0001047142-11-000004.txt : 20111115 0001047142-11-000004.hdr.sgml : 20111115 20111115135830 ACCESSION NUMBER: 0001047142-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY TRUST & INVESTMENT CO CENTRAL INDEX KEY: 0001047142 IRS NUMBER: 611251178 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06540 FILM NUMBER: 111206677 BUSINESS ADDRESS: STREET 1: 1544 WINCHESTER AVE CITY: ASHLAND STATE: KY ZIP: 40507 BUSINESS PHONE: 6063895308 MAIL ADDRESS: STREET 1: 100 EAST VINE CITY: LEXINGTON STATE: KY ZIP: 40507 FORMER COMPANY: FORMER CONFORMED NAME: TRUST CO OF KENTUCKY N A DATE OF NAME CHANGE: 19990326 13F-HR 1 ctic13f-0911.txt 13F-HR 9/30/11 0001047142 paaxei*7 NONE SANDRA PAYNE (859)879-5435 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 9/30/11 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: CHRIS MENG */INVESTMENT MANAGER NAM ADDRESS: COMMUNITY TRUST & INVESTMENT CO */IN 100 E VINE ST SUITE 501 */IN LEXINGTON */IN, KY 40507 13F FILE NUMBER: 28-06540 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: SANDRA K PAYNE TITLE: VICE PRESIDENT PHONE: (859)879-5435 SIGNATURE,PLACE,AND DATE OF SIGNING: SANDRA K PAYNE LEXINGTON, KY 10/8/11 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 118 FORM 13F INFORMATION TABLE VALUE TOTAL: $296,056 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COMMON STOCK 002824100 6656 130155 SH SOLE 129705 0 450 ABBOTT LABS COMMON STOCK 002824100 302 5900 SH OTHER 2650 3250 0 AEROPOSTALE INC COMMON STOCK 007865108 3295 304840 SH SOLE 302990 0 1850 AEROPOSTALE INC COMMON STOCK 007865108 135 12475 SH OTHER 3975 8500 0 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 2701 152678 SH SOLE 151545 0 1133 ALPHA NATURAL RESOURCES, INC. COMMON STOCK 02076X102 70 3950 SH OTHER 800 3150 0 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 4479 269311 SH SOLE 267711 0 1600 ANNALY CAPITAL MANAGEMENT REIT COMMON STOCK 035710409 120 7225 SH OTHER 225 7000 0 APPLE INC COMMON STOCK 037833100 930 2439 SH SOLE 2439 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 3066 123590 SH SOLE 123590 0 0 ARCHER DANIELS MIDLAND CO COMMON STOCK 039483102 40 1610 SH OTHER 1310 300 0 AT & T INC COMMON STOCK 00206R102 5930 207925 SH SOLE 207025 0 900 AT & T INC COMMON STOCK 00206R102 185 6475 SH OTHER 2375 4100 0 BANK AMER CORP COMMON STOCK 060505104 1990 325210 SH SOLE 323710 0 1500 BANK AMER CORP COMMON STOCK 060505104 74 12100 SH OTHER 5000 7100 0 BB & T CORP COMMON STOCK 054937107 302 14175 SH SOLE 14175 0 0 BEACON FED BANCORP INC COMMON STOCK 073582108 133 10000 SH SOLE 7500 0 2500 BECTON DICKINSON COMMON STOCK 075887109 5195 70855 SH SOLE 70555 0 300 BECTON DICKINSON COMMON STOCK 075887109 170 2325 SH OTHER 675 1650 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 5242 73785 SH SOLE 73785 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 175 2460 SH OTHER 710 1750 0 BREITBURN ENERGY PARTNERS LP COMMON STOCK 106776107 322 18490 SH SOLE 18490 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 577 18375 SH SOLE 18375 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 41 600 SH SOLE 600 0 0 BROWN FORMAN CORP CL A COMMON STOCK 115637100 204 3000 SH OTHER 0 3000 0 CABELA'S INC CL A COMMON STOCK 126804301 4983 243200 SH SOLE 242200 0 1000 CABELA'S INC CL A COMMON STOCK 126804301 216 10525 SH OTHER 2875 7650 0 CHEVRON