0001085146-12-000479.txt : 20120312 0001085146-12-000479.hdr.sgml : 20120310 20120312074936 ACCESSION NUMBER: 0001085146-12-000479 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120312 DATE AS OF CHANGE: 20120312 EFFECTIVENESS DATE: 20120312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATRIA INVESTMENTS LLC CENTRAL INDEX KEY: 0001535865 IRS NUMBER: 208800607 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14921 FILM NUMBER: 12682370 BUSINESS ADDRESS: STREET 1: 5935 CARNEGIE BLVD STREET 2: SUITE 100 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-716-3725 MAIL ADDRESS: STREET 1: 5935 CARNEGIE BLVD STREET 2: SUITE 100 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR 1 atria4q2011.txt ATRIA INVESTMENTS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Atria Investments LLC Address: 5935 Carnegie Blvd, Suite 100 Charlotte, NC 28209 13F File Number: 028-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Stier Title: President / CCO Phone: 704.716.3725 Signature, Place, and Date of Signing: /s/ Michael Stier Charlotte, NC March 09, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 205 Form 13F Information Table Value Total: $400,159 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 374 5205 SH SOLE 5205 0 0 ABB LTD SPONSORED ADR 000375204 176 10304 SH SOLE 10304 0 0 ABBOTT LABS COM 002824100 724 14158 SH SOLE 14158 0 0 ACTIVISION BLIZZARD INC COM 00507V109 203 17097 SH SOLE 17097 0 0 ALCOA INC COM 013817101 347 36280 SH SOLE 36280 0 0 ALEXANDER & BALDWIN INC COM 014482103 280 7656 SH SOLE 7656 0 0 ALLERGAN INC COM 018490102 290 3520 SH SOLE 3520 0 0 AMAZON COM INC COM 023135106 531 2456 SH SOLE 2456 0 0 AMERICAN EXPRESS CO COM 025816109 632 14066 SH SOLE 14066 0 0 AMERISOURCEBERGEN CORP COM 03073E105 303 8132 SH SOLE 8132 0 0 AMGEN INC COM 031162100 767 13960 SH SOLE 13960 0 0 APACHE CORP COM 037411105 364 4535 SH SOLE 4535 0 0 APPLE INC COM 037833100 3044 7984 SH SOLE 7984 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 385 15520 SH SOLE 15520 0 0 AT&T INC COM 00206R102 1007 35312 SH SOLE 35312 0 0 ATWOOD OCEANICS INC COM 050095108 322 9371 SH SOLE 9371 0 0 BAKER HUGHES INC COM 057224107 201 4354 SH SOLE 4354 0 0 BANK OF AMERICA CORPORATION COM 060505104 196 32013 SH SOLE 32013 0 0 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 292 5070 SH SOLE 5070 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 529 12668 SH SOLE 12668 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 656 9241 SH SOLE 9241 0 0 BOEING CO COM 097023105 302 4988 SH SOLE 4988 0 0 BORGWARNER INC COM 099724106 225 3715 SH SOLE 3715 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 308 3635 SH SOLE 3635 0 0 CABELAS INC COM 126804301 297 14505 SH SOLE 14505 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 218 5259 SH SOLE 5259 0 0 CATERPILLAR INC DEL COM 149123101 362 4899 SH SOLE 4899 0 0 CELGENE CORP COM 151020104 441 7116 SH SOLE 7116 0 0 CENOVUS ENERGY INC COM 15135U109 306 9974 SH SOLE 9974 0 0 CHEVRON CORP NEW COM 166764100 1442 15570 SH SOLE 15570 0 0 CISCO SYS INC COM 17275R102 817 52705 SH SOLE 52705 0 0 CITIGROUP INC COM NEW 172967424 322 12580 SH SOLE 12580 0 0 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 232 9296 SH SOLE 9296 0 0 COCA COLA CO COM 191216100 1113 16480 SH SOLE 16480 0 0 COMCAST CORP NEW CL A 20030N101 652 31167 SH SOLE 31167 0 0 CONOCOPHILLIPS COM 20825C104 863 13626 SH SOLE 13626 0 0 CORNING INC COM 219350105 240 19421 SH SOLE 19421 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 245 10796 SH SOLE 10796 0 0 COSTCO WHSL CORP NEW COM 22160K105 232 2828 SH SOLE 2828 0 0 CREDIT SUISSE NASSAU BRH ETN IDX-LKD 20 22542D845 521 25750 SH SOLE 25750 0 0 