0001193125-12-033544.txt : 20120201 0001193125-12-033544.hdr.sgml : 20120201 20120201092653 ACCESSION NUMBER: 0001193125-12-033544 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120201 DATE AS OF CHANGE: 20120201 EFFECTIVENESS DATE: 20120201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 12561156 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: 29TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d292928d13fhr.txt FORM 13F -------------------------------- OMB APPROVAL -------------------------------- OMB Number: 3235-0006 -------------------------------- Expires: August 31, 2012 -------------------------------- Estimated average burden hours per response 22.6 -------------------------------- ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [_]; Amendment Number: ________________________________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name:ESSEX INVESTMENT MANAGEMENT CO., LLC Address:125 HIGH STREET, 29 TH FLOOR, BOSTON MA 02110 Form 13F File Number: 28-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL S. MCCARTHY Title: SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS Phone: (617) 342-3245 Signature, Place, and Date of Signing: /S/ MICHAEL S. MCCARTHY Boston, MA 1/31/2012 ------------------------ --------------------- --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: -------------------- ---- 28- 04975 AFFILIATED MANAGERS GROUP, INC. [Repeat as necessary.] ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 580 Form 13F Information Table Value Total: $1,003,239,659.27 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No. Form 13F File Number: Name: --- ------------------------------------- ------------------------------------- 1 28- 04975 AFFILIATED MANAGERS GROUP

[Repeat as necessary.] 13 F SUMMARY--12/31/2011

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) 3M CO COMMON 88579Y101 147,522.65 1,805 1,805 1,805 3SBIO INC COMMON 88575Y105 2,675,974.14 261,837 261,837 259,107 2,730 ABB LTD COMMON 000375204 154,744.94 8,218 8,218 8,218 ABBOTT LABS COMMON 002824100 56,230.00 1,000 1,000 1,000 ABRAXAS PETE CORP COMMON 003830106 3,715,110.30 1,125,791 1,125,791 1,116,103 9,688 ACACIA RESH CORP COMMON 003881307 10,821,673.53 296,403 296,403 294,279 2,124 ACCENTURE PLC IRELAND COMMON G1151C101 2,714.73 51 51 51 ACCRETIVE HEALTH INC COMMON 00438V103 92,333.64 4,018 4,018 4,018 ACHILLION PHARMACEUTICALS IN COMMON 00448Q201 73,914.00 9,700 9,700 9,700 ACI WORLDWIDE INC COMMON 004498101 4,584,633.92 160,078 160,078 158,859 1,219 ACME PACKET INC COMMON 004764106 2,919,882.24 94,464 94,464 93,799 665 ACTUATE CORP COMMON 00508B102 3,427,467.12 584,892 584,892 579,861 5,031 ACUITY BRANDS INC COMMON 00508Y102 888,545.00 16,765 16,765 16,765 ADAMS RES & ENERGY INC COMMON 006351308 67,741.30 2,327 2,327 2,327 ADCARE HEALTH SYSTEMS INC COMMON 00650W300 1,577,672.00 396,400 396,400 393,002 3,398 ADVISORY BRD CO COMMON 00762W107 5,651,907.81 76,161 76,161 75,591 570 AFFYMAX INC COMMON 00826A109 67,580.64 10,224 10,224 10,224 AFFYMETRIX INC COMMON 00826T108 3,086,363.08 754,612 754,612 748,825 5,787 AGCO CORP COMMON 001084102 453,032.71 10,543 10,543 10,543 AGILENT TECHNOLOGIES INC COMMON 00846U101 102,903.78 2,946 2,946 2,946 AIR LEASE CORP COMMON 00912X302 22,026.59 929 929 929 AIR METHODS CORP COMMON 009128307 9,301,829.70 110,146 110,146 109,455 691 AIR PRODS & CHEMS INC COMMON 009158106 6,389.25 75 75 75 AKORN INC COMMON 009728106 8,317,715.52 747,996 747,996 743,152 4,844 ALBEMARLE CORP COMMON 012653101 369,584.25 7,175 7,175 7,175 ALEXANDER & BALDWIN INC COMMON 014482103 212,794.66 5,213 5,213 5,213 ALEXION PHARMACEUTICALS INC COMMON 015351109 764,835.50 10,697 10,697 10,697 ALIGN TECHNOLOGY INC COMMON 016255101 6,785.35 286 286 286 ALKERMES PLC COMMON G01767105 2,015,478.64 116,099 116,099 111,248 4,851

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) ALLERGAN INC COMMON 018490102 4,852,197.48 55,302 55,302 54,614 688 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 1,150,858.72 11,083 11,083 11,083 ALLIED NEVADA GOLD CORP COMMON 019344100 6,912,742.32 228,294 228,294 219,049 9,245 ALLOT COMMUNICATIONS LTD COMMON M0854Q105 1,196,179.20 78,696 78,696 78,696 ALON USA ENERGY INC COMMON 020520102 26,739.70 3,070 3,070 3,070 ALTRA HOLDINGS INC COMMON 02208R106 4,345,606.23 230,781 230,781 228,796 1,985 AMAZON COM INC COMMON 023135106 3,885,748.80 22,448 22,448 20,758 1,690 AMERESCO INC COMMON 02361E108 69,217.40 5,045 5,045 5,045 AMERICAN ELEC PWR INC COMMON 025537101 18,093.78 438 438 438 AMERICAN EXPRESS CO COMMON 025816109 180,189.40 3,820 3,820 3,820 AMERICAN PUBLIC EDUCATION IN COMMON 02913V103 4,129,647.76 95,417 95,417 94,699 718 AMERICAN SAFETY INS HLDGS LT COMMON G02995101 4,499,226.75 206,861 206,861 205,078 1,783 AMERICAN SOFTWARE INC COMMON 029683109 21,716.10 2,298 2,298 2,298 AMERICAN TOWER CORP COMMON 029912201 7,561.26 126 126 126 AMETEK INC NEW COMMON 031100100 477,792.90 11,349 11,349 11,349 AMGEN INC COMMON 031162100 2,866,398.61 44,641 44,641 44,044 597 AMTECH SYS INC COMMON 032332504 55,868.15 6,565 6,565 6,565 AMYLIN PHARMACEUTICALS INC COMMON 032346108 70,612.90 6,205 6,205 6,205 AMYRIS INC COMMON 03236M101 24,787.92 2,148 2,148 2,148 ANADARKO PETE CORP COMMON 032511107 3,272,343.43 42,871 42,871 38,410 4,461 ANGLOGOLD ASHANTI LTD COMMON 035128206 583,263.00 13,740 13,740 13,740 ANHEUSER BUSCH INBEV SA/NV COMMON 03524A108 239,568.72 3,928 3,928 3,928 ANIXTER INTL INC COMMON 035290105 1,283,929.92 21,528 21,528 21,528 APACHE CORP COMMON 037411105 4,140,864.70 45,715 45,715 44,038 1,677 APCO OIL & GAS INTERNATIONAL COMMON G0471F109 27,703.08 339 339 339 APPLE INC COMMON 037833100 15,700,230.00 38,766 38,766 35,420 3,346 APPROACH RESOURCES INC COMMON 03834A103 1,557,347.73 52,953 52,953 52,216 737 ARIAD PHARMACEUTICALS INC COMMON 04033A100 129,176.25 10,545 10,545 10,545 ARIBA INC COMMON 04033V203 2,808,786.24 100,028 100,028 94,149 5,879 ARM HLDGS PLC COMMON 042068106 9,745,650.70 352,210 352,210 322,107 30,103 ASA GOLD AND PRECIOUS MTLS L COMMON G3156P103 134,171.37 5,123 5,123 5,123 AT&T INC COMMON 00206R102 835,924.32 27,643 27,643 27,643 ATHENAHEALTH INC COMMON 04685W103 113,319.84 2,307 2,307 2,307 AUDIOCODES LTD COMMON M15342104 3,382,033.20 867,188 867,188 857,560 9,628

