0001047469-11-009589.txt : 20111115
0001047469-11-009589.hdr.sgml : 20111115
20111115120604
ACCESSION NUMBER: 0001047469-11-009589
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111115
DATE AS OF CHANGE: 20111115
EFFECTIVENESS DATE: 20111115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 111206257
BUSINESS ADDRESS:
STREET 1: 1117 CHEESE FACTORY ROAD
CITY: HONEYOE FALLS
STATE: NY
ZIP: 14472
BUSINESS PHONE: 5852631307
13F-HR
1
a2206404z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Mendon Capital Advisors Corp.
-------------------------------
Address: 150 Allens Creek Road
-------------------------------
Rochester, NY 14618
-------------------------------
Form 13F File Number: 028-10662
---------------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Anton Schutz
-------------------------------
Title: President
-------------------------------
Phone: 585-770-1770
-------------------------------
Signature, Place, and Date of Signing:
/s/ Anton Schutz Rochester, NY 14618 November 14, 2011
------------------------------- -------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 138
--------------------
Form 13F Information Table Value Total: $118,462
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 028-02744 Burnham Asset Management Corp.
------ ----------------- ---------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
-------------------------- -------- --------- ------- ----------------- -------- ------ ---------------------
VOTING AUTHORITY
TITLE OF VALUE SH/PRN SH/PUT/ INVSTMT OTHER
ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE
ALLIANCE BANCORP OF PENN COM 01890a108 382 36750 SOLE 36750 0 0
ALLIANCE BANCORP OF PENN COM 01890a108 382 36750 SH-OTHER 01 36750 0 0
ALLIANCE FINANCIAL COM 019205103 351 12500 SOLE 12500 0 0
ALLIANCE FINANCIAL COM 019205103 1052 37500 SH-OTHER 01 37500 0 0
AMERIS COM 03076k108 436 50000 SH-OTHER 01 50000 0 0
ASTORIA FINANCIAL COM 046265104 385 50000 SH-OTHER 01 50000 0 0
BANK OF AMERICA COM 060505104 122 20000 SOLE 20000 0 0
BANK OF AMERICA COM 060505104 704 115000 SH-OTHER 01 115000 0 0
BEACON FEDERAL COM 073582108 1460 109747 SOLE 109747 0 0
BEACON FEDERAL COM 073582108 2658 199838 SH-OTHER 01 199838 0 0
BEACON FEDERAL COM 073582108 50 3782 SH-OTHER 3782 0 0
BENEFICIAL MUTUAL COM 08173r104 559 75000 SH-OTHER 01 75000 0 0
CAPE BANCORP COM 139209100 352 49750 SOLE 49750 0 0
CAPE BANCORP COM 139209100 352 49750 SH-OTHER 01 49750 0 0
CAPITAL ONE FINANCIAL COM 14040h105 1486 37500 SH-OTHER 01 37500 0 0
CENTERSTATE BANKS COM 15201p109 1079 206350 SOLE 206350 0 0
CENTERSTATE BANKS COM 15201p109 4613 882100 SH-OTHER 01 882100 0 0
CENTERSTATE BANKS COM 15201p109 54 10232 SH-OTHER 10232 0 0
CHARTER FINANCIAL COM 16122m100 1925 205239 SOLE 205239 0 0
CHARTER FINANCIAL COM 16122m100 2606 277789 SH-OTHER 01 277789 0 0
CHARTER FINANCIAL COM 16122m100 199 21249 SH-OTHER 21249 0 0
CITIGROUP COM 172967101 205 8000 SOLE 8000 0 0
CITIGROUP COM 172967101 2741 107000 SH-OTHER 01 107000 0 0
CITIGROUP COM 172967101 36 1391 SH-OTHER 1391 0 0
CITIZENS REPUBLIC COM 174420109 10 1511 SH-OTHER 01 1511 0 0
CITIZENS SOUTH COM 176682102 1855 446882 SOLE 446882 0 0
CITIZENS SOUTH COM 176682102 2866 690576 SH-OTHER 01 690576 0 0
CITIZENS SOUTH COM 176682102 37 8932 SH-OTHER 8932 0 0
CITY HOLDING COM 177835105 270 10000 SH-OTHER 01 10000 0 0