CORPORATION COMMON STOCK 166764100 1723 18614 SH SOLE 18614 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 4967 320470 SH SOLE 318870 0 1600 CISCO SYSTEMS INC COMMON STOCK 17275R102 194 12500 SH OTHER 4500 8000 0 CLOUD PEAK ENERGY COMMON STOCK 18911Q102 4199 247700 SH SOLE 246900 0 800 CLOUD PEAK ENERGY COMMON STOCK 18911Q102 135 7985 SH OTHER 3085 4900 0 COCA COLA CO COMMON STOCK 191216100 1126 16660 SH SOLE 15860 0 800 COCA COLA CO COMMON STOCK 191216100 169 2500 SH OTHER 1300 1200 0 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 35763 1535535 SH SOLE 1483230 0 52305 COMMUNITY TRUST BANCORP INC COMMON STOCK 204149108 1967 84478 SH OTHER 0 0 84478 CONOCOPHILLIPS COMMON STOCK 20825C104 7605 120105 SH SOLE 120005 0 100 CONOCOPHILLIPS COMMON STOCK 20825C104 268 4225 SH OTHER 1675 2550 0 ENTERPRISE PRODS PARTNERS LP COMMON STOCK 293792107 349 8700 SH SOLE 8700 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 9736 134051 SH SOLE 133451 0 600 EXXON MOBIL CORP COMMON STOCK 30231G102 408 5613 SH OTHER 3263 2350 0 FEDEX CORPORATION COMMON STOCK 31428X106 1036 15310 SH SOLE 15310 0 0 FEDEX CORPORATION COMMON STOCK 31428X106 36 525 SH OTHER 325 200 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 7410 486876 SH SOLE 484276 0 2600 GENERAL ELECTRIC CORP COMMON STOCK 369604103 283 18575 SH OTHER 8875 9700 0 GENERAL MOTORS CO COMMON STOCK 37045V100 4248 210525 SH SOLE 209525 0 1000 GENERAL MOTORS CO COMMON STOCK 37045V100 137 6800 SH OTHER 1400 5400 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 1728 18278 SH SOLE 18218 0 60 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 56 590 SH OTHER 140 450 0 GOOGLE INC CL A COMMON STOCK 38259P508 3449 6696 SH SOLE 6656 0 40 GOOGLE INC CL A COMMON STOCK 38259P508 42 82 SH OTHER 82 0 0 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 4768 295430 SH SOLE 294130 0 1300 HARTFORD FINL SVCS GROUP INC COMMON STOCK 416515104 151 9325 SH OTHER 2875 6450 0 HEINZ H J CO COMMON STOCK 423074103 2284 45240 SH SOLE 45140 0 100 HEINZ H J CO COMMON STOCK 423074103 119 2350 SH OTHER 950 1400 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 348 1990 SH SOLE 1990 0 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 170 972 SH OTHER 200 700 72 JOHNSON & JOHNSON COMMON STOCK 478160104 8472 133020 SH SOLE 132020 0 1000 JOHNSON & JOHNSON COMMON STOCK 478160104 279 4375 SH OTHER 1675 2700 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 8239 273555 SH SOLE 273355 0 200 JP MORGAN CHASE & CO COMMON STOCK 46625H100 166 5525 SH OTHER 1925 3600 0 KIMBERLY-CLARK CORP COMMON STOCK 494368103 6353 89460 SH SOLE 88960 0 500 KIMBERLY-CLARK CORP COMMON STOCK 494368103 198 2790 SH OTHER 940 1850 0 KINDER MORGAN ENERGY PARTNERS COMMON STOCK 494550106 362 5300 SH SOLE 5300 0 0 KRAFT FOODS INC CL A COMMON STOCK 50075N104 5408 161060 SH SOLE 160060 0 1000 KRAFT FOODS INC CL A COMMON STOCK 50075N104 153 4550 SH OTHER 950 3600 0 LEAR CORP COMMON STOCK 521865204 5405 125990 SH SOLE 125490 0 500 LEAR CORP COMMON STOCK 521865204 173 4025 SH OTHER 1225 2800 0 MEDTRONIC INC COMMON STOCK 585055106 5359 161225 SH SOLE 160425 0 800 MEDTRONIC INC COMMON STOCK 585055106 194 5850 SH OTHER 1850 4000 0 MICROSOFT CORP COMMON STOCK 594918104 7368 296027 SH SOLE 294127 0 1900 MICROSOFT CORP COMMON STOCK 594918104 261 10500 SH OTHER 3950 6550 