0001387322-11-000011.txt : 20111114 0001387322-11-000011.hdr.sgml : 20111111 20111114164559 ACCESSION NUMBER: 0001387322-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whale Rock Capital Management LLC CENTRAL INDEX KEY: 0001387322 IRS NUMBER: 562567478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12235 FILM NUMBER: 111203567 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-502-9901 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 wrq311.txt 3Q2011 13FHR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Whale Rock Capital Management LLC Address: One Post Office Square 41st Floor Boston, MA 02109 13F File Number: 028-12235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Sacerdote Title: Authorized Person Phone: 617-502-9904 Signature, Place, and Date of Signing: /s/ Alex Sacerdote Boston, MA November 15, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $145,442 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACTUATE CORP COM 00508B102 820 148470 SH Sole 148470 ALLOT COMMUNICATIONS LTD SHS M0854Q105 3011 308869 SH Sole 308869 APPLE INC COM 037833100 32290 84711 SH Sole 84711 BROADSOFT INC COM 11133B409 8105 267041 SH Sole 267041 E M C CORP MASS COM 268648102 9209 438744 SH Sole 438744 GOOGLE INC CL A 38259P508 3063 5954 SH Sole 5954 INCONTACT INC COM 45336E109 3156 914892 SH Sole 914892 INTERACTIVE INTELLIGENCE GRO COM 45841V109 11124 409723 SH Sole 409723 JIAYUAN COM INTL LTD SPONSORED ADR 477374102 6954 869226 SH Sole 869226 KEYNOTE SYS INC COM 493308100 7145 338163 SH Sole 338163 MICROSTRATEGY INC CL A NEW 594972408 9053 79366 SH Sole 79366 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2193 240177 SH Sole 240177 OPNET TECHNOLOGIES INC COM 683757108 13116 375707 SH Sole 375707 ORACLE CORP COM 68389X105 3913 136155 SH Sole 136155 PEGASYSTEMS INC COM 705573103 9469 309358 SH Sole 309358 PROSHARES TR PSHS ULSHT SP500 74347R883 3131 123381 SH Sole 123381 RADWARE LTD ORD M81873107 6030 279280 SH Sole 279280 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 2239 84625 SH Sole 84625 SINA CORP ORD G81477104 7333 102396 SH Sole 102396 VISHAY INTERTECHNOLOGY INC COM 928298108 975 116675 SH Sole 116675 YAHOO INC COM 984332106 3113 236532 SH Sole 236532