CITY HOLDING COM 177835105 120 4439 SH-OTHER 4439 0 0
COMERICA COM 200340107 574 25000 SH-OTHER 01 25000 0 0
COMERICA COM 200340107 92 4000 SH-OTHER 4000 0 0
CONNECTICUT BANK AND TRUST COM 207546102 658 103630 SOLE 103630 0 0
CONNECTICUT BANK AND TRUST COM 207546102 835 131474 SH-OTHER 01 131474 0 0
COWEN HOLDINGS COM 223622101 949 350000 SOLE 350000 0 0
COWEN HOLDINGS COM 223622101 4831 1782495 SH-OTHER 01 1782495 0 0
DIME COMMUNITY COM 253922108 152 15000 SOLE 15000 0 0
DIME COMMUNITY COM 253922108 247 24350 SH-OTHER 01 24350 0 0
EAST WEST BANCORP COM 27579r104 66 4439 SH-OTHER 01 4439 0 0
ENCORE BANKSHARES COM 29255v201 129 12100 SOLE 12100 0 0
ENCORE BANKSHARES COM 29255v201 182 17100 SH-OTHER 01 17100 0 0
EVERCORE PARTNERS COM 29977a105 1140 50000 SH-OTHER 01 50000 0 0
FNB CORP COM 302520101 77 9021 SH-OTHER 01 9021 0 0
FED FIRST FINANCIAL COM 31429c101 271 20000 SH-OTHER 01 20000 0 0
FIFTH THIRD COM 316773100 1263 125000 SH-OTHER 01 125000 0 0
FINANCIAL INSTITUTIONS COM 317585404 1067 74755 SOLE 74755 0 0
FINANCIAL INSTITUTIONS COM 317585404 85 5961 SH-OTHER 01 5961 0 0
FIRST CALIFORNIA COM 319395109 171 56600 SOLE 56600 0 0
FIRST CALIFORNIA COM 319395109 778 258027 SH-OTHER 01 258027 0 0
FIRST CALIFORNIA COM 319395109 135 44886 SH-OTHER 44886 0 0
FIRST CONNECTICUT COM 319850103 453 40000 SOLE 40000 0 0
FIRST CONNECTICUT COM 319850103 453 40000 SH-OTHER 01 40000 0 0
FIRST FINANCIAL BANKSHARES COM 32020r109 392 15000 SH-OTHER 01 15000 0 0
FIRST FINANCIAL COM 320239106 50 12500 SH-OTHER 01 12500 0 0
FIRST FINANCIAL COM 320239106 50 12500 SH-OTHER 12500 0 0
FIRST MIDWEST com 320867104 73 10000 SOLE 10000 0 0
FIRST MIDWEST COM 320867104 73 10000 SH-OTHER 01 10000 0 0
FIRST UNITED BANCORP COM 33740n105 1589 322400 SOLE 322400 0 0
FIRST UNITED BANCORP COM 33740n105 7461 1513429 SH-OTHER 01 1513429 0 0
FIRST UNITED BANCORP COM 33740n105 193 39233 SH-OTHER 39233 0 0
FIRST MERIT COM 337915102 880 77500 SH-OTHER 01 77500 0 0
FOX CHASE BANCORP COM 35137t108 1411 111286 SOLE 111286 0 0
FOX CHASE BANCORP COM 35137t108 1719 135582 SH-OTHER 01 135582 0 0
FRANKLIN FINANCIAL COM 35353c102 221 20000 SOLE 20000 0 0
FRANKLIN FINANCIAL COM 35353c102 221 20000 SH-OTHER 01 20000 0 0
GLEACHER COM 377341102 3173 2666654 SH-OTHER 01 2666654 0 0
GUARANTY BANCORP COM 40075t102 480 400000 SH-OTHER 01 400000 0 0
HANCOCK BANCORP COM 410120109 140 5210 SH-OTHER 01 5210 0 0
HERITAGE FINANCIAL GROUP COM 42726x102 614 59098 SOLE 59098 0 0
HERITAGE FINANCIAL GROUP COM 42726x102 614 59097 SH-OTHER 01 59097 0 0
HERITAGE FINANCIAL GROUP COM 42726x102 129 12389 SH-OTHER 12389 0 0
HERITAGE FINL CORP COM 42722x106 276 25000 SOLE 25000 0 0
HERITAGE FINL CORP COM 42722x106 276 25000 SH-OTHER 01 25000 0 0
HORIZON BANCORP COM 440407104 106 4000 SH-OTHER 01 4000 0 0
INVESTORS BANCORP COM 46146p102 1010 80000 SOLE 80000 0 0
INVESTORS BANCORP COM 46146p102 4970 393500 SH-OTHER 01 393500 0 0
JACKSONVILLE BANCORP COM 469249106 369 75518 SOLE 75518 0 0
JACKSONVILLE BANCORP COM 469249106 1128 230807 SH-OTHER 01 230807 0 0
JP MORGAN COM 46625h100 1506 50000 SH-OTHER 01 50000 0 0
KBW INC COM 482423100 690 50000 SH-OTHER 01 50000 0 0
KEYCORP COM 493267108 30 5019 SH-OTHER 01 5019 0 0
LAKESHORE BANCORP COM 510700107 331 34875 SOLE 34875 0 0
LAKESHORE BANCORP COM 510700107 331 34875 SH-OTHER 01 34875 0 0