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) AUTHENTIDATE HLDG CORP COMMON 052666104 11,370.28 16,721 16,721 16,721 AUTOMATIC DATA PROCESSING IN COMMON 053015103 129,299.94 2,394 2,394 2,394 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 556,969.14 19,299 19,299 18,867 432 AVEO PHARMACEUTICALS INC COMMON 053588109 92,398.40 5,372 5,372 5,372 AVIVA PLC COMMON 05382A104 59,227.75 6,403 6,403 6,403 BAIDU INC COMMON 056752108 110,646.50 950 950 950 BALLANTYNE STRONG INC COMMON 058516105 70,303.01 17,189 17,189 17,189 BANCO BRADESCO S A COMMON 059460303 2,158,175.16 129,387 129,387 83,620 45,767 BANCO MACRO SA COMMON 05961W105 34,905.00 1,790 1,790 1,790 BANKRATE INC DEL COMMON 06647F102 23,413.50 1,089 1,089 924 165 BARRETT BILL CORP COMMON 06846N104 43,132.62 1,266 1,266 960 306 BARRICK GOLD CORP COMMON 067901108 8,433,106.75 186,367 186,367 176,580 9,787 BBVA BANCO FRANCES S A COMMON 07329M100 125,451.20 25,760 25,760 25,760 BEACON ROOFING SUPPLY INC COMMON 073685109 1,205,849.61 59,607 59,607 57,478 2,129 BIOGEN IDEC INC COMMON 09062X103 2,761,264.55 25,091 25,091 22,491 2,600 BIOLASE TECHNOLOGY INC COMMON 090911108 6,347.90 2,470 2,470 2,470 BIOMARIN PHARMACEUTICAL INC COMMON 09061G101 1,171,498.50 34,075 34,075 33,555 520 BIOSANTE PHARMACEUTICALS INC COMMON 09065V203 16,468.88 32,800 32,800 32,800 BIOSCRIP INC COMMON 09069N108 4,507,606.74 825,569 825,569 818,526 7,043 BLACK HILLS CORP COMMON 092113109 50,370.00 1,500 1,500 1,500 BOEING CO COMMON 097023105 108,778.05 1,483 1,483 1,483 BOFI HLDG INC COMMON 05566U108 412,750.00 25,400 25,400 22,800 2,600 BRASIL TELECOM SA COMMON 10553M101 122,074.98 6,862 6,862 6,862 BRASKEM S A COMMON 105532105 67,510.80 4,788 4,788 4,788 BRISTOL MYERS SQUIBB CO COMMON 110122108 70,480.00 2,000 2,000 2,000 BROADRIDGE FINL SOLUTIONS IN COMMON 11133T103 405.90 18 18 18 BROADSOFT INC COMMON 11133B409 10,721.00 355 355 355 BRUKER CORP COMMON 116794108 4,969,900.26 400,153 400,153 397,163 2,990 CALGON CARBON CORP COMMON 129603106 84,315.57 5,367 5,367 5,367 CALLIDUS SOFTWARE INC COMMON 13123E500 5,470,636.08 852,124 852,124 844,839 7,285 CAMPBELL SOUP CO COMMON 134429109 518,244.84 15,591 15,591 15,591 CAMPUS CREST CMNTYS INC COMMON 13466Y105 37,242.12 3,702 3,702 3,702 CARDTRONICS INC COMMON 14161H108 8,515,159.62 314,677 314,677 312,122 2,555 CARIBOU COFFEE INC COMMON 142042209 13,950.00 1,000 1,000 1,000

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) CARPENTER TECHNOLOGY CORP COMMON 144285103 17,915.04 348 348 348 CASCADE CORP COMMON 147195101 5,033,652.21 106,713 106,713 105,941 772 CBS CORP NEW COMMON 124857202 1,786,789.04 65,836 65,836 59,374 6,462 CECO ENVIRONMENTAL CORP COMMON 125141101 16,749.90 3,018 3,018 3,018 CELANESE CORP DEL COMMON 150870103 5,976.45 135 135 135 CELGENE CORP COMMON 151020104 16,554,496.40 244,889 244,889 221,810 23,079 CENTURYLINK INC COMMON 156700106 280,004.40 7,527 7,527 7,527 CEPHEID COMMON 15670R107 53,851.65 1,565 1,565 1,565 CERNER CORP COMMON 156782104 106,758.75 1,743 1,743 1,743 CEVA INC COMMON 157210105 743,851.32 24,582 24,582 24,582 CGG VERITAS COMMON 204386106 361,372.86 15,563 15,563 15,563 CHANGYOU COM LTD COMMON 15911M107 359,395.60 15,592 15,592 15,592 CHART INDS INC COMMON 16115Q308 11,286,571.80 208,740 208,740 199,091 9,649 CHECK POINT SOFTWARE TECH LT COMMON M22465104 24,010.78 457 457 457 CHESAPEAKE UTILS CORP COMMON 165303108 26,313.45 607 607 607 CHEVRON CORP NEW COMMON 166764100 4,412,620.80 41,472 41,472 38,248 3,224 CHICAGO BRIDGE & IRON CO N V COMMON 167250109 3,974,632.20 105,149 105,149 103,697 1,452 CHUBB CORP COMMON 171232101 2,397,711.58 34,639 34,639 32,592 2,047 CIBER INC COMMON 17163B102 4,602,872.44 1,192,454 1,192,454 1,182,732 9,722 CIGNA CORPORATION COMMON 125509109 4,032.00 96 96 96 CITIGROUP INC COMMON 172967424 570,663.90 21,690 21,690 21,690 CITRIX SYS INC COMMON 177376100 1,643,933.28 27,074 27,074 25,507 1,567 CLICKSOFTWARE TECHNOLOGIES L COMMON M25082104 6,536,198.76 681,564 681,564 660,305 21,259 CNO FINL GROUP INC COMMON 12621E103 1,009,334.98 159,958 159,958 159,958 COACH INC COMMON 189754104 7,141.68 117 117 117 COCA COLA CO COMMON 191216100 5,503,630.29 78,657 78,657 74,957 3,700 COLEMAN CABLE INC COMMON 193459302 26,935.20 3,096 3,096 3,096 COLGATE PALMOLIVE CO COMMON 194162103 1,182,222.44 12,796 12,796 12,796 COMERICA INC COMMON 200340107 3,741,670.80 145,026 145,026 139,691 5,335 COMMERCE BANCSHARES INC COMMON 200525103 1,257,807.52 32,996 32,996 32,996 COMMONWEALTH REIT COMMON 203233101 34,361.60 2,065 2,065 2,065 COMMTOUCH SOFTWARE LTD COMMON M25596202 14,251.25 4,385 4,385 4,385 COMPANHIA ENERGETICA DE MINA COMMON 204409601 100,655.82 5,658 5,658 5,658 COMPANHIA PARANAENSE ENERG C COMMON 20441B407 48,107.14 2,293 2,293 2,293