CREDIT SUISSE NASSAU BRH EXCH NT LKD 20 22542D878 511 24454 SH SOLE 24454 0 0 CVS CAREMARK CORPORATION COM 126650100 772 22980 SH SOLE 22980 0 0 DELL INC COM 24702R101 240 16969 SH SOLE 16969 0 0 DIRECTV COM CL A 25490A101 418 9899 SH SOLE 9899 0 0 DISNEY WALT CO COM DISNEY 254687106 700 23206 SH SOLE 23206 0 0 DOLLAR TREE INC COM 256746108 302 4015 SH SOLE 4015 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 513 12835 SH SOLE 12835 0 0 E M C CORP MASS COM 268648102 370 17617 SH SOLE 17617 0 0 EATON VANCE CORP COM NON VTG 278265103 338 15185 SH SOLE 15185 0 0 EMERSON ELEC CO COM 291011104 203 4910 SH SOLE 4910 0 0 ENERGIZER HLDGS INC COM 29266R108 212 3198 SH SOLE 3198 0 0 EXELON CORP COM 30161N101 335 7862 SH SOLE 7862 0 0 EXPRESS SCRIPTS INC COM 302182100 540 14564 SH SOLE 14564 0 0 EXXON MOBIL CORP COM 30231G102 3796 52267 SH SOLE 52267 0 0 FEDEX CORP COM 31428X106 325 4801 SH SOLE 4801 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 115 14321 SH SOLE 14321 0 0 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 268 13970 SH SOLE 13970 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 761 78715 SH SOLE 78715 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 214 7043 SH SOLE 7043 0 0 GENERAL ELECTRIC CO COM 369604103 1485 97588 SH SOLE 97588 0 0 GILEAD SCIENCES INC COM 375558103 243 6266 SH SOLE 6266 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 246 2601 SH SOLE 2601 0 0 GOOGLE INC CL A 38259P508 1395 2708 SH SOLE 2708 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 36 10534 SH SOLE 10534 0 0 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 589 19403 SH SOLE 19403 0 0 HALLIBURTON CO COM 406216101 274 8992 SH SOLE 8992 0 0 HONEYWELL INTL INC COM 438516106 878 19995 SH SOLE 19995 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 517 19182 SH SOLE 19182 0 0 INTEL CORP COM 458140100 1077 50501 SH SOLE 50501 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1366 7814 SH SOLE 7814 0 0 ISHARES GOLD TRUST ISHARES 464285105 642 40538 SH SOLE 40538 0 0 ISHARES INC MSCI AUSTRALIA 464286103 11386 567606 SH SOLE 567606 0 0 ISHARES TR S&P 100 IDX FD 464287101 12616 245309 SH SOLE 245309 0 0 ISHARES TR BARCLYS TIPS BD 464287176 1220 10676 SH SOLE 10676 0 0 ISHARES TR BARCLY USAGG B 464287226 293 2662 SH SOLE 2662 0 0 ISHARES TR IBOXX INV CPBD 464287242 5357 47700 SH SOLE 47700 0 0 ISHARES TR S&P500 GRW 464287309 474 7732 SH SOLE 7732 0 0 ISHARES TR BARCLYS 20+ YR 464287432 705 5840 SH SOLE 5840 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 15573 148215 SH SOLE 148215 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 1162 13742 SH SOLE 13742 0 0 ISHARES TR MSCI EAFE INDEX 464287465 51918 1086615 SH SOLE 1086615 0 0 ISHARES TR S&P MC 400 GRW 464287606 366 4072 SH SOLE 4072 0 0 ISHARES TR S&P SMLCP GROW 464287887 293 4538 SH SOLE 4538 0 0 ISHARES TR S&P CITINT TBD 464288117 294 2807 SH SOLE 2807 0 0 ISHARES TR MSCI ACWI EX 464288240 258 7359 SH SOLE 7359 0 0 ISHARES TR MSCI ACWI INDX 464288257 5013 128156 SH SOLE 128156 0 0 ISHARES TR MSCI SMALL CAP 464288273 6488 185699 SH SOLE 185699 0 0 ISHARES TR JPMORGAN USD 464288281 877 8316 SH SOLE 8316 0 0 ISHARES TR S&P NTL AMTFREE 464288414 10477 98240 SH SOLE 98240 0 0 ISHARES TR HIGH YLD CORP 464288513 286 3447 SH SOLE 3447 0 0 ISHARES TR BARCLYS INTER CR 464288638 483 4523 SH SOLE 4523 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 850 8175 SH SOLE 8175 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 1192 9811 SH SOLE 9811 0 0 ISHARES TR BARCLYS SH TREA 464288679 4835 43851 SH SOLE 43851 0 0 JOHNSON & JOHNSON COM 478160104 2211 34713 SH SOLE 34713 0 0 JPMORGAN CHASE & CO COM 46625H100 1344 44611 SH SOLE 44611 