LAKESHORE BANCORP COM 510700107 50 5250 SH-OTHER 5250 0 0
MORGAN STANLEY COM 617446448 338 25000 SH-OTHER 01 25000 0 0
NEW YORK COMMUNITY COM 649445103 298 25000 SH-OTHER 01 25000 0 0
NORTHWEST BANCORP COM 667340103 38 3156 SH-OTHER 01 3156 0 0
OLD NATIONAL COM 680033107 233 25000 SOLE 25000 0 0
OLD NATIONAL COM 680033107 233 25000 SH-OTHER 01 25000 0 0
OLD NATIONAL COM 680033107 47 5000 SH-OTHER 5000 0 0
OMNIAMERICAN BANCORP COM 68216r107 1234 90408 SOLE 90408 0 0
OMNIAMERICAN BANCORP COM 68216r107 1944 142390 SH-OTHER 01 142390 0 0
ORIENTAL FINANCIAL COM 68618w100 1098 113535 SOLE 113535 0 0
ORIENTAL FINANCIAL COM 68618w100 4572 472825 SH-OTHER 01 472825 0 0
ORIENTAL FINANCIAL COM 68618w100 18 1820 SH-OTHER 1820 0 0
OCEAN FIRST COM 675234108 1167 100000 SH-OTHER 01 100000 0 0
PACIFIC CONTINENTAL COM 69412v108 122 17177 SH-OTHER 01 17177 0 0
PACWEST BANCORP COM 695263103 349 25000 SH-OTHER 01 25000 0 0
PENNYMAC MORTGAGE COM 70931t103 3145 197806 SH-OTHER 01 197806 0 0
PNC BANK COM 693475105 1205 25000 SH-OTHER 01 25000 0 0
POPULAR INC COM 733174106 300 200000 SH-OTHER 01 200000 0 0
POPULAR INC COM 733174106 54 36308 SH-OTHER 36308 0 0
PORTER BANCORP COM 736233107 613 160014 SOLE 160014 0 0
PORTER BANCORP COM 736233107 2123 554146 SH-OTHER 01 554146 0 0
REGIONS FINL PUT 7591ep100 250 75000 SH-OTHER 01 75000 0 0
ROCKVILLE COM 774188106 237 25000 SOLE 25000 0 0
ROCKVILLE COM 774188106 286 30167 SH-OTHER 01 30167 0 0
SOLAR SENIRO CAPITAL COM 83416m105 1393 97513 SOLE 97513 0 0
SOLAR SENIOR CAOITAL COM 83416m105 3309 231565 SH-OTHER 01 231565 0 0
SEACOST BANK COM 811707306 1294 880055 SH-OTHER 01 880055 0 0
SCBT COM 78401v102 617 25000 SH-OTHER 01 25000 0 0
SCBT COM 78401v102 158 6390 SH-OTHER 6390 0 0
STERLING BANCORP COM 859158107 726 100000 SH-OTHER 01 100000 0 0
STERLING BANCORP COM 859158107 33 4500 SH-OTHER 4500 0 0
STATE BANCORP COM 856190103 268 21250 SH-OTHER 01 21250 0 0
STATE BANCORP COM 856190103 53 4200 SH-OTHER 4200 0 0
SUNTRUST BANKS COM 867914103 449 25000 SH-OTHER 01 25000 0 0
SUSQUEHANNA BANCSHARES COM 869099101 68 12500 SOLE 12500 0 0
SUSQUEHANNA BANCSHARES COM 869099101 205 37500 SH-OTHER 01 37500 0 0
SUSQUEHANNA BANCSHARES COM 869099101 24 4439 SH-OTHER 4439 0 0
TFS FINANCIAL COM 87240R107 4269 525000 SH-OTHER 01 525000 0 0
TOWER BANCORP COM 891709107 419 20000 SH-OTHER 01 20000 0 0
US BANCORP COM 902973304 1177 50000 SH-OTHER 01 50000 0 0
VIEWPOINT COM 926727108 229 20000 SOLE 20000 0 0
VIEWPOINT COM 926727108 573 50000 SH-OTHER 01 50000 0 0
VIRGINIA COMMERCE COM 92778q109 294 50000 SOLE 50000 0 0
VIRGINIA COMMERCE COM 92778q109 411 70100 SH-OTHER 01 70100 0 0
VIRGINIA COMMERCE COM 92778q109 51 8770 SH-OTHER 8770 0 0
WALTER INVESTMENT COM 93317w102 229 10000 SOLE 10000 0 0
WALTER INVESTMENT COM 93317w102 229 10000 SH-OTHER 01 10000 0 0
WASHINGTON BANCORP COM 937303105 265 27188 SH-OTHER 01 27188 0 0
WEBSTER FINANCIAL COM 947890109 306 20000 SOLE 20000 0 0
WEBSTER FINANCIAL COM 947890109 1071 70000 SH-OTHER 01 70000 0 0
WESTERN LIBERTY COM 961443108 1015 383194 SOLE 383194 0 0
WESTERN LIBERTY COM 961443108 4011 1513269 SH-OTHER 01 1513269 0 0
WESTERN LIBERTY COM 961443108 24 9079 SH-OTHER 9079 0 0
WSFS FINANCIAL COM 929328102 32 1000 SH-OTHER 01 1000 0 0
ZIONS BANCORP COM 989701107 845 60000 SH-OTHER 01 60000 0 0