0001047142-12-000002.txt : 20120215 0001047142-12-000002.hdr.sgml : 20120215 20120215145336 ACCESSION NUMBER: 0001047142-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120215 EFFECTIVENESS DATE: 20120215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST & INVESTMENT CO CENTRAL INDEX KEY: 0001047142 IRS NUMBER: 611251178 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06540 FILM NUMBER: 12615643 BUSINESS ADDRESS: STREET 1: 1544 WINCHESTER AVE CITY: ASHLAND STATE: KY ZIP: 40507 BUSINESS PHONE: 6063895308 MAIL ADDRESS: STREET 1: 100 EAST VINE CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: TRUST CO OF KENTUCKY N A DATE OF NAME CHANGE: 19990326 13F-HR 1 ctic13f-1211.txt 13F-HR 12/30/11 0001047142 4f@bdrdv NONE SANDRA PAYNE (859)389-5308 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 12/30/11 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: CHRIS MENG */INVESTMENT MANAGER NAM ADDRESS: COMMUNITY TRUST & INVESTMENT CO */IN 100 E VINE ST SUITE 501 */IN LEXINGTON */IN, KY 40507 13F FILE NUMBER: 28-06540 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: SANDRA PAYNE TITLE: VICE PRESIDENT PHONE: (859)389-5308 SIGNATURE,PLACE,AND DATE OF SIGNING: SANDRA K PAYNE LEXINGTON, KY 1/7/12 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 121 FORM 13F INFORMATION TABLE VALUE TOTAL: $330,975 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COMMON STOCK 002824100 7325 130265 SH SOLE 129865 0 400 ABBOTT LABS COMMON STOCK 002824100 333 5925 SH OTHER 2675 3250 0 AEROPOSTALE INC COMMON STOCK 007865108 2445 160310 SH SOLE 159110 0 1200 AEROPOSTALE INC COMMON STOCK 007865108 27 1775 SH OTHER 1775 0 0 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 2865 140228 SH SOLE 139095 0 1133 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 86 4200 SH OTHER 0 4200 0 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 4471 280151 SH SOLE 278551 0 1600 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 115 7225 SH OTHER 225 7000 0 APPLE INC COMMON STOCK 037833100 1012 2499 SH SOLE 2499 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 3680 128675 SH SOLE 128675 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 46 1610 SH OTHER 1310 300 0 AT & T INC COMMON STOCK 00206R102 6438 212898 SH SOLE 211998 0 900 AT & T INC COMMON STOCK 00206R102 196 6475 SH OTHER 2375 4100 0 BANK AMER CORP COMMON STOCK 060505104 1174 211155 SH SOLE 174980 0 36175 BANK AMER CORP COMMON STOCK 060505104 19 3400 SH OTHER 2800 600 0 BB & T CORP COMMON STOCK 054937107 357 14175 SH SOLE 14175 0 0 BECTON DICKINSON COMMON STOCK 075887109 5240 70130 SH SOLE 69830 0 300 BECTON DICKINSON COMMON STOCK 075887109 174 2325 SH OTHER 675 1650 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 5686 74520 SH SOLE 74520 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 235 3085 SH OTHER 1335 1750 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 645 18300 SH SOLE 18300 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 48 600 SH SOLE 600 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 238 3000 SH OTHER 0 3000 0 CABELA'S INC CL A COMMON STOCK 126804301 6141 241580 SH SOLE 240580 0 1000 CABELA'S INC CL A COMMON STOCK 126804301 261 10275 SH OTHER 2875 7400 0 CHEVRON CORPORATION COMMON STOCK 166764100 2016 18944 SH SOLE 18944 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 5650 312510 SH SOLE 310910 0 1600 CISCO SYSTEMS INC COMMON STOCK 17275R102 