0001341004-11-002016.txt : 20111114 0001341004-11-002016.hdr.sgml : 20111111 20111114160734 ACCESSION NUMBER: 0001341004-11-002016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE MICHAEL F CENTRAL INDEX KEY: 0000918537 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13081 FILM NUMBER: 111202460 MAIL ADDRESS: STREET 1: C/O MFP INVESTORS LLC STREET 2: 667 MADISON AVE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 13F-HR 1 price.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Michael F. Price Address: c/o MFP Investors LLC 667 Madison Ave. 25th Floor New York, New York 10065 13F File Number: 28-13081 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael F. Price Title: Investment Manager Phone: (212) 752-7280 Signature, Place, and Date of Signing: /s/ Michael F. Price New York, NY 11/14/11 -------------------- ------------- ------- [Signature] [City, State] Date Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -- Form 13F Information Table Entry Total: 102 --- Form 13F Information Table Value Total: $561,927 -------- (thousands) List of Other Included Managers: 1 MFP Investors LLC

INVEST- MENT OTHER VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ DISCRE- MANA- --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRNAMT PRN CALL TION GERS SOLE SHARED NONE --------------------------------- ----------------- ---------- -------- ---------- ----- ----- ------- ------ --------- ------ ---- Weatherford International Ltd. REG SHS H27013103 1,292 105,800 SH SOLE 1 105,800 Ingersoll-Rand PLC SHS G47791101 2,809 100,000 SH SOLE 1 100,000 TYCO International Ltd. SHS H89128104 1,273 31,250 SH SOLE 31,250 AbitibiBowater, Inc. COM NEW 003687209 1,736 115,700 SH SOLE 1 115,700 American River Bankshares COM 029326105 915 184,148 SH SOLE 1 184,148 Arkansas Best Corp. COM 040790107 2,655 164,406 SH SOLE 1 164,406 BRT Realty Trust SH BEN INT NEW 055645303 1,010 162,322 SH SOLE 1 162,322 The Bancorp Bank COM 05969F104 1,546 215,900 SH SOLE 1 215,900 Bank of America Corporation COM 060505104 2,416 394,827 SH SOLE 1 394,827 Becton, Dickinson & Co. COM 075887109 17,597 240,000 SH SOLE 1 240,000 Big 5 Sporting Goods Corp. COM 08915P101 2,103 345,914 SH SOLE 1 345,914 Boeing Co. COM 097023105 1,210 20,000 SH SOLE 20,000 Bridgepoint Ed Inc. COM 10807M105 2,093 120,000 SH SOLE 1 120,000 Build-a-Bear Workshop, Inc. COM 120076104 177 34,697 SH SOLE 34,697 CIT Group Inc. COM NEW 125581801 7,972 262,500 SH SOLE 1 262,500 CNO Financial Group Inc. COM 12621E103 11,484 2,122,814 SH SOLE 1 2,122,814 Cache, Inc. COM NEW 127150308 10,997 2,203,749 SH SOLE 1 2,203,749 Cape Bancorp Inc. COM 139209100 1,506 213,000 SH SOLE 1 213,000 CapitalSource Inc. COM 14055X102 5,307 864,304 SH SOLE 1 864,304 Capitol Federal Financial Inc. COM 14057J101 3,168 300,000 SH SOLE 1 300,000 Charming Shoppes, Inc. COM 161133103 4,594 1,766,785 SH SOLE 1 1,766,785 Chubb Corp. COM 171232101 2,400 40,000 SH SOLE 1 40,000 Citigroup Inc. COM 172967101 20,785 811,454 SH SOLE 1 811,454 ConocoPhillips COM 20825C104 21,940 346,500 SH SOLE 1 346,500 Cott Corp COM 22163N106 9,840 1,444,903 SH SOLE 1 1,444,903 Courier Corporation COM 222660102 196 30,000 SH SOLE 1 30,000 Cubist Pharmaceuticals Inc. COM 229678107 6,446 182,500 SH SOLE 1 182,500 Destination Maternity Corp. COM 25065D100 4,835 375,643 SH SOLE 1 375,643 Duckwall-Alco Stores, Inc. COM 264142100 2,464 264,919 SH SOLE 1 264,919 EXCO Resources Inc. COM 269279402 3,088 288,060 SH SOLE 1 288,060 Earthlink Inc. COM 270321102 133 20,359 SH SOLE 20,359 El Paso Corporation COM 28336L109 6,992 400,000 SH SOLE 1 400,000 Elan plc ADR 284131208 10,530 1,000,000 SH SOLE 1 1,000,000 Enzon Pharmaceuticals Inc. COM 293904108 5,315 755,000 SH SOLE 1 755,000 Exxon Mobil Corp. COM 30231G102 872 12,000 SH SOLE 12,000 Family Dollar Stores Inc COM 307000109 1,068 21,000 SH SOLE 1 21,000 Farmer Bros Co. COM 307675108 1,856 336,833 SH SOLE 1 336,833 First Connecticut Bancorp Inc. 319850103 2,265 200,060 SH SOLE 1 200,060 Forest City Enterprises Inc. CL A 345550107 10,660 1,000,000 SH SOLE 1 1,000,000 Fox Chase Bancