0001169743-11-000143.txt : 20111115 0001169743-11-000143.hdr.sgml : 20111115 20111115134029 ACCESSION NUMBER: 0001169743-11-000143 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111115 DATE AS OF CHANGE: 20111115 EFFECTIVENESS DATE: 20111115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M3F, Inc. CENTRAL INDEX KEY: 0001511291 IRS NUMBER: 000000000 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14066 FILM NUMBER: 111206613 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 510 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 202-246-9200 MAIL ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 510 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 13F-HR/A 1 m313fq32011_UPDATED.txt 1 fp0003201m3_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: M3F, Inc. Address: 10 Exchange Place, Suite 510 Salt Lake City, UT 84111 Form 13F File Number: 028-14066 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jason A. Stock Title: Managing Director Phone: 202-246-9200 Signature, Place, and Date of Signing: /s/ Jason A. Stock Salt Lake City, UT 11/14/2011 ------------------ ------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 54 ----------- Form 13F Information Table Value Total: $ 146,872 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------- --------- -------- -------------- ---------- --------- ------------------ VOTING TITLE OF VALUE SHS OR SH/ INVESTMENT OTHER AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN DISCRETION MANAGERS SOLE SHARED NONE Omniamerican Bancorp, Inc. COMMON 68216R107 143 10448 SH SOLE 10448 Essa Bancorp Inc. COMMON 29667D104 131 12421 SH SOLE 12421 Peoples Financial Corp. COMMON 71103B102 142 13519 SH SOLE 13519 Heritage Financial Corp. COMMON 42722X106 258 23364 SH SOLE 23364 First of Long Island Corp. COMMON 320734106 599 26440 SH SOLE 26440 Pathfinder Bancorp Inc. COMMON 70320A103 349 40808 SH SOLE 40808 SVB FINANCIAL GROUP CMN COMMON 78486Q101 1551 41923 SH SOLE 41923 Prudential Bancorp Inc. of PennsylvaCOMMON 744319104 217 42130 SH SOLE 42130 FoxChase COMMON 35137T108 585 46104 SH SOLE 46104 Westfield Financial Inc. COMMON 96008P104 386 58642 SH SOLE 58642 QCR Holdings Inc. COMMON 74727A104 522 59540 SH SOLE 59540 North Valley Bancorp COMMON 66304M204 586 62654 SH SOLE 62654 Colonial Finl Svcs Inc COMMON 19566B101 795 64895 SH SOLE 64895 Central Bankcorp Inc. COMMON 152418109 1217 71032 SH SOLE 71032 Capitol Federal Financial COMMON 14057C106 1026 97147 SH SOLE 97147 Community West Bancshares COMMON 204157101 241 106327 SH SOLE 106327 Tennessee Commerce Bancorp Inc. COMMON 88043P108 100 108203 SH SOLE 108203 Western Liberty Bancorp COMMON 961443108 311 117270 SH SOLE 117270 Peapack-Gladstone Financial Corp. COMMON 704699107 1384 139663 SH SOLE 139663 Atlantic Coast Financial Corp COMMON 048426100 284 141061 SH SOLE 141061 BCSB Bankcorp Inc. COMMON 055367106 1664 141612 SH SOLE 141612 FedFirst Financial Corp. COMMON 31429C101 1958 144699 SH SOLE 144699 HopFed Bancorp Inc. COMMON 439734104 842 147018 SH SOLE 147018 Somerset Hills Bancorp COMMON 834728107 1159 159811 SH SOLE 159811 Old Point Financial Corporation COMMON 680194107 1732 169022 SH SOLE 169022 Viewpoint Financial Group COMMON 92672A101 1968 171883 SH SOLE 171883 Naugatuck Valley Financial Corp COMMON 63906P107 1350 176943 SH SOLE 176943 Territorial Bancorp Inc Com COMMON 88145X108 3578 186851 SH SOLE 186851 Kearny Financial Corp. COMMON 487169104 1779 201248 SH SOLE 201248 Southern Connecticut Bancorp COMMON 84264A102 387 215217 SH SOLE 215217 Malvern Federal Bancorp, Inc. COMMON 561410101 1434 217313 SH SOLE 217313 Newport Bancorp Inc COMMON 651754103 3047 248739 SH SOLE 248739 California First National Bancorp COMMON 130222102 3853 251684 SH SOLE 251684 Park Sterling Bank Inc. COMMON 70086Y105 975 285171 SH SOLE 285171 Bancorp Rhode Island, Inc. COMMON 059690107 12401 292537 SH SOLE 292537 Meridian Interstate Bancorp, Inc. COMMON 58964Q104 3227 295780 SH SOLE 295780 Community Partners Bancorp COMMON 204018105 1377 296737 SH SOLE 296737 SOUTHWEST BANCORP INC/OKLA CMN COMMON 844767103 1252 296747 SH SOLE 296747 Proshrs UltraShrt LHMN 20+ Year ETF COMMON 74347R297 5832 300000 SH SOLE 300000 COMERICA INC COMMON 200340107 7259 316023 SH SOLE 316023 OBA finl Svcs Inc Com COMMON 67424G101 5166 356299 SH SOLE 356299 Northrim Bancorp Inc. COMMON 666762109 6975 360447 SH SOLE 360447 FIRST ADVANTAGE BANCORP COMMON 31848l104 4857 383985 SH SOLE 383985 Eplus Inc. COMMON 294268107 9731 394439 SH SOLE 394439 Metro Bancorp Inc PA Com COMMON 59161R101 3758 434401 SH SOLE 434401 Pacific Premier Bancorp Inc. COMMON 69478X105 2679 454073 SH SOLE 454073 BancorpSouth, Inc. COMMON 059692103 4776 544000 SH SOLE 544000 KEYCORP NEW COMMON 493267108 3321 560000 SH SOLE 560000 OCEAN SHORE HOLDING CO COMMON 67501R103 7358 700768 SH SOLE 700768 Provident New York Bancorp COMMON 744028101 4463 766830 SH SOLE 766830 Farmers National Banc Corp COMMON 309627107 3590 800636 SH SOLE 800636 BankFinancial Corp. COMMON 06643P104 7719 1162537 SH SOLE 1162537 Bank Mutual Corp New Com COMMON 063750103 3210 1230041 SH SOLE 1230041 Beneficial Mutual Bancorp Inc COMMON 08173R104 11368 1525856 SH SOLE 1525856