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 652 9125 SH SOLE 9125 0 0 OCCIDENTAL PETE CORP COMMON STOCK 674599105 4 50 SH OTHER 50 0 0 ORION ENERGY SYSTEMS INC COMMON STOCK 686275108 33 12500 SH SOLE 12500 0 0 PEPSICO INC COMMON STOCK 713448108 5739 92708 SH SOLE 92258 0 450 PEPSICO INC COMMON STOCK 713448108 173 2800 SH OTHER 600 2200 0 PFIZER INC COMMON STOCK 717081103 524 29622 SH SOLE 29622 0 0 PFIZER INC COMMON STOCK 717081103 55 3100 SH OTHER 3100 0 0 PLUM CREEK TIMBER CO INC COM COMMON STOCK 729251108 278 8022 SH SOLE 8022 0 0 PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 259 5375 SH SOLE 5375 0 0 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 9062 143437 SH SOLE 142737 0 700 PROCTER & GAMBLE COMPANY COMMON STOCK 742718109 322 5100 SH OTHER 2900 2200 0 PROGRESS ENERGY INC COMMON STOCK 743263105 4529 87575 SH SOLE 87375 0 200 PROGRESS ENERGY INC COMMON STOCK 743263105 193 3725 SH OTHER 1525 2200 0 STATE STREET CORP COMMON STOCK 857477103 4014 124815 SH SOLE 124315 0 500 STATE STREET CORP COMMON STOCK 857477103 161 5000 SH OTHER 1450 3550 0 STRYKER CORP COMMON STOCK 863667101 4433 94065 SH SOLE 93565 0 500 STRYKER CORP COMMON STOCK 863667101 128 2715 SH OTHER 465 2250 0 TARGET CORP COMMON STOCK 87612E106 5597 114125 SH SOLE 113525 0 600 TARGET CORP COMMON STOCK 87612E106 217 4435 SH OTHER 1685 2750 0 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 5687 90060 SH SOLE 89560 0 500 UNITED PARCEL SVC INC CL B COMMON STOCK 911312106 172 2725 SH OTHER 625 2100 0 US BANCORP NEW COMMON STOCK 902973304 605 25690 SH SOLE 24690 0 1000 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 3674 99849 SH SOLE 99199 0 650 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 26 700 SH OTHER 700 0 0 VISA INC COMMON STOCK 92826C839 6135 71570 SH SOLE 70970 0 600 VISA INC COMMON STOCK 92826C839 186 2165 SH OTHER 665 1500 0 WALMART STORES INC COMMON STOCK 931142103 6010 115800 SH SOLE 115200 0 600 WALMART STORES INC COMMON STOCK 931142103 221 4250 SH OTHER 1600 2650 0 WELLS FARGO & CO COMMON STOCK 949746101 5306 219984 SH SOLE 219084 0 900 WELLS FARGO & CO COMMON STOCK 949746101 188 7808 SH OTHER 2958 4850 0 YUM! BRANDS INC COMMON STOCK 988498101 3243 65660 SH SOLE 65160 0 500 YUM! BRANDS INC COMMON STOCK 988498101 127 2575 SH OTHER 575 2000 0 3M CO COMMON STOCK 88579Y101 6355 88520 SH SOLE 88070 0 450 3M CO COMMON STOCK 88579Y101 211 2935 SH OTHER 935 2000 0 ACCENTURE PLC CL A COMMON STOCK G1151C101 3860 73275 SH SOLE 72875 0 400 ACCENTURE PLC CL A COMMON STOCK G1151C101 119 2250 SH OTHER 300 1950 0 COVIDIEN PLC COMMON STOCK G2554F113 5643 127955 SH SOLE 127155 0 800 COVIDIEN PLC COMMON STOCK G2554F113 215 4875 SH OTHER 1825 3050 0 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 5626 100875 SH SOLE 99220 0 1655 NOVARTIS AG SPONSORED ADR COMMON STOCK 66987V109 174 3125 SH OTHER 725 2400 0 SANOFI SPONS ADR COMMON STOCK 80105N105 4706 143483 SH SOLE 140305 0 3178 SANOFI SPONS ADR COMMON STOCK 80105N105 130 3975 SH OTHER 575 3400 0 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 3617 97180 SH SOLE 96680 0 500 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 145 3900 SH OTHER 800 3100 0 UNILEVER N V -NY SHARES COMMON STOCK 904784709 6303 200156 SH SOLE 196695 0 3461 UNILEVER N V -NY SHARES COMMON STOCK 904784709 202 6425 SH OTHER 2325 4100 0