0000950123-11-098517.txt : 20111114
0000950123-11-098517.hdr.sgml : 20111111
20111114162624
ACCESSION NUMBER: 0000950123-11-098517
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: S Squared Technology, LLC
CENTRAL INDEX KEY: 0001322924
IRS NUMBER: 010622776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11372
FILM NUMBER: 111203007
BUSINESS ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 421-2155
MAIL ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
y93371ae13fvhr.txt
FORM 13F-H4
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S Squared Technology, LLC
Address: 515 Madison Avenue
New York, NY 10022
Form 13F File Number: 28-11372
The Institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Seymour L. Goldblatt
Title: Managing Member
Phone: 212-421-2155
Signature, Place, and Date of Signing:
/s/ Seymour L. Goldblatt New York, New York November 14, 2011
----------------------------------
[Signature]
S Squared Technology, LLC (SEC File No. 801-63753) and S Squared Capital II
Management, LLC (SEC File No. 801-63785) are related SEC registered investment
advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities
serves as investment adviser to one or more clients. The same personnel make
investment decisions with respect to the securities set forth on the Form 13F
filed by S Squared Technology, LLC for all of the clients of each of the Adviser
Entities.
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manger are reported in this report and a portion are
reported by other manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] NONE
================================================================================
FORM 13F SUMMARY PAGE
Report Summary
Number of other Included Managers: 1
Form 13F Information Table Entry Total: 83
Form 13F Information Table Value Total: $472,733
(thousands)
List of Other Included Managers: S Squared Capital II Management, LLC
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
01 - S Squared Capital II Management, LLC
FORM 13F (SEC USE ONLY)
Page 1 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY,LLC September 30,2011
Item 6
Investment Discretion
-----------------------
(b)
Item 4: Shared- Item 8: Voting
Fair Item 5: As Item 7 Authority (Shares)
Item 2: Item 3: Market Shares of Defined (c) Managers -----------------------
Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c)
Name of Issuer class Number (x$1000) Amount Sole Instr. V Other Instr.V Sole Shared None
-------------------------------- -------- --------- -------- ------------ ------ --------- ------- --------- ---------- ------ -----
ABSOLUTE SOFTWARE CORPORATION COM 00386B109 7,359 1,950,400 SH X 1,950,400
ACCENTURE PLC COM G1151C101 1,096 20,800 SH X 20,800
ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 7,012 389,120 SH X 01 389,120
ATMEL CORP COM 049513104 5,973 740,100 SH X 01 740,100
AVAGO TECHNOLOGIES COM Y0486S104 7,118 217,200 SH X 01 217,200
BLUECOAT SYSTEMS COM 09534T508 3,606 259,800 SH X 259,800
BMC SOFTWARE INC COM 055921100 15,894 412,200 SH X 01 412,200
CALIX INC COM 13100M509 5,032 645,100 SH X 645,100
CALLIDUS SOFTWARE COM 13123E500 11,921 2,585,983 SH X 01 2,585,983