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 295 8659 SH SOLE 8659 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 210 3573 SH SOLE 3573 0 0 KOHLS CORP COM 500255104 461 9380 SH SOLE 9380 0 0 KRAFT FOODS INC CL A 50075N104 725 21580 SH SOLE 21580 0 0 LILLY ELI & CO COM 532457108 210 5691 SH SOLE 5691 0 0 LOCKHEED MARTIN CORP COM 539830109 216 2970 SH SOLE 2970 0 0 LOWES COS INC COM 548661107 516 26686 SH SOLE 26686 0 0 MASTERCARD INC CL A 57636Q104 203 639 SH SOLE 639 0 0 MBIA INC COM 55262C100 165 22744 SH SOLE 22744 0 0 MBT FINL CORP COM 578877102 26 22325 SH SOLE 22325 0 0 MCDONALDS CORP COM 580135101 442 5037 SH SOLE 5037 0 0 MEDTRONIC INC COM 585055106 453 13620 SH SOLE 13620 0 0 MERCK & CO INC NEW COM 58933Y105 912 27879 SH SOLE 27879 0 0 METLIFE INC COM 59156R108 720 25711 SH SOLE 25711 0 0 MICREL INC COM 594793101 197 20834 SH SOLE 20834 0 0 MICROSOFT CORP COM 594918104 1688 67814 SH SOLE 67814 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 88 19809 SH SOLE 19809 0 0 MONSANTO CO NEW COM 61166W101 486 8090 SH SOLE 8090 0 0 MONTPELIER RE HOLDINGS LTD SHS G62185106 220 12423 SH SOLE 12423 0 0 MORGAN STANLEY COM NEW 617446448 241 17805 SH SOLE 17805 0 0 NATIONAL OILWELL VARCO INC COM 637071101 204 3991 SH SOLE 3991 0 0 NEWMARKET CORP COM 651587107 309 2034 SH SOLE 2034 0 0 NEWS CORP CL A 65248E104 371 23995 SH SOLE 23995 0 0 NIKE INC CL B 654106103 247 2893 SH SOLE 2893 0 0 NOVARTIS A G SPONSORED ADR 66987V109 242 4334 SH SOLE 4334 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 306 7549 SH SOLE 7549 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 244 3407 SH SOLE 3407 0 0 OLD DOMINION FGHT LINES INC COM 679580100 265 9148 SH SOLE 9148 0 0 ORACLE CORP COM 68389X105 1130 39318 SH SOLE 39318 0 0 PEPSICO INC COM 713448108 1031 16663 SH SOLE 16663 0 0 PFIZER INC COM 717081103 1102 62356 SH SOLE 62356 0 0 PHILIP MORRIS INTL INC COM 718172109 605 9703 SH SOLE 9703 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 356 6718 SH SOLE 6718 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 894 37704 SH SOLE 37704 0 0 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 370 16860 SH SOLE 16860 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 131 17054 SH SOLE 17054 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 188 12521 SH SOLE 12521 0 0 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 1071 61040 SH SOLE 61040 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 691 12239 SH SOLE 12239 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 269 5200 SH SOLE 5200 0 0 PRECISION CASTPARTS CORP COM 740189105 215 1380 SH SOLE 1380 0 0 PRICELINE COM INC COM NEW 741503403 213 474 SH SOLE 474 0 0 PRICESMART INC COM 741511109 352 5650 SH SOLE 5650 0 0 PROCTER & GAMBLE CO COM 742718109 1524 24126 SH SOLE 24126 0 0 PROSHARES TR ULTR 7-10 TREA 74347R180 1112 10626 SH SOLE 10626 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 554 9901 SH SOLE 9901 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 400 10501 SH SOLE 10501 0 0 PROSHARES TR PSHS SHRT S&P500 74347R503 1983 43006 SH SOLE 43006 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 262 7837 SH SOLE 7837 0 0 QUALCOMM INC COM 747525103 827 16999 SH SOLE 16999 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 202 3276 SH SOLE 3276 0 0 RYDEX ETF TRUST S&PMC400 PURGR 78355W601 2083 28466 SH SOLE 28466 0 0 SCHLUMBERGER LTD COM 806857108 1056 17679 SH SOLE 17679 0 0 SCHWAB CHARLES CORP NEW COM 808513105 238 21099 SH SOLE 21099 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 212 7890 SH SOLE 7890 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 329 6404 SH SOLE 6404 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 