226 12500 SH OTHER 4500 8000 0 CLOUD PEAK ENERGY COMMON STOCK 18911Q102 4971 257290 SH SOLE 256490 0 800 CLOUD PEAK ENERGY COMMON STOCK 18911Q102 177 9160 SH OTHER 4260 4900 0 COCA COLA CO COMMON STOCK 191216100 1171 16735 SH SOLE 16035 0 700 COCA COLA CO COMMON STOCK 191216100 175 2500 SH OTHER 1300 1200 0 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 44051 1497331 SH SOLE 1444698 0 52633 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 2485 84478 SH OTHER 0 0 84478 CONOCOPHILLIPS COMMON STOCK 20825C104 8810 120895 SH SOLE 120795 0 100 CONOCOPHILLIPS COMMON STOCK 20825C104 310 4250 SH OTHER 1700 2550 0 EMERSON ELECTRIC COMMON STOCK 291011104 200 4295 SH SOLE 4295 0 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 404 8700 SH SOLE 8700 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 11426 134806 SH SOLE 134206 0 600 EXXON MOBIL CORP COMMON STOCK 30231G102 476 5613 SH OTHER 3263 2350 0 FEDEX CORPORATION COMMON STOCK 31428X106 1302 15585 SH SOLE 15585 0 0 FEDEX CORPORATION COMMON STOCK 31428X106 44 525 SH OTHER 325 200 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 8804 491546 SH SOLE 488946 0 2600 GENERAL ELECTRIC CORP COMMON STOCK 369604103 334 18625 SH OTHER 8925 9700 0 GENERAL MOTORS CO COMMON STOCK 37045V100 4917 242585 SH SOLE 241585 0 1000 GENERAL MOTORS CO COMMON STOCK 37045V100 210 10375 SH OTHER 3375 7000 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 2031 22455 SH SOLE 22395 0 60 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 95 1050 SH OTHER 200 850 0 GOOGLE INC CL A COMMON STOCK 38259P508 4312 6676 SH SOLE 6636 0 40 GOOGLE INC CL A COMMON STOCK 38259P508 99 154 SH OTHER 154 0 0 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 3467 213365 SH SOLE 211965 0 1400 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 62 3825 SH OTHER 3275 550 0 HEINZ H J CO COMMON STOCK 423074103 2418 44740 SH SOLE 44640 0 100 HEINZ H J CO COMMON STOCK 423074103 127 2350 SH OTHER 950 1400 0 HOME DEPOT INC COMMON STOCK 437076102 143 3410 SH SOLE 3410 0 0 HOME DEPOT INC COMMON STOCK 437076102 94 2225 SH OTHER 2225 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 340 1850 SH SOLE 1850 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 179 972 SH OTHER 200 700 72 JOHNSON & JOHNSON COMMON STOCK 478160104 8806 134285 SH SOLE 133285 0 1000 JOHNSON & JOHNSON COMMON STOCK 478160104 321 4900 SH OTHER 2200 2700 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 9625 289473 SH SOLE 289273 0 200 JP MORGAN CHASE & CO COMMON STOCK 46625H100 250 7525 SH OTHER 3225 4300 0 KIMBERLY-CLARK CORP COMMON STOCK 494368103 6502 88390 SH SOLE 87890 0 500 KIMBERLY-CLARK CORP COMMON STOCK 494368103 207 2815 SH OTHER 965 1850 0 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 450 5300 SH SOLE 5300 0 0 KRAFT FOODS INC CL A COMMON STOCK 50075N104 5961 159550 SH SOLE 158550 0 1000 KRAFT FOODS INC CL A COMMON STOCK 50075N104 170 4550 SH OTHER 950 3600 0 LEAR CORP COMMON STOCK 521865204 5044 126740 SH SOLE 126240 0 500 LEAR CORP COMMON STOCK 521865204 210 5275 SH OTHER 1825 3450 0 MEDTRONIC INC COMMON STOCK 585055106 5987 156515 SH SOLE 155715 0 800 MEDTRONIC INC COMMON STOCK 585055106 224 5850 SH OTHER 1850 4000 0 MICROSOFT CORP COMMON STOCK 594918104 7705 296792 SH SOLE 294892 0 1900 MICROSOFT CORP COMMON STOCK 594918104 273 10500 SH OTHER 3950 6550 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 213 2925 SH SOLE 2925 