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) COMPUTER TASK GROUP INC COMMON 205477102 4,864,766.72 345,509 345,509 342,536 2,973 COMPUWARE CORP COMMON 205638109 691,866.24 83,157 83,157 83,157 CONOCOPHILLIPS COMMON 20825C104 3,025,781.01 41,523 41,523 41,523 CONVIO INC COMMON 21257W105 1,299,207.14 117,469 117,469 117,469 COPART INC COMMON 217204106 158,037.00 3,300 3,300 3,300 CORNERSTONE THERAPEUTICS INC COMMON 21924P103 10,752.00 1,920 1,920 1,920 CORVEL CORP COMMON 221006109 18,253.63 353 353 353 COST PLUS INC CALIF COMMON 221485105 4,527,529.50 464,362 464,362 461,654 2,708 COSTAMARE INC COMMON Y1771G102 61,624.32 4,352 4,352 4,352 COSTCO WHSL CORP NEW COMMON 22160K105 14,997.60 180 180 180 COVANCE INC COMMON 222816100 445,678.56 9,748 9,748 9,748 COVENTRY HEALTH CARE INC COMMON 222862104 94,177.37 3,101 3,101 3,101 COVIDIEN PLC COMMON G2554F113 146,642.58 3,258 3,258 3,258 CREE INC COMMON 225447101 81,393.72 3,693 3,693 3,693 CRUMBS BAKE SHOP INC COMMON 228803102 2,374,384.00 593,596 593,596 557,944 35,652 CTC MEDIA INC COMMON 12642X106 622.67 71 71 71 CUMBERLAND PHARMACEUTICALS I COMMON 230770109 13,078.78 2,431 2,431 2,431 CUMMINS INC COMMON 231021106 21,828.96 248 248 248 CUTERA INC COMMON 232109108 3,926,351.15 527,027 527,027 522,494 4,533 CVR ENERGY INC COMMON 12662P108 50,795.76 2,712 2,712 2,712 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 4,577.19 271 271 271 DANAHER CORP DEL COMMON 235851102 548,016.00 11,650 11,650 11,650 DARLING INTL INC COMMON 237266101 618,556.47 46,543 46,543 46,543 DAWSON GEOPHYSICAL CO COMMON 239359102 6,378,521.27 161,359 161,359 160,048 1,311 DELEK US HLDGS INC COMMON 246647101 28,365.26 2,486 2,486 2,486 DELTA APPAREL INC COMMON 247368103 1,359,227.09 71,201 71,201 70,601 600 DELUXE CORP COMMON 248019101 31,272.24 1,374 1,374 1,374 DFC GLOBAL CORP COMMON 23324T107 3,564,700.86 197,381 197,381 195,284 2,097 DIAMOND FOODS INC COMMON 252603105 53,116.42 1,646 1,646 1,646 DICE HLDGS INC COMMON 253017107 1,155,626.00 139,400 139,400 139,400 DISNEY WALT CO COMMON 254687106 11,754,000.00 313,440 313,440 288,940 24,500 DIXIE GROUP INC COMMON 255519100 10,989.72 3,738 3,738 3,738 DOLLAR TREE INC COMMON 256746108 1,196,119.12 14,392 14,392 14,392 DOVER CORP COMMON 260003108 9,055.80 156 156 156

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) DOW CHEM CO COMMON 260543103 12,942.00 450 450 450 DU PONT E I DE NEMOURS & CO COMMON 263534109 148,098.30 3,235 3,235 3,235 DUKE ENERGY CORP NEW COMMON 26441C105 86,768.00 3,944 3,944 3,944 DUN & BRADSTREET CORP DEL NE COMMON 26483E100 58,367.40 780 780 780 DYNAVAX TECHNOLOGIES CORP COMMON 268158102 3,306,607.12 995,966 995,966 942,055 53,911 DYNAVOX INC COMMON 26817F104 13,154.96 3,614 3,614 3,614 DYNEGY INC DEL COMMON 26817G300 44,488.97 16,061 16,061 16,061 E M C CORP MASS COMMON 268648102 10,298,683.26 478,119 478,119 449,062 29,057 EASTMAN CHEM CO COMMON 277432100 31,404.24 804 804 804 EBAY INC COMMON 278642103 1,468,578.60 48,420 48,420 47,278 1,142 ECHO GLOBAL LOGISTICS INC COMMON 27875T101 5,215,755.55 322,957 322,957 320,318 2,639 ECHO THERAPEUTICS INC COMMON 27876L107 27,065.76 11,976 11,976 11,976 ECHOSTAR CORP COMMON 278768106 46,549.62 2,223 2,223 2,223 ECOLOGY & ENVIRONMENT INC COMMON 278878103 11,198.88 693 693 693 EDISON INTL COMMON 281020107 20,700.00 500 500 500 EINSTEIN NOAH REST GROUP INC COMMON 28257U104 4,181,653.14 264,327 264,327 262,032 2,295 ELAN PLC COMMON 284131208 13,609,868.46 990,529 990,529 939,955 50,574 ELDORADO GOLD CORP NEW COMMON 284902103 431,508.54 31,474 31,474 31,474 EMPLOYERS HOLDINGS INC COMMON 292218104 4,243,841.64 234,596 234,596 232,684 1,912 ENCORE CAP GROUP INC COMMON 292554102 5,237,826.20 246,370 246,370 244,500 1,870 ENDO PHARMACEUTICALS HLDGS I COMMON 29264F205 136,600.68 3,956 3,956 3,956 ENDOLOGIX INC COMMON 29266S106 114,134.16 9,942 9,942 9,942 ENERGY RECOVERY INC COMMON 29270J100 82,400.04 31,938 31,938 31,938 ENERGY TRANSFER EQUITY L P COMMON 29273V100 82,215.08 2,026 2,026 2,026 ENERGY TRANSFER PRTNRS L P COMMON 29273R109 738,918.60 16,116 16,116 16,116 ENERGY XXI (BERMUDA) LTD COMMON G10082140 2,306,613.64 72,353 72,353 71,291 1,062 ENTERPRISE PRODS PARTNERS L COMMON 293792107 410,045.58 8,841 8,841 8,841 EOG RES INC COMMON 26875P101 5,598,027.77 56,827 56,827 53,634 3,193 ETFS PALLADIUM TR COMMON 26923A106 396,785.76 6,146 6,146 6,146 EVERCORE PARTNERS INC COMMON 29977A105 4,227,815.02 158,821 158,821 157,670 1,151 EVEREST RE GROUP LTD COMMON G3223R108 181,045.77 2,153 2,153 2,022 131 EXACT SCIENCES CORP COMMON 30063P105 64,391.60 7,930 7,930 7,930 EXELIS INC COMMON 30162A108 213,580.00 23,600 23,600 23,600 EXELON CORP COMMON 30161N101 5,204.40 120 120 120