15815 498409 SH SOLE 498409 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 15390 518866 SH SOLE 518866 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 363 10423 SH SOLE 10423 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 347 29389 SH SOLE 29389 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 200 8475 SH SOLE 8475 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 16054 477506 SH SOLE 477506 0 0 SERVICE CORP INTL COM 817565104 247 26968 SH SOLE 26968 0 0 SIRIUS XM RADIO INC COM 82967N108 52 34500 SH SOLE 34500 0 0 SOUTHWEST AIRLS CO COM 844741108 355 44104 SH SOLE 44104 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4027 25476 SH SOLE 25476 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 738 6521 SH SOLE 6521 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2503 69156 SH SOLE 69156 0 0 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 666 28442 SH SOLE 28442 0 0 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 609 10726 SH SOLE 10726 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 26087 568973 SH SOLE 568973 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 12959 738839 SH SOLE 738839 0 0 ST JUDE MED INC COM 790849103 397 10967 SH SOLE 10967 0 0 STAPLES INC COM 855030102 195 14697 SH SOLE 14697 0 0 SUNCOR ENERGY INC NEW COM 867224107 553 21728 SH SOLE 21728 0 0 TARGET CORP COM 87612E106 723 14742 SH SOLE 14742 0 0 TE CONNECTIVITY LTD REG SHS H84989104 516 18343 SH SOLE 18343 0 0 TENET HEALTHCARE CORP COM 88033G100 186 45194 SH SOLE 45194 0 0 TEXAS INSTRS INC COM 882508104 599 22476 SH SOLE 22476 0 0 TORTOISE MLP FD INC COM 89148B101 472 20926 SH SOLE 20926 0 0 TRAVELERS COMPANIES INC COM 89417E109 532 10917 SH SOLE 10917 0 0 TREDEGAR CORP COM 894650100 190 12780 SH SOLE 12780 0 0 UNION PAC CORP COM 907818108 333 4071 SH SOLE 4071 0 0 UNITED PARCEL SERVICE INC CL B 911312106 261 4129 SH SOLE 4129 0 0 UNITED TECHNOLOGIES CORP COM 913017109 401 5706 SH SOLE 5706 0 0 UNITEDHEALTH GROUP INC COM 91324P102 287 6232 SH SOLE 6232 0 0 VALUECLICK INC COM 92046N102 245 15743 SH SOLE 15743 0 0 VANGUARD INDEX FDS REIT ETF 922908553 3998 78584 SH SOLE 78584 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 910 19740 SH SOLE 19740 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3870 69181 SH SOLE 69181 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 53322 923803 SH SOLE 923803 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 18957 529074 SH SOLE 529074 0 0 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 527 10879 SH SOLE 10879 0 0 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 717 9232 SH SOLE 9232 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3524 87177 SH SOLE 87177 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 333 4369 SH SOLE 4369 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 215 2485 SH SOLE 2485 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 311 5756 SH SOLE 5756 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 599 10553 SH SOLE 10553 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 227 3172 SH SOLE 3172 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 271 7361 SH SOLE 7361 0 0 VIACOM INC NEW CL B 92553P201 247 6381 SH SOLE 6381 0 0 WAL MART STORES INC COM 931142103 884 17038 SH SOLE 17038 0 0 WELLPOINT INC COM 94973V107 229 3505 SH SOLE 3505 0 0 WELLS FARGO & CO NEW COM 949746101 1131 46874 SH SOLE 46874 0 0 WEYERHAEUSER CO COM 962166104 301 19331 SH SOLE 19331 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 208 4218 SH SOLE 4218 0 0 WISDOMTREE TRUST CHINESE YUAN ETF 97717W182 305 12068 SH SOLE 12068 0 0 WISDOMTREE TRUST LARGECAP DIVID 97717W307 296 6728 SH SOLE 6728 0 0