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 870 9285 SH SOLE 9285 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 5 50 SH OTHER 50 0 0 ORION ENERGY SYSTEMS INC COMMON STOCK 686275108 37 12500 SH SOLE 12500 0 0 PEPSICO INC COMMON STOCK 713448108 6330 95410 SH SOLE 94960 0 450 PEPSICO INC COMMON STOCK 713448108 186 2800 SH OTHER 600 2200 0 PFIZER INC COMMON STOCK 717081103 628 29022 SH SOLE 29022 0 0 PLUM CREEK TIMBER CO INC COM COMMON STOCK 729251108 293 8022 SH SOLE 8022 0 0 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 317 5495 SH SOLE 5495 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 9584 143665 SH SOLE 142965 0 700 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 340 5100 SH OTHER 2900 2200 0 PROGRESS ENERGY INC COMMON STOCK 743263105 4865 86845 SH SOLE 86845 0 0 PROGRESS ENERGY INC COMMON STOCK 743263105 209 3725 SH OTHER 1525 2200 0 STATE STREET CORP COMMON STOCK 857477103 4883 121125 SH SOLE 120625 0 500 STATE STREET CORP COMMON STOCK 857477103 238 5900 SH OTHER 2350 3550 0 STRYKER CORP COMMON STOCK 863667101 5055 101690 SH SOLE 101140 0 550 STRYKER CORP COMMON STOCK 863667101 217 4365 SH OTHER 2115 2250 0 TARGET CORP COMMON STOCK 87612E106 5756 112375 SH SOLE 111775 0 600 TARGET CORP COMMON STOCK 87612E106 228 4460 SH OTHER 1710 2750 0 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 6705 91615 SH SOLE 91115 0 500 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 199 2725 SH OTHER 625 2100 0 US BANCORP NEW COMMON STOCK 902973304 710 26260 SH SOLE 25260 0 1000 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3984 99303 SH SOLE 98653 0 650 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 28 700 SH OTHER 700 0 0 VISA INC COMMON STOCK 92826C839 6995 68895 SH SOLE 68295 0 600 VISA INC COMMON STOCK 92826C839 220 2165 SH OTHER 665 1500 0 WALMART STORES INC COMMON STOCK 931142103 6940 116127 SH SOLE 115527 0 600 WALMART STORES INC COMMON STOCK 931142103 254 4250 SH OTHER 1600 2650 0 WELLS FARGO & CO COMMON STOCK 949746101 6258 227054 SH SOLE 226154 0 900 WELLS FARGO & CO COMMON STOCK 949746101 237 8609 SH OTHER 3759 4850 0 YUM! BRANDS INC COMMON STOCK 988498101 3901 66115 SH SOLE 65615 0 500 YUM! BRANDS INC COMMON STOCK 988498101 152 2575 SH OTHER 575 2000 0 3M CO COMMON STOCK 88579Y101 7531 92140 SH SOLE 91690 0 450 3M CO COMMON STOCK 88579Y101 253 3095 SH OTHER 995 2100 0 ACCENTURE PLC CL A COMMON STOCK G1151C101 3970 74575 SH SOLE 74175 0 400 ACCENTURE PLC CL A COMMON STOCK G1151C101 158 2975 SH OTHER 1025 1950 0 COVIDIEN PLC COMMON STOCK G2554F113 6142 136465 SH SOLE 135665 0 800 COVIDIEN PLC COMMON STOCK G2554F113 222 4925 SH OTHER 1875 3050 0 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 6045 105741 SH SOLE 104215 0 1526 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 247 4325 SH OTHER 1925 2400 0 SANOFI SPONS ADR COMMON STOCK 80105N105 5147 140857 SH SOLE 137679 0 3178 SANOFI SPONS ADR COMMON STOCK 80105N105 167 4575 SH OTHER 1175 3400 0 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 3495 86595 SH SOLE 86095 0 500 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 157 3900 SH OTHER 800 3100 0 UNILEVER N V -NY SHARES COMMON STOCK 904784709 6933 201715 SH SOLE 199310 0 2405 UNILEVER N V -NY SHARES COMMON STOCK 904784709 223 6500 SH OTHER 2400 4100 0 HARTFORD FINANCIAL-WTS 6 OTHER 416515120 867 94860 SH SOLE 94860 0 0 HARTFORD FINANCIAL-WTS 6 OTHER 416515120 64 7000 SH OTHER 0 7000 0