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) EXPRESS INC COMMON 30219E103 24,227.10 1,215 1,215 1,215 EXPRESS SCRIPTS INC COMMON 302182100 75,973.00 1,700 1,700 1,700 EXXON MOBIL CORP COMMON 30231G102 7,036,859.96 83,021 83,021 78,396 4,625 F5 NETWORKS INC COMMON 315616102 3,294,177.04 31,042 31,042 31,042 FASTENAL CO COMMON 311900104 348,880.00 8,000 8,000 8,000 FEDERAL SIGNAL CORP COMMON 313855108 54,962.60 13,244 13,244 13,244 FIFTH THIRD BANCORP COMMON 316773100 3,368,853.84 264,847 264,847 257,915 6,932 FIRST DEFIANCE FINL CORP COMMON 32006W106 18,325.04 1,256 1,256 1,256 FIRST PACTRUST BANCORP INC COMMON 33589V101 12,710.00 1,240 1,240 1,240 FLOW INTL CORP COMMON 343468104 1,793,036.00 512,296 512,296 507,897 4,399 FOCUS MEDIA HLDG LTD COMMON 34415V109 7,951.92 408 408 408 FORD MTR CO DEL COMMON 345370860 65,065.72 6,047 6,047 6,047 FOREST OIL CORP COMMON 346091705 433,627.10 32,002 32,002 31,207 795 FORMULA SYS 1985 LTD COMMON 346414105 66,479.77 4,501 4,501 4,501 FRANCO-NEVADA (CDA) COMMON 351858105 3,632,677.47 95,421 95,421 92,281 3,140 FREEPORT- MCMORAN COPPER & GO COMMON 35671D857 2,234,183.12 60,728 60,728 60,728 FRONTIER COMMUNICATIONS CORP COMMON 35906A108 2,229.95 433 433 433 FUELCELL ENERGY INC COMMON 35952H106 1,886,976.62 2,163,964 2,163,964 2,146,345 17,619 FUSION-IO INC COMMON 36112J107 63,597.60 2,628 2,628 2,628 GARDNER DENVER INC COMMON 365558105 597,369.12 7,752 7,752 7,752 GENERAL ELECTRIC CO COMMON 369604103 4,977,421.83 277,913 277,913 274,794 3,119 GENERAL MLS INC COMMON 370334104 40,410.00 1,000 1,000 1,000 GENERAL MTRS CO COMMON 37045V100 65,532.91 3,233 3,233 3,233 GEVO INC COMMON 374396109 24,895.82 3,958 3,958 3,958 GILEAD SCIENCES INC COMMON 375558103 2,107,158.26 51,482 51,482 46,294 5,188 GIVEN IMAGING COMMON M52020100 2,671,844.70 153,290 153,290 152,072 1,218 GLOBAL GEOPHYSICAL SVCS INC COMMON 37946S107 24,380.16 3,628 3,628 3,628 GLOBECOMM SYSTEMS INC COMMON 37956X103 26,758.08 1,956 1,956 1,956 GOLAR LNG LTD BERMUDA COMMON G9456A100 9,644,983.25 216,985 216,985 196,064 20,921 GOLAR LNG PARTNERS LP COMMON Y2745C102 3,305,117.34 107,799 107,799 101,733 6,066 GOLD FIELDS LTD NEW COMMON 38059T106 706,593.50 46,334 46,334 43,637 2,697 GOLDCORP INC NEW COMMON 380956409 9,223,602.75 208,443 208,443 201,746 6,697 GOLDMAN SACHS GROUP INC COMMON 38141G104 647,840.52 7,164 7,164 7,164 GOOGLE INC COMMON 38259P508 16,978,127.40 26,286 26,286 23,698 2,588

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) GREEN MTN COFFEE ROASTERS IN COMMON 393122106 2,205,767.85 49,181 49,181 48,472 709 GREENBRIER COS INC COMMON 393657101 6,442,066.72 265,324 265,324 263,171 2,153 GT ADVANCED TECHNOLOGIES INC COMMON 36191U106 66,977.24 9,251 9,251 9,251 GULFPORT ENERGY CORP COMMON 402635304 817,885.40 27,772 27,772 27,772 HALOZYME THERAPEUTICS INC COMMON 40637H109 105,979.44 11,144 11,144 11,144 HARDINGE INC COMMON 412324303 2,709,348.25 336,565 336,565 333,669 2,896 HARMAN INTL INDS INC COMMON 413086109 2,700.84 71 71 71 HARRIS & HARRIS GROUP INC COMMON 413833104 418,511.22 120,957 120,957 119,792 1,165 HARSCO CORP COMMON 415864107 91,910.28 4,466 4,466 4,466 HARTFORD FINL SVCS GROUP INC COMMON 416515104 3,120.00 192 192 192 HAWAIIAN HOLDINGS INC COMMON 419879101 3,972,692.60 684,947 684,947 679,056 5,891 HEADWATERS INC COMMON 42210P102 2,369,228.40 1,067,220 1,067,220 1,058,800 8,420 HEALTH MGMT ASSOC INC NEW COMMON 421933102 665,216.20 90,260 90,260 90,260 HEALTHSTREAM INC COMMON 42222N103 8,653,345.20 469,016 469,016 464,982 4,034 HEARTWARE INTL INC COMMON 422368100 7,275,705.00 105,445 105,445 104,665 780 HECKMANN CORP COMMON 422680108 141,492.05 21,277 21,277 21,277 HERBALIFE LTD COMMON G4412G101 1,110,853.33 21,499 21,499 21,499 HERITAGE CRYSTAL CLEAN INC COMMON 42726M106 17,421.12 1,052 1,052 1,052 HERTZ GLOBAL HOLDINGS INC COMMON 42805T105 5,667,381.80 483,565 483,565 477,755 5,810 HMS HLDGS CORP COMMON 40425J101 4,737,421.26 148,137 148,137 131,550 16,587 HONEYWELL INTL INC COMMON 438516106 72,774.65 1,339 1,339 1,339 HORNBECK OFFSHORE SVCS INC N COMMON 440543106 552,249.06 17,803 17,803 17,803 HUNT J B TRANS SVCS INC COMMON 445658107 4,597.14 102 102 102 HUNTSMAN CORP COMMON 447011107 30,170.00 3,017 3,017 3,017 IAC INTERACTIVECORP COMMON 44919P508 346,465.80 8,133 8,133 8,133 IAMGOLD CORP COMMON 450913108 709,049.75 44,735 44,735 43,655 1,080 ICAD INC COMMON 44934S107 12,712.71 22,303 22,303 22,303 IDENIX PHARMACEUTICALS INC COMMON 45166R204 95,675.70 12,851 12,851 12,851 IDT CORP COMMON 448947507 43,495.06 4,637 4,637 4,637 IKANOS COMMUNICATIONS COMMON 45173E105 577,016.46 712,366 712,366 706,331 6,035 ILLINOIS TOOL WKS INC COMMON 452308109 467,100.00 10,000 10,000 10,000 ILLUMINA INC COMMON 452327109 197,083.68 6,466 6,466 6,466 IMAX CORP COMMON 45245E109 4,447,829.49 242,653 242,653 240,814 1,839 IMPAX LABORATORIES INC COMMON 45256B101 350,635.28 17,384 17,384 17,384