CEPHALON INC COM 156708109 4,293 53,200 SH X 01 53,200
CIENA COM 171779101 8,401 750,100 SH X 01 750,100
CITY TELECOM LTD ADR 178677209 945 100,000 SH X 100,000
CODEXIS, INC COM 192005106 1,065 233,000 SH X 233,000
COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 6,352 101,300 SH X 01 101,300
COMVERGE INC COM 205859101 4,026 2,212,300 SH X 2,212,300
COMVERSE TECHNOLOGY INC COM 205862402 10,334 1,463,700 SH X 01 1,463,700
DEXCOM INC COM 252131107 14,341 1,195,100 SH X 01 1,195,100
DICE HOLDINGS INC COM 253017107 3,478 444,800 SH X 01 444,800
DIGITAL RIV INC COM 25388B104 9,231 445,300 SH X 01 445,300
EDWARDS LIFESCIENCES CORP COM 28176E108 3,322 46,600 SH X 01 46,600
F5 NETWORKS INC COM 315616102 9,023 127,000 SH X 01 127,000
FOREST LABS INC COM 345838106 9,917 322,100 SH X 01 322,100
COLUMN TOTAL 149,739
FORM 13F (SEC USE ONLY)
Page 2 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY,LLC September 30,2011
Item 6
Investment Discretion
-----------------------
(b)
Item 4: Shared- Item 8: Voting
Fair Item 5: As Item 7 Authority (Shares)
Item 2: Item 3: Market Shares of Defined (c) Managers -----------------------
Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c)
Name of Issuer class Number (x$1000) Amount Sole Instr. V Other Instr.V Sole Shared None
-------------------------------- -------- --------- -------- ------------ ------ --------- ------- --------- ---------- ------ -----
GSE SYSTEMS INC COM 36227K106 2,413 1,370,800 SH X 1,370,800
HARMONIC COM 413160102 3,838 900,900 SH X 900,900
IGATE CORPORATION COM 45169U105 2,317 200,800 SH X 200,800
INGRAM MICRO INC COM 457153104 8,307 515,000 SH X 01 515,000
INTER-NAP NETWORK COM 45885A300 7,662 1,551,000 SH X 1,551,000
INTERSIL HLDG CORP CL A COM 46069S109 4,255 413,500 SH X 01 413,500
IXIA COM 45071r109 2,684 350,000 SH X 350,000
KENEXA CORP COM 488879107 16,899 1,080,500 SH X 01 1,080,500
LAM RESH CORP COM 512807108 7,892 207,800 SH X 01 207,800
LINEAR TECHNOLOTY CORP COM 535678106 8,439 305,200 SH X 01 305,200
LIQUIDITY SERVICES INC COM 53635B107 6,699 208,900 SH X 208,900
LOCALCOM CORP COM 53954R105 507 209,300 SH X 209,300
MARVELL TECH GROUP LTD ORD COM G5876H105 7,289 502,200 SH X 01 502,200
MATTERSIGHT CORPORATION COM 577097108 3,340 820,525 SH X 820,525
MAXIM INTERGRATED COM 57772K101 6,845 293,400 SH X 01 293,400
MICROSEMI CORP COM 595137100 4,379 274,000 SH X 01 274,000
MICROSTRATEGY INC COM 594972408 10,038 88,000 SH X 01 88,000
MONSTER WORLDWIDE INC COM 611742107 5,444 758,200 SH X 01 758,200
MOVE INC COM 62458M108 3,117 2,150,000 SH X 2,150,000
NEOPHOTONICS CORPORATION COM 64051T100 3,313 481,600 SH X 481,600
NVIDIA CORP COM 67066G104 5,705 456,000 SH X 01 456,000
OCZ TECHNOLOGY (2nd private plc) COM 67086E303 2,910 600,000 SH X 600,000
OCZ TECHNOLOGY CORP COM 67086E303 4,935 1,017,500 SH X 01 1,017,500
OCZ TECHNOLOGY (1st private plc) COM 67086E303 4,103 845,993 SH X 845,993
ONYX PHARM COM 683399109 8,262 275,300 SH X 01 275,300
OPENWAVE SYS INC COM 683718308 9,999 6,409,400 SH X 01 6,409,400
OPTIMER PHARMACEUTICALS INC COM 68401H104 10,647 769,300 SH X 769,300
POWER INTEGRATIONS INC COM 739276103 4,334 141,600 SH X 141,600
POWERSECURE INTL INC COM 73936N105 2,128 450,000 SH X 450,000
