0001047142-12-000003.txt : 20120412 0001047142-12-000003.hdr.sgml : 20120412 20120412154043 ACCESSION NUMBER: 0001047142-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120412 DATE AS OF CHANGE: 20120412 EFFECTIVENESS DATE: 20120412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST & INVESTMENT CO CENTRAL INDEX KEY: 0001047142 IRS NUMBER: 611251178 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06540 FILM NUMBER: 12756466 BUSINESS ADDRESS: STREET 1: 1544 WINCHESTER AVE CITY: ASHLAND STATE: KY ZIP: 40507 BUSINESS PHONE: 6063895308 MAIL ADDRESS: STREET 1: 100 EAST VINE CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: TRUST CO OF KENTUCKY N A DATE OF NAME CHANGE: 19990326 13F-HR 1 ctic13f-0312.txt 13F-HR 3/31/12 0001047142 paaxei*7 NONE SANDRA PAYNE (859)389-5308 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 3/30/12 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: CHRIS MENG */INVESTMENT MANAGER NAM ADDRESS: COMMUNITY TRUST & INVESTMENT CO */IN 100 E VINE ST SUITE 501 */IN LEXINGTON */IN, KY 40507 13F FILE NUMBER: 28-06540 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: SANDRA K PAYNE TITLE: VICE PRESIDENT PHONE: (859)389-5308 SIGNATURE,PLACE,AND DATE OF SIGNING: SANDRA K PAYNE LEXINGTON, KY 4/7/12 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 119 FORM 13F INFORMATION TABLE VALUE TOTAL: $377,376 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COMMON STOCK 002824100 8002 130553 SH SOLE 130153 0 400 ABBOTT LABS COMMON STOCK 002824100 363 5925 SH OTHER 2675 3250 0 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 2968 195118 SH SOLE 193985 0 1133 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 67 4400 SH OTHER 200 4200 0 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 5042 318733 SH SOLE 317133 0 1600 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 116 7325 SH OTHER 325 7000 0 APPLE INC COMMON STOCK 037833100 1591 2653 SH SOLE 2653 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 4440 140240 SH SOLE 140240 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 61 1925 SH OTHER 1625 300 0 AT & T INC COMMON STOCK 00206R102 6895 220774 SH SOLE 219874 0 900 AT & T INC COMMON STOCK 00206R102 215 6900 SH OTHER 2800 4100 0 BANK AMER CORP COMMON STOCK 060505104 2218 231769 SH SOLE 195594 0 36175 BANK AMER CORP COMMON STOCK 060505104 11 1150 SH OTHER 550 600 0 BB & T CORP COMMON STOCK 054937107 445 14175 SH SOLE 14175 0 0 BECTON DICKINSON COMMON STOCK 075887109 4324 55690 SH SOLE 55390 0 300 BECTON DICKINSON COMMON STOCK 075887109 181 2325 SH OTHER 675 1650 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 6039 74422 SH SOLE 74422 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 250 3085 SH OTHER 1335 1750 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 614 18193 SH SOLE 18193 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 49 600 SH SOLE 600 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 245 3000 SH OTHER 0 3000 0 CABELA'S INC CL A COMMON STOCK 126804301 5045 132253 SH SOLE 131603 0 650 CABELA'S INC CL A COMMON STOCK 126804301 153 4000 SH OTHER 875 3125 0 CHEVRON CORPORATION COMMON STOCK 166764100 2189 20414 SH SOLE 20414 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 7058 333697 SH SOLE 332097 0 1600 CISCO SYSTEMS INC COMMON STOCK 17275R102 264 12500 SH OTHER 4500 8000 0 COCA COLA CO COMMON STOCK 191216100 1255 16961 SH SOLE 16261 0 700 COCA COLA CO COMMON STOCK 191216100 185 2500 SH OTHER 1300 1200 0 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 47963 1495580 SH SOLE 1442947 0 52633 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 2709 84478 SH OTHER 0 0 84478 CONOCOPHILLIPS COMMON STOCK 20825C104 9320 122609 SH SOLE 122509 0 100 CONOCOPHILLIPS COMMON STOCK 20825C104 324 4260 SH OTHER 1710 2550 0 EMERSON ELECTRIC COMMON STOCK 291011104 254 4875 SH SOLE 4875 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 379 7500 SH SOLE 7500 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 11647 134295 SH SOLE 133695 0 600 EXXON MOBIL CORP COMMON STOCK 30231G102 487 5613 SH OTHER 3263 2350 0 FEDEX CORPORATION COMMON STOCK 31428X106 1827 19865 SH SOLE 19865 0 0 FEDEX CORPORATION COMMON STOCK 31428X106 60 650 SH OTHER 450 200 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 10680 532136 SH SOLE 529536 0 2600 GENERAL ELECTRIC CORP COMMON STOCK 369604103 374 18625 SH OTHER 8925 9700 0 GENERAL MOTORS CO COMMON STOCK 37045V100 9770 380915 SH SOLE 379065 0 1850 GENERAL MOTORS CO COMMON STOCK 37045V100 305 11900 SH OTHER 4350 7550 0 GENWORTH FINANCIAL COMMON STOCK 37247D106 3652 438930 SH SOLE 437030 0 1900 GENWORTH FINANCIAL COMMON STOCK 37247D106 118 14125 SH OTHER 2525 11600 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 2259 18164 SH SOLE 18104 0 60 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 31 250 SH OTHER 200 50 0 GOOGLE INC CL A COMMON STOCK 38259P508 4175 6511 SH SOLE 6471 0 40 GOOGLE INC CL A COMMON STOCK 38259P508 99 154 SH OTHER 154 0 0 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 8247 391245 SH SOLE 389845 0 1400 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 239 11350 SH OTHER 3800 7550 0 HEINZ H J CO COMMON STOCK 423074103 2187 40840 SH SOLE 40740 0 100 HEINZ H J CO COMMON STOCK 423074103 126 2350 SH OTHER 950 1400 0 HOME DEPOT INC COMMON STOCK 437076102 136 2700 SH SOLE 2700 0 0 HOME DEPOT INC COMMON STOCK 437076102 112 2225 SH OTHER 2225 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 319 1530 SH SOLE 1530 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 203 972 SH OTHER 200 700 72 JOHNSON & JOHNSON COMMON STOCK 478160104 10228 155058 SH SOLE 154058 0 1000 JOHNSON & JOHNSON COMMON STOCK 478160104 333 5050 SH OTHER 2350 2700 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 13702 297998 SH SOLE 297798 0 200 JP MORGAN CHASE & CO COMMON STOCK 46625H100 348 7575 SH OTHER 3275 4300 0 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 372 4500 SH SOLE 4500 0 0 KRAFT FOODS INC CL A COMMON STOCK 50075N104 5908 155432 SH SOLE 154432 0 1000 KRAFT FOODS INC CL A COMMON STOCK 50075N104 173 4550 SH OTHER 950 3600 0 LEAR CORP COMMON STOCK 521865204 6989 150323 SH SOLE 149823 0 500 LEAR CORP COMMON STOCK 521865204 259 5575 SH OTHER 2025 3550 0 MEDTRONIC INC COMMON STOCK 585055106 6277 160160 SH SOLE 159360 0 800 MEDTRONIC INC COMMON STOCK 585055106 229 5850 SH OTHER 1850 4000 0 MICROSOFT CORP COMMON STOCK 594918104 9977 309310 SH SOLE 307610 0 1700 MICROSOFT CORP COMMON STOCK 594918104 347 10750 SH OTHER 4200 6550 0 NATURAL RESOURCE PARTNERS LP COMMON STOCK 63900P103 352 14679 SH SOLE 14679 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 1144 12015 SH SOLE 12015 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 5 50 SH OTHER 50 0 0 ORION ENERGY SYSTEMS INC COMMON STOCK 686275108 30 12500 SH SOLE 12500 