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) IMPERVA INC COMMON 45321L100 57,680.17 1,657 1,657 1,361 296 INCONTACT INC COMMON 45336E109 3,767,901.06 850,542 850,542 843,221 7,321 INFORMATICA CORP COMMON 45666Q102 13,331.73 361 361 361 INHIBITEX INC COMMON 45719T103 54,481.20 4,980 4,980 4,980 INNODATA ISOGEN INC COMMON 457642205 71,314.00 18,100 18,100 18,100 INSULET CORP COMMON 45784P101 133,975.45 7,115 7,115 7,115 INTEGRATED DEVICE TECHNOLOGY COMMON 458118106 420,676.62 77,047 77,047 77,047 INTEL CORP COMMON 458140100 121,250.00 5,000 5,000 5,000 INTER PARFUMS INC COMMON 458334109 3,583,483.56 230,301 230,301 228,550 1,751 INTERACTIVE INTELLIGENCE GRO COMMON 45841V109 4,908,661.80 214,165 214,165 212,521 1,644 INTERCONTINENT ALEXCHANGE INC COMMON 45865V100 9,041.25 75 75 75 INTERNATIONAL BUSINESS MACHS COMMON 459200101 1,594,607.36 8,672 8,672 8,672 INTERSECTIONS INC COMMON 460981301 30,597.31 2,759 2,759 2,759 INTREPID POTASH INC COMMON 46121Y102 652,581.31 28,837 28,837 28,837 INTUIT COMMON 461202103 3,703,755.93 70,427 70,427 69,788 639 INTUITIVE SURGICAL INC COMMON 46120E602 27,780.60 60 60 60 IPG PHOTONICS CORP COMMON 44980X109 21,642.93 639 639 639 IROBOT CORP COMMON 462726100 59,700.00 2,000 2,000 2,000 IRON MTN INC COMMON 462846106 35,235.20 1,144 1,144 1,144 IRONWOOD PHARMACEUTICALS INC COMMON 46333X108 1,841,129.64 153,812 153,812 153,812 ISHARES SILVER TRUST COMMON 46428Q109 401,109.66 14,889 14,889 14,889 ISTA PHARMACEUTICALS INC COMMON 45031X204 47,242.05 6,701 6,701 6,701 ITC HLDGS CORP COMMON 465685105 89,538.40 1,180 1,180 1,180 ITT CORP NEW COMMON 450911201 359,074.08 18,576 18,576 18,576 IXIA COMMON 45071R109 348,974.04 33,204 33,204 32,212 992 JAZZ PHARMACEUTICALS INC COMMON 472147107 195,892.73 5,071 5,071 5,071 JOHNSON & JOHNSON COMMON 478160104 4,762,616.34 72,623 72,623 68,059 4,564 JOHNSON CTLS INC COMMON 478366107 120,225.96 3,846 3,846 3,846 JOY GLOBAL INC COMMON 481165108 687,849.75 9,175 9,175 9,175 JPMORGAN CHASE & CO COMMON 46625H100 2,946,615.00 88,620 88,620 80,144 8,476 KELLOGG CO COMMON 487836108 16,738.67 331 331 331 KENEXA CORP COMMON 488879107 1,487,190.00 55,700 55,700 55,700 KINDER MORGAN INC DEL COMMON 49456B101 580,571.99 18,047 18,047 18,047 KINROSS GOLD CORP COMMON 496902404 1,784,077.20 156,498 156,498 153,204 3,294

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) KIOR INC COMMON 497217109 31,008.28 3,046 3,046 3,046 KNIGHTSBRIDGE TANKERS LTD COMMON G5299G106 60,407.73 4,419 4,419 4,419 KODIAK OIL & GAS CORP COMMON 50015Q100 655,490.50 68,999 68,999 68,999 KONA GRILL INC COMMON 50047H201 1,874,868.12 306,351 306,351 303,717 2,634 LAREDO PETE HLDGS INC COMMON 516806106 110,608.00 4,960 4,960 4,592 368 LAS VEGAS SANDS CORP COMMON 517834107 46,404.78 1,086 1,086 1,086 LEAPFROG ENTERPRISES INC COMMON 52186N106 3,878,056.91 693,749 693,749 687,736 6,013 LEVEL 3 COMMUNICATIONS INC COMMON 52729N308 238,811.44 14,056 14,056 14,056 LIFE PARTNERS HOLDINGS INC COMMON 53215T106 12,642.22 1,957 1,957 1,957 LIFEWAY FOODS INC COMMON 531914109 1,829,093.60 189,740 189,740 188,111 1,629 LIGHTSCAPE TECHNOLOGIES INC COMMON 53227B101 4,982.53 346,009 346,009 346,009 LIMELIGHT NETWORKS INC COMMON 53261M104 2,413,652.08 815,423 815,423 809,409 6,014 LINCOLN EDL SVCS CORP COMMON 533535100 115,861.40 14,666 14,666 14,666 LINCOLN NATL CORP IND COMMON 534187109 41,578.22 2,141 2,141 2,141 LINEAR TECHNOLOGY CORP COMMON 535678106 60,060.00 2,000 2,000 2,000 LIONBRIDGE TECHNOLOGIES INC COMMON 536252109 3,016,791.04 1,317,376 1,317,376 1,306,042 11,334 LIVEPERSON INC COMMON 538146101 1,147,070.00 91,400 91,400 91,400 LKQ CORP COMMON 501889208 78,478.72 2,609 2,609 2,609 LMI AEROSPACE INC COMMON 502079106 2,033,781.75 115,885 115,885 114,887 998 LOGMEIN INC COMMON 54142L109 1,942,920.00 50,400 50,400 50,400 LSB INDS INC COMMON 502160104 3,521,605.11 125,637 125,637 124,616 1,021 LSI INDS INC COMMON 50216C108 2,512,548.00 418,758 418,758 415,150 3,608 LYONDELLBASELL INDUSTRIES N COMMON N53745100 55,070.55 1,695 1,695 1,695 MADDEN STEVEN LTD COMMON 556269108 8,083,591.50 234,307 234,307 232,386 1,921 MAGELLAN MIDSTREAM PRTNRS LP COMMON 559080106 68,880.00 1,000 1,000 1,000 MAGICJACK VOCALTEC LTD COMMON M6787E101 8,514,906.36 623,346 623,346 569,310 54,036 MAGNA INTL INC COMMON 559222401 9,093.63 273 273 273 MAIDEN HOLDINGS LTD COMMON G5753U112 8,623,431.60 984,410 984,410 978,127 6,283 MANHATTAN ASSOCS INC COMMON 562750109 5,398,898.56 133,372 133,372 132,360 1,012 MANITEX INTL INC COMMON 563420108 2,080,004.08 490,567 490,567 486,374 4,193 MARATHON PETE CORP COMMON 56585A102 14,913.92 448 448 448 MARCHEX INC COMMON 56624R108 3,637,931.25 582,069 582,069 577,814 4,255 MARCUS CORP COMMON 566330106 4,158,450.14 329,774 329,774 326,938 2,836 MARKET VECTORS ETF TR COMMON 57060U589 2,310,660.30 93,549 93,549 83,549 10,000

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) MARKET VECTORS ETF TR COMMON 57060U100 759,981.11 14,777 14,777 14,777 MARLIN BUSINESS SVCS CORP COMMON 571157106 11,785.60 928 928 928 MARSH & MCLENNAN COS INC COMMON 571748102 238,098.60 7,530 7,530 7,530 MASTERCARD INC COMMON 57636Q104 94,696.28 254 254 254 MATERIAL SCIENCES CORP COMMON 576674105 19,160.82 2,331 2,331 2,331 MATTRESS FIRM HLDG CORP COMMON 57722W106 119,382.12 5,148 5,148 4,423 725 MAXWELL TECHNOLOGIES INC COMMON 577767106 92,649.20 5,705 5,705 5,705 MCDONALDS CORP COMMON 580135101 5,398,054.99 53,803 53,803 53,115 688 MCGRAW HILL COS INC COMMON 580645109 7,668,014.58 170,514 170,514 155,299 15,215 MCKESSON CORP COMMON 58155Q103 9,349.20 120 120 120 MEADOWBROOK INS GROUP INC COMMON 58319P108 14,225.76 1,332 1,332 1,332 MEADWESTVACO CORP COMMON 583334107 31,148.00 1,040 1,040 1,040 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 6,708.00 120 120 120 MEDIVATION INC COMMON 58501N101 55,700.88 1,208 1,208 1,208 MEDIWARE INFORMATION SYS INC COMMON 584946107 14,153.28 1,104 1,104 1,104 MEDQUIST HLDGS INC COMMON 58506K102 8,870,698.20 922,110 922,110 880,426 41,684 MELLANOX TECHNOLOGIES LTD COMMON M51363113 3,368,758.14 103,686 103,686 97,540 6,146 MERCADOLIBRE INC COMMON 58733R102 3,891,653.58 48,927 48,927 45,727 3,200 MERCER INTL INC COMMON 588056101 89,901.80 14,738 14,738 14,738 MERCK & CO INC NEW COMMON 58933Y105 27,634.10 733 733 733 MERIT MED SYS INC COMMON 589889104 5,144,061.42 384,459 384,459 381,572 2,887 METTLER TOLEDO INTERNATIONAL COMMON 592688105 93,795.85 635 635 635 MICHAEL KORS HLDGS LTD COMMON G60754101 750,955.50 27,558 27,558 26,270 1,288 MICROSOFT CORP COMMON 594918104 9,960,566.44 383,689 383,689 347,393 36,296 MITEK SYS INC COMMON 606710200 3,625.00 500 500 500 MOLYCORP INC DEL COMMON 608753109 332,554.64 13,868 13,868 13,868 MOMENTA PHARMACEUTICALS INC COMMON 60877T100 56,952.25 3,275 3,275 3,275 MONSANTO CO NEW COMMON 61166W101 3,741,667.93 53,399 53,399 52,646 753 MOODYS CORP COMMON 615369105 26,102.00 775 775 775 MORGAN STANLEY COMMON 617446448 3,544,520.23 234,271 234,271 216,558 17,713 MUELLER WTR PRODS INC COMMON 624758108 9,882.00 4,050 4,050 4,050 MYLAN INC COMMON 628530107 1,417,025.26 66,031 66,031 66,031 MYR GROUP INC DEL COMMON 55405W104 66,856.02 3,493 3,493 3,493 MYRIAD GENETICS INC COMMON 62855J104 1,095,580.80 52,320 52,320 52,320

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) NACCO INDS INC COMMON 629579103 89,041.56 998 998 998 NATIONAL OILWELL VARCO INC COMMON 637071101 2,495,776.92 36,708 36,708 36,187 521 NATIONAL RESEARCH CORP COMMON 637372103 16,727.11 431 431 431 NEOGENOMICS INC COMMON 64049M209 18,261.60 13,044 13,044 13,044 NEOPROBE CORP COMMON 640518106 25,524.04 9,742 9,742 9,742 NEW GOLD INC CDA COMMON 644535106 4,487,394.24 445,178 445,178 413,786 31,392 NEW MTN FIN CORP COMMON 647551100 305,345.70 22,770 22,770 22,770 NEW ORIENTAL ED & TECH GRP I COMMON 647581107 30,663.75 1,275 1,275 1,275 NEWMONT MINING CORP COMMON 651639106 3,920,213.26 65,326 65,326 61,260 4,066 NEXTERA ENERGY INC COMMON 65339F101 98,199.44 1,613 1,613 1,613 NICE SYS LTD COMMON 653656108 472,068.35 13,703 13,703 13,703 NORDSTROM INC COMMON 655664100 3,728.25 75 75 75 NOVARTIS A G COMMON 66987V109 589,136.85 10,305 10,305 10,305 NUANCE COMMUNICATIONS INC COMMON 67020Y100 5,463,015.96 217,131 217,131 201,602 15,529 NXP SEMICONDUCTORS N V COMMON N6596X109 4,007,020.48 260,704 260,704 257,962 2,742 O CHARLEYS INC COMMON 670823103 3,475,751.94 633,106 633,106 627,657 5,449 OCCIDENTAL PETE CORP DEL COMMON 674599105 154,979.80 1,654 1,654 1,654 OCEANEERING INTL INC COMMON 675232102 6,919.50 150 150 150 OCZ TECHNOLOGY GROUP INC COMMON 67086E303 4,240,222.46 641,486 641,486 637,021 4,465 OIL STS INTL INC COMMON 678026105 5,101,974.22 66,806 66,806 63,029 3,777 OMNIVISION TECHNOLOGIES INC COMMON 682128103 17,116.77 1,399 1,399 1,399 ON ASSIGNMENT INC COMMON 682159108 5,237,427.52 468,464 468,464 464,658 3,806 ONYX PHARMACEUTICALS INC COMMON 683399109 110,797.95 2,521 2,521 2,521 ORASURE TECHNOLOGIES INC COMMON 68554V108 62,868.11 6,901 6,901 6,901 ORION ENERGY SYSTEMS INC COMMON 686275108 2,603,643.45 882,591 882,591 875,025 7,566 P A M TRANSN SVCS INC COMMON 693149106 12,502.00 1,316 1,316 1,316 PAN AMERICAN SILVER CORP COMMON 697900108 218,100.00 10,000 10,000 10,000 PAREXEL INTL CORP COMMON 699462107 6,352,682.74 306,301 306,301 304,158 2,143 PARKER HANNIFIN CORP COMMON 701094104 10,293.75 135 135 135 PARTNER COMMUNICATIONS CO LT COMMON 70211M109 29,039.40 3,285 3,285 3,285 PAYCHEX INC COMMON 704326107 1,782,993.76 59,216 59,216 59,216 PC-TEL INC COMMON 69325Q105 13,481.64 1,971 1,971 1,971 PDI INC COMMON 69329V100 2,463,135.72 383,666 383,666 380,359 3,307 PEABODY ENERGY CORP COMMON 704549104 14,104.86 426 426 426

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) PEPSICO INC COMMON 713448108 105,828.25 1,595 1,595 1,595 PERION NETWORK LTD COMMON M78673106 33,721.15 8,537 8,537 8,537 PERKINELMER INC COMMON 714046109 374,160.00 18,708 18,708 18,708 PERRIGO CO COMMON 714290103 70,639.80 726 726 726 PERVASIVE SOFTWARE INC COMMON 715710109 1,776,298.92 305,206 305,206 302,580 2,626 PETROBRAS ARGENTINA S A COMMON 71646J109 43,387.56 3,438 3,438 3,438 PFIZER INC COMMON 717081103 20,319.96 939 939 939 PFSWEB INC COMMON 717098206 13,117.23 3,987 3,987 3,987 PG&E CORP COMMON 69331C108 20,610.00 500 500 500 PHILIP MORRIS INTL INC COMMON 718172109 31,548.96 402 402 402 PIONEER DRILLING CO COMMON 723655106 5,997,118.16 619,537 619,537 613,435 6,102 PIONEER NAT RES CO COMMON 723787107 3,808,268.80 42,560 42,560 41,789 771 PLANAR SYS INC COMMON 726900103 10,990.14 5,754 5,754 5,754 PMC-SIERRA INC COMMON 69344F106 4,154,710.81 754,031 754,031 748,307 5,724 PMFG INC COMMON 69345P103 23,646.12 1,212 1,212 1,212 PNC FINL SVCS GROUP INC COMMON 693475105 7,093.41 123 123 123 POLYCOM INC COMMON 73172K104 359,773.60 22,072 22,072 22,072 POLYPORE INTL INC COMMON 73179V103 57,758.87 1,313 1,313 1,313 POSCO COMMON 693483109 14,039.10 171 171 171 POTASH CORP SASK INC COMMON 73755L107 3,114,617.28 75,451 75,451 74,372 1,079 POWER ONE INC NEW COMMON 73930R102 2,903,640.29 742,619 742,619 736,597 6,022 POWERSECURE INTL INC COMMON 73936N105 1,852,740.45 374,291 374,291 371,071 3,220 PPL CORP COMMON 69351T106 29,420.00 1,000 1,000 1,000 PRAXAIR INC COMMON 74005P104 103,693.00 970 970 970 PREMIERE GLOBAL SVCS INC COMMON 740585104 7,766,803.66 916,978 916,978 910,662 6,316 PRICE T ROWE GROUP INC COMMON 74144T108 12,813.75 225 225 225 PRICELINE COM INC COMMON 741503403 7,015.65 15 15 15 PROCERA NETWORKS INC COMMON 74269U203 1,213,058.80 77,860 77,860 77,860 PROCTER & GAMBLE CO COMMON 742718109 1,048,747.91 15,721 15,721 15,721 PROS HOLDINGS INC COMMON 74346Y103 5,323,528.32 357,764 357,764 355,541 2,223 PROTECTIVE LIFE CORP COMMON 743674103 136,781.28 6,063 6,063 6,063 PRUDENTIAL FINL INC COMMON 744320102 12,028.80 240 240 240 QUALCOMM INC COMMON 747525103 7,986,145.30 145,999 145,999 136,915 9,084 QUANTUM CORP COMMON 747906204 3,703,293.60 1,543,039 1,543,039 1,530,455 12,584

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) QUESTAR CORP COMMON 748356102 7,149.60 360 360 360 QUESTCOR PHARMACEUTICALS INC COMMON 74835Y101 73,222.38 1,761 1,761 1,761 RAND LOGISTICS INC COMMON 752182105 14,172.27 2,177 2,177 2,177 RANDGOLD RES LTD COMMON 752344309 19,168,764.50 187,745 187,745 176,895 10,850 RANGE RES CORP COMMON 75281A109 116,571.08 1,882 1,882 1,882 REALD INC COMMON 75604L105 1,023,958.28 128,962 128,962 124,025 4,937 REGENERON PHARMACEUTICALS COMMON 75886F107 66,238.85 1,195 1,195 1,195 RF MICRODEVICES INC COMMON 749941100 14,310.00 2,650 2,650 2,650 RIGHTNOW TECHNOLOGIES INC COMMON 76657R106 811,870.00 19,000 19,000 19,000 RIMAGE CORP COMMON 766721104 46,158.75 4,103 4,103 4,103 RIO TINTO PLC COMMON 767204100 6,604.20 135 135 135 RIVERBED TECHNOLOGY INC COMMON 768573107 2,797,769.00 119,054 119,054 114,596 4,458 ROCHE HLDG LTD COMMON 771195104 17,024.80 400 400 400 ROCKWELL MEDICAL TECH COMMON 774374102 9,706.62 1,146 1,146 1,146 ROCKWOOD HLDGS INC COMMON 774415103 1,071,060.85 27,205 27,205 27,205 ROSETTA RESOURCES INC COMMON 777779307 725,319.00 16,674 16,674 16,674 ROYAL DUTCH SHELL PLC COMMON 780259206 1,457,414.60 19,940 19,940 19,940 ROYAL GOLD INC COMMON 780287108 18,384,519.78 272,646 272,646 259,619 13,027 RUSH ENTERPRISES INC COMMON 781846209 1,467,349.72 70,141 70,141 68,977 1,164 SALIX PHARMACEUTICALS INC COMMON 795435106 78,282.60 1,636 1,636 1,636 SANOFI COMMON 80105N113 900.00 750 750 750 SAPIENT CORP COMMON 803062108 2,671,817.40 212,049 212,049 193,072 18,977 SCHLUMBERGER LTD COMMON 806857108 7,496,544.33 109,743 109,743 104,760 4,983 SEMPRA ENERGY COMMON 816851109 10,725.00 195 195 195 SENOMYX INC COMMON 81724Q107 10,144.20 2,915 2,915 2,915 SHIRE PLC COMMON 82481R106 96,003.60 924 924 924 SHORETEL INC COMMON 825211105 3,254,304.02 510,079 510,079 506,170 3,909 SHUTTERFLY INC COMMON 82568P304 22,668.96 996 996 996 SILICON MOTION TECHNOLOGY CO COMMON 82706C108 1,339,863.04 65,423 65,423 65,423 SILVER WHEATON CORP COMMON 828336107 411,145.12 14,197 14,197 14,197 SINA CORP COMMON G81477104 72,436.00 1,393 1,393 1,393 SIRONA DENTAL SYSTEMS INC COMMON 82966C103 81,738.24 1,856 1,856 1,856 SKULLCANDY INC COMMON 83083J104 12,520.00 1,000 1,000 1,000 SLM CORP COMMON 78442P106 57,164.40 4,266 4,266 4,266

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) SNAP ON INC COMMON 833034101 1,895,415.28 37,444 37,444 34,638 2,806 SODASTREAM INTERNATIONAL LTD COMMON M9068E105 10,988,253.15 336,135 336,135 325,879 10,256 SOLERA HOLDINGS INC COMMON 83421A104 827,241.42 18,573 18,573 18,573 SOUTHERN CO COMMON 842587107 112,484.70 2,430 2,430 2,430 SOUTHWESTERN ENERGY CO COMMON 845467109 438,025.16 13,714 13,714 13,714 SPDR GOLD TRUST COMMON 78463V107 1,017,421.06 6,694 6,694 6,474 220 STAAR SURGICAL CO COMMON 852312305 10,691,072.32 1,019,168 1,019,168 982,277 36,891 STANLEY FURNITURE CO INC COMMON 854305208 9,744.41 3,259 3,259 3,259 STAR SCIENTIFIC INC COMMON 85517P101 25,373.02 11,639 11,639 11,639 STARBUCKS CORP COMMON 855244109 11,243,233.65 244,365 244,365 227,361 17,004 STATE STR CORP COMMON 857477103 76,145.59 1,889 1,889 1,889 STEC INC COMMON 784774101 2,236,638.43 260,377 260,377 258,386 1,991 STMICROELECTRONICS N V COMMON 861012102 19,219.13 3,241 3,241 3,241 STONE ENERGY CORP COMMON 861642106 578,856.34 21,943 21,943 21,943 STRYKER CORP COMMON 863667101 74,565.00 1,500 1,500 1,500 SUCCESSFACTORS INC COMMON 864596101 1,481,329.98 37,154 37,154 37,154 SUNCOR ENERGY INC NEW COMMON 867224107 472,812.00 16,400 16,400 15,505 895 SUPERIOR ENERGY SVCS INC COMMON 868157108 235,966.68 8,297 8,297 8,297 SUPERVALU INC COMMON 868536103 75,605.32 9,311 9,311 9,311 SURMODICS INC COMMON 868873100 4,584,372.58 312,713 312,713 310,024 2,689 SVB FINL GROUP COMMON 78486Q101 1,311,713.45 27,505 27,505 27,505 SXC HEALTH SOLUTIONS CORP COMMON 78505P100 1,106,838.56 19,597 19,597 19,597 SYMETRA FINL CORP COMMON 87151Q106 76,596.15 8,445 8,445 8,445 SYNAPTICS INC COMMON 87157D109 41,004.00 1,360 1,360 1,360 SYNCHRONOSS TECHNOLOGIES INC COMMON 87157B103 13,715.34 454 454 454 SYNGENTA AG COMMON 87160A100 79,451.12 1,348 1,348 1,348 TALEO CORP COMMON 87424N104 2,081,522.00 53,800 53,800 53,800 TANGOE INC COMMON 87582Y108 1,262,800.00 82,000 82,000 82,000 TARGA RES CORP COMMON 87612G101 2,769,117.26 68,054 68,054 66,576 1,478 TECH DATA CORP COMMON 878237106 451,755.63 9,143 9,143 9,143 TECHNE CORP COMMON 878377100 282,596.40 4,140 4,140 4,140 TELECOM ARGENTINA S A COMMON 879273209 21,259.32 1,189 1,189 1,189 TELEFLEX INC COMMON 879369106 356,769.09 5,821 5,821 5,821 TEMPUR PEDIC INTL INC COMMON 88023U101 75,380.55 1,435 1,435 1,435

