0001315863-11-000217.txt : 20111115
0001315863-11-000217.hdr.sgml : 20111115
20111115153833
ACCESSION NUMBER: 0001315863-11-000217
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111115
DATE AS OF CHANGE: 20111115
EFFECTIVENESS DATE: 20111115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIR TREE INC
CENTRAL INDEX KEY: 0001056491
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06884
FILM NUMBER: 111207160
BUSINESS ADDRESS:
STREET 1: 505 FIFTH AVENUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2123983500
MAIL ADDRESS:
STREET 1: 505 FIFTH AVENUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR/A
1
firtree31a.txt
FIR TREE INC 13F AMENDMENT 3Q 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ X]; Amendment Number: 1
This Amendment (Check only one.): [ ] is a restatement.
[ X] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Fir Tree Inc.
Address: 505 Fifth Avenue
23rd Floor
New York, New York 10017
13F File Number: 028-06884
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey D. Tannenbaum
Title: President
Phone: 212.599.0090
Signature, Place, and Date of Signing:
/S/ Jeffrey D. Tannenbaum New York, NY/USA November 15, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 72
Form 13F Information Table Value Total: $4,718,007 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACTIVISION BLIZZARD INC COM 00507V109 75432 6338791 SH SOLE 6338791
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 121652 2296178 SH SOLE 2296178
BANK OF AMERICA CORPORATION COM 060505104 5802 948000 SH SOLE 948000
BANK OF AMERICA CORPORATION COM 060505104 105221 17193000 SH CALL SOLE 17193000
BLUE WOLF MONGOLIA HOLDINGS *W EXP 07/20/201 G11962118 378 560000 SH SOLE 560000
BLUE WOLF MONGOLIA HOLDINGS SHS G11962100 5404 560000 SH SOLE 560000
CAZADOR ACQUISITION CORPORAT *W EXP 99/99/999 G19867129 84 280000 SH SOLE 280000
CAZADOR ACQUISITION CORPORAT SHS G19867103 2713 280000 SH SOLE 280000
CB RICHARD ELLIS GROUP INC CL A 12497T101 43745 3250000 SH SOLE 3250000
CHINA GROWTH EQUITY INV LTD *W EXP 99/99/999 G2114K123 188 375000 SH SOLE 375000
CHINA GROWTH EQUITY INV LTD SHS G2114K107 3563 375000 SH SOLE 375000
CHINACAST EDU CORP COM 16946T109 23809 6452423 SH SOLE 6452423
CIGNA CORP COM 125509109 118405 2823192 SH SOLE 2823192
CISCO SYS INC COM 17275R102 204158 13180000 SH CALL SOLE 13180000
CISCO SYS INC COM 17275R102 97909 6316700 SH SOLE 6316700
CITIGROUP INC COM NEW 172967424 16778 655000 SH PUT SOLE 655000
CITIGROUP INC COM NEW 172967424 133224 5200000 SH CALL SOLE 5200000
CITIGROUP INC COM NEW 172967424 131420 5130600 SH SOLE 5130600
CLEAR CHANNEL OUTDOOR HLDGS CL A 18451C109 2474 264266 SH SOLE 264266
CROWN HOLDINGS INC COM 228368106 42609 1392000 SH SOLE 1392000
CVS CAREMARK CORPORATION COM 126650100 227637 6776917 SH SOLE 6776917
CVS CAREMARK CORPORATION COM 126650100 16790 500000 SH CALL SOLE 500000
E M C CORP MASS COM 268648102 26070 1242000 SH SOLE 1242000
EL PASO CORP COM 28336L109 99026 5665091 SH SOLE 5665091
EQUINIX INC COM NEW 29444U502 182669 2056393 SH SOLE 2056393
