0001387322-11-000011.txt : 20111114
0001387322-11-000011.hdr.sgml : 20111111
20111114164559
ACCESSION NUMBER: 0001387322-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Whale Rock Capital Management LLC
CENTRAL INDEX KEY: 0001387322
IRS NUMBER: 562567478
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12235
FILM NUMBER: 111203567
BUSINESS ADDRESS:
STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-502-9901
MAIL ADDRESS:
STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
wrq311.txt
3Q2011 13FHR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Whale Rock Capital Management LLC
Address: One Post Office Square
41st Floor
Boston, MA 02109
13F File Number: 028-12235
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alex Sacerdote
Title: Authorized Person
Phone: 617-502-9904
Signature, Place, and Date of Signing:
/s/ Alex Sacerdote Boston, MA November 15, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 21
Form 13F Information Table Value Total: $145,442 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACTUATE CORP COM 00508B102 820 148470 SH Sole 148470
ALLOT COMMUNICATIONS LTD SHS M0854Q105 3011 308869 SH Sole 308869
APPLE INC COM 037833100 32290 84711 SH Sole 84711
BROADSOFT INC COM 11133B409 8105 267041 SH Sole 267041
E M C CORP MASS COM 268648102 9209 438744 SH Sole 438744
GOOGLE INC CL A 38259P508 3063 5954 SH Sole 5954
INCONTACT INC COM 45336E109 3156 914892 SH Sole 914892
INTERACTIVE INTELLIGENCE GRO COM 45841V109 11124 409723 SH Sole 409723
JIAYUAN COM INTL LTD SPONSORED ADR 477374102 6954 869226 SH Sole 869226
KEYNOTE SYS INC COM 493308100 7145 338163 SH Sole 338163
MICROSTRATEGY INC CL A NEW 594972408 9053 79366 SH Sole 79366
OCH ZIFF CAP MGMT GROUP CL A 67551U105 2193 240177 SH Sole 240177
OPNET TECHNOLOGIES INC COM 683757108 13116 375707 SH Sole 375707
ORACLE CORP COM 68389X105 3913 136155 SH Sole 136155
PEGASYSTEMS INC COM 705573103 9469 309358 SH Sole 309358
PROSHARES TR PSHS ULSHT SP500 74347R883 3131 123381 SH Sole 123381
RADWARE LTD ORD M81873107 6030 279280 SH Sole 279280
SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 2239 84625 SH Sole 84625
SINA CORP ORD G81477104 7333 102396 SH Sole 102396
VISHAY INTERTECHNOLOGY INC COM 928298108 975 116675 SH Sole 116675
YAHOO INC COM 984332106 3113 236532 SH Sole 236532