0000357235-11-000235.txt : 20111121
0000357235-11-000235.hdr.sgml : 20111121
20111121151125
ACCESSION NUMBER: 0000357235-11-000235
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111121
DATE AS OF CHANGE: 20111121
EFFECTIVENESS DATE: 20111121
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clearbridge Advisors, LLC
CENTRAL INDEX KEY: 0001348883
IRS NUMBER: 010846058
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11611
FILM NUMBER: 111218862
BUSINESS ADDRESS:
STREET 1: 620 8TH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 800-691-6959
MAIL ADDRESS:
STREET 1: 620 8TH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: CAM North America, LLC
DATE OF NAME CHANGE: 20060105
13F-HR/A
1
cba3q1r.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ X]; Amendment Number: 1
This Amendment (Check only one.): [ ] is a restatement.
[ X] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ClearBridge Advisors, LLC
Address: 620 8th Avenue
New York, NY 10018
13F File Number: 28-11611
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Barbara Manning
Title: Chief Compliance Officer
Phone: 212-805-2076
Signature, Place, and Date of Signing:
Barbara Manning New York, NY November 21, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form13F Information Table Entry Total: 1
Form13F Information Table Value Total: $19,459 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 28-1700 Legg Mason, Inc.
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ALKERMES INC COM G01767105 19459 1275980 SH DEFINED 1 1275980 0 0