0 0 PEPSICO INC COMMON STOCK 713448108 8359 125980 SH SOLE 125530 0 450 PEPSICO INC COMMON STOCK 713448108 208 3140 SH OTHER 740 2400 0 PFIZER INC COMMON STOCK 717081103 674 29780 SH SOLE 29780 0 0 PLUM CREEK TIMBER CO INC COM COMMON STOCK 729251108 333 8022 SH SOLE 8022 0 0 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 425 6595 SH SOLE 5295 0 1300 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 10318 153514 SH SOLE 152814 0 700 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 344 5115 SH OTHER 2915 2200 0 PROGRESS ENERGY INC COMMON STOCK 743263105 3961 74587 SH SOLE 74587 0 0 PROGRESS ENERGY INC COMMON STOCK 743263105 198 3725 SH OTHER 1525 2200 0 STATE STREET CORP COMMON STOCK 857477103 6443 141595 SH SOLE 141095 0 500 STATE STREET CORP COMMON STOCK 857477103 268 5900 SH OTHER 2350 3550 0 STRYKER CORP COMMON STOCK 863667101 6458 116405 SH SOLE 115905 0 500 STRYKER CORP COMMON STOCK 863667101 266 4800 SH OTHER 2150 2650 0 TARGET CORP COMMON STOCK 87612E106 7399 126985 SH SOLE 126385 0 600 TARGET CORP COMMON STOCK 87612E106 277 4760 SH OTHER 1810 2950 0 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 7426 91997 SH SOLE 91497 0 500 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 220 2725 SH OTHER 625 2100 0 US BANCORP NEW COMMON STOCK 902973304 984 31075 SH SOLE 30075 0 1000 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3423 89548 SH SOLE 88898 0 650 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 27 700 SH OTHER 700 0 0 VISA INC COMMON STOCK 92826C839 7083 60022 SH SOLE 59422 0 600 VISA INC COMMON STOCK 92826C839 255 2165 SH OTHER 665 1500 0 WALMART STORES INC COMMON STOCK 931142103 6253 102170 SH SOLE 101570 0 600 WALMART STORES INC COMMON STOCK 931142103 260 4250 SH OTHER 1600 2650 0 WELLS FARGO & CO COMMON STOCK 949746101 8088 236894 SH SOLE 235994 0 900 WELLS FARGO & CO COMMON STOCK 949746101 316 9259 SH OTHER 4409 4850 0 YUM! BRANDS INC COMMON STOCK 988498101 4369 61375 SH SOLE 60875 0 500 YUM! BRANDS INC COMMON STOCK 988498101 183 2575 SH OTHER 575 2000 0 3M CO COMMON STOCK 88579Y101 8811 98767 SH SOLE 98317 0 450 3M CO COMMON STOCK 88579Y101 282 3160 SH OTHER 1060 2100 0 ACCENTURE PLC CL A COMMON STOCK G1151C101 4747 73599 SH SOLE 73199 0 400 ACCENTURE PLC CL A COMMON STOCK G1151C101 192 2975 SH OTHER 1025 1950 0 COVIDIEN PLC COMMON STOCK G2554F113 8158 149188 SH SOLE 148438 0 750 COVIDIEN PLC COMMON STOCK G2554F113 284 5200 SH OTHER 1950 3250 0 KONINKLIJKE PHILIPS ELECTRS NV COMMON STOCK 500472303 5980 293877 SH SOLE 290935 0 2942 KONINKLIJKE PHILIPS ELECTRS NV COMMON STOCK 500472303 161 7900 SH OTHER 1675 6225 0 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 8035 145006 SH SOLE 143710 0 1296 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 252 4550 SH OTHER 1950 2600 0 SANOFI SPONS ADR COMMON STOCK 80105N105 6905 178192 SH SOLE 175115 0 3077 SANOFI SPONS ADR COMMON STOCK 80105N105 186 4800 SH OTHER 1200 3600 0 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 1347 29895 SH SOLE 29395 0 500 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 45 1000 SH OTHER 800 200 0 TOTAL S.A. SPONS ADR COMMON STOCK 89151E109 4341 84926 SH SOLE 83125 0 1801 TOTAL S.A. SPONS ADR COMMON STOCK 89151E109 100 1950 SH OTHER 450 1500 0 UNILEVER N V -NY SHARES COMMON STOCK 904784709 7537 221478 SH SOLE 219120 0 2358 UNILEVER N V -NY SHARES COMMON STOCK 904784709 234 6875 SH OTHER 2775 4100 0