0001208646-12-000025.txt : 20120202 0001208646-12-000025.hdr.sgml : 20120202 20120202104958 ACCESSION NUMBER: 0001208646-12-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120202 DATE AS OF CHANGE: 20120202 EFFECTIVENESS DATE: 20120202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alliance Trust PLC CENTRAL INDEX KEY: 0001424606 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13036 FILM NUMBER: 12564809 BUSINESS ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN BUSINESS PHONE: 44 1382 306062 MAIL ADDRESS: STREET 1: 8 WEST MARKETGAIT CITY: DUNDEE, SCOTLAND STATE: X0 ZIP: DD1 1QN 13F-HR 1 c106149.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ------------------- Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Alliance Trust PLC Address: 8 West Marketgait Dundee, Scotland DD1 1QN United Kingdom Form 13F File Number: 28-13036 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ian Anderson Title: Assistant Secretary Phone: +44 1382 321238 Signature, Place, and Date of Signing: /s/ Ian Anderson Dundee, Scotland, United Kingdom February 2, 2012 ------------------------- -------------------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: $751,652 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE

------------------------------------------------------------------------------------------------------------------------------------ INVEST- TITLE MENT OF VALUE VALUE SHRS OR SH / PUT / DISCRE- OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$) (X$1000) PRN AMT PRN CALL TION MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ AMER TOWER CORP CL'A'COM USD0.01 EQUITY 2253608 45,217,650.00 45,218 753,000 SH SOLE NONE 753,000 APPLE INC COM NPV EQUITY 2046251 31,099,182.10 31,099 76,790 SH SOLE NONE 76,790 AMGEN INC COM USD0.0001 EQUITY 2023607 9,515,922.00 9,516 148,200 SH SOLE NONE 148,200 APACHE CORP COM USD0.625 EQUITY 2043962 23,325,165.22 23,325 257,509 SH SOLE NONE 257,509 BPZ RESOURCES INC 6.5% NTS 01/03/15 USD EQUITY 2BTBMK3 11,503,643.33 11,504 13,448,000 SH SOLE NONE 13,448,000 BAXTER INTL INC COM USD1 EQUITY 2085102 9,976,933.10 9,977 201,758 SH SOLE NONE 201,758 BE AEROSPACE COM USD0.01 EQUITY 2089427 20,511,000.00 20,511 530,000 SH SOLE NONE 530,000 BAIDU INC ADS EACH REP 0.10 ORD CLS'A EQUITY B0FXT17 10,643,530.00 10,644 91,400.00 SH SOLE NONE 91,400 PROGRSSIVE WASTE S COM NPV EQUITY B3DJGJ5 9,613,780.00 9,614 491,000 SH SOLE NONE 491,000 BPZ RESOURCES INC COM NPV EQUITY 2155458 2,442,400.00 2,442 860,000 SH SOLE NONE 860,000 CITIGROUP INC COM USD0.01 EQUITY 2297907 7,466,360.00 7,466 284,000 SH SOLE NONE 284,000 CATERPILLAR INC COM STK USD1 EQUITY 2180201 21,494,850.00 21,495 237,250 SH SOLE NONE 237,250 CLEAN HARBORS INC COM USD0.01 EQUITY 2202473 39,349,528.40 39,350 617,732 SH SOLE NONE 617,732 COACH INC COM USD0.01 EQUITY 2646015 6,105,000.00 6,105 100,000 SH SOLE NONE 100,000 DELL INC COM USD0.01 EQUITY 2261526 17,544,000.00 17,544 1,200,000 SH SOLE NONE 1,200,000 AMDOCS ORD GBP0.01 EQUITY 2256908 26,675,550.00 26,676 935,000 SH SOLE NONE 935,000 DAVITA INC COM USD0.001 EQUITY 2898087 18,201,600.00 18,202 240,000 SH SOLE NONE 240,000 ENTERPRISE PRODS P COM UNITS REP LIM PART INT EQUITY 2285388 25,225,280.00 25,225 544,000 SH SOLE NONE 544,000 EXPRESS SCRIPTS IN COM USD0.01 EQUITY 2326469 8,267,650.00 8,268 185,000 SH SOLE NONE 185,000 FLIR SYSTEMS INC COM USD0.01 EQUITY 2344717 12,033,600.00 12,034 480,000 SH SOLE NONE 480,000 INTEROIL CORP COM NPV EQUITY B02SJF9 32,544,780.04 32,545 636,386 SH SOLE NONE 636,386 JOHNSON & JOHNSON COM USD1 EQUITY 2475833 20,451,600.00 20,452 312,000 SH SOLE NONE 312,000 ST JOE COMPANY COM NPV EQUITY 2768663 5,736,625.44 5,737 391,846 SH SOLE NONE 391,846 LIONS GATE ENTERTA COM NPV EQUITY 2753506 23,825,759.36 23,826 2,863,673 SH SOLE NONE 2,863,673 MEDCOHEALTH SOLUTI COM USD0.01 EQUITY 2954019 21,537,323.80 21,537 385,628 SH SOLE NONE 385,628 MARSH & MCLENNAN COM USD1 EQUITY 2567741 12,648,000.00 12,648 400,000 SH SOLE NONE 400,000 MONSANTO COM STK USD0.01 EQUITY 2654320 16,851,835.00 16,852 240,500 SH SOLE NONE 240,500 NETAPP INC COM USD0.001 EQUITY 2630643 16,781,766.30 16,782 462,690 SH SOLE NONE 462,690 NEW YORK COMMTY COM USD0.01 EQUITY 2711656 33,248,400.00 33,248 2,690,000 SH SOLE NONE 2,690,000 PLUM CREEK TMBR CO COM USD0.01 EQUITY 2692397 13,933,993.05 13,934 381,231 SH SOLE NONE 381,231 PFIZER INC COM USD0.05 EQUITY 2684703 44,470,200.00 44,470 2,055,000 SH SOLE NONE 2,055,000 POLYCOM INC COM USD0.0005 EQUITY 2693420 9,279,600.00 9,280 570,000 SH SOLE NONE 570,000 PHILIP MORRIS INTL COM STK NPV EQUITY B2PKRQ3 31,384,000.00 31,384 400,000 SH SOLE NONE 400,000 ROSS STORES INC COM USD0.01 EQUITY 2746711 28,042,700.00 28,043 590,000 SH SOLE NONE 590,000 SAFEWAY INC COM USD0.01 EQUITY 2767165 13,676,000.00 13,676 650,000 SH SOLE NONE 650,000 TETRA TECH INC COM USD0.01 EQUITY 2883890 21,870,670.00 21,871 1,013,000 SH SOLE NONE 1,013,000 UTD TECHNOLOGIES COM USD1 EQUITY 2915500 24,335,640.00 24,336 333,000 SH SOLE NONE 333,000 VISA INC COM STK USD0.0001 EQUITY B2PZN04 24,820,742.22 24,821 244,443 SH SOLE NONE 244,443 751,652