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) TERADATA CORP DEL COMMON 88076W103 27,359.64 564 564 564 TERNIUM SA COMMON 880890108 20,835.87 1,133 1,133 1,133 TESCO CORP COMMON 88157K101 3,675,130.56 290,754 290,754 288,387 2,367 TESLA MTRS INC COMMON 88160R101 66,087.84 2,314 2,314 2,314 TESORO CORP COMMON 881609101 447,554.24 19,159 19,159 19,159 TEVA PHARMACEUTICAL INDS LTD COMMON 881624209 195,746.00 4,850 4,850 4,850 TEXAS INDS INC COMMON 882491103 53,095.50 1,725 1,725 1,725 TEXAS INSTRS INC COMMON 882508104 28,556.91 981 981 981 THERAVANCE INC COMMON 88338T104 61,018.10 2,761 2,761 2,761 THERMO FISHER SCIENTIFIC INC COMMON 883556102 79,776.78 1,774 1,774 1,774 THORATEC CORP COMMON 885175307 7,995,569.32 238,247 238,247 236,484 1,763 TIME WARNER CABLE INC COMMON 88732J207 37,379.16 588 588 588 TIME WARNER INC COMMON 887317303 131,079.78 3,627 3,627 3,627 TITAN INTL INC ILL COMMON 88830M102 6,817,460.72 350,332 350,332 347,489 2,843 TJX COS INC NEW COMMON 872540109 26,400.95 409 409 409 TRANSCEND SERVICES INC COMMON 893929208 4,592,561.82 193,534 193,534 191,869 1,665 TRINITY BIOTECH PLC COMMON 896438306 2,138,370.08 210,056 210,056 208,256 1,800 TRINITY INDS INC COMMON 896522109 665,768.88 22,148 22,148 22,148 TRIUMPH GROUP INC NEW COMMON 896818101 41,967.10 718 718 718 TYCO INTERNATIONAL LTD COMMON H89128104 13,872.87 297 297 297 U S AIRWAYS GROUP INC COMMON 90341W108 961,114.83 189,569 189,569 182,661 6,908 U S HOME SYS INC COMMON 90335C100 19,245.10 2,894 2,894 2,894 ULTA SALON COSMETCS & FRAG I COMMON 90384S303 8,423,564.76 129,753 129,753 128,770 983 UNITED CONTL HLDGS INC COMMON 910047109 3,710,483.58 196,634 196,634 193,667 2,967 UNITED PARCEL SERVICE INC COMMON 911312106 6,367.53 87 87 87 UNITED RENTALS INC COMMON 911363109 5,012,507.40 169,628 169,628 167,231 2,397 UNITED TECHNOLOGIES CORP COMMON 913017109 45,608.16 624 624 624 UNITEDHEALTH GROUP INC COMMON 91324P102 1,155,301.28 22,796 22,796 17,796 5,000 UNIVERSAL DISPLAY CORP COMMON 91347P105 44,248.14 1,206 1,206 1,206 UNIVERSAL INS HLDGS INC COMMON 91359V107 144,266.84 40,298 40,298 40,298 UNIVERSAL STAINLESS & ALLOY COMMON 913837100 33,287.76 891 891 891 US GOLD CORPORATION COMMON 912023207 1,639,031.52 487,807 487,807 479,354 8,453 VALHI INC NEW COMMON 918905100 26,304.45 435 435 435 VALMONT INDS INC COMMON 920253101 114,667.77 1,263 1,263 1,263

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) VALUECLICK INC COMMON 92046N102 4,657,653.09 285,921 285,921 283,775 2,146 VALUEVISION MEDIA INC COMMON 92047K107 21,685.80 11,535 11,535 11,535 VARIAN MED SYS INC COMMON 92220P105 663,580.05 9,885 9,885 9,885 VASCULAR SOLUTIONS INC COMMON 92231M109 4,386,077.01 394,077 394,077 390,682 3,395 VERIFONE SYS INC COMMON 92342Y109 891,552.00 25,100 25,100 25,100 VERISK ANALYTICS INC COMMON 92345Y106 609,895.74 15,198 15,198 12,976 2,222 VERIZON COMMUNICATIONS INC COMMON 92343V104 1,326,447.44 33,062 33,062 33,062 VERTEX PHARMACEUTICALS INC COMMON 92532F100 84,253.77 2,537 2,537 2,537 VIACOM INC NEW COMMON 92553P102 287,235.38 5,386 5,386 5,386 VIACOM INC NEW COMMON 92553P201 1,934,511.41 42,601 42,601 38,106 4,495 VIRTUSA CORP COMMON 92827P102 20,416.80 1,410 1,410 1,410 VISA INC COMMON 92826C839 96,656.56 952 952 952 VIVUS INC COMMON 928551100 71,594.25 7,343 7,343 7,343 VOCUS INC COMMON 92858J108 5,528,884.01 250,289 250,289 248,256 2,033 VODAFONE GROUP PLC NEW COMMON 92857W209 65,562.17 2,339 2,339 2,339 WABASH NATL CORP COMMON 929566107 3,945,119.36 503,204 503,204 499,110 4,094 WABTEC CORP COMMON 929740108 2,010,153.15 28,737 28,737 28,737 WAL MART STORES INC COMMON 931142103 547,222.32 9,157 9,157 9,157 WALGREEN CO COMMON 931422109 16,530.00 500 500 500 WARNER CHILCOTT PLC IRELAND COMMON G94368100 1,059,402.60 70,020 70,020 68,880 1,140 WEB COM GROUP INC COMMON 94733A104 7,389,887.25 645,405 645,405 640,082 5,323 WEIGHT WATCHERS INTL INC NEW COMMON 948626106 23,324.24 424 424 424 WELLS FARGO & CO NEW COMMON 949746101 2,945,557.68 106,878 106,878 105,457 1,421 WESTELL TECHNOLOGIES INC COMMON 957541105 3,475,256.82 1,565,431 1,565,431 1,552,023 13,408 WESTERN DIGITAL CORP COMMON 958102105 23,893.40 772 772 772 WESTERN REFNG INC COMMON 959319104 27,058.44 2,036 2,036 2,036 WESTPORT INNOVATIONS INC COMMON 960908309 14,597,844.60 439,165 439,165 417,045 22,120 WHOLE FOODS MKT INC COMMON 966837106 6,679.68 96 96 96 WILLIAMS COS INC DEL COMMON 969457100 28,067.00 850 850 850 WINTRUST FINANCIAL CORP COMMON 97650W108 103,785.00 3,700 3,700 3,700 WISCONSIN ENERGY CORP COMMON 976657106 34,960.00 1,000 1,000 1,000 WISDOMTREE INVTS INC COMMON 97717P104 25,428.15 4,203 4,203 4,203 WORLD FUEL SVCS CORP COMMON 981475106 725,414.40 17,280 17,280 16,661 619 WORTHINGTON INDS INC COMMON 981811102 29,959.02 1,829 1,829 1,829

INVESTMENT DISCRETION VOTING AUTHORITY SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) WYNN RESORTS LTD COMMON 983134107 56,902.35 515 515 515 XERIUM TECHNOLOGIES INC COMMON 98416J118 23,073.12 3,528 3,528 3,528 XYLEM INC COMMON 98419M100 717,059.28 27,912 27,912 27,912 YAMANA GOLD INC COMMON 98462Y100 2,516,250.10 171,290 171,290 162,316 8,974 ZELTIQ AESTHETICS INC COMMON 98933Q108 210,875.68 18,563 18,563 17,825 738 ZIONS BANCORPORATION COMMON 989701107 2,785,117.28 171,076 171,076 164,625 6,451 ZOLL MED CORP COMMON 989922109 5,830,187.22 92,279 92,279 91,526 753 $1,003,239,659.27 65,796,622 65,796,622 64,457,972 1,338,650