Common Stock 119 2,450.00 SOLE N/A NONE ISHARES GSCI COMMODITY INDEXED TR UNIT BEN INT 46428R107 Common Stock 47 1,360.00 SOLE N/A NONE ISHARES INC MCSI BRIC INDEX FD 464286657 Common Stock 107 2,610.77 SOLE N/A NONE ISHARES INC MCSI TURKEY INDEX FD 464286715 Common Stock 54 1,010.00 SOLE N/A NONE ISHARES INC MSCI AUSTRALIA INDEX FD 464286103 Common Stock 173 7,369.80 SOLE N/A NONE ISHARES INC MSCI AUSTRIA INVESTABLE MARKET INDEX FD 464286202 Common Stock 1 75.37 SOLE N/A NONE ISHARES INC MSCI BELGIUM INDEX FD 464286301 Common Stock 1 99.00 SOLE N/A NONE ISHARES INC MSCI BRAZIL FREE INDEX FD 464286400 Common Stock 502 7,760.52 SOLE N/A NONE ISHARES INC MSCI CDA INDEX FD 464286509 Common Stock 344 12,144.33 SOLE N/A NONE ISHARES INC MSCI CHILE INVESTABLE MARKET INDEX FD 464286640 Common Stock 95 1,397.93 SOLE N/A NONE ISHARES INC MSCI GERMANY INDEX FD 464286806 Common Stock 334 14,342.41 SOLE N/A NONE ISHARES INC MSCI HONG KONG INDEX FD 464286871 Common Stock 108 6,200.00 SOLE N/A NONE ISHARES INC MSCI ISRAEL CAPPED INDEX FD 464286632 Common Stock 4 100.00 SOLE N/A NONE ISHARES INC MSCI JAPAN INDEX FD 464286848 Common Stock 47 4,623.00 SOLE N/A NONE ISHARES INC MSCI MALAYSIA FREE INDEX FD 464286830 Common Stock 0 28.00 SOLE N/A NONE ISHARES INC MSCI MEXICO FREE INDEX FD 464286822 Common Stock 28 450.00 SOLE N/A NONE ISHARES INC MSCI MKTS EASTERN EUROPE INDEX FD 464286566 Common Stock 6 200.00 SOLE N/A NONE ISHARES INC MSCI PACIFIC EX-JAPAN INDEX FD 464286665 Common Stock 217 4,996.55 SOLE N/A NONE ISHARES INC MSCI SINGAPORE INDEX FD 464286673 Common Stock 160 12,450.00 SOLE N/A NONE ISHARES INC MSCI SOUTH AFRICA INDEX FD 464286780 Common Stock 32 457.86 SOLE N/A NONE ISHARES INC MSCI SOUTH KOREA INDEX FD 464286772 Common Stock 55 915.86 SOLE N/A NONE ISHARES INC MSCI SPAIN INDEX FD 464286764 Common Stock 2 58.00 SOLE N/A NONE ISHARES INC MSCI SWEDEN INDEX FD 464286756 Common Stock 2 85.00 SOLE N/A NONE ISHARES INC MSCI SWITZERLAND INDEX FD 464286749 Common Stock 4 179.00 SOLE N/A NONE ISHARES INC MSCI TAIWAN INDEX FD 464286731 Common Stock 14 1,036.00 SOLE N/A NONE ISHARES INC MSCI THAILAND INVESTABLE MKT INDEX FD 464286624 Common Stock 38 525.00 SOLE N/A NONE ISHARES INC MSCI UNITED KINGDOM INDEX FD 464286699 Common Stock 3 168.00 SOLE N/A NONE ISHARES SILVER TR ISHARES 46428Q109 Common Stock 2329 74,226.00 SOLE N/A NONE ISHARES TR 10+ YR CR BD FD 464289511 Common Stock 49 847.02 SOLE N/A NONE ISHARES TR 10+ YR GOVT/CR BD FD 464289479 Common Stock 14 230.00 SOLE N/A NONE ISHARES TR 2013 S&P AMT FREE MUN SER 464289388 Common Stock 10 200.00 SOLE N/A NONE ISHARES TR 2014 S&P AMT-FREE MUN SER 464289362 Common Stock 10 200.00 SOLE N/A NONE ISHARES TR 2017 S&P AMT FREE MUNICIPAL SER 464289271 Common Stock 175 3,200.00 SOLE N/A NONE ISHARES TR AAA A RATED CORP BD FD 46429B291 Common Stock 36 730.00 SOLE N/A NONE ISHARES TR BARCLAYS 0-5 YR TIPS BD FD 46429B747 Common Stock 62 600.00 SOLE N/A NONE ISHARES TR BARCLAYS 10-20 YR TREAS BD FD 464288653 Common Stock 502 3,928.41 SOLE N/A NONE ISHARES TR BARCLAYS 1-3 YR CR BD FD 464288646 Common Stock 1566 14,899.66 SOLE N/A NONE ISHARES TR BARCLAYS 1-3 YR TREAS BD FD 464287457 Common Stock 1657 19,655.88 SOLE N/A NONE ISHARES TR BARCLAYS 20+ TREAS BD FD 464287432 Common Stock 332 2,963.13 SOLE N/A NONE ISHARES TR BARCLAYS 3-7 YR TREAS BD FD 464288661 Common Stock 98 810.00 SOLE N/A NONE ISHARES TR BARCLAYS 7-10 YR TREAS BD FD 464287440 Common Stock 104 1,004.00 SOLE N/A NONE ISHARES TR BARCLAYS AGGREGATE BD FD 464287226 Common Stock 1449 13,186.45 SOLE N/A NONE ISHARES TR BARCLAYS CR BD FD 464288620 Common Stock 476 4,337.24 SOLE N/A NONE ISHARES TR BARCLAYS GNMA BD FD 46429B333 Common Stock 5 100.00 SOLE N/A NONE ISHARES TR BARCLAYS GOVT CR BD FD 464288596 Common Stock 10 90.00 SOLE N/A NONE ISHARES TR BARCLAYS INTER CR BD FD 464288638 Common Stock 2028 18,628.90 SOLE N/A NONE

18

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- ISHARES TR BARCLAYS MBS BD FD 464288588 Common Stock 121 1,125.00 SOLE N/A NONE ISHARES TR BARCLAYS SHORT TREAS BD FD 464288679 Common Stock 1285 11,658.77 SOLE N/A NONE ISHARES TR BARCLAYS TIPS BD FD 464287176 Common Stock 9731 82,710.13 SOLE N/A NONE ISHARES TR COHEN & STEERS REALTY MAJORS INDEX FD 464287564 Common Stock 411 5,359.00 SOLE N/A NONE ISHARES TR DOW JONES INTL SELECT DIVIDEND INDEX FD 464288448 Common Stock 33 1,007.74 SOLE N/A NONE ISHARES TR DOW JONES SELECT DIVID INDEX FD 464287168 Common Stock 1984 35,451.90 SOLE N/A NONE ISHARES TR DOW JONES U S 464287713 Common Stock 54 2,430.78 SOLE N/A NONE ISHARES TR DOW JONES U S BASIC MATERIALS SECTOR 464287838 Common Stock 518 7,364.54 SOLE N/A NONE ISHARES TR DOW JONES U S ENERGY SECTOR INDEX FD 464287796 Common Stock 702 16,900.00 SOLE N/A NONE ISHARES TR DOW JONES U S FINL SECTOR INDEX FD 464287788 Common Stock 170 2,911.00 SOLE N/A NONE ISHARES TR DOW JONES U S HEALTHCARE SECTOR 464287762 Common Stock 454 5,807.10 SOLE N/A NONE ISHARES TR DOW JONES U S INDL SECTOR INDEX FD 464287754 Common Stock 93 1,301.35 SOLE N/A NONE ISHARES TR DOW JONES U S REAL ESTATE INDEX FD 464287739 Common Stock 419 6,729.00 SOLE N/A NONE ISHARES TR DOW JONES U S TECHNOLOGY SECTOR 464287721 Common Stock 157 2,017.25 SOLE N/A NONE ISHARES TR DOW JONES U S TOTAL MKT INDEX FD 464287846 Common Stock 375 5,301.00 SOLE N/A NONE ISHARES TR DOW JONES U S UTILS SECTOR INDEX FD 464287697 Common Stock 158 1,836.00 SOLE N/A NONE ISHARES TR DOW JONES US AEROSPACE & DEFENSE 464288760 Common Stock 88 1,309.38 SOLE N/A NONE ISHARES TR DOW JONES US BROKER-DEALERS INDEX 464288794 Common Stock 16 623.00 SOLE N/A NONE ISHARES TR DOW JONES US HEALTH CARE PROVIDERS 464288828 Common Stock 10 150.00 SOLE N/A NONE ISHARES TR DOW JONES US HOME CONSTN INDEX FD 464288752 Common Stock 451 30,621.00 SOLE N/A NONE ISHARES TR DOW JONES US MEDICAL DEVICES INDEX 464288810 Common Stock 0 1.00 SOLE N/A NONE ISHARES TR DOW JONES US OIL & GAS EXPL & ISIN#464288851 464288851 Common Stock 23 350.00 SOLE N/A NONE ISHARES TR DOW JONES US OIL EQUIP & SVCS INDEX FD 464288844 Common Stock 13 235.12 SOLE N/A NONE ISHARES TR DOW JONES US PHARMACEUTICALS INDEX FD 464288836 Common Stock 41 499.00 SOLE N/A NONE ISHARES TR DOW JONES US REGIONAL BKS INDEX FD 464288778 Common Stock 1 45.00 SOLE N/A NONE ISHARES TR FTSE CHINA 25 INDEX FD 464287184 Common Stock 278 7,572.35 SOLE N/A NONE ISHARES TR FTSE DEVELOPED SMALL CAP EX- NORTH 464288497 Common Stock 3 80.00 SOLE N/A NONE ISHARES TR FTSE EPRA/NAREIT DEVELOPED REAL ESTATE EX-US INDEX FD 464288489 Common Stock 14 500.00 SOLE N/A NONE ISHARES TR FTSE NAREIT INDUSTRIAL/OFFICE INDEX FD 464288554 Common Stock 4 149.00 SOLE N/A NONE ISHARES TR FTSE NAREIT MTG REITS INDEX FD 464288539 Common Stock 62 4,600.00 SOLE N/A NONE ISHARES TR FTSE NAREIT REAL ESTATE 50 INDEX FD 464288521 Common Stock 22 586.00 SOLE N/A NONE ISHARES TR FTSE NAREIT RESIDENTIAL INDEX FD 464288562 Common Stock 154 3,323.00 SOLE N/A NONE ISHARES TR FTSE NAREIT RETAIL INDEX FD 464288547 Common Stock 74 2,276.00 SOLE N/A NONE ISHARES TR HIGH DIVID EQUITY FD 46429B663 Common Stock 1147 20,072.13 SOLE N/A NONE ISHARES TR IBOXX $ HIGH YIELD CORP BD FD 464288513 Common Stock 3235 35,655.64 SOLE N/A NONE ISHARES TR IBOXX USD INVT GRADE CORP BD FD 464287242 Common Stock 3711 32,092.49 SOLE N/A NONE ISHARES TR JPMORGAN USD EMERGING MKTS BD FD 464288281 Common Stock 525 4,658.00 SOLE N/A NONE ISHARES TR KLD SELECT SOCIAL INDEX FD 464288802 Common Stock 16 262.00 SOLE N/A NONE ISHARES TR LARGE CORE INDEX FD 464287127 Common Stock 54 670.00 SOLE N/A NONE ISHARES TR LARGE GROWTH INDEX FD 464287119 Common Stock 135 1,745.05 SOLE N/A NONE ISHARES TR LEHMAN AGENCY BOND FD 464288166 Common Stock 11 100.00 SOLE N/A NONE ISHARES TR MORNINGSTAR LARGE VALUE INDEX FD 464288109 Common Stock 184 2,904.25 SOLE N/A NONE ISHARES TR MORNINGSTAR MID CORE INDEX FD 464288208 Common Stock 106 1,098.00 SOLE N/A NONE ISHARES TR MORNINGSTAR MID GROWTH INDEX FD 464288307 Common Stock 53 488.53 SOLE N/A NONE ISHARES TR MORNINGSTAR MID VALUE INDEX FD 464288406 Common Stock 80 997.81 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL CORE INDEX FD 464288505 Common Stock 70 743.00 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL GROWTH INDEX FD 464288604 Common Stock 60 635.14 SOLE N/A NONE ISHARES TR MORNINGSTAR SMALL VALUE INDEX FD 464288703 Common Stock 624 7,118.10 SOLE N/A NONE ISHARES TR MSCI ACWI EX US INDEX FD 464288240 Common Stock 8 200.00 SOLE N/A NONE ISHARES TR MSCI ALL PERU CAPPED INDEX FD 464289842 Common Stock 25 525.00 SOLE N/A NONE ISHARES TR MSCI EAFE GROWTH INDEX FD 464288885 Common Stock 355 6,053.07 SOLE N/A NONE ISHARES TR MSCI EAFE INDEX FD 464287465 Common Stock 1935 35,248.39 SOLE N/A NONE ISHARES TR MSCI EAFE SMALL CAP INDEX FD 464288273 Common Stock 230 5,736.00 SOLE N/A NONE ISHARES TR MSCI EAFE VALUE INDEX FD 464288877 Common Stock 194 4,126.61 SOLE N/A NONE ISHARES TR MSCI EMERGING MKTS INDEX FD 464287234 Common Stock 2067 48,132.48 SOLE N/A NONE

19

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- ISHARES TR MSCI EMERGING MKTS MATS SECTOR INDEX FD 464289198 Common Stock 35 1,650.00 SOLE N/A NONE ISHARES TR MSCI PHILIPPINES INVESTABLE MKT INDEX FD 46429B408 Common Stock 7 239.00 SOLE N/A NONE ISHARES TR NASDAQ BIOTECHNOLOGY INDEX FD 464287556 Common Stock 209 1,694.00 SOLE N/A NONE ISHARES TR NYSE 100 INDEX FD 464287135 Common Stock 20 300.00 SOLE N/A NONE ISHARES TR PHLX SOX SEMICONDUCTOR SECTOR INDEX FD 464287523 Common Stock 21 348.00 SOLE N/A NONE ISHARES TR RUSSELL 1000 GROWTH INDEX FD 464287614 Common Stock 612 9,257.42 SOLE N/A NONE ISHARES TR RUSSELL 1000 INDEX FD 464287622 Common Stock 526 6,752.87 SOLE N/A NONE ISHARES TR RUSSELL 1000 VALUE INDEX FD 464287598 Common Stock 1279 18,258.06 SOLE N/A NONE ISHARES TR RUSSELL 2000 GROWTH INDEX FD 464287648 Common Stock 281 2,941.98 SOLE N/A NONE ISHARES TR RUSSELL 2000 INDEX FD 464287655 Common Stock 892 10,769.91 SOLE N/A NONE ISHARES TR RUSSELL 2000 VALUE INDEX FD 464287630 Common Stock 442 6,055.10 SOLE N/A NONE ISHARES TR RUSSELL 3000 GROWTH INDEX FD 464287671 Common Stock 5 98.26 SOLE N/A NONE ISHARES TR RUSSELL 3000 INDEX FD 464287689 Common Stock 129 1,550.00 SOLE N/A NONE ISHARES TR RUSSELL MICROCAP INDEX FD 464288869 Common Stock 74 1,440.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP GROWTH INDEX FD 464287481 Common Stock 112 1,779.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP INDEX FD 464287499 Common Stock 90 812.00 SOLE N/A NONE ISHARES TR RUSSELL MIDCAP VALUE INDEX FD 464287473 Common Stock 271 5,628.29 SOLE N/A NONE ISHARES TR S&P 100 INDEX FD 464287101 Common Stock 4 64.00 SOLE N/A NONE ISHARES TR S&P 1500 INDEX FD 464287150 Common Stock 24 378.00 SOLE N/A NONE ISHARES TR S&P 500 GROWTH INDEX FD 464287309 Common Stock 1392 18,473.00 SOLE N/A NONE ISHARES TR S&P 500 INDEX FD 464287200 Common Stock 1239 8,774.47 SOLE N/A NONE ISHARES TR S&P 500 VALUE INDEX FD 464287408 Common Stock 1208 18,603.27 SOLE N/A NONE ISHARES TR S&P ASIA 50 INDEX FD 464288430 Common Stock 1 25.00 SOLE N/A NONE ISHARES TR S&P CALIF MUN BD FD 464288356 Common Stock 27 237.62 SOLE N/A NONE ISHARES TR S&P EMERGING MKTS 464288216 Common Stock 74 2,215.93 SOLE N/A NONE ISHARES TR S&P EUROPE 350 INDEX FD 464287861 Common Stock 10 255.00 SOLE N/A NONE ISHARES TR S&P GLOBAL CLEAN ENERGY INDEX 464288224 Common Stock 8 870.00 SOLE N/A NONE ISHARES TR S&P GLOBAL CONSUMER STAPLES INDEX 464288737 Common Stock 33 470.00 SOLE N/A NONE ISHARES TR S&P GLOBAL ENERGY SECTOR INDEX FD 464287341 Common Stock 750 18,845.03 SOLE N/A NONE ISHARES TR S&P GLOBAL FINLS SECTOR INDEX FD 464287333 Common Stock 4 90.00 SOLE N/A NONE ISHARES TR S&P GLOBAL HEALTHCARE SECTOR INDEX FD 464287325 Common Stock 43 707.00 SOLE N/A NONE ISHARES TR S&P GLOBAL INFO TECHNOLOGY SECTOR 464287291 Common Stock 4 50.00 SOLE N/A NONE ISHARES TR S&P GLOBAL INFRASTRUCTURE INDEX FD 464288372 Common Stock 5 131.00 SOLE N/A NONE ISHARES TR S&P GLOBAL MATERIALS INDEX FD 464288695 Common Stock 177 2,797.42 SOLE N/A NONE ISHARES TR S&P GLOBAL TELECOMMUNICATIONS SECTOR 464287275 Common Stock 18 325.00 SOLE N/A NONE ISHARES TR S&P GLOBAL TIMBER & FORESTRY INDEX FD 464288174 Common Stock 7 170.00 SOLE N/A NONE ISHARES TR S&P GLOBAL UTILITIES INDEX FD 464288711 Common Stock 2 50.00 SOLE N/A NONE ISHARES TR S&P GSSI NAT RES INDEX FD 464287374 Common Stock 166 4,212.59 SOLE N/A NONE ISHARES TR S&P GSSI SOFTWARE INDEX FD 464287515 Common Stock 20 301.00 SOLE N/A NONE ISHARES TR S&P GSSI TECHNOLOGY INDEX FD 464287549 Common Stock 324 4,574.00 SOLE N/A NONE ISHARES TR S&P INDIA NIFTY 50 INDEX FD 464289529 Common Stock 84 3,555.00 SOLE N/A NONE ISHARES TR S&P INTL PFD STK INDEX FD 46429B135 Common Stock 26 1,000.00 SOLE N/A NONE ISHARES TR S&P LATIN AMER 40 INDEX FD 464287390 Common Stock 260 5,457.86 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 GROWTH INDEX FD 464287606 Common Stock 986 8,764.78 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 INDEX FD 464287507 Common Stock 489 4,927.94 SOLE N/A NONE ISHARES TR S&P MIDCAP 400 VALUE INDEX FD 464287705 Common Stock 658 7,702.03 SOLE N/A NONE ISHARES TR S&P NATL MUN BD FD 464288414 Common Stock 1022 9,345.80 SOLE N/A NONE ISHARES TR S&P NY MUN BD FD 464288323 Common Stock 158 1,450.00 SOLE N/A NONE ISHARES TR S&P SHORT TERM NATL MUNICIPAL BD FD 464288158 Common Stock 712 6,674.84 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 GROWTH INDEX FD 464287887 Common Stock 227 2,743.18 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 INDEX FD 464287804 Common Stock 439 5,757.00 SOLE N/A NONE ISHARES TR S&P SMALLCAP 600 VALUE INDEX FD 464287879 Common Stock 441 5,618.94 SOLE N/A NONE ISHARES TR S&P U S PFD STK INDEX FD 464288687 Common Stock 2664 68,245.43 SOLE N/A NONE ISHARES TR S&P/CITIGROUP 1-3 YR INTL TREASURY 464288125 Common Stock 40 400.00 SOLE N/A NONE ISHARES TR S&P/CITIGROUP INTL TREASURY BD 464288117 Common Stock 540 5,410.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- ITAU UNIBANCO HLDG SA NS SPONSORED ADR REPSTG 500 PFD ISIN#US4655621062 465562106 Preferred Stock ADR 5 237.77 SOLE N/A NONE ITC HLDGS CORP COM ISIN#US4656851056 465685105 Common Stock 2 26.00 SOLE N/A NONE ITRON INC COM 465741106 Common Stock 18 406.00 SOLE N/A NONE ITT CORP NEW COM NEW 450911201 Common Stock 6 255.00 SOLE N/A NONE ITT EDUCATIONAL SERVICES INC. COM 45068B109 Common Stock 36 550.00 SOLE N/A NONE ITURAN LOCATION AND CONTROL LTD SHS ISIN#IL0010818685 M6158M104 Common Stock 2 180.00 SOLE N/A NONE IVANHOE MINES LTD ISIN#CA46579N1033 46579N103 Common Stock 3 207.00 SOLE N/A NONE J2 GLOBAL INC COM 48123V102 Common Stock 17 595.08 SOLE N/A NONE JA SOLAR HLDGS CO LTD SPON ADR 466090107 Common Stock ADR 2 1,276.00 SOLE N/A NONE JACOBS ENGR GROUP INC COM 469814107 Common Stock 18 416.00 SOLE N/A NONE JANUS CAP GROUP INC COM 47102X105 Common Stock 68 7,618.45 SOLE N/A NONE JAPAN SMALLER CAPITALIZATION FD INC COM 47109U104 Common Stock 25 3,200.00 SOLE N/A NONE JAZZ PHARMACEUTICALS PLC SHS USD ISIN#IE00B4Q5ZN47 G50871105 Common Stock 19 400.00 SOLE N/A NONE JDS UNIPHASE CORP COM PAR ISIN#US46612J5074 46612J507 Common Stock 16 1,112.00 SOLE N/A NONE JEFFERIES GROUP INC NEW COM 472319102 Common Stock 2 115.00 SOLE N/A NONE JETBLUE AIRWAYS CORP COM 477143101 Common Stock 0 75.00 SOLE N/A NONE JIAYUAN COM INTL LTD SPONSORED ADR ISIN#US4773741024 477374102 Common Stock ADR 1 100.00 SOLE N/A NONE JINKOSOLAR HLDG CO LTD SPONSORED ADR ISIN#US47759T1007 47759T100 Common Stock ADR 11 1,835.00 SOLE N/A NONE JOHNSON & JOHNSON COM 478160104 Common Stock 1886 28,590.35 SOLE N/A NONE JOHNSON CTLS INC COM 478366107 Common Stock 486 14,964.22 SOLE N/A NONE JONES LANG LASALLE INC COM 48020Q107 Common Stock 1 10.00 SOLE N/A NONE JOY GLOBAL INC COM 481165108 Common Stock 245 3,331.99 SOLE N/A NONE JP MORGAN CHASE & CO COM ISIN#US46625H1005 46625H100 Common Stock 1085 23,592.28 SOLE N/A NONE JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP (LEVEL OF INDEX) 46625H365 Common Stock 326 8,338.21 SOLE N/A NONE JUNIPER NETWORKS INC COM 48203R104 Common Stock 20 865.00 SOLE N/A NONE KAMAN CORP COM 483548103 Common Stock 14 400.00 SOLE N/A NONE KANSAS CITY SOUTHN COM NEW 485170302 Common Stock 52 720.00 SOLE N/A NONE KAYNE ANDERSON MLP INVT CO COM 486606106 Common Stock 307 9,858.00 SOLE N/A NONE KB FINL GROUP INC SPONSORED ADR REPSTG 1 COM SH ISIN#US48241A1051 48241A105 Common Stock ADR 1 14.00 SOLE N/A NONE KB HOME COM 48666K109 Common Stock 7 834.00 SOLE N/A NONE KBR INC COM 48242W106 Common Stock 180 5,063.86 SOLE N/A NONE KEATING CAP INC COM 48722R106 Common Stock 4 500.00 SOLE N/A NONE KELLOGG CO 487836108 Common Stock 29 532.03 SOLE N/A NONE KELLY SVCS INC CL B 488152307 Common Stock 1 32.00 SOLE N/A NONE KENEXA CORP COM 488879107 Common Stock 0 1.00 SOLE N/A NONE KENNAMETAL INC CAP STK 489170100 Common Stock 4 85.00 SOLE N/A NONE KERYX BIOPHARMCEUTICALS INC COM 492515101 Common Stock 150 30,100.00 SOLE N/A NONE KEYCORP NEW COM 493267108 Common Stock 10 1,223.00 SOLE N/A NONE KEYCORP NEW NON CUMULATIVE PERP CONV PFD Preferred Stock SER A CALLABLE 493267405 Convertible 11 100.00 SOLE N/A NONE KEYNOTE SYS INC COM 493308100 Common Stock 2 102.00 SOLE N/A NONE KIMBERLY CLARK CORP 494368103 Common Stock 134 1,819.49 SOLE N/A NONE KINDER MORGAN ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INT 494550106 Common Stock 1398 16,889.09 SOLE N/A NONE KINDER MORGAN MGMT LLC SHS 49455U100 Common Stock 1 14.00 SOLE N/A NONE KINDRED HEALTHCARE INC COM 494580103 Common Stock 1 160.00 SOLE N/A NONE KINROSS GOLD CORP COM NO PAR ISIN#CA4969024047 496902404 Common Stock 20 2,000.00 SOLE N/A NONE KIRBY CORP COM 497266106 Common Stock 2 25.00 SOLE N/A NONE KKR & CO L P DEL COM UNITS 48248M102 Common Stock 4 300.00 SOLE N/A NONE KKR FINANCIAL HLDGS LLC COM 48248A306 Common Stock 6 616.99 SOLE N/A NONE KLA-TENCOR CORP COM 482480100 Common Stock 86 1,575.00 SOLE N/A NONE KOHLBERG CAP CORP COM 500233101 Common Stock 37 5,311.02 SOLE N/A NONE KOHLS CORP COM 500255104 Common Stock 30 602.00 SOLE N/A NONE KONINKLIJKE PHILIPS ELECTRS N V SPONSORED ADR NEW 2000 ISIN#US5004723038 500472303 Common Stock ADR 3 127.00 SOLE N/A NONE KOREA ELEC PWR CO SPONSORED ADR RPSTG ISIN#US5006311063 1/2 SHS 500631106 Common Stock ADR 2 251.00 SOLE N/A NONE KRAFT FOODS INC CL A 50075N104 Common Stock 484 12,725.86 SOLE N/A NONE KRATON PERFORMANCE POLYMERS INCCOM 50077C106 Common Stock 53 2,000.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- KROGER CO 501044101 Common Stock 8 334.00 SOLE N/A NONE KT CORP SPON ADR 48268K101 Common Stock ADR 1 98.00 SOLE N/A NONE KUBOTA CORP ADR FORMERLY KUBOTA LTD ADR (NO CUSIP CHANGE) 501173207 Common Stock ADR 1 11.00 SOLE N/A NONE L & L ENERGY INC COM 50162D100 Common Stock 5 1,900.00 SOLE N/A NONE L 3 COMMUNICATIONS HLDGS INC COM 502424104 Common Stock 54 765.00 SOLE N/A NONE LABORATORY CORP AMER HLDGS COM NEW 50540R409 Common Stock 44 479.00 SOLE N/A NONE LAKELAND FINCL CORP IND 511656100 Common Stock 2 61.00 SOLE N/A NONE LANDAUER INC 51476K103 Common Stock 10 193.00 SOLE N/A NONE LAS VEGAS SANDS CORP COM 517834107 Common Stock 25 433.00 SOLE N/A NONE LAYNE CHRISTENSEN CO COM 521050104 Common Stock 2 83.00 SOLE N/A NONE LAZARD WORLD DIVID & INCOME FD INC COM 521076109 Common Stock 0 38.00 SOLE N/A NONE LDK SOLAR CO LTD SPON ADR 50183L107 Common Stock ADR 4 1,030.00 SOLE N/A NONE LEGACY RESERVES LP UNIT LTD PARTNERSHIP INT 524707304 Common Stock 43 1,500.00 SOLE N/A NONE LEGGETT & PLATT INC 524660107 Common Stock 71 3,075.10 SOLE N/A NONE LENNAR CORP CL A COM STK 526057104 Common Stock 28 1,011.91 SOLE N/A NONE LENNAR CORP CL B 526057302 Common Stock 0 4.00 SOLE N/A NONE LEUCADIA NATL CORP COM 527288104 Common Stock 1 50.00 SOLE N/A NONE LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 Common Stock 23 882.00 SOLE N/A NONE LIBERTY GLOBAL INC COM SER A 530555101 Common Stock 2 35.00 SOLE N/A NONE LIBERTY GLOBAL INC COM SER C 530555309 Common Stock 2 35.00 SOLE N/A NONE LIBERTY INTERACTIVE CORP INTERACTIVE COM SER A 53071M104 Common Stock 2 92.00 SOLE N/A NONE LIBERTY MEDIA CORP NEW LIBERTY CAP COM SER A 530322106 Common Stock 5 59.00 SOLE N/A NONE LIFE TECHNOLOGIES CORP COM 53217V109 Common Stock 30 612.00 SOLE N/A NONE LIFE TIME FITNESS INC COM 53217R207 Common Stock 5 100.00 SOLE N/A NONE LIFEPOINT HOSPS INC COM 53219L109 Common Stock 1 25.00 SOLE N/A NONE LIMELIGHT NETWORKS INC COM 53261M104 Common Stock 0 3.00 SOLE N/A NONE LIMITED BRANDS INC 532716107 Common Stock 30 626.00 SOLE N/A NONE LINCOLN ELEC HLDGS INC COM 533900106 Common Stock 11 244.00 SOLE N/A NONE LINCOLN NATL CORP IND 534187109 Common Stock 18 664.00 SOLE N/A NONE LINDSAY CORP COM 535555106 Common Stock 2 23.00 SOLE N/A NONE LINEAR TECHNOLOGY CORP 535678106 Common Stock 6 190.83 SOLE N/A NONE LINKEDIN CORP CL A 53578A108 Common Stock 102 1,000.00 SOLE N/A NONE LINN ENERGY LLC UNIT REPSTG LTD LIABILITY CO INTS 536020100 Common Stock 500 13,110.31 SOLE N/A NONE LIONS GATE ENTMT CORP COM NEW 535919203 Common Stock 6 450.00 SOLE N/A NONE LIQUIDITY SVCS INC COM 53635B107 Common Stock 49 1,100.00 SOLE N/A NONE LIVE NATION ENTMT INC COM 538034109 Common Stock 0 20.00 SOLE N/A NONE LIVEPERSON INC COM 538146101 Common Stock 8 500.00 SOLE N/A NONE LKQ CORP COM 501889208 Common Stock 0 10.00 SOLE N/A NONE LMP REAL ESTATE INCOME FD INC 50208C108 Common Stock 13 1,300.00 SOLE N/A NONE LOCKHEED MARTIN CORP COM 539830109 Common Stock 246 2,739.36 SOLE N/A NONE LOEWS CORP COM 540424108 Common Stock 10 263.00 SOLE N/A NONE LORAL SPACE & COMMUNICATIONS INC COM 543881106 Common Stock 2 26.00 SOLE N/A NONE LORILLARD INC COM 544147101 Common Stock 157 1,210.00 SOLE N/A NONE LOWES COS INC COM 548661107 Common Stock 42 1,349.02 SOLE N/A NONE LSB INDUSTRIES INC COM 502160104 Common Stock 34 882.00 SOLE N/A NONE LSI CORP COM 502161102 Common Stock 2 225.00 SOLE N/A NONE LTC PROPERTIES INC 502175102 Common Stock 16 500.00 SOLE N/A NONE LULULEMON ATHLETICA INC COM 550021109 Common Stock 513 6,867.00 SOLE N/A NONE M & T BK CORP 55261F104 Common Stock 5 60.00 SOLE N/A NONE M D C HLDGS INC FORMERLY M D C CORP COLO TO 6/20/85 COM 552676108 Common Stock 15 575.00 SOLE N/A NONE MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RETURN FD INC COM 55608D101 Common Stock 399 21,646.00 SOLE N/A NONE MACYS INC COM 55616P104 Common Stock 113 2,845.02 SOLE N/A NONE MADDEN STEVEN LTD COM 556269108 Common Stock 8 177.00 SOLE N/A NONE MADISON CLAYMORE COVERED CALL & EQTY STRATEGY FD 556582104 Common Stock 2 300.00 SOLE N/A NONE MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT 559080106 Common Stock 83 1,141.88 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- MAGNA INTERNATIONAL INC COM ISIN#CA5592224011 559222401 Common Stock 7 152.00 SOLE N/A NONE MAGNUM HUNTER RES CORP DEL COM 55973B102 Common Stock 13 2,000.00 SOLE N/A NONE MANITOWOC INC 563571108 Common Stock 5 337.67 SOLE N/A NONE MANNKIND CORP COM 56400P201 Common Stock 2 1,000.00 SOLE N/A NONE MANPOWER GROUP COM 56418H100 Common Stock 0 6.00 SOLE N/A NONE MANULIFE FINL CORP COM ISIN#CA56501R1064 56501R106 Common Stock 152 11,256.46 SOLE N/A NONE MARATHON OIL CORP COM 565849106 Common Stock 232 7,304.15 SOLE N/A NONE MARATHON PETE CORP COM 56585A102 Common Stock 246 5,677.12 SOLE N/A NONE MARKEL CORP COM 570535104 Common Stock 0 1.00 SOLE N/A NONE MARKET VECTORS ETF BRAZIL SM CAP ETF 57060U613 Common Stock 20 452.00 SOLE N/A NONE MARKET VECTORS ETF TR AFRICA ETF 57060U787 Common Stock 1 30.00 SOLE N/A NONE MARKET VECTORS ETF TR AGRIBUSINESS ETF 57060U605 Common Stock 253 4,784.00 SOLE N/A NONE MARKET VECTORS ETF TR BIOTECH ETF 57060U183 Common Stock 49 1,100.00 SOLE N/A NONE MARKET VECTORS ETF TR COAL ETF 57060U837 Common Stock 335 10,497.37 SOLE N/A NONE MARKET VECTORS ETF TR COLOMBIA ETF 57060U415 Common Stock 6 300.00 SOLE N/A NONE MARKET VECTORS ETF TR EGYPT INDEX ETF 57060U548 Common Stock 1 100.00 SOLE N/A NONE MARKET VECTORS ETF TR EMERGING MKTS LOCAL CURRENCY DEBT ETF 57060U522 Common Stock 58 2,197.00 SOLE N/A NONE MARKET VECTORS ETF TR GLOBAL ALTERNATIVE ENERGY ETF 57060U407 Common Stock 13 1,080.00 SOLE N/A NONE MARKET VECTORS ETF TR GOLD MINERS ETF FD 57060U100 Common Stock 1025 20,686.08 SOLE N/A NONE MARKET VECTORS ETF TR INDONESIA ETF 57060U753 Common Stock 34 1,141.20 SOLE N/A NONE MARKET VECTORS ETF TR INTERMEDIATE MUNI INDEX ETF 57060U845 Common Stock 134 5,848.33 SOLE N/A NONE MARKET VECTORS ETF TR JR GOLD MINES ETF 57060U589 Common Stock 41 1,660.49 SOLE N/A NONE MARKET VECTORS ETF TR LEHMAN BROS HIGH YIELD MUN ETF 57060U878 Common Stock 245 7,805.00 SOLE N/A NONE MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 Common Stock 4 90.00 SOLE N/A NONE MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF 57060U472 Common Stock 4 230.00 SOLE N/A NONE MARKET VECTORS ETF TR RVE HARD ASSETS PRODUCERS ETF 57060U795 Common Stock 6 160.00 SOLE N/A NONE MARKET VECTORS ETF TR SHORT MUNI INDEX ETF 57060U803 Common Stock 1008 56,808.00 SOLE N/A NONE MARKET VECTORS ETF TR SOLAR ENERGY ETF 57060U811 Common Stock 2 500.00 SOLE N/A NONE MARKET VECTORS ETF TR STEEL ETF 57060U308 Common Stock 40 762.00 SOLE N/A NONE MARKET VECTORS ETF TR URANIUM+NUCLEAR ENERGY ETF 57060U704 Common Stock 9 526.75 SOLE N/A NONE MARKET VECTORS ETF TR VIETNAM ETF 57060U761 Common Stock 5 250.00 SOLE N/A NONE MARKET VECTORS RUSSIA ETF TR SHS BEN INT 57060U506 Common Stock 22 704.55 SOLE N/A NONE MARKWEST ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INT 570759100 Common Stock 12 200.00 SOLE N/A NONE MARRIOTT INTL INC NEW CL A 571903202 Common Stock 9 229.00 SOLE N/A NONE MARRIOTT VACATIONS WORLDWIDE CORP COM 57164Y107 Common Stock 1 22.00 SOLE N/A NONE MARSH & MCLENNAN COS INC COM 571748102 Common Stock 4 110.00 SOLE N/A NONE MARTIN MIDSTREAM PARTNERS LP UNIT LTD PARTNERSHIP INT 573331105 Common Stock 37 1,100.00 SOLE N/A NONE MASCO CORP COM 574599106 Common Stock 5 350.00 SOLE N/A NONE MASTEC INC COM 576323109 Common Stock 2 100.00 SOLE N/A NONE MASTERCARD INC CL A COM 57636Q104 Common Stock 73 173.00 SOLE N/A NONE MATERIAL SCIENCES CORP COM 576674105 Common Stock 4 501.00 SOLE N/A NONE MATTEL INC COM 577081102 Common Stock 6 190.00 SOLE N/A NONE MAXIM INTEGRATED PRODUCTS INC 57772K101 Common Stock 3 100.00 SOLE N/A NONE MAXLINEAR INC CL A 57776J100 Common Stock 2 300.00 SOLE N/A NONE MCCORMICK & CO INC COM NON VTG 579780206 Common Stock 15 270.00 SOLE N/A NONE MCDERMOTT INT'L INC. 580037109 Common Stock 0 30.00 SOLE N/A NONE MCDONALDS CORP 580135101 Common Stock 2075 21,149.15 SOLE N/A NONE MCGRAW HILL COMPANIES INC 580645109 Common Stock 22 451.00 SOLE N/A NONE MCKESSON CORP COM 58155Q103 Common Stock 127 1,447.03 SOLE N/A NONE MDU RES GROUP INC COM 552690109 Common Stock 12 538.02 SOLE N/A NONE MEAD JOHNSON NUTRITION CO COM 582839106 Common Stock 53 647.00 SOLE N/A NONE MEADWESTVACO CORP COM 583334107 Common Stock 4 136.00 SOLE N/A NONE MECHEL OAO SPONSORED ADR 583840103 Common Stock ADR 1 152.00 SOLE N/A NONE MEDCOHEALTH SOLUTIONS C/A EFF 04/03/12 1 OLD /0.81 NEW CU 30219G108 EXPRESS SCRIPTS AND USD 28.80 P/S 58405U102 Common Stock 87 1,242.00 SOLE N/A NONE MEDICAL PROPERTIES TR INC 58463J304 Common Stock 9 1,000.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 Common Stock 0 13.00 SOLE N/A NONE MEDNAX INC COM 58502B106 Common Stock 6 82.00 SOLE N/A NONE MEDTRONIC INC 585055106 Common Stock 32 809.00 SOLE N/A NONE MEMC ELECTRONIC MATERIALS INC COM 552715104 Common Stock 0 116.00 SOLE N/A NONE MENS WEARHOUSE INC COM 587118100 Common Stock 3 75.00 SOLE N/A NONE MENTOR GRAPHICS CORP 587200106 Common Stock 0 1.00 SOLE N/A NONE MERCADOLIBRE INC COM 58733R102 Common Stock 10 100.00 SOLE N/A NONE MERCK & CO INC NEW COM 58933Y105 Common Stock 541 14,101.34 SOLE N/A NONE MERIT MEDICAL SYS INC 589889104 Common Stock 5 399.00 SOLE N/A NONE MERITAGE HOME CORP 59001A102 Common Stock 4 150.00 SOLE N/A NONE MERITOR INC COM 59001K100 Common Stock 0 25.00 SOLE N/A NONE METALICO INC COM 591176102 Common Stock 0 2.00 SOLE N/A NONE METHANEX CORP ISIN#CA59151K1084 59151K108 Common Stock 1 35.00 SOLE N/A NONE METLIFE INC COM 59156R108 Common Stock 1155 30,933.51 SOLE N/A NONE METROPCS COMMUNICATIONS INC COM 591708102 Common Stock 0 27.00 SOLE N/A NONE METTLER-TOLEDO INTL INC COM 592688105 Common Stock 0 1.00 SOLE N/A NONE MFA FINL INC COM 55272X102 Common Stock 26 3,500.00 SOLE N/A NONE MFS CHARTER INCOME TRUST NEW 552727109 Common Stock 61 6,400.00 SOLE N/A NONE MFS HIGH YIELD MUNI TR SH BEN INT 59318E102 Common Stock 12 2,414.63 SOLE N/A NONE MFS INTERMARKET INCOME TR I SHS BEN INT 59318R103 Common Stock 13 1,600.00 SOLE N/A NONE MFS INTERMEDIATE INCOME TRUST SH BEN INT 55273C107 Common Stock 106 16,577.28 SOLE N/A NONE MFS MULTIMARKET INCOME TRUST SHARES OF BENEFICIAL INT 552737108 Common Stock 72 10,349.72 SOLE N/A NONE MFS MUNICIPAL INCOME TR SH BEN INT 552738106 Common Stock 9 1,249.00 SOLE N/A NONE MGM RESORTS INTL COM 552953101 Common Stock 79 5,800.00 SOLE N/A NONE MICROCHIP TECHNOLOGY INC COM 595017104 Common Stock 42 1,133.01 SOLE N/A NONE MICRON TECHNOLOGY INC 595112103 Common Stock 12 1,431.00 SOLE N/A NONE MICROSOFT CORP COM 594918104 Common Stock 1606 49,782.56 SOLE N/A NONE MICROSTRATEGY INC CL A NEW 594972408 Common Stock 1 5.00 SOLE N/A NONE MICROVISION INC DEL COM NEW 594960304 Common Stock 1 250.00 SOLE N/A NONE MITSUBISHI UFJ FINL GROUP INC SPON ADR 606822104 Common Stock ADR 1 106.00 SOLE N/A NONE MOLEX INC COM 608554101 Common Stock 45 1,584.30 SOLE N/A NONE MOLSON COORS BREWING CO CL B NON VTG STK ISIN#US60871R2094 60871R209 Common Stock 8 187.00 SOLE N/A NONE MOLYCORP INC DEL COM 608753109 Common Stock 27 800.00 SOLE N/A NONE MONRO MUFFLER BRAKE INC 610236101 Common Stock 9 225.00 SOLE N/A NONE MONSANTO CO NEW COM 61166W101 Common Stock 207 2,590.32 SOLE N/A NONE MONSTER BEVERAGE CORP COM 611740101 Common Stock 188 3,032.00 SOLE N/A NONE MONSTER WORLDWIDE INC COM 611742107 Common Stock 2 164.00 SOLE N/A NONE MOODYS CORP COM 615369105 Common Stock 62 1,473.77 SOLE N/A NONE MOOG INC CLASS A 615394202 Common Stock 3 65.00 SOLE N/A NONE MORGAN STANLEY CHINA A SH FD INC COM 617468103 Common Stock 18 900.00 SOLE N/A NONE MORGAN STANLEY COM NEW 617446448 Common Stock 183 9,311.24 SOLE N/A NONE MORGAN STANLEY EMERGING MKTS DOMESTIC DEBT FD INC ISIN#US6174771047 617477104 Common Stock 194 11,953.00 SOLE N/A NONE MORGAN STANLEY INDIA INVT FD INC 61745C105 Common Stock 55 3,295.00 SOLE N/A NONE MORGAN STANLEY MARKET VECTORS DOUBLE SHORT EURO INDEX MAT 4/30/20 617480280 Common Stock 21 500.00 SOLE N/A NONE MORNINGSTAR INC COM 617700109 Common Stock 0 5.00 SOLE N/A NONE MOSAIC CO NEW COM 61945C103 Common Stock 255 4,603.18 SOLE N/A NONE MOTOROLA MOBILITY HLDGS INC COM 620097105 Common Stock 92 2,341.00 SOLE N/A NONE MOTOROLA SOLUTIONS INC COM 620076307 Common Stock 156 3,064.00 SOLE N/A NONE MOVADO GROUP INC COM 624580106 Common Stock 25 1,000.00 SOLE N/A NONE MURPHY OIL CORP 626717102 Common Stock 18 326.00 SOLE N/A NONE MV OIL TRUST TR UNITS 553859109 Common Stock 19 449.73 SOLE N/A NONE MVC CAP INC COM 553829102 Common Stock 1 91.00 SOLE N/A NONE MYLAN INC COM 628530107 Common Stock 123 5,224.00 SOLE N/A NONE NABORS INDS LTD SHS ISIN#BMG6359F1032 G6359F103 Common Stock 43 2,450.00 SOLE N/A NONE NASDAQ OMX GROUP INC COM 631103108 Common Stock 1 50.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- NATIONAL BK GREECE S A ADR PREF SER A 9% CALLABLE 6/6/13 @25.00 633643507 Preferred Stock 3 400.00 SOLE N/A NONE NATIONAL BK GREECE SA SPONSORED ADR REPSTG 1 SH ISIN#US6336436067 633643606 Common Stock ADR 3 1,200.00 SOLE N/A NONE NATIONAL FUEL GAS CO N J COM 636180101 Common Stock 37 773.00 SOLE N/A NONE NATIONAL GRID PLC SPON ADR NEW 636274300 Common Stock ADR 297 5,876.00 SOLE N/A NONE NATIONAL HEALTHCARE CORP COM 635906100 Common Stock 12 269.00 SOLE N/A NONE NATIONAL OILWELL VARCO INC 637071101 Common Stock 124 1,561.88 SOLE N/A NONE NATIONAL PENN BANCSHARES INC COM 637138108 Common Stock 1 167.00 SOLE N/A NONE NATIONAL WESTMINSTER BK PLC SPONSORED ADR REPSTG PREF SER C 7.760 % 638539882 Preferred Stock ADR 26 1,100.00 SOLE N/A NONE NATURAL RESOURCE PARTNERS L P COM UNIT LTD PARTNERSHIP INT 63900P103 Common Stock 27 1,111.92 SOLE N/A NONE NATUS MED INC DEL COM 639050103 Common Stock 17 1,450.00 SOLE N/A NONE NAVIGATORS GROUP INC 638904102 Common Stock 2 39.00 SOLE N/A NONE NAVIOS MARITIME PARTNERS LP UNIT LTD PARTNERSHIP INT ISIN#MHY622671029 Y62267102 Common Stock 5 300.00 SOLE N/A NONE NAVISTAR INTL CORP NEW COM 63934E108 Common Stock 4 99.00 SOLE N/A NONE NBT BANCORP INC COM 628778102 Common Stock 5 209.00 SOLE N/A NONE NCR CORP COM 62886E108 Common Stock 2 94.00 SOLE N/A NONE NEOGEN CORP COM 640491106 Common Stock 2 50.00 SOLE N/A NONE NETAPP INC COM 64110D104 Common Stock 20 440.00 SOLE N/A NONE NETFLIX INC COM 64110L106 Common Stock 42 362.00 SOLE N/A NONE NEUBERGER BERMAN INTER MUN FD INC COM 64124P101 Common Stock 32 1,977.00 SOLE N/A NONE NEUBERGER BERMAN REAL ESTATE SECS INCOME FD INC COM 64190A103 Common Stock 2 563.00 SOLE N/A NONE NEW AMER HIGH INCOME FD INC COM NEW 641876800 Common Stock 34 3,260.00 SOLE N/A NONE NEW YORK CMNTY BANCORP INC COM 649445103 Common Stock 72 5,146.00 SOLE N/A NONE NEWELL RUBBERMAID INC COM 651229106 Common Stock 4 209.76 SOLE N/A NONE NEWFIELD EXPL CO COMMON 651290108 Common Stock 16 458.00 SOLE N/A NONE NEWMONT MNG CORP COM 651639106 Common Stock 58 1,124.62 SOLE N/A NONE NEWPARK RESOURCES INC NEW 651718504 Common Stock 0 2.00 SOLE N/A NONE NEWS CORP CL A 65248E104 Common Stock 3 128.00 SOLE N/A NONE NEWS CORP CL B 65248E203 Common Stock 5 250.00 SOLE N/A NONE NEXEN INC COM SHS ISIN#CA65334H1029 65334H102 Common Stock 2 113.00 SOLE N/A NONE NEXTERA ENERGY INC COM 65339F101 Common Stock 127 2,079.00 SOLE N/A NONE NFJ DIVID INT & PREM STRATEGY FD COM 65337H109 Common Stock 390 21,851.00 SOLE N/A NONE NICE SYSTEMS LTD SPONS ADR 653656108 Common Stock ADR 4 110.00 SOLE N/A NONE NIDEC CORP SPONS ADR 654090109 Common Stock ADR 1 48.00 SOLE N/A NONE NIKE INC CLASS B 654106103 Common Stock 105 969.00 SOLE N/A NONE NIPPON TELEG & TELEPHONE CORP SPONSORED ADR 654624105 Common Stock ADR 55 2,421.53 SOLE N/A NONE NOBLE CORPORATION BAAR NAMEN AKT ISIN#CH0033347318 H5833N103 Common Stock 109 2,915.66 SOLE N/A NONE NOBLE ENERGY INC COM 655044105 Common Stock 5 55.00 SOLE N/A NONE NOKIA CORP SPONSORED ADR 654902204 Common Stock ADR 6 1,145.73 SOLE N/A NONE NORDIC AMERICAN TANKERS LTD SHS ISIN#BMG657731060 G65773106 Common Stock 7 425.00 SOLE N/A NONE NORDSON CORP 655663102 Common Stock 5 100.00 SOLE N/A NONE NORDSTROM INC 655664100 Common Stock 60 1,073.00 SOLE N/A NONE NORFOLK SOUTHERN CORP 655844108 Common Stock 960 14,589.08 SOLE N/A NONE NORMURA HLDGS INC SPONSORED ADR 65535H208 Common Stock ADR 0 45.00 SOLE N/A NONE NORTH AMERICAN PALLADIUM LTD ISIN#CA6569121024 656912102 Common Stock 7 2,500.00 SOLE N/A NONE NORTHEAST UTILITIES 664397106 Common Stock 55 1,485.00 SOLE N/A NONE NORTHERN TR CORP COM 665859104 Common Stock 16 346.00 SOLE N/A NONE NORTHROP GRUMMAN CORP COM 666807102 Common Stock 108 1,771.56 SOLE N/A NONE NORTHSTAR RLTY FIN CORP COM 66704R100 Common Stock 40 7,410.56 SOLE N/A NONE NOVAGOLD RES INC COM NEW 66987E206 Common Stock 37 5,100.00 SOLE N/A NONE NOVARTIS AG SPONSORED ADR 66987V109 Common Stock ADR 773 13,956.13 SOLE N/A NONE NOVAVAX INC COM 670002104 Common Stock 1 1,100.00 SOLE N/A NONE NOVELLUS SYSTEM INC 670008101 Common Stock 1 29.00 SOLE N/A NONE NOVO NORDISK A.S. ADR FORMERLY NOVO INDUSTRIE A.S. ADR SAME CUSIP 670100205 Common Stock ADR 258 1,863.07 SOLE N/A NONE NRG ENERGY INC COM NEW 629377508 Common Stock 5 330.00 SOLE N/A NONE NSTAR COM C/A EFF 04/10/12 1 OLD/ 1.312 NEW CU 664397106 NORTHEAST UTILITIES 67019E107 Common Stock 0 2.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- NTT DOCOMO INC SPONS ADR ISIN#US62942M2017 62942M201 Common Stock ADR 1 34.00 SOLE N/A NONE NU SKIN ENTERPRISES INC CL A 67018T105 Common Stock 11 190.00 SOLE N/A NONE NUANCE COMMUNICATIONS INC COM 67020Y100 Common Stock 146 5,700.00 SOLE N/A NONE NUCOR CORP COM 670346105 Common Stock 61 1,409.44 SOLE N/A NONE NUSTAR ENERGY LP UNIT COM 67058H102 Common Stock 178 3,013.00 SOLE N/A NONE NUVASIVE INC COM ISIN#US6707041058 670704105 Common Stock 0 15.00 SOLE N/A NONE NUVEEN ARIZ DIVID ADVANTAGE MUN FD 2 COM 67071P107 Common Stock 6 400.00 SOLE N/A NONE NUVEEN CORE EQUITY ALPHA FD COM 67090X107 Common Stock 82 5,931.00 SOLE N/A NONE NUVEEN DIVERSIFIED COMMODITY FD COM UNIT BEN INT 67074P104 Common Stock 7 300.00 SOLE N/A NONE NUVEEN DIVERSIFIED DIVID & INCOME FD COM 6706EP105 Common Stock 5 430.00 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN FD 2 COM 67070F100 Common Stock 54 3,576.32 SOLE N/A NONE NUVEEN DIVID ADVANTAGE MUN FD COM 67066V101 Common Stock 174 11,962.10 SOLE N/A NONE NUVEEN EQUITY PREM & GROWTH FD COM 6706EW100 Common Stock 14 1,065.00 SOLE N/A NONE NUVEEN EQUITY PREM ADVANTAGE FD COM 6706ET107 Common Stock 355 29,305.00 SOLE N/A NONE NUVEEN EQUITY PREM INCOME FD COM 6706ER101 Common Stock 53 4,408.00 SOLE N/A NONE NUVEEN EQUITY PREM OPPORTUNITY FD COM 6706EM102 Common Stock 298 24,468.00 SOLE N/A NONE NUVEEN FLOATING RATE INCOME FD COM 67072T108 Common Stock 17 1,400.00 SOLE N/A NONE NUVEEN GLOBAL GOVT ENHANCED INCOME FD COM 67073C104 Common Stock 273 19,075.00 SOLE N/A NONE NUVEEN GLOBAL VALUE OPPORTUNITIES FD COM 6706EH103 Common Stock 7 445.00 SOLE N/A NONE NUVEEN MULTI CURRENCY SHORT TERM GOVT INCOME FD COM 67090N109 Common Stock 556 42,073.00 SOLE N/A NONE NUVEEN MULTI STRATEGY & INCOME GROWTH FD 2 COM SHS BEN INT 67073D102 Common Stock 126 14,068.80 SOLE N/A NONE NUVEEN MUN HIGH INCOME OPPORTUNITY FD 2 COM 670683101 Common Stock 157 13,008.83 SOLE N/A NONE NUVEEN MUN HIGH INCOME OPPORTUNITY FD COM 670682103 Common Stock 16 1,270.00 SOLE N/A NONE NUVEEN MUN MKT OPPORTUNITY FD INC 67062W103 Common Stock 7 473.00 SOLE N/A NONE NUVEEN MUN OPPORTUNITY FUND INC COM 670984103 Common Stock 75 5,132.37 SOLE N/A NONE NUVEEN MUNICIPAL ADVANTAGE FUND INC 67062H106 Common Stock 70 4,793.69 SOLE N/A NONE NUVEEN MUNICIPAL VALUE FUND INC 670928100 Common Stock 38 3,800.00 SOLE N/A NONE NUVEEN N Y PREM INCOME MUN FD INC COM 67101R107 Common Stock 1 36.00 SOLE N/A NONE NUVEEN NEW YORK DIVID ADVANTAGE MUN INCOME FD COM 67071N102 Common Stock 0 11.00 SOLE N/A NONE NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC 670986108 Common Stock 0 15.00 SOLE N/A NONE NUVEEN NEW YORK SELECT QUALITY MUNI FUND INC 670976109 Common Stock 0 1.00 SOLE N/A NONE NUVEEN PA DIVID ADVANTAGE MUN FD 2 COM 67071W102 Common Stock 14 1,000.00 SOLE N/A NONE NUVEEN PA DIVID ADVANTAGE MUN FD COM 67070E103 Common Stock 18 1,236.00 SOLE N/A NONE NUVEEN PA INVT QUALITY MUN FUND PAR .01 670972108 Common Stock 1 63.00 SOLE N/A NONE NUVEEN PFD INCOME OPPORTUNITIES FD COM 67073B106 Common Stock 24 2,669.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD 2 COM 67072C105 Common Stock 50 5,745.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD 3 COM 67072W101 Common Stock 12 1,490.00 SOLE N/A NONE NUVEEN QUALITY PFD INCOME FD COM 67071S101 Common Stock 103 12,597.63 SOLE N/A NONE NUVEEN REAL ESTATE INCOME FD COM 67071B108 Common Stock 757 67,071.36 SOLE N/A NONE NUVEEN SELECT TAX FREE INCOME PORTFOLIO SHS BEN INT 67062F100 Common Stock 15 1,057.14 SOLE N/A NONE NUVEEN SR INCOME FD COM 67067Y104 Common Stock 27 3,742.00 SOLE N/A NONE NUVEEN TAX ADVANTAGED DIVIDEND GROWTH FD COM 67073G105 Common Stock 8 610.00 SOLE N/A NONE NVIDIA CORP COM 67066G104 Common Stock 254 16,497.00 SOLE N/A NONE NVR INC 62944T105 Common Stock 7 10.00 SOLE N/A NONE NXP SEMICONDUCTORS NV COM ISIN#NL0009538784 N6596X109 Common Stock 2 74.00 SOLE N/A NONE NYSE EURONEXT COM 629491101 Common Stock 6 205.00 SOLE N/A NONE O M GROUP INC 670872100 Common Stock 25 900.00 SOLE N/A NONE O REILLY AUTOMOTIVE INC NEW COM 67103H107 Common Stock 11 118.00 SOLE N/A NONE OASIS PETE INC NEW COM 674215108 Common Stock 2 50.00 SOLE N/A NONE OCCIDENTAL PETE CORP COM 674599105 Common Stock 159 1,667.75 SOLE N/A NONE OCEAN RIG UDW INC SHS ISIN#MHY643542050 Y64354205 Common Stock 1 34.00 SOLE N/A NONE OCEANEERING INTL INC 675232102 Common Stock 0 2.00 SOLE N/A NONE OCH ZIFF CAP MGMT GROUP CL A 67551U105 Common Stock 7 800.00 SOLE N/A NONE OFFICE DEPOT INC COM 676220106 Common Stock 0 22.00 SOLE N/A NONE OGE ENERGY CORP (FORMERLY OKLAHOMA GAS & ELEC ENERGY) 670837103 Common Stock 158 2,961.64 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- OIL SVC HOLDRS TR OIL SVC HOLDRS DEPOSITARY RCPT 678002106 Common Stock 36 290.00 SOLE N/A NONE OILSANDS QUEST INC COM 678046103 Common Stock 5 8,500.00 SOLE N/A NONE OLD DOMINION FREIGHT LINE INC COM 679580100 Common Stock 10 200.00 SOLE N/A NONE OLD REPUBLIC INTL CORP 680223104 Common Stock 1 95.00 SOLE N/A NONE OLIN CORP NEW COM PAR $1 680665205 Common Stock 83 3,810.00 SOLE N/A NONE OMNICARE INC COM 681904108 Common Stock 15 425.00 SOLE N/A NONE OMNICOM GROUP INC COM 681919106 Common Stock 18 355.00 SOLE N/A NONE OMNIVISION TECHNOLOGIES INC COM 682128103 Common Stock 26 1,279.00 SOLE N/A NONE ON SEMICONDUCTOR CORP 682189105 Common Stock 4 421.00 SOLE N/A NONE ONEOK INC NEW COM 682680103 Common Stock 78 961.14 SOLE N/A NONE ONEOK PARTNERS L P UNIT LTD PARTNERSHIP 68268N103 Common Stock 83 1,515.74 SOLE N/A NONE OPEN TEXT CORP COM 683715106 Common Stock 9 150.00 SOLE N/A NONE OPKO HEALTH INC COM 68375N103 Common Stock 11 2,250.00 SOLE N/A NONE ORACLE CORP COM 68389X105 Common Stock 1045 35,852.81 SOLE N/A NONE ORCHARD SUPPLY HARDWARE STORES CORP CL A 685691404 Common Stock 0 4.00 SOLE N/A NONE OREXIGEN THERAPEUTICS INC COM 686164104 Common Stock 5 1,245.00 SOLE N/A NONE ORIX CORP SPONSORED ADR 686330101 Common Stock ADR 0 4.00 SOLE N/A NONE OSHKOSH TRUCK CORP COM 688239201 Common Stock 5 205.00 SOLE N/A NONE OSI SYS INC COM C/A EFF 3/5/10 1 OLD =1 NEW CU 671044105 OSI SYSTEMS 671044105 Common Stock 1 20.00 SOLE N/A NONE OTELCO INC INCOME DEP SECS IDS 688823202 Common Stock 6 500.00 SOLE N/A NONE OTTER TAIL CORP COM 689648103 Common Stock 31 1,447.00 SOLE N/A NONE OWENS AND MINOR INC HLDGS CO INC 690732102 Common Stock 1 45.00 SOLE N/A NONE OWENS CORNING NEW COM 690742101 Common Stock 13 366.00 SOLE N/A NONE OWENS CORNING NEW WT EXP SER B EXP 10/31/13 690742127 Warrants 0 32.00 SOLE N/A NONE OWENS ILLINOIS INC 690768403 Common Stock 2 70.00 SOLE N/A NONE P F CHANGS CHINA BISTRO INC COM 69333Y108 Common Stock 0 0.21 SOLE N/A NONE PACCAR INC 693718108 Common Stock 15 322.00 SOLE N/A NONE PACHOLDER HIGH YIELD FD INC COM 693742108 Common Stock 100 11,065.00 SOLE N/A NONE PAN AMERN SILVER CORP COM FORMERLY PAN AMERN MINERALS CORP ISIN#CA6979001089 697900108 Common Stock 43 1,951.14 SOLE N/A NONE PANASONIC CORP ADR ISIN#US69832A2050 69832A205 Common Stock ADR 2 187.02 SOLE N/A NONE PANDORA MEDIA INC COM 698354107 Common Stock 2 200.00 SOLE N/A NONE PANERA BREAD CO CL A 69840W108 Common Stock 120 746.00 SOLE N/A NONE PARAGON SHIPPING INC CL A ISIN#MH69913R3093 69913R309 Common Stock 0 166.00 SOLE N/A NONE PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 Common Stock 0 1.00 SOLE N/A NONE PAREXEL INTL CORP COM 699462107 Common Stock 2 81.00 SOLE N/A NONE PARKER DRILLING CO COM 701081101 Common Stock 0 80.00 SOLE N/A NONE PARKER HANNIFIN CORP COM 701094104 Common Stock 48 566.00 SOLE N/A NONE PARTNER COMMUNICATIONS CO LTD 70211M109 Common Stock ADR 1 100.00 SOLE N/A NONE PARTNERRE LTD SHS ISIN#BMG6852T1053 G6852T105 Common Stock 0 6.00 SOLE N/A NONE PATRIOT COAL CORP COM 70336T104 Common Stock 0 80.00 SOLE N/A NONE PATTERSON COS INC COM 703395103 Common Stock 1 27.00 SOLE N/A NONE PAYCHEX INC COM 704326107 Common Stock 263 8,489.75 SOLE N/A NONE PCM FUND INC COM 69323T101 Common Stock 160 14,525.00 SOLE N/A NONE PDL BIOPHARMA INC COM 69329Y104 Common Stock 3 500.00 SOLE N/A NONE PEABODY ENERGY CORP COM 704549104 Common Stock 94 3,246.00 SOLE N/A NONE PEARSON PLC SPONSORED ADR 705015105 Common Stock ADR 1 65.00 SOLE N/A NONE PEGASYSTEMS INC COM 705573103 Common Stock 20 526.00 SOLE N/A NONE PENGROWTH ENERGY CORP COM ISIN#CA70706P1045 70706P104 Common Stock 45 4,795.00 SOLE N/A NONE PENN VA CORP COM 707882106 Common Stock 3 600.00 SOLE N/A NONE PENN VA RESOURCE PARTNERS LP COM UNIT REPSTG LTD PARTNERSHIP INT 707884102 Common Stock 64 2,918.00 SOLE N/A NONE PENN WEST PETE LTD NEW COM ISIN#CA7078871059 707887105 Common Stock 60 3,100.00 SOLE N/A NONE PENNEY J C INC 708160106 Common Stock 34 952.00 SOLE N/A NONE PENNYMAC MTG INVT TR COM 70931T103 Common Stock 13 700.00 SOLE N/A NONE PENSKE AUTOMOTIVE GROUP INC COM 70959W103 Common Stock 0 1.02 SOLE N/A NONE PEOPLES UTD FINL INC COM 712704105 Common Stock 42 3,202.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- PEPCO HLDGS INC COM 713291102 Common Stock 12 623.95 SOLE N/A NONE PEPSICO INC COM 713448108 Common Stock 709 10,678.41 SOLE N/A NONE PERFECT WORLD CO LTD SPON ADR REPSTG CL B 71372U104 Common Stock ADR 3 200.00 SOLE N/A NONE PERFICIENT INC COM 71375U101 Common Stock 0 1.00 SOLE N/A NONE PERKINELMER INC COM 714046109 Common Stock 0 2.00 SOLE N/A NONE PERMIAN BASIN RTY TR UNIT BEN INT 714236106 Common Stock 8 330.11 SOLE N/A NONE PERNIX THERAPEUTICS HLDGS INC COM 71426V108 Common Stock 1 69.00 SOLE N/A NONE PERRIGO COMPANY 714290103 Common Stock 123 1,189.00 SOLE N/A NONE PERUSAHAAN PERSEROAN PERSERO P.T. TELEKOMUNIKASI INDONESIA ADR RPSTG 40 SER B SHS 715684106 Common Stock ADR 2 76.00 SOLE N/A NONE PETROCHINA CO LTD SPONS ADR ISIN#US71646E1001 71646E100 Common Stock ADR 30 213.00 SOLE N/A NONE PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR 71654V408 Common Stock ADR 475 17,898.64 SOLE N/A NONE PETROLEUM & RES CORP 716549100 Common Stock 1089 41,889.00 SOLE N/A NONE PETSMART INC 716768106 Common Stock 50 879.00 SOLE N/A NONE PFIZER INC COM 717081103 Common Stock 955 42,193.36 SOLE N/A NONE PG & E CORP 69331C108 Common Stock 40 932.14 SOLE N/A NONE PHH CORP COM NEW 693320202 Common Stock 0 8.00 SOLE N/A NONE PHILIP MORRIS INTL INC COM 718172109 Common Stock 2584 29,166.90 SOLE N/A NONE PHOENIX COS INC NEW COM 71902E109 Common Stock 18 7,300.00 SOLE N/A NONE PIER 1 IMPORTS INC OF DELAWARE 720279108 Common Stock 29 1,600.00 SOLE N/A NONE PIKE ELEC CORP COM 721283109 Common Stock 14 1,700.00 SOLE N/A NONE PIMCO CALIF MUN INCOME FD COM 72200N106 Common Stock 46 3,262.23 SOLE N/A NONE PIMCO CALIF MUN INCOME FD II COM 72200M108 Common Stock 3 305.00 SOLE N/A NONE PIMCO CORPORATE & INCOME OPPORTUNITY FD COM 72201B101 Common Stock 729 39,147.63 SOLE N/A NONE PIMCO CORPORATE & INCOME STRATEGY FD COM 72200U100 Common Stock 138 8,574.50 SOLE N/A NONE PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD 72201R783 Common Stock 21 210.00 SOLE N/A NONE PIMCO ETF TR 1-5 YEAR US TIPS INDEX FD 72201R205 Common Stock 169 3,135.00 SOLE N/A NONE PIMCO ETF TR 15+ YR US TIPS INDEX FD 72201R304 Common Stock 6 92.00 SOLE N/A NONE PIMCO ETF TR 3-7 YR US TREAS INDEX FD 72201R601 Common Stock 16 200.00 SOLE N/A NONE PIMCO ETF TR ENHANCED SHORT MTY STRATEGY FD 72201R833 Common Stock 2570 25,435.55 SOLE N/A NONE PIMCO ETF TR INTER MUN BD STRATEGY FD 72201R866 Common Stock 57 1,075.00 SOLE N/A NONE PIMCO ETF TR INVT GRADE CORP BD INDEX FD 72201R817 Common Stock 8 75.00 SOLE N/A NONE PIMCO ETF TR SHORT TERM MUN BD STRATEGY FD 72201R874 Common Stock 15 290.37 SOLE N/A NONE PIMCO GLOBAL STOCKSPLUS INC FD COM 722011103 Common Stock 1679 83,187.63 SOLE N/A NONE PIMCO HIGH INCOME FD COM SHS 722014107 Common Stock 2513 195,709.63 SOLE N/A NONE PIMCO INCOME OPPORTUNITY FD COM 72202B100 Common Stock 153 5,809.70 SOLE N/A NONE PIMCO INCOME STRATEGY FD COM 72201H108 Common Stock 11 1,000.00 SOLE N/A NONE PIMCO INCOME STRATEGY FD II COM 72201J104 Common Stock 11 1,077.00 SOLE N/A NONE PIMCO MUN INCOME FD COM 72200R107 Common Stock 69 4,769.92 SOLE N/A NONE PIMCO MUN INCOME FD II COM 72200W106 Common Stock 6 500.00 SOLE N/A NONE PIMCO MUN INCOME FUND III COM 72201A103 Common Stock 39 3,287.33 SOLE N/A NONE PIMCO NEW YORK MUN FD II COM 72200Y102 Common Stock 12 1,000.00 SOLE N/A NONE PIMCO STRATEGIC GLOBAL GOVT FD INC COM 72200X104 Common Stock 88 7,948.00 SOLE N/A NONE PINNACLE WEST CAP CORP COM 723484101 Common Stock 7 150.00 SOLE N/A NONE PIONEER DIVERSIFIED HIGH INCOME TR COM 723653101 Common Stock 26 1,265.00 SOLE N/A NONE PIONEER FLOATING RATE TR COM 72369J102 Common Stock 24 1,820.00 SOLE N/A NONE PIONEER HIGH INCOME TR COM 72369H106 Common Stock 917 55,058.55 SOLE N/A NONE PIONEER MUN HIGH INCOME ADVANTAGE TR COM 723762100 Common Stock 43 2,923.18 SOLE N/A NONE PIONEER MUN HIGH INCOME TR COM SHS 723763108 Common Stock 177 12,006.15 SOLE N/A NONE PIONEER SOUTHWEST ENERGY PARTNERS LP UNIT LTD PARTNERSHIP INT .... 72388B106 Common Stock 11 407.00 SOLE N/A NONE PITNEY BOWES INC 724479100 Common Stock 66 3,754.34 SOLE N/A NONE PLAINS ALL AMERICAN PIPELINE L P UNIT LTD PARTNERSHIP INT 726503105 Common Stock 545 6,941.88 SOLE N/A NONE PLAINS EXPL & PRODTN CO COM 726505100 Common Stock 9 200.00 SOLE N/A NONE PLEXUS CORP 729132100 Common Stock 6 175.00 SOLE N/A NONE PLUM CREEK TIMBER CO INC COM 729251108 Common Stock 6 145.00 SOLE N/A NONE PMC SIERRA INC COM 69344F106 Common Stock 3 442.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- PNC FINL SVCS GROUP INC COM 693475105 Common Stock 163 2,534.00 SOLE N/A NONE POLARIS INDUSTRIES INC COM 731068102 Common Stock 29 398.00 SOLE N/A NONE POLYONE CORP COM 73179P106 Common Stock 3 200.00 SOLE N/A NONE POLYPORE INTL INC COM 73179V103 Common Stock 7 200.00 SOLE N/A NONE PORTFOLIO RECOVERY ASSOCS INC COM 73640Q105 Common Stock 2 24.00 SOLE N/A NONE PORTLAND GEN ELEC CO COM NEW 736508847 Common Stock 31 1,253.43 SOLE N/A NONE PORTUGAL TELECOMM SGPS S A SPONSORED ADR 737273102 Common Stock ADR 3 501.00 SOLE N/A NONE POSCO SPON ADR 693483109 Common Stock ADR 27 321.15 SOLE N/A NONE POST HLDGS INC COM 737446104 Common Stock 18 554.00 SOLE N/A NONE POTASH CORP OF SASKATCHEWAN INC COM ISIN#CA73755L1076 73755L107 Common Stock 234 5,140.89 SOLE N/A NONE POWERSHARES ACTIVELY MANAGED ETF TR POWER SHARES ACTIVE LOW DURATION PORT 73935B409 Common Stock 8 333.00 SOLE N/A NONE POWERSHARES DB COMMODITY INDEX TRACKING FD 73935S105 Common Stock 96 3,345.78 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB AGRIC FD COM UNIT 73936B408 Common Stock 262 9,328.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB BASE METALS FD COM UNIT 73936B705 Common Stock 19 947.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB OIL FD COM UNIT 73936B507 Common Stock 6 200.00 SOLE N/A NONE POWERSHARES DB MULTI SECTOR COMMODITY TR POWER SHARES DB PRECIOUS METAL FD COM UNIT 73936B200 Common Stock 107 1,826.00 SOLE N/A NONE POWERSHARES DB MULTI-SECTOR COMMODITY TR POWER SHARES DB GOLD FD 73936B606 Common Stock 10 178.00 SOLE N/A NONE POWERSHARES DB U S DLR INDEX TR POWERSHARES DV US$ INDEX BEARISH DD COM UNIT 73936D206 Common Stock 350 12,767.00 SOLE N/A NONE POWERSHARES DB U S DLR INDEX TR POWERSHARES DV US$ INDEX BULLISH FD COM UNIT 73936D107 Common Stock 16 730.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BANKING SECTOR PORT 73935X336 Common Stock 14 1,000.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BASIC MATLS SECTOR PORT 73935X427 Common Stock 60 1,571.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BUYBACK ACHIEVERS PORT 73935X286 Common Stock 247 8,422.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC CONSUMER DISCRETIONARY SECTOR PORT 73935X419 Common Stock 204 6,893.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC ENERGY SECTOR PORT 73935X385 Common Stock 6 136.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC INDLS SECTOR PORT 73935X369 Common Stock 6 187.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC MARKET PORT 73935X104 Common Stock 8 181.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC OTC PORT 73935X203 Common Stock 5 88.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR DYNAMIC TECHNOLOGY SECTOR PORT 73935X344 Common Stock 19 680.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR FINL PFD PORTFOLIO 73935X229 Common Stock 859 47,977.42 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR LISTED PRIVATE EQUITY PORTFOLIO 73935X195 Common Stock 16 1,700.00 SOLE N/A NONE POWERSHARES EXCHANGE TRADED FD TR WILDERHILL PROGRESSIVE ENERGY PORTFOLIO 73935X161 Common Stock 3 100.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DIVIDEND ACHIEVERS PORTFOLIO 73935X732 Common Stock 20 1,250.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC BIOTECHNOLOGY & 73935X856 Common Stock 17 764.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC BLDG & CONSTR PORTFOLIO 73935X666 Common Stock 6 400.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC ENERGY EXPL & PRODTN 73935X658 Common Stock 18 735.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC LARGE CAP GROWTH PORT 73935X609 Common Stock 1 45.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC LARGE CAP VALUE PORT 73935X708 Common Stock 874 41,983.65 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC NETWORKING PORTFOLIO 73935X815 Common Stock 81 2,849.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC OIL SVC PORTFOLIO 73935X625 Common Stock 24 1,132.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC PHARMACEUTICALS 73935X799 Common Stock 576 18,311.64 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR DYNAMIC UTILITIES PORTFOLIO 73935X591 Common Stock 71 4,215.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FTSE RAFI US 1000 PORT 73935X583 Common Stock 2 40.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE MID GROWTH PORT 73935X807 Common Stock 43 1,856.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE MID VALUE PORT 73935X880 Common Stock 23 1,342.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR FUNDAMENTAL PURE SMALL GROWTH PORT PORTFOLIO 73935X872 Common Stock 1 42.00 SOLE N/A NONE 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PORTFOLIO 73935X716 Common Stock 346 22,542.88 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR LUX NANOTECH PORTFOLIO 73935X633 Common Stock 6 900.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- POWERSHARES EXCHANGE-TRADED FD TR MORNINGSTAR STOCKINVESTOR CORE PORT 73935X179 Common Stock 33 1,495.00 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR WATER RES PORT 73935X575 Common Stock 143 7,467.66 SOLE N/A NONE POWERSHARES EXCHANGE-TRADED FD TR WILDER HILL CLEAN ENERGY PORTFOLIO 73935X500 Common Stock 10 1,726.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR CALIF MUNI BD PORT 73936T441 Common Stock 8 333.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR FTSE RAFI EMERGING MARKETS PORT 73936T763 Common Stock 6 250.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL CLEAN ENERGY PORT 73936T615 Common Stock 11 1,247.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT 73936T623 Common Stock 14 780.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR HIGH YIELD USD BD PORTFOLIO 73936T557 Common Stock 157 8,409.87 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR I 30 LADDERED TREAS PORT TD 73936T524 Common Stock 25 815.00 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR INSD NATL MUNI BD PORT 73936T474 Common Stock 115 4,651.06 SOLE N/A NONE POWERSHARES GLOBAL EXCH TRD FD TR WEEKLY VRDO TAX FREE PORTFOLIO 73936T433 Common Stock 70 2,801.00 SOLE N/A NONE POWERSHARES GLOBAL EXCHANGE TRADED FD TR EMERGING MARKETS SOVEREIGN 73936T573 Common Stock 450 16,071.06 SOLE N/A NONE POWERSHARES GLOBAL EXCHANGE TRADED FD TR PFD PORTFOLIO 73936T565 Common Stock 1189 82,751.94 SOLE N/A NONE POWERSHARES QQQ TR UNIT SER 1 73935A104 Common Stock 2017 29,862.56 SOLE N/A NONE POWERSHARSE GLOBAL EXCHANGE TRADED FD TR S&P 500 BUYWRITE PORTFOLIO 73936G308 Common Stock 141 6,865.00 SOLE N/A NONE POWERWAVE TECHNOLOGIES INC COM NEW 739363307 Common Stock 0 18.00 SOLE N/A NONE PPG INDUSTRIES INC 693506107 Common 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Stock 19 600.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- QLOGIC CORP 747277101 Common Stock 0 20.00 SOLE N/A NONE QUAKER CHEM CORP COM 747316107 Common Stock 102 2,589.60 SOLE N/A NONE QUALCOMM INC 747525103 Common Stock 766 11,248.44 SOLE N/A NONE QUANTUM CORP DSSG COM 747906204 Common Stock 0 100.00 SOLE N/A NONE QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM NEW 74765E208 Common Stock 0 50.00 SOLE N/A NONE QUEST DIAGNOSTICS INC COM 74834L100 Common Stock 12 199.19 SOLE N/A NONE QUESTAR CORP COM 748356102 Common Stock 0 10.00 SOLE N/A NONE QUESTCOR PHARMACEUTICALS INC COM 74835Y101 Common Stock 7 175.00 SOLE N/A NONE QUIKSILVER INC 74838C106 Common Stock 0 1.00 SOLE N/A NONE R R DONNELLEY & SONS CO COM 257867101 Common Stock 13 1,076.00 SOLE N/A NONE RACKSPACE HOSTING INC COM 750086100 Common Stock 46 797.00 SOLE N/A NONE RADIOSHACK CORP COM 750438103 Common Stock 8 1,317.00 SOLE N/A NONE RALCORP HOLDINGS INC NEW COM 751028101 Common Stock 82 1,113.00 SOLE N/A NONE RALPH LAUREN CORP CL A 751212101 Common Stock 76 434.15 SOLE N/A NONE RAMBUS INC DEL COM 750917106 Common Stock 1 225.00 SOLE N/A NONE RANDGOLD RES LTD ADR ISIN#US7523443098 752344309 Common Stock ADR 93 1,061.00 SOLE N/A NONE RANGE RES CORP COM 75281A109 Common Stock 13 224.00 SOLE N/A NONE RAYMOND JAMES FINL INC COM 754730109 Common Stock 5 133.00 SOLE N/A NONE RAYONIER INC COM 754907103 Common Stock 0 10.00 SOLE N/A NONE RAYTHEON CO COM NEW 755111507 Common Stock 30 573.94 SOLE N/A NONE REALTY INCOME CORP COM 756109104 Common Stock 23 605.00 SOLE N/A NONE REAVES UTIL INCOME FD COM SH BEN INT 756158101 Common Stock 70 2,684.71 SOLE N/A NONE REED ELSEVIER P L C SPON ADR NEW 758205207 Common Stock ADR 2 56.00 SOLE N/A NONE REGAL BELOIT CORP WISCONSIN ISIN#US7587501039 758750103 Common Stock 6 91.00 SOLE N/A NONE REGAL ENTMT GROUP CL A 758766109 Common Stock 143 10,488.00 SOLE N/A NONE REGENCY ENERGY PARTNERS L P COM UNITS REPSTG LTD PARTNER INT 75885Y107 Common Stock 44 1,800.00 SOLE N/A NONE REGIONS FINL CORP NEW COM 7591EP100 Common Stock 52 7,930.19 SOLE N/A NONE REINSURANCE GROUP AMER INC COM NEW 759351604 Common Stock 10 166.00 SOLE N/A NONE RENESOLA LTD SPONS ADR ISIN#US75971T1034 75971T103 Common Stock ADR 2 850.00 SOLE N/A NONE RENT A CENTER INC COM 76009N100 Common Stock 3 80.00 SOLE N/A NONE REPUBLIC SVCS INC COM 760759100 Common Stock 10 312.00 SOLE N/A NONE RESEARCH FRONTIERS INC 760911107 Common Stock 2 700.00 SOLE N/A NONE RESEARCH IN MOTION LTD COM ISIN#CA7609751028 760975102 Common Stock 48 3,249.00 SOLE N/A NONE RESMED INC COM 761152107 Common Stock 6 200.00 SOLE N/A NONE RESOURCE AMERICA INC NEW 761195205 Common Stock 5 820.00 SOLE N/A NONE RESOURCE CAPITAL CORP 76120W302 Common Stock 8 1,421.50 SOLE N/A NONE RESPONSYS INC COM 761248103 Common Stock 22 1,875.00 SOLE N/A NONE RETAIL OPPORTUNITY INVTS CORP COM 76131N101 Common Stock 8 650.00 SOLE N/A NONE REVENUESHARES ETF TR ADR FD 761396605 Common Stock 14 400.00 SOLE N/A NONE REVENUESHARES ETF TR S&P 500 FINANCIALS SECTOR FD 761396506 Common Stock 9 300.00 SOLE N/A NONE REVENUESHARES ETF TR SMALL CAP FD 761396308 Common Stock 4 100.00 SOLE N/A NONE REX ENERGY CORP COM 761565100 Common Stock 0 1.00 SOLE N/A NONE REYNOLDS AMERN INC COM 761713106 Common Stock 604 14,581.71 SOLE N/A NONE RF MICRO DEVICES INC COM 749941100 Common Stock 5 1,050.00 SOLE N/A NONE RIO TINTO PLC SPONSORED ADR ISIN#US7672041008 767204100 Common Stock ADR 187 3,355.00 SOLE N/A NONE RITE AID CORP 767754104 Common Stock 18 10,615.00 SOLE N/A NONE RIVERBED TECHNOLOGY INC COM 768573107 Common Stock 59 2,087.00 SOLE N/A NONE ROBERT HALF INTL INC 770323103 Common Stock 11 367.00 SOLE N/A NONE ROCK-TENN CO CL A 772739207 Common Stock 0 1.01 SOLE N/A NONE ROCKWELL AUTOMATION INC COM FORMERLY ROCKWELL INTL CORP 773903109 Common Stock 15 187.00 SOLE N/A NONE ROCKWELL COLLINS INC DEL COM STK 774341101 Common Stock 13 227.00 SOLE N/A NONE ROCKWOOD HLDGS INC COM 774415103 Common Stock 14 267.00 SOLE N/A NONE ROFIN SINAR TECHNOLOGIES INC COM 775043102 Common Stock 0 12.00 SOLE N/A NONE ROGERS COMMUNICATIONS INC CL B NON VOTING SHARES 775109200 Common Stock 1 26.08 SOLE N/A NONE ROPER INDUSTRIES INC NEW COM 776696106 Common Stock 13 133.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- ROSS STORES INC (STATE OF INC CHGD FM CALF TO DELAWARE) 778296103 Common Stock 32 546.05 SOLE N/A NONE ROVI CORP COM 779376102 Common Stock 3 105.00 SOLE N/A NONE ROWAN COS INC 779382100 Common Stock 11 333.00 SOLE N/A NONE ROYAL BANK SCOTLAND GROUP PLC 7.25% SPON ADR REPSTG SER T PFD SHS CALLABLE 12/31/12@ 25.00 780097713 Preferred Stock ADR 13 700.00 SOLE N/A NONE ROYAL BK CDA MONTREAL QUE ISIN#CA7800871021 780087102 Common Stock 93 1,601.67 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC 6.35% SER N ADR REPSTG PREF SHS CALLABLE 6/30/10 780097770 Preferred Stock 5 300.00 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC ADR REPSTG PFD SHS SER P 6.25% CALLABLE 12/31/10@25 780097762 Preferred Stock ADR 16 1,000.00 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC SPON ADR SER L REPSTG PREF SHS SER L 5.75% CALLABLE 9/30/09 @25 780097788 Preferred Stock ADR 48 2,584.43 SOLE N/A NONE ROYAL BK SCOTLAND GROUP PLC SPONSORED ADR SER H REPSTG PREF H 7.25% 780097879 Preferred Stock ADR 3 134.00 SOLE N/A NONE ROYAL DUTCH SHELL PLC SPONSORED ADR REPSTG B SHS ISIN#US7802591070 780259107 Common Stock ADR 14 196.00 SOLE N/A NONE ROYAL DUTCH SHELL PLC SPONSORED ADR RESPTG A SHS 780259206 Common Stock ADR 228 3,253.00 SOLE N/A NONE ROYCE FOCUS TR INC COM 78080N108 Common Stock 45 6,515.00 SOLE N/A NONE ROYCE MICRO-CAP TR INC COM 780915104 Common Stock 82 8,682.00 SOLE N/A NONE ROYCE VALUE TR INC COM 780910105 Common Stock 413 29,712.00 SOLE N/A NONE RPC INC FORMERLY RPC ENERGY SERVICES 749660106 Common Stock 16 1,537.00 SOLE N/A NONE RPM INTL INC 749685103 Common Stock 9 330.00 SOLE N/A NONE RUBICON TECHNOLOGY INC COM 78112T107 Common Stock 4 400.00 SOLE N/A NONE RUBY TUESDAY INC (GA) COM 781182100 Common Stock 0 27.00 SOLE N/A NONE RUSSELL EXCHANGE TRADED FDS TR 1000 LOW VOLATILITY ETF 782474647 Common Stock 394 7,615.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT CONSUMER 78355W882 Common Stock 47 858.10 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT CONSUMER STAPLES ETF 78355W874 Common Stock 15 230.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT ENERGY ETF 78355W866 Common Stock 46 725.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT ETF 78355W106 Common Stock 107 2,069.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 EQUAL WEIGHT TECHNOLOGY ETF 78355W817 Common Stock 47 800.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 PURE GROWTH ETF 78355W403 Common Stock 73 1,487.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P 500 PURE VALUE ETF 78355W304 Common Stock 70 2,162.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETF 78355W601 Common Stock 530 5,908.00 SOLE N/A NONE RYDEX ETF TR GUGGENHEIM S&P MIDCAP 400 PURE VALUE ETF 78355W502 Common Stock 7 188.00 SOLE N/A NONE SAKS INC COM NEW 79377W108 Common Stock 6 500.00 SOLE N/A NONE SALESFORCE.COM INC COM STOCK 79466L302 Common Stock 33 212.00 SOLE N/A NONE SALLY BEAUTY HLDGS INC COM 79546E104 Common Stock 4 142.00 SOLE N/A NONE SANDISK CORP 80004C101 Common Stock 20 401.00 SOLE N/A NONE SANDRIDGE ENERGY INC COM 80007P307 Common Stock 0 2.00 SOLE N/A NONE SANDRIDGE PERMIAN TR COM UNIT REPSTG BENEFICIAL INTS IN SANDRIDGE TR 80007A102 Common Stock 75 3,212.00 SOLE N/A NONE SANOFI CONTINGENT VALUE RT RTS EXP 12/31/2020 80105N113 Rights 0 251.00 SOLE N/A NONE SANOFI SPONS ADR ISIN#US80105N1054 80105N105 Common Stock ADR 156 4,031.00 SOLE N/A NONE SAP AG SPONSORED ADR ISIN#US8030542042 803054204 Common Stock ADR 7 106.00 SOLE N/A NONE SARA LEE CORP 803111103 Common Stock 76 3,526.13 SOLE N/A NONE SASOL LTD SPONSORED ADR 803866300 Common Stock ADR 12 250.00 SOLE N/A NONE SAUER DANFOSS INC 804137107 Common Stock 17 371.00 SOLE N/A NONE SBA COMMUNICATIONS CORP CL A COM 78388J106 Common Stock 14 271.00 SOLE N/A NONE SCANA CORP NEW COM 80589M102 Common Stock 7 160.00 SOLE N/A NONE SCANSOURCE INC COM 806037107 Common Stock 27 733.00 SOLE N/A NONE SCHLUMBERGER LTD COM ISIN#AN8068571086 806857108 Common Stock 318 4,551.00 SOLE N/A NONE SCHNITZER STEEL INDS CLASS A 806882106 Common Stock 1 34.00 SOLE N/A NONE SCHULMAN A INC 808194104 Common Stock 0 9.00 SOLE N/A NONE SCHWAB CHARLES CORP NEW COM 808513105 Common Stock 17 1,182.90 SOLE N/A NONE SCHWAB STRATEGIC TR US BROAD MKT ETF 808524102 Common Stock 30 882.00 SOLE N/A NONE SCIENTIFIC GAMES CORP CL A 80874P109 Common Stock 0 2.00 SOLE N/A NONE SCRIPPS NETWORKS INTERACTIVE INC CL A 811065101 Common Stock 29 596.00 SOLE N/A NONE SEABRIDGE GOLD INC COM 811916105 Common Stock 8 420.00 SOLE N/A NONE SEACOR HOLDINGS INC COM 811904101 Common Stock 6 59.00 SOLE N/A NONE SEADRILL LIMTED SHS ISIN#BMG7945E1057 G7945E105 Common Stock 2 65.00 SOLE N/A NONE SEAGATE TECHNOLOGY PLC SHS ISIN#IE00B58JVZ52 G7945M107 Common Stock 5 169.00 SOLE N/A NONE SEALED AIR CORP NEW COM 81211K100 Common Stock 10 513.33 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- SEARS HLDGS CORP COM 812350106 Common Stock 8 121.00 SOLE N/A NONE SEASPAN CORP COM Y75638109 Common Stock 11 650.00 SOLE N/A NONE SEATTLE GENETICS INC COM 812578102 Common Stock 1 30.00 SOLE N/A NONE SEI INVESTMENTS CO COM 784117103 Common Stock 0 7.00 SOLE N/A NONE SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY TRANSN TO 06/24/02 81369Y407 Common Stock 1702 37,752.01 SOLE N/A NONE SELECT SECTOR SPDR TR CONSUMER STAPLES 81369Y308 Common Stock 1747 51,257.77 SOLE N/A NONE SELECT SECTOR SPDR TR ENERGY 81369Y506 Common Stock 1288 17,947.71 SOLE N/A NONE SELECT SECTOR SPDR TR FINANCIAL 81369Y605 Common Stock 1569 99,325.81 SOLE N/A NONE SELECT SECTOR SPDR TR HEALTH CARE 81369Y209 Common Stock 1514 40,247.00 SOLE N/A NONE SELECT SECTOR SPDR TR INDL 81369Y704 Common Stock 1503 40,175.41 SOLE N/A NONE SELECT SECTOR SPDR TR MATLS 81369Y100 Common Stock 1193 32,275.00 SOLE N/A NONE SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 Common Stock 2046 67,853.00 SOLE N/A NONE SELECT SECTOR SPDR TR UTILS 81369Y886 Common Stock 2576 73,511.28 SOLE N/A NONE SEMICONDUCTOR HOLDRS TR DEP RCPT 816636203 Common Stock 10 300.00 SOLE N/A NONE SEMPRA ENERGY COM 816851109 Common Stock 400 6,671.00 SOLE N/A NONE SEMTECH CORP 816850101 Common Stock 3 106.00 SOLE N/A NONE SENIOR HSG PPTYS TR SH BEN INT 81721M109 Common Stock 47 2,110.04 SOLE N/A NONE SENSIENT TECHNOLOGIES CORP COM 81725T100 Common Stock 1 38.00 SOLE N/A NONE SHAW COMMUNICATIONS INC CL B NON VTG 82028K200 Common Stock 5 250.00 SOLE N/A NONE SHERWIN WILLIAMS CO 824348106 Common Stock 47 437.00 SOLE N/A NONE SHIP FINANCE INTL LTD SHS ISIN#BMG810751062 G81075106 Common Stock 17 1,123.52 SOLE N/A NONE SHIRE PLC SPONS ADR ISIN#US82481R1068 82481R106 Common Stock ADR 1 10.00 SOLE N/A NONE SIEMENS A G SPONSORED ADR ISIN#US8261975010 826197501 Common Stock ADR 77 767.75 SOLE N/A NONE SIGMA ALDRICH CORP 826552101 Common Stock 1 20.00 SOLE N/A NONE SILGAN HLDGS INC COM 827048109 Common Stock 1 25.00 SOLE N/A NONE SILICON MOTION TECHNOLOGY CORP SPONS ADR SHS ISIN#US82706C1080 82706C108 Common Stock ADR 15 800.00 SOLE N/A NONE SILVER WHEATON CORP COM ISIN#CA8283361076 828336107 Common Stock 118 3,565.18 SOLE N/A NONE SIMON PPTY GROUP INC NEW COM 828806109 Common Stock 114 783.00 SOLE N/A NONE SINA CORPORATION COM ISIN#KYG814771047 G81477104 Common Stock 21 320.00 SOLE N/A NONE SINCLAIR BROADCAST GROUP INC CL A 829226109 Common Stock 3 275.00 SOLE N/A NONE SINOVAC BIOTECH LTD SHS ISIN#AGP8696W1045 P8696W104 Common Stock 2 1,000.00 SOLE N/A NONE SIRIUS XM RADIO INC COM 82967N108 Common Stock 157 67,993.00 SOLE N/A NONE SIRONA DENTAL SYS INC COM 82966C103 Common Stock 22 435.00 SOLE N/A NONE SK TELECOM LTD SPONSORED ADR ISIN#US78440P1084 78440P108 Common Stock ADR 5 394.00 SOLE N/A NONE SKECHERS U S A INC CL A 830566105 Common Stock 7 525.00 SOLE N/A NONE SKYWORKS SOLUTIONS INC COM 83088M102 Common Stock 33 1,180.00 SOLE N/A NONE SLM CORP COM 78442P106 Common Stock 24 1,504.00 SOLE N/A NONE SM ENERGY CO COM 78454L100 Common Stock 7 105.00 SOLE N/A NONE SMARTHEAT INC COM NEW 83172F203 Common Stock 2 635.00 SOLE N/A NONE SMITH & NEPHEW P L C SPONSORED ADR NEW 83175M205 Common Stock ADR 2 46.00 SOLE N/A NONE SMITHFIELD FOODS INC COM 832248108 Common Stock 18 836.00 SOLE N/A NONE SMUCKER J M CO COM NEW 832696405 Common Stock 92 1,125.00 SOLE N/A NONE SNAP ON INC COM 833034101 Common Stock 6 104.00 SOLE N/A NONE SOCIEDAD QUIMICA Y MINERA DE CHILE S A SPON ADR 833635105 Common Stock ADR 3 43.00 SOLE N/A NONE SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 Common Stock 29 850.00 SOLE N/A NONE SOHU.COM INC COMMON STOCK 83408W103 Common Stock 1 20.00 SOLE N/A NONE SOLAR CAP LTD COM 83413U100 Common Stock 4 200.00 SOLE N/A NONE SOLARWINDS INC COM 83416B109 Common Stock 35 900.00 SOLE N/A NONE SOLAZYME INC COM 83415T101 Common Stock 7 500.00 SOLE N/A NONE SONIC CORP 835451105 Common Stock 1 192.00 SOLE N/A NONE SONOCO PRODS CO COM 835495102 Common Stock 15 440.00 SOLE N/A NONE SONUS NETWORKS INC COM 835916107 Common Stock 0 4.00 SOLE N/A NONE SOTHEBYS CL A 835898107 Common Stock 11 274.00 SOLE N/A NONE SOURCEFIRE INC COM 83616T108 Common Stock 1 13.00 SOLE N/A NONE SOUTHERN CMNTY FINL CORP COM 842632101 Common Stock 4 1,400.00 SOLE N/A NONE

33

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- SOUTHERN CO COM 842587107 Common Stock 550 12,252.14 SOLE N/A NONE SOUTHERN COPPER CORP DEL COM 84265V105 Common Stock 92 2,905.00 SOLE N/A NONE SOUTHWEST AIRLS CO COM 844741108 Common Stock 5 555.00 SOLE N/A NONE SOUTHWEST GAS CORP 844895102 Common Stock 5 120.00 SOLE N/A NONE SOUTHWESTERN ENERGY CO COM 845467109 Common Stock 7 236.00 SOLE N/A NONE SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 78467X109 Common Stock 717 5,440.00 SOLE N/A NONE SPDR GOLD TR GOLD SHS 78463V107 Common Stock 5691 35,105.00 SOLE N/A NONE SPDR INDEX SHS FDS DOW JONES GLOBAL REAL ESTATE ETF 78463X749 Common Stock 4 103.00 SOLE N/A NONE SPDR INDEX SHS FDS DOW JONES INTL REAL ESTATE ETF 78463X863 Common Stock 51 1,392.00 SOLE N/A NONE SPDR INDEX SHS FDS EURO STOXX 50 ETF 78463X202 Common Stock 0 1.00 SOLE N/A NONE SPDR INDEX SHS FDS FTSE / MACQUARIE GLOBAL 78463X855 Common Stock 20 500.00 SOLE N/A NONE SPDR INDEX SHS FDS MSCI ACWI EX-US ETF 78463X848 Common Stock 7 218.00 SOLE N/A NONE SPDR INDEX SHS FDS RUSSELL / NOMURA SMALL CAP JAPAN ETF 78463X822 Common Stock 6 130.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P BRIC 40 ETF 78463X798 Common Stock 32 1,293.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 Common Stock 14 207.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING ASIA PAC ETF 78463X301 Common Stock 2 29.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING LATIN AMER ETF 78463X707 Common Stock 27 347.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETF 78463X756 Common Stock 25 540.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P GLOBAL NAT RES ETF 78463X541 Common Stock 77 1,470.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL DIVIDEND ETF 78463X772 Common Stock 78 1,568.66 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL MID CAP ETF 78463X764 Common Stock 3 100.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P INTL SMALL CAP ETF 78463X871 Common Stock 42 1,464.00 SOLE N/A NONE SPDR INDEX SHS FDS S&P WORLD EX-US ETF 78463X889 Common Stock 7 290.00 SOLE N/A NONE SPDR INDEX SHS FDS SPDR S&P EMERGING MARKETS DIVID ETF 78463X533 Common Stock 6 125.00 SOLE N/A NONE SPDR S&P 500 ETF TR TR UNIT 78462F103 Common Stock 3010 21,377.48 SOLE N/A NONE SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT 78467Y107 Common Stock 211 1,170.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP 1-3 T BILL ETF 78464A680 Common Stock 916 20,002.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP AGGREGATE BD ETF 78464A649 Common Stock 40 696.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP CONV SECS ETF 78464A359 Common Stock 581 14,575.75 SOLE N/A NONE SPDR SER TR BARCLAYS CAP HIGH YIELD BD ETF 78464A417 Common Stock 2142 54,400.91 SOLE N/A NONE SPDR SER TR BARCLAYS CAP INTER TERM TREAS ETF 78464A672 Common Stock 85 1,410.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP INTL TREAS BD ETF 78464A516 Common Stock 26 437.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP LONG TERM TREAS ETF 78464A664 Common Stock 10 150.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAP TIPS ETF 78464A656 Common Stock 12 200.00 SOLE N/A NONE SPDR SER TR BARCLAYS CAPITAL SHORT TERM INTL TREAS BD ETF 78464A334 Common Stock 93 2,541.00 SOLE N/A NONE SPDR SER TR DB INTL GOVT INFLATION- PROTECTED 78464A490 Common Stock 698 11,553.36 SOLE N/A NONE SPDR SER TR DOW JONES MID CAP ETF 78464A847 Common Stock 16 237.00 SOLE N/A NONE SPDR SER TR DOW JONES REIT ETF 78464A607 Common Stock 287 4,051.78 SOLE N/A NONE SPDR SER TR MORGAN STANLEY TECHNOLOGY ETF 78464A102 Common Stock 29 401.59 SOLE N/A NONE SPDR SER TR NUVEEN BARCLAYS CAP MUN BD ETF 78464A458 Common Stock 382 16,036.58 SOLE N/A NONE SPDR SER TR NUVEEN BARCLAYS CAP SHORT TERM MUN BD ETF 78464A425 Common Stock 323 13,255.00 SOLE N/A NONE SPDR SER TR NUVEEN S&P HIGH YIELD MUN BD ETF 78464A284 Common Stock 19 338.00 SOLE N/A NONE SPDR SER TR S&P 400 MID CAP VALUE ETF 78464A839 Common Stock 0 1.00 SOLE N/A NONE SPDR SER TR S&P 600 SMALL CAP ETF 78464A813 Common Stock 15 201.00 SOLE N/A NONE SPDR SER TR S&P 600 SMALL CAP GROWTH ETF 78464A201 Common Stock 16 125.00 SOLE N/A NONE SPDR SER TR S&P BIOTECH ETF 78464A870 Common Stock 24 300.00 SOLE N/A NONE SPDR SER TR S&P BK ETF 78464A797 Common Stock 7 305.00 SOLE N/A NONE SPDR SER TR S&P CAP MKTS ETF 78464A771 Common Stock 93 2,742.00 SOLE N/A NONE SPDR SER TR S&P DIVID ETF 78464A763 Common Stock 770 13,602.08 SOLE N/A NONE SPDR SER TR S&P HOMEBUILDERS ETF 78464A888 Common Stock 11 500.00 SOLE N/A NONE SPDR SER TR S&P INS ETF 78464A789 Common Stock 7 175.00 SOLE N/A NONE SPDR SER TR S&P METALS & MNG ETF 78464A755 Common Stock 91 1,835.47 SOLE N/A NONE SPDR SER TR S&P OIL & GAS EQUIP & SVCS ETF 78464A748 Common Stock 20 550.00 SOLE N/A NONE SPDR SER TR S&P OIL & GAS EXPL & PRODTN ETF 78464A730 Common Stock 5 90.00 SOLE N/A NONE SPDR SER TR S&P PHARMACEUTICALS ETF 78464A722 Common Stock 308 5,386.00 SOLE N/A NONE

34

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- SPDR SER TR S&P REGL BKG ETF 78464A698 Common Stock 20 709.85 SOLE N/A NONE SPDR SER TR S&P RETAIL ETF 78464A714 Common Stock 25 400.00 SOLE N/A NONE SPDR SER TR SPDR BARCLAYS CAPITAL SHORT TE RM CORP BD ETF 78464A474 Common Stock 9 279.00 SOLE N/A NONE SPECTRA ENERGY CORP COM 847560109 Common Stock 118 3,743.37 SOLE N/A NONE SPECTRA ENERGY PARTNERS LP COM 84756N109 Common Stock 48 1,500.00 SOLE N/A NONE SPECTRUM PHARMACEUTICALS INC COM 84763A108 Common Stock 1 100.00 SOLE N/A NONE SPIRIT AEROSYSTEMS HLDGS INC CL A 848574109 Common Stock 0 15.00 SOLE N/A NONE SPRINT NEXTEL CORP FON SHS 852061100 Common Stock 8 2,837.00 SOLE N/A NONE SPROTT PHYSICAL GOLD TR UNIT ISIN#CA85207H1047 85207H104 Common Stock 7 493.00 SOLE N/A NONE SPX CORPORATION 784635104 Common Stock 1 13.00 SOLE N/A NONE ST JUDE MED INC COM 790849103 Common Stock 40 902.00 SOLE N/A NONE STANLEY BLACK & DECKER INC COM 854502101 Common Stock 18 237.00 SOLE N/A NONE STAPLES INC 855030102 Common Stock 117 7,238.00 SOLE N/A NONE STARBUCKS CORP COM 855244109 Common Stock 734 13,132.82 SOLE N/A NONE STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 85590A401 Common Stock 1 25.00 SOLE N/A NONE STATE STR CORP COM 857477103 Common Stock 4 86.00 SOLE N/A NONE STATOIL ASA SPONSORED ADR ISIN#US85771P1021 85771P102 Common Stock ADR 35 1,279.00 SOLE N/A NONE STEC INC COM 784774101 Common Stock 1 68.00 SOLE N/A NONE STEEL DYNAMICS INC COM 858119100 Common Stock 13 890.00 SOLE N/A NONE STEELCASE INC CL A 858155203 Common Stock 0 1.00 SOLE N/A NONE STEMCELLS INC COM NEW 85857R204 Common Stock 0 6.00 SOLE N/A NONE STERICYCLE INC COM 858912108 Common Stock 65 782.00 SOLE N/A NONE STERIS CORP 859152100 Common Stock 5 173.00 SOLE N/A NONE STMICROELECTRONICS NV SHS N Y REGISTRY 861012102 Common Stock 26 3,233.74 SOLE N/A NONE STONEMOR PARTNERS L P COM UNITS 86183Q100 Common Stock 76 3,100.00 SOLE N/A NONE STRATEGIC DIAGNOSTICS INC COM 862700101 Common Stock 0 2.00 SOLE N/A NONE STRATEGIC GLOBAL INCOME FD INC 862719101 Common Stock 9 810.00 SOLE N/A NONE STRYKER CORP 863667101 Common Stock 154 2,769.39 SOLE N/A NONE SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTNERSHIP 864482104 Common Stock 20 455.75 SOLE N/A NONE SUN HYDRAULICS CORP COM 866942105 Common Stock 2 76.00 SOLE N/A NONE SUN LIFE FINL INC COM ISIN#CA8667961053 866796105 Common Stock 27 1,157.00 SOLE N/A NONE SUNCOKE ENERGY INC COM 86722A103 Common Stock 0 4.00 SOLE N/A NONE SUNCOR ENERGY INC NEW COM ISIN#CA8672241079 867224107 Common Stock 24 722.00 SOLE N/A NONE SUNOCO INC COM 86764P109 Common Stock 0 8.00 SOLE N/A NONE SUNOCO LOGISTICS PARTNERS LP COM UNITS 86764L108 Common Stock 312 8,245.16 SOLE N/A NONE SUNOPTA INC COM ISIN#CA8676EP1086 8676EP108 Common Stock 0 4.00 SOLE N/A NONE SUNPOWER CORP COM 867652406 Common Stock 4 630.00 SOLE N/A NONE SUNTECH PWR HLDGS CO LTD SHS ISIN#US86800C1045 86800C104 Common Stock ADR 2 690.00 SOLE N/A NONE SUNTRUST BKS INC COM 867914103 Common Stock 17 691.20 SOLE N/A NONE SUPERIOR ENERGY SVCS INC COM 868157108 Common Stock 1 54.00 SOLE N/A NONE SUPERIOR INDUSTRIES INTERNATIONAL INC CALIFORNIA 868168105 Common Stock 3 170.00 SOLE N/A NONE SUPERVALU INC COM 868536103 Common Stock 21 3,661.09 SOLE N/A NONE SUPPORT COM INC COM 86858W101 Common Stock 5 1,500.00 SOLE N/A NONE SUSQUEHANNA BANKSHS INC PA 869099101 Common Stock 0 40.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURN 870297603 Common Stock 2 250.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX METALS TOTAL RETURN 870297405 Common Stock 25 2,300.00 SOLE N/A NONE SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX TOTAL RETURN 870297801 Common Stock 9 1,007.00 SOLE N/A NONE SWIFT ENERGY CO COM 870738101 Common Stock 21 739.00 SOLE N/A NONE SWISHER HYGIENE INC COM 870808102 Common Stock 12 5,000.00 SOLE N/A NONE SXC HEALTH SOLUTIONS CORP COM ISIN#CA78505P1009 78505P100 Common Stock 37 490.00 SOLE N/A NONE SYCAMORE NETWORKS INC COM NEW 871206405 Common Stock 1 38.00 SOLE N/A NONE SYMANTEC CORP 871503108 Common Stock 4 205.00 SOLE N/A NONE SYNAPTICS INC COM 87157D109 Common Stock 3 79.00 SOLE N/A NONE SYNGENTA AG SPON ADR ISIN#US87160A1007 87160A100 Common Stock ADR 5 78.00 SOLE N/A NONE SYNNEX CORP COM 87162W100 Common Stock 1 25.00 SOLE N/A NONE

35

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- SYNOPSYS INC 871607107 Common Stock 0 1.00 SOLE N/A NONE SYPRIS SOLUTIONS INC COM 871655106 Common Stock 0 2.00 SOLE N/A NONE SYSCO CORP 871829107 Common Stock 126 4,211.47 SOLE N/A NONE TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003 874039100 Common Stock ADR 7 459.00 SOLE N/A NONE TALISMAN ENERGY INC COM 87425E103 Common Stock 1 63.00 SOLE N/A NONE TARGA RES PARTNERS LP COM UNIT LTD PARTNERSHIP INT 87611X105 Common Stock 135 3,263.00 SOLE N/A NONE TARGET CORP COM 87612E106 Common Stock 39 671.34 SOLE N/A NONE TATA MTRS LTD SPON ADR. 876568502 Common Stock ADR 195 7,228.76 SOLE N/A NONE TC PIPELINES LP UNIT COM LTD PARTNERSHIP INT 87233Q108 Common Stock 18 400.00 SOLE N/A NONE TCW STRATEGIC INCOME FD INC COM 872340104 Common Stock 104 20,143.00 SOLE N/A NONE TD AMERITRADE HLDG CORP COM 87236Y108 Common Stock 1 52.00 SOLE N/A NONE TE CONNECTIVITY LTD REG SHS ISIN#CH0102993182 H84989104 Common Stock 27 745.23 SOLE N/A NONE TECO ENERGY INC COM 872375100 Common Stock 27 1,521.37 SOLE N/A NONE TEEKAY LNG PARTNERS L P PARTNERSHIP UNIT ISIN#MHY8564M1057 Y8564M105 Common Stock 76 1,930.00 SOLE N/A NONE TEEKAY TANKERS LTD CL A ISIN#MHY8565N1022 Y8565N102 Common Stock 1 223.66 SOLE N/A NONE TELE NORTE LESTE ADR C/A EFF 04/09/12 1 OLD / 0.1879 NEW CU 74340W103 OI S COM AND 0.6420 CU 670851203 OI PRF 879246106 Preferred Stock ADR 8 694.87 SOLE N/A NONE TELECOM ARGENTINA S A SPONSORED ADR REPSTG 5 CL B ORD SHS ISIN#US8792732096 879273209 Common Stock ADR 2 100.00 SOLE N/A NONE TELECOM CORP OF NEW ZEALAND LTD SPONSORED ADR EACH REP 8 ORD SHRS NZ 879278208 Common Stock ADR 9 901.00 SOLE N/A NONE TELECOM HOLDERS TR DEPOSITARY RCPT ISIN#US87927P2002 87927P200 Common Stock 2 76.00 SOLE N/A NONE TELECOM ITALIA S P A NEW SPON ADR REPSTG SVGS SHS ISIN#US87927Y2019 87927Y201 Common Stock ADR 4 400.00 SOLE N/A NONE TELEDYNE TECHNOLOGIES INC COM 879360105 Common Stock 6 100.00 SOLE N/A NONE TELEFONICA BRASIL SA SPONSORED ADR ISIN#US87936R1068 87936R106 Common Stock ADR 3 97.00 SOLE N/A NONE TELEFONICA S A ADR SPONS ADR ISIN#US8793822086 879382208 Common Stock ADR 107 6,513.51 SOLE N/A NONE TELETECH HLDGS INC COM 879939106 Common Stock 0 1.00 SOLE N/A NONE TELLABS INC COM 879664100 Common Stock 2 451.00 SOLE N/A NONE TEMPLETON DRAGON FUND INC 88018T101 Common Stock 129 4,549.00 SOLE N/A NONE TEMPLETON EMERGING MKT FD 880191101 Common Stock 4 187.00 SOLE N/A NONE TEMPLETON EMERGING MKTS INCOME FD INC 880192109 Common Stock 90 5,743.84 SOLE N/A NONE TEMPLETON GLOBAL INCOME FUND INC 880198106 Common Stock 1276 132,220.94 SOLE N/A NONE TEMPUR-PEDIC INTL INC COM 88023U101 Common Stock 0 1.00 SOLE N/A NONE TENARIS S A SPONSORED ADR 88031M109 Common Stock ADR 0 5.00 SOLE N/A NONE TENET HEALTHCARE CORP 88033G100 Common Stock 1 210.00 SOLE N/A NONE TENNECO INC COM 880349105 Common Stock 1 28.00 SOLE N/A NONE TERADATA CORP DEL COM 88076W103 Common Stock 61 895.00 SOLE N/A NONE TERNIUM S A SPONS ADR ISIN#US8808901081 880890108 Common Stock ADR 57 2,400.00 SOLE N/A NONE TERRA NITROGEN COMPANY L.P. DEPOSITARY RECEIPTS EVIDENCING COMMON UNITS REPRESENTING LIMITED PARTNER INTS 881005201 Common Stock 264 1,051.81 SOLE N/A NONE TESORO CORP COM 881609101 Common Stock 2 75.00 SOLE N/A NONE TETRA TECH INC NEW COM 88162G103 Common Stock 54 2,060.00 SOLE N/A NONE TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 Common Stock 2 50.00 SOLE N/A NONE TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098 881624209 Common Stock ADR 587 13,030.80 SOLE N/A NONE TEXAS INSTRUMENTS INC 882508104 Common Stock 12 356.00 SOLE N/A NONE TEXAS PACIFIC LAND TRUST SUB SHARES CERTIFICATES OF PROP INTEREST 882610108 Common Stock 32 675.00 SOLE N/A NONE TEXTRON INC COM 883203101 Common Stock 3 100.00 SOLE N/A NONE TFS FINL CORP COM 87240R107 Common Stock 47 4,945.00 SOLE N/A NONE THE SAINT JOE CO COM 790148100 Common Stock 4 200.00 SOLE N/A NONE THE SCOTTS MIRACLE GRO CO HLDG CO 810186106 Common Stock 5 95.00 SOLE N/A NONE THERMO FISHER SCIENTIFIC INC 883556102 Common Stock 27 473.00 SOLE N/A NONE THOMSON REUTERS CORP COM ISIN#CA8849031056 884903105 Common Stock 1 36.00 SOLE N/A NONE THORATEC CORP COM NEW 885175307 Common Stock 2 62.00 SOLE N/A NONE TIBCO SOFTWARE INC COM 88632Q103 Common Stock 15 500.00 SOLE N/A NONE TIDEWATER INC 886423102 Common Stock 3 53.91 SOLE N/A NONE TIFFANY & COMPANY 886547108 Common Stock 62 901.32 SOLE N/A NONE TIME WARNER CABLE INC COM 88732J207 Common Stock 20 248.79 SOLE N/A NONE TIME WARNER INC NEW COM NEW 887317303 Common Stock 28 748.59 SOLE N/A NONE TIMKEN CO COM 887389104 Common Stock 21 412.00 SOLE N/A NONE

36

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- TITAN MACHY INC COM 88830R101 Common Stock 76 2,700.00 SOLE N/A NONE TJX COMPANIES INC (NEW) 872540109 Common Stock 133 3,356.21 SOLE N/A NONE TOLL BROS INC 889478103 Common Stock 16 682.00 SOLE N/A NONE TOOTSIE ROLL INDS INC 890516107 Common Stock 0 3.00 SOLE N/A NONE TORO CO 891092108 Common Stock 7 105.00 SOLE N/A NONE TORONTO DOMINION BK ONT COM NEW ISIN#CA8911605092 891160509 Common Stock 234 2,761.00 SOLE N/A NONE TORTOISE ENERGY INFRASTRUCTURE CORP COM 89147L100 Common Stock 8 200.00 SOLE N/A NONE TOTAL S A SPONSORED ADR 89151E109 Common Stock ADR 122 2,378.04 SOLE N/A NONE TOTAL SYSTEMS SERVICES INC 891906109 Common Stock 17 751.00 SOLE N/A NONE TOYOTA MTR CO SPON ADR 892331307 Common Stock ADR 175 2,019.53 SOLE N/A NONE TRACTOR SUPPLY CO 892356106 Common Stock 213 2,355.31 SOLE N/A NONE TRANSALTA CORP 89346D107 Common Stock 1 50.00 SOLE N/A NONE TRANSCANADA CORP COM ISIN#CA89353D1078 89353D107 Common Stock 10 229.26 SOLE N/A NONE TRANSDIGM GROUP INC COM 893641100 Common Stock 68 585.00 SOLE N/A NONE TRANSOCEAN LTD ZUG NAMEN AKT ISIN#CH0048265513 H8817H100 Common Stock 183 3,340.48 SOLE N/A NONE TRAVELERS COS INC COM 89417E109 Common Stock 88 1,485.72 SOLE N/A NONE TRAVELZOO INC COM 89421Q106 Common Stock 28 1,200.00 SOLE N/A NONE TREEHOUSE FOODS INC COM 89469A104 Common Stock 34 566.00 SOLE N/A NONE TRI CONTINENTAL CORP COM 895436103 Common Stock 0 12.00 SOLE N/A NONE TRIANGLE CAP CORP COM 895848109 Common Stock 12 582.80 SOLE N/A NONE TRINITY INDS INC COM 896522109 Common Stock 27 828.28 SOLE N/A NONE TRIPADVISOR INC COM 896945201 Common Stock 28 784.00 SOLE N/A NONE TRIQUINT SEMICONDUCTOR INC COM 89674K103 Common Stock 1 102.00 SOLE N/A NONE TRIUMPH GROUP INC NEW COM 896818101 Common Stock 10 157.00 SOLE N/A NONE TRUE RELIGION APPAREL INC COM 89784N104 Common Stock 0 1.00 SOLE N/A NONE TRUSTMARK CORP 898402102 Common Stock 2 100.00 SOLE N/A NONE TRW AUTOMOTIVE HLDGS CORP COM 87264S106 Common Stock 65 1,390.00 SOLE N/A NONE TTM TECHNOLOGIES INC COM 87305R109 Common Stock 2 169.00 SOLE N/A NONE TUPPERWARE BRANDS CORP COM 899896104 Common Stock 57 890.00 SOLE N/A NONE TURKCELL ILETISIM HIZMETLERI A S SPONS ADR ISIN#US9001112047 900111204 Common Stock ADR 1 100.00 SOLE N/A NONE TW TELECOM INC COM 87311L104 Common Stock 0 1.00 SOLE N/A NONE TWO HBRS INVT CORP COM 90187B101 Common Stock 34 3,327.00 SOLE N/A NONE TYCO INTL LTD SHS ISIN#CH0100383485 H89128104 Common Stock 63 1,127.18 SOLE N/A NONE TYSON FOODS INC CL A 902494103 Common Stock 1 33.00 SOLE N/A NONE U S AWYS GROUP INC COM 90341W108 Common Stock 24 3,225.00 SOLE N/A NONE U.S. PHYSICAL THERAPY INC 90337L108 Common Stock 0 2.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD BLOOMBERG CONSTANT MTY INDL METALS TOTAL RETURN INDEX 902641752 Common Stock 17 830.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD TO ALERIAN MLP INFRASTRUCTURE UNDEX ISIN#US9026416464 902641646 Common Stock 18 544.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD TO UBS BLOOMBERG CONSTANT MTY FOOD TOTAL RETURN INDEX 902641737 Common Stock 5 165.00 SOLE N/A NONE UBS AG JERSEY BRH E TRACS LKD TO UBS BLOOMBERG CONSTANT MTY LONG PLATINUM TOTAL RETURN INDEX 902641786 Common Stock 50 2,500.00 SOLE N/A NONE UBS AG JERSEY BRH EXCH TRD ACCESS SECS LKD TO DOW JONES UBS COMMDY INDEX TOTAL RTN 902641679 Common Stock 6 227.00 SOLE N/A NONE UBS AG SHS NEW ISIN#CH0024899483 H89231338 Common Stock 5 327.00 SOLE N/A NONE UGI CORP 902681105 Common Stock 3 109.00 SOLE N/A NONE UIL HLDG CORP COM 902748102 Common Stock 422 12,141.00 SOLE N/A NONE ULTA SALON COSMETICS & FRAGRANCE INC COM 90384S303 Common Stock 172 1,856.00 SOLE N/A NONE ULTRA PETE CORP COM ISIN#CA9039141093 903914109 Common Stock 8 372.00 SOLE N/A NONE UMPQUA HLDGS CORP COM 904214103 Common Stock 0 12.00 SOLE N/A NONE UNDER ARMOUR INC CL A COM 904311107 Common Stock 108 1,153.00 SOLE N/A NONE UNILEVER NV NEW YORK SHS NEW 904784709 Common Stock 489 14,355.48 SOLE N/A NONE UNILEVER PLC SPON ADR NEW ISIN#US9047677045 904767704 Common Stock ADR 78 2,352.00 SOLE N/A NONE UNION PACIFIC CORP COM 907818108 Common Stock 418 3,885.43 SOLE N/A NONE UNITED CONTL HLDGS INC COM 910047109 Common Stock 17 805.00 SOLE N/A NONE UNITED NAT FOODS INC COM 911163103 Common Stock 3 60.00 SOLE N/A NONE UNITED ONLINE INC COM 911268100 Common Stock 12 2,500.00 SOLE N/A NONE UNITED PARCEL SVC INC CL B 911312106 Common Stock 372 4,610.37 SOLE N/A NONE

37

SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- UNITED RENTALS INC COM 911363109 Common Stock 9 207.00 SOLE N/A NONE UNITED STS COMMODITY INDEX FD COMMODITY INDEX FD 911717106 Common Stock 17 280.00 SOLE N/A NONE UNITED STS GASOLINE FD LP UNITS 91201T102 Common Stock 177 3,100.00 SOLE N/A NONE UNITED STS HEATING OIL FD LP UNIT 91204P107 Common Stock 8 230.00 SOLE N/A NONE UNITED STS NAT GAS FD LP UNIT PAR $0 001 912318201 Common Stock 23 1,452.00 SOLE N/A NONE UNITED STS OIL FD LP UNITS 91232N108 Common Stock 100 2,560.00 SOLE N/A NONE UNITED STS SHORT OIL FD LP UNITS 912613205 Common Stock 2 50.00 SOLE N/A NONE UNITED STS STL CORP NEW COM 912909108 Common Stock 129 4,399.47 SOLE N/A NONE UNITED TECHNOLOGIES CORP COM 913017109 Common Stock 671 8,093.03 SOLE N/A NONE UNITEDHEALTH GROUP INC COM 91324P102 Common Stock 354 6,008.14 SOLE N/A NONE UNIVERSAL CORP VA COM 913456109 Common Stock 1 22.00 SOLE N/A NONE UNIVERSAL HEALTH SVCS INC CL B 913903100 Common Stock 0 2.00 SOLE N/A NONE URANIUM RES INC COM PAR $0 001 916901507 Common Stock 0 500.00 SOLE N/A NONE URBAN OUTFITTERS INC 917047102 Common Stock 2 65.00 SOLE N/A NONE URS CORP NEW COM 903236107 Common Stock 3 60.00 SOLE N/A NONE US BANCORP DEL COM 902973304 Common Stock 103 3,254.07 SOLE N/A NONE V F CORP 918204108 Common Stock 10 70.00 SOLE N/A NONE VALASSIS COMMUNICATIONS INC 918866104 Common Stock 0 20.00 SOLE N/A NONE VALE SA ADR ISIN#US91912E1055 91912E105 Common Stock ADR 140 5,991.11 SOLE N/A NONE VALE SA ADR REPSTG PFD ISIN#US91912E2046 91912E204 Preferred Stock ADR 2 67.00 SOLE N/A NONE VALEANT PHARMACEUTICALS INTL INC CDA COM ISIN#CA91911K1021 91911K102 Common Stock 5 91.00 SOLE N/A NONE VALERO ENERGY CORP NEW COM 91913Y100 Common Stock 368 14,279.19 SOLE N/A NONE VALHI INC NEW COM 918905100 Common Stock 12 226.18 SOLE N/A NONE VALIDUS HLDGS LTD COM SHS ISIN#BMG9319H1025 G9319H102 Common Stock 1 33.00 SOLE N/A NONE VALLEY NATL BANCORP COM 919794107 Common Stock 10 762.92 SOLE N/A NONE VALSPAR CORP 920355104 Common Stock 39 815.17 SOLE N/A NONE VALUECLICK INC COM 92046N102 Common Stock 0 4.00 SOLE N/A NONE VANGUARD ADMIRAL FDS INC S&P 500 GROWTH INDEX FD ETF SHS 921932505 Common Stock 12 183.00 SOLE N/A NONE VANGUARD ADMIRAL FDS INC S&P MIDCAP 400 INDEX FD ETF SHS 921932885 Common Stock 14 207.00 SOLE N/A NONE VANGUARD ADMIRAL FDS INC S&P SMALLCAP 600 INDEX FD ETF SHS 921932828 Common Stock 58 840.00 SOLE N/A NONE VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETF 921937819 Common Stock 1639 18,850.28 SOLE N/A NONE VANGUARD BD INDEX FD INC LONG TERM BD ETF 921937793 Common Stock 504 5,671.31 SOLE N/A NONE VANGUARD BD INDEX FD INC SHORT TERM BD ETF 921937827 Common Stock 4207 51,978.97 SOLE N/A NONE VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF 921937835 Common Stock 1675 20,117.04 SOLE N/A NONE VANGUARD INDEX FDS MID-CAP GROWTH INDEX VIPER SHS 922908538 Common Stock 56 809.00 SOLE N/A NONE VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS 922908512 Common Stock 478 8,325.82 SOLE N/A NONE VANGUARD INDEX FDS S&P 500 ETF SHS 922908413 Common Stock 24 365.86 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD EXTENDED MKT ETF 922908652 Common Stock 117 1,979.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD GROWTH ETF 922908736 Common Stock 1312 18,488.68 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD LARGE-CAP ETF 922908637 Common Stock 42 645.81 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD MID-CAP ETF 922908629 Common Stock 714 8,748.41 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD REIT ETF 922908553 Common Stock 421 6,620.75 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF 922908751 Common Stock 362 4,599.51 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETF 922908595 Common Stock 1396 16,059.10 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF 922908611 Common Stock 1472 20,917.45 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF 922908769 Common Stock 395 5,472.00 SOLE N/A NONE VANGUARD INDEX FDS VANGUARD VALUE ETF 922908744 Common Stock 466 8,075.13 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS 922042775 Common Stock 279 6,316.26 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS FTSE ALL WORLD EX USA SMALL CAP INDEX FD ETF SHS 922042718 Common Stock 3 33.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI EMERGING MKTS ETF 922042858 Common Stock 2975 68,431.95 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI EUROPE ETF 922042874 Common Stock 4 87.00 SOLE N/A NONE VANGUARD INTL EQUITY INDEX FDS MSCI PAC ETF 922042866 Common Stock 4 75.00 SOLE N/A NONE VANGUARD NAT RES LLC COM UNIT REPSTG LTD LIABLITY CO INTS 92205F106 Common Stock 121 4,395.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS 92206C870 Common Stock 28 335.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD LONG-TERM CORPORATE BOND INDEX FUND 92206C813 Common Stock 17 201.43 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 GROWTH INDEX FD ETF SHS ISIN#US92206C6802 92206C680 Common Stock 41 600.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 INDEX FD ETF SHS 92206C730 Common Stock 44 680.46 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 VALUE INDEX FD ETF SHS 92206C714 Common Stock 8 125.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM GOVT BOND INDEX FD ETF SHS 92206C102 Common Stock 29 476.00 SOLE N/A NONE VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD 92206C409 Common Stock 1615 20,428.01 SOLE N/A NONE VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF 921908844 Common Stock 1395 23,827.74 SOLE N/A NONE VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 Common Stock 272 8,007.36 SOLE N/A NONE VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHS 921946406 Common Stock 186 3,833.00 SOLE N/A NONE VANGUARD WORLD FD MEGA CAP 300 GROWTH INDEX ETF 921910816 Common Stock 130 2,359.00 SOLE N/A NONE VANGUARD WORLD FD MEGA CAP 300 INDEX ETF 921910873 Common Stock 19 400.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD CONSUMER DISCRETIONARY ETF 92204A108 Common Stock 48 670.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF 92204A207 Common Stock 455 5,270.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD FINLS ETF 92204A405 Common Stock 61 1,850.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF 92204A504 Common Stock 28 416.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD INDLS ETF 92204A603 Common Stock 63 900.49 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF 92204A702 Common Stock 110 1,487.00 SOLE N/A NONE VANGUARD WORLD FDS VANGUARD UTILS ETF 92204A876 Common Stock 152 2,030.00 SOLE N/A NONE VANGUARD WORLDS FDS VANGUARD ENERGY ETF 92204A306 Common Stock 48 453.00 SOLE N/A NONE VARIAN MED SYS INC COM 92220P105 Common Stock 24 351.00 SOLE N/A NONE VASCO DATA SEC INTL 92230Y104 Common Stock 37 3,400.00 SOLE N/A NONE VECTOR GROUP LTD COM 92240M108 Common Stock 15 851.00 SOLE N/A NONE VECTREN CORP COM 92240G101 Common Stock 6 203.20 SOLE N/A NONE VEECO INSTRS INC DEL COM 922417100 Common Stock 9 300.00 SOLE N/A NONE VENTAS INC COM 92276F100 Common Stock 23 400.00 SOLE N/A NONE VEOLIA ENVIRONMENT SPONSORED ADR 92334N103 Common Stock ADR 17 1,025.00 SOLE N/A NONE VERIFONE SYSTEMS INC COM 92342Y109 Common Stock 10 200.00 SOLE N/A NONE VERISIGN INC COM 92343E102 Common Stock 0 1.00 SOLE N/A NONE VERISK ANALYTICS INC CL A 92345Y106 Common Stock 10 218.00 SOLE N/A NONE VERIZON COMMUNICATIONS COM 92343V104 Common Stock 2254 58,951.66 SOLE N/A NONE VERTEX PHARMACEUTICALS INC COM 92532F100 Common Stock 127 3,090.00 SOLE N/A NONE VIACOM INC NEW CL B 92553P201 Common Stock 36 757.00 SOLE N/A NONE VICOR CORP 925815102 Common Stock 0 2.00 SOLE N/A NONE VIMPELCOM LTD SPONSORED ADR 92719A106 Common Stock ADR 7 625.39 SOLE N/A NONE VIROPHARMA INC COM 928241108 Common Stock 6 200.00 SOLE N/A NONE VISA INC COM CL A 92826C839 Common Stock 332 2,810.97 SOLE N/A NONE VISTEON CORP COM NEW 92839U206 Common Stock 55 1,030.00 SOLE N/A NONE VIVUS INC COM 928551100 Common Stock 7 304.00 SOLE N/A NONE VMWARE INC CL A COM 928563402 Common Stock 204 1,813.00 SOLE N/A NONE VOC ENERGY TR TR UNIT 91829B103 Common Stock 11 500.00 SOLE N/A NONE VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098 92857W209 Common Stock ADR 563 20,352.52 SOLE N/A NONE VORNADO RLTY TR SBI 929042109 Common Stock 39 460.00 SOLE N/A NONE VULCAN MATERIALS CO HLDG CO COM 929160109 Common Stock 9 217.00 SOLE N/A NONE W P CAREY & CO LLC COM 92930Y107 Common Stock 37 790.00 SOLE N/A NONE WABTEC COM 929740108 Common Stock 10 130.00 SOLE N/A NONE WACOAL HLDGS CORP ADR ISIN#US9300042051 930004205 Common Stock ADR 3 57.00 SOLE N/A NONE WAL MART STORES INC COM 931142103 Common Stock 694 11,344.87 SOLE N/A NONE WALGREEN CO 931422109 Common Stock 464 13,841.95 SOLE N/A NONE WALTER ENERGY INC COM 93317Q105 Common Stock 7 111.00 SOLE N/A NONE WARNER CHILCOTT PLC SHS A G94368100 Common Stock 0 20.00 SOLE N/A NONE WASHINGTON FED INC COM 938824109 Common Stock 28 1,652.00 SOLE N/A NONE WASTE MGMT INC DEL COM 94106L109 Common Stock 204 5,826.37 SOLE N/A NONE WATSCO INC CL A RECLASSIFIED AS COM 942622200 Common Stock 3 40.00 SOLE N/A NONE WATSON PHARMACEUTICAL INC 942683103 Common Stock 32 480.00 SOLE N/A NONE WATTS WATER TECHNOLOGIES INC CL A COM 942749102 Common Stock 1 25.00 SOLE N/A NONE WAUSAU PAPER CORP COM 943315101 Common Stock 0 3.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- WD 40 CO COM 929236107 Common Stock 1 22.00 SOLE N/A NONE WEATHERFORD INTL LTD REG ISIN#CH0038838394 H27013103 Common Stock 45 3,003.00 SOLE N/A NONE WEBMD HEALTH CORP COM 94770V102 Common Stock 21 805.00 SOLE N/A NONE WEIS MARKETS INC 948849104 Common Stock 1 25.00 SOLE N/A NONE WELLPOINT INC COM 94973V107 Common Stock 89 1,210.36 SOLE N/A NONE WELLS FARGO & CO NEW COM 949746101 Common Stock 523 15,319.39 SOLE N/A NONE WELLS FARGO & CO NEW PERP PFD CONV CL A Preferred Stock 7.5% PFD SHS 949746804 Convertible 11 10.00 SOLE N/A NONE WELLS FARGO ADV INCOME OPP FD COM SHS 94987B105 Common Stock 125 12,184.11 SOLE N/A NONE WELLS FARGO ADV UTILS & HIGH INCOME FD COM 94987E109 Common Stock 6 500.00 SOLE N/A NONE WELLS FARGO ADVANTAGE GLOBAL DIVID OPPORTUNITY FD COM ISIN#US94987C1036 94987C103 Common Stock 3 354.86 SOLE N/A NONE WENDYS CO COM 95058W100 Common Stock 1 150.00 SOLE N/A NONE WERNER ENTERPRISES INC 950755108 Common Stock 9 350.00 SOLE N/A NONE WESTAR ENERGY INC COM 95709T100 Common Stock 17 600.00 SOLE N/A NONE WESTERN ASSET / CLAYMORE INFLATION LKD OPPORTUNITIES & INCOME FD COM 95766R104 Common Stock 833 65,154.00 SOLE N/A NONE WESTERN ASSET / CLAYMORE INFLATION LKD SECS INCOME FD COM SH BEN INT 95766Q106 Common Stock 13 1,000.00 SOLE N/A NONE WESTERN ASSET EMERGING MKTS DEBT FD INC COM 95766A101 Common Stock 4 207.00 SOLE N/A NONE WESTERN ASSET GLOBAL CORP DEFINED OPPTNTY FD INC COM 95790C107 Common Stock 19 1,000.00 SOLE N/A NONE WESTERN ASSET GLOBAL HIGH INCOME FD INC 95766B109 Common Stock 31 2,372.64 SOLE N/A NONE WESTERN ASSET HIGH INCOME FD INC 95766H106 Common Stock 74 7,630.54 SOLE N/A NONE WESTERN ASSET HIGH INCOME FD INC 95766N103 Common Stock 3 400.00 SOLE N/A NONE WESTERN ASSET HIGH INCOME OPPTY FD INC 95766K109 Common Stock 41 6,589.74 SOLE N/A NONE WESTERN ASSET INCOME FD COM 95766T100 Common Stock 97 6,692.84 SOLE N/A NONE WESTERN ASSET INCOME FD II INC 95766J102 Common Stock 82 8,190.33 SOLE N/A NONE WESTERN ASSET INFLATION MGMT FD INC 95766U107 Common Stock 51 2,897.00 SOLE N/A NONE WESTERN ASSET MUNICIPAL PARNTERS FD INC 95766P108 Common Stock 1 64.00 SOLE N/A NONE WESTERN ASSET PREMIER BEN INT 957664105 Common Stock 28 1,732.00 SOLE N/A NONE WESTERN ASSET VARIABLE RT STRATEGIC FD INC 957667108 Common Stock 0 4.00 SOLE N/A NONE WESTERN ASSET WORLDWIDE INCOME FD INC 957668106 Common Stock 5 358.00 SOLE N/A NONE WESTERN DIGITAL CORP COM 958102105 Common Stock 25 600.00 SOLE N/A NONE WESTERN GAS PARTNERS LP COM UNIT REPSTG LTD PARTNER INT 958254104 Common Stock 135 2,924.00 SOLE N/A NONE WESTERN REFINING INC COM 959319104 Common Stock 47 2,522.00 SOLE N/A NONE WESTERN UN CO COM 959802109 Common Stock 3 151.00 SOLE N/A NONE WESTLAKE CHEM CORP COM 960413102 Common Stock 8 128.00 SOLE N/A NONE WESTPAC BANKING CORP ADR 961214301 Common Stock ADR 3 26.00 SOLE N/A NONE WESTPORT INNOVATIONS INC COM NEW ISIN#CA9609083097 960908309 Common Stock 81 1,991.00 SOLE N/A NONE WEYERHAEUSER CO 962166104 Common Stock 10 457.00 SOLE N/A NONE WGL HLDGS INC COM 92924F106 Common Stock 4 90.00 SOLE N/A NONE WHIRLPOOL CORP 963320106 Common Stock 48 622.00 SOLE N/A NONE WHITING PETE CORP COM 966387102 Common Stock 24 445.00 SOLE N/A NONE WHOLE FOODS MKT INC COM 966837106 Common Stock 162 1,950.09 SOLE N/A NONE WILEY JOHN & SONS INC CLASS A 968223206 Common Stock 0 4.00 SOLE N/A NONE WILLIAMS COS INC COM 969457100 Common Stock 31 992.00 SOLE N/A NONE WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT 96950F104 Common Stock 226 4,001.00 SOLE N/A NONE WILLIAMS SONOMA INC COM 969904101 Common Stock 11 295.00 SOLE N/A NONE WILLIS GROUP HLDGS PUBLIC LTD CO SHS G96666105 Common Stock 25 711.00 SOLE N/A NONE WINDSTREAM CORP COM 97381W104 Common Stock 400 34,130.83 SOLE N/A NONE WIPRO LTD SPONS ADR REPSTG 1 SH ISIN#US97651M1099 97651M109 Common Stock ADR 34 3,054.74 SOLE N/A NONE WISCONSIN ENERGY CORP COM 976657106 Common Stock 3 82.00 SOLE N/A NONE WISDOMTREE TR ASIA PACIFIC EX JAPAN FD 97717W828 Common Stock 9 139.49 SOLE N/A NONE WISDOMTREE TR COMMODITY COUNTRY EQUITY FD 97717W752 Common Stock 23 717.00 SOLE N/A NONE WISDOMTREE TR DEFA EQUITY INCOME FD 97717W802 Common Stock 4 98.00 SOLE N/A NONE WISDOMTREE TR DEFA FD 97717W703 Common Stock 37 824.00 SOLE N/A NONE WISDOMTREE TR DIVID EX-FINANCIALS FD 97717W406 Common Stock 575 10,488.25 SOLE N/A NONE WISDOMTREE TR DREYFUS BRAZILIAN REAL FD 97717W240 Common Stock 4 200.00 SOLE N/A NONE WISDOMTREE TR DREYFUS CHINESE YUAN FD 97717W182 Common Stock 20 800.00 SOLE N/A NONE

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SHRS OR PRN VALUE AMT SH/PRN INVESTMENT OTHER VOTING NAME OF ISSUER CUSIP TITLE OF CLASS (X1000) PUT/CALL DISCRETION MANAGERS AUTHORITY ----------------------------------------- --------- -------------------- -------- ----------- ---------- -------- --------- WISDOMTREE TR EMERGING MKTS EQUITY INCOME FD EQUITY 97717W315 Common Stock 491 8,519.00 SOLE N/A NONE WISDOMTREE TR EMERGING MKTS SMALL CAP 97717W281 Common Stock 122 2,525.95 SOLE N/A NONE WISDOMTREE TR EQUITY INCOME FD 97717W208 Common Stock 5 116.00 SOLE N/A NONE WISDOMTREE TR EUROPE SMALLCAP DIVID FD 97717W869 Common Stock 6 148.00 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US GROWTH FD 97717W844 Common Stock 67 1,315.00 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US REAL ESTATE FD 97717W331 Common Stock 29 1,092.05 SOLE N/A NONE WISDOMTREE TR GLOBAL EX US UTILITIES FD 97717W653 Common Stock 11 591.00 SOLE N/A NONE WISDOMTREE TR GLOBAL NATURAL RES FD 97717W711 Common Stock 6 226.00 SOLE N/A NONE WISDOMTREE TR INDIA EARNINGS FD 97717W422 Common Stock 190 9,846.61 SOLE N/A NONE WISDOMTREE TR INTL DIVID EX-FINANCIALS FD 97717W786 Common Stock 4 85.00 SOLE N/A NONE WISDOMTREE TR INTL LARGECAP DIVID FD 97717W794 Common Stock 195 4,525.00 SOLE N/A NONE WISDOMTREE TR INTL MIDCAP DIVID FD 97717W778 Common Stock 23 472.00 SOLE N/A NONE WISDOMTREE TR INTL SMALLCAP DIVID FD 97717W760 Common Stock 167 3,375.44 SOLE N/A NONE WISDOMTREE TR JAPAN HEDGED EQUITY FD 97717W851 Common Stock 9 247.00 SOLE N/A NONE WISDOMTREE TR JAPAN SMALLCAP DIVID FD 97717W836 Common Stock 7 150.00 SOLE N/A NONE WISDOMTREE TR LARGECAP DIVID FD 97717W307 Common Stock 1266 23,903.26 SOLE N/A NONE WISDOMTREE TR MIDCAP DIVID FD 97717W505 Common Stock 49 869.00 SOLE N/A NONE WISDOMTREE TR MIDCAP EARNINGS FD 97717W570 Common Stock 24 394.00 SOLE N/A NONE WISDOMTREE TR MIDDLE EAST DIVIDEND FD 97717X305 Common Stock 5 300.00 SOLE N/A NONE WISDOMTREE TR SMALLCAP DIVID FD 97717W604 Common Stock 47 956.00 SOLE N/A NONE WISDOMTREE TR SMALLCAP EARNINGS FD 97717W562 Common Stock 1085 19,100.44 SOLE N/A NONE WISDOMTREE TR TOTAL DIVID FD 97717W109 Common Stock 28 525.00 SOLE N/A NONE WISDOMTREE TR TOTAL EARNINGS FD 97717W596 Common Stock 4 80.00 SOLE N/A NONE WMS INDS INC COM 929297109 Common Stock 1 56.00 SOLE N/A NONE WOODWARD INC COM 980745103 Common Stock 25 585.00 SOLE N/A NONE WORLD FUEL SVCS CORP COM 981475106 Common Stock 47 1,141.00 SOLE N/A NONE WORLD WRESTLING ENTMT INC CL A 98156Q108 Common Stock 32 3,632.67 SOLE N/A NONE WPP PLC SPON ADR 92933H101 Common Stock ADR 2 25.00 SOLE N/A NONE WPX ENERGY INC COM 98212B103 Common Stock 1 49.00 SOLE N/A NONE WYNDHAM WORLDWIDE CORP COM 98310W108 Common Stock 42 896.00 SOLE N/A NONE WYNN RESORTS LTD COM 983134107 Common Stock 41 326.00 SOLE N/A NONE XCEL ENERGY INC COM 98389B100 Common Stock 35 1,323.00 SOLE N/A NONE XEROX CORPORATION 984121103 Common Stock 95 11,814.60 SOLE N/A NONE XILINX INC COM 983919101 Common Stock 7 204.00 SOLE N/A NONE XL GROUP PLC SHS ISIN#IE00B5LRLL25 G98290102 Common Stock 16 721.00 SOLE N/A NONE XYLEM INC COM 98419M100 Common Stock 23 813.00 SOLE N/A NONE XYRATEX LTD COM ISIN#BMG982681089 G98268108 Common Stock 6 400.00 SOLE N/A NONE YAHOO INC COM 984332106 Common Stock 86 5,665.00 SOLE N/A NONE YAMANA GOLD INC COM ISIN#CA98462Y1007 98462Y100 Common Stock 33 2,121.00 SOLE N/A NONE YANZHOU COAL MINING CO LTD SPONSORED ADR REPSTG H SHS 984846105 Common Stock ADR 95 4,390.00 SOLE N/A NONE YUM BRANDS INC COM 988498101 Common Stock 333 4,677.86 SOLE N/A NONE ZAGG INC COM 98884U108 Common Stock 13 1,260.00 SOLE N/A NONE ZEBRA TECHNOLOGIES CORP CL A 989207105 Common Stock 0 1.00 SOLE N/A NONE ZIMMER HLDGS INC COM 98956P102 Common Stock 19 288.00 SOLE N/A NONE ZWEIG TOTAL RETURN FD INC COM 989837109 Common Stock 1 256.64 SOLE N/A NONE ZYNGA INC CL A 98986T108 Common Stock 7 510.00 SOLE N/A NONE

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