EQUINIX INC COM NEW 29444U502 167000 1880000 SH CALL SOLE 1880000
EXPRESS SCRIPTS INC COM 302182100 191645 5169816 SH SOLE 5169816
GENERAL MTRS CO COM 37045V100 161372 7996635 SH SOLE 7996635
GLOBAL EAGLE ACQUISITION COR *W EXP 05/13/201 37951D110 977 1575000 SH SOLE 1575000
GLOBAL EAGLE ACQUISITION COR COM 37951D102 14963 1575000 SH SOLE 1575000
GOOGLE INC CL A 38259P508 114663 222630 SH SOLE 222630
HAMPTON ROADS BANKSHARES INC COM NEW 409321502 15535 3305338 SH SOLE 3305338
HEWLETT PACKARD CO COM 428236103 46085 2052805 SH SOLE 2052805
ISTAR FINL INC COM 45031U101 23973 4119010 SH SOLE 4119010
JPMORGAN CHASE & CO COM 46625H100 85240 2830000 SH CALL SOLE 2830000
JPMORGAN CHASE & CO COM 46625H100 115329 3829000 SH SOLE 3829000
MEDCO HEALTH SOLUTIONS INC COM 58405U102 21101 450000 SH CALL SOLE 450000
MEDCO HEALTH SOLUTIONS INC COM 58405U102 41873 893000 SH SOLE 893000
MGIC INVT CORP WIS COM 552848103 5163 2761000 SH SOLE 2761000
MGIC INVT CORP WIS NOTE 5.000% 5/0 552848AD5 45364 79500000 SH SOLE 79500000
MGM RESORTS INTERNATIONAL COM 552953101 30899 3326070 SH SOLE 3326070
MICROSOFT CORP COM 594918104 216498 8698178 SH SOLE 8698178
MILLENNIUM INDIA ACQS COM IN COM 60039Q101 1097 1370692 SH SOLE 1370692
MOTOROLA SOLUTIONS INC COM NEW 620076307 50188 1197800 SH SOLE 1197800
NETAPP INC COM 64110D104 114456 3372300 SH SOLE 3372300
NEWS CORP CL A 65248E104 158506 10239422 SH SOLE 10239422
NEWS CORP CL B 65248E203 33446 2144000 SH SOLE 2144000
NYSE EURONEXT COM 629491101 51314 2208000 SH SOLE 2208000
ORACLE CORP COM 68389X105 10059 350000 SH SOLE 350000
PACKAGING CORP AMER COM 695156109 6897 296000 SH CALL SOLE 296000
PENNYMAC MTG INVT TR COM 70931T103 8701 547225 SH SOLE 547225
PFIZER INC COM 717081103 213819 12093824 SH SOLE 12093824
PMI GROUP INC COM 69344M101 354 1770615 SH SOLE 1770615
PRIME ACQUISITION CORP *W EXP 99/99/999 G72436127 166 360000 SH SOLE 360000
PRIME ACQUISITION CORP SHS G72436101 3420 360000 SH SOLE 360000
RADIAN GROUP INC COM 750236101 1901 867828 SH SOLE 867828
RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 52965107000000 SH SOLE 107000000
RETAIL OPPORTUNITY INVTS COR *W EXP 10/23/201 76131N119 2915 4350000 SH SOLE 4350000
RETAIL OPPORTUNITY INVTS COR COM 76131N101 34902 3150000 SH SOLE 3150000
RITE AID CORP COM 767754104 7526 7680000 SH SOLE 7680000
ROCK-TENN CO CL A 772739207 9684 198931 SH SOLE 198931
SANOFI RIGHT 12/31/2020 80105N113 9511 8972871 SH SOLE 8972871
SANOFI SPONSORED ADR 80105N105 61827 1884971 SH SOLE 1884971
TIME WARNER INC COM NEW 887317303 187309 6249887 SH SOLE 6249887
UNITEDHEALTH GROUP INC COM 91324P102 72777 1578000 SH SOLE 1578000
UNIVERSAL BUSINESS PMT SOL A *W EXP 05/09/201 913384111 259 960000 SH SOLE 960000
UNIVERSAL BUSINESS PMT SOL A COM 913384103 5520 960000 SH SOLE 960000
WABCO HLDGS INC COM 92927K102 30762 812529 SH SOLE 812529
WELLPOINT INC COM 94973V107 13056 200000 SH CALL SOLE 200000
WELLPOINT INC COM 94973V107 135742 2079378 SH SOLE 2079378
WILLIAMS COS INC DEL COM 969457100 317421 13041121 SH SOLE 13041121
XEROX CORP COM 984121103 136667 19607940 SH SOLE 19607940