PRINCETON REVIEW INC COM 742352107 173 1,235,600 SH X 1,235,600
COLUMN TOTAL 168,873
FORM 13F (SEC USE ONLY)
Page 3 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY,
LLC September 30, 2011
Item 6
Investment Discretion
-----------------------
(b)
Item 4: Shared- Item 8: Voting
Fair Item 5: As Item 7 Authority (Shares)
Item 2: Item 3: Market Shares of Defined (c) Managers -----------------------
Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c)
Name of Issuer class Number (x$1000) Amount Sole Instr. V Other Instr.V Sole Shared None
-------------------------------- -------- --------- -------- ------------ ------ --------- ------- --------- ---------- ------ -----
PROCERA NETWORKS INC COM 74269U203 3,072 320,000 SH X 320,000
REACHLOCAL, INC COM 75525F104 421 38,700 SH X 38,700
REAL NETWORKS INC COM 75605L708 8,686 1,030,375 SH X 01 1,030,375
REALD INC COM 75604L105 1,458 155,900 SH X 01 155,900
RESVERLOGIX CORP COM 76128M108 391 355,100 SH X 355,100
RESVERLOGIX CORP RESTRICTED SH COM 76128M108 336 305,500 SH X 305,500
RIVERBED TECHNOLOGY INC COM 768573107 9,208 461,300 SH X 01 461,300
RIVERSTONE NETWORKS COM 769320995 0 5,414,200 SH X 01 5,414,200
SALIX PHARMACEUTICALS COM 795435106 11,337 383,000 SH X 01 383,000
SAPIENT CORP COM 803062108 7,464 736,100 SH X 01 736,100
SILICON LABORATORIES, INC COM 826919102 8,180 243,900 SH X 01 243,900
SOLARWINDS, INC COM 83416B109 7,934 360,300 SH X 01 360,300
STEC Inc COM 784774101 868 85,500 SH X 01 85,500
SYCAMORE NETWORKS INC COM 871206108 1,354 75,000 SH X 75,000
TEKELEC COM 879101103 11,325 1,875,000 SH X 01 1,875,000
TELECOMMUNICATIONS SYS CL A COM 87929J103 3,405 987,000 SH X 987,000
THESTREET.COM, INC COM 88368Q103 2,103 1,061,968 SH X 1,061,968
THORATIC CORPORATION COM 885175307 10,673 327,000 SH X 01 327,000
TIBCO SOFTWARE INC COM 88632Q103 3,804 169,900 SH X 01 169,900
TNS INC COM 872960109 14,577 775,389 SH X 01 775,389
Tree.com Inc COM 894675107 2,590 518,000 SH X 518,000
UNITED THERAPEUTICS COM 91307C102 6,306 168,200 SH X 01 168,200
UROPLASTY INC COM 917277204 4,786 986,900 SH X 986,900
VELTI COM G93285107 6,279 950,000 SH X 950,000
VIROPHARMA INC COM 928241108 6,650 368,000 SH X 368,000
VISTAPRINT LTD COM N93540107 4,568 169,000 SH X 01 169,000
VOCUS INC COM 92858J108 7,539 449,800 SH X 449,800
WEB.COM GROUP INC COM 94733A104 7,513 1,076,401 SH X 1,076,401
WEBMEDIABRANDS INC COM 94770W100 1,179 1,965,700 SH X 1,965,700
ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475
COLUMN TOTAL 154,121
Page 4 of 4
S Squared Technology, LLC 30-September-11
Form 13F - Additions
Item 6
Investment Discretion
-----------------------
(b)
Item 4: Shared- Item 8: Voting
Fair Item 5: As Item 7 Authority (Shares)
Item 2: Item 3: Market Shares of Defined (c) Managers -----------------------
Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c)
Name of Issuer class Number (x$1000) Amount Sole Instr. V Other Instr.V Sole Shared None
-------------------------------- -------- --------- -------- ------------ ------ --------- ------- --------- ---------- ------ -----
NORTEL NETWORKS COM 656568508 0 5 SH X 5
TOTAL MARKET VALUE 13F ADDITIONS 0
TOTAL MARKET VALUE 13F 472,733
TOTAL MARKET VALUE 13F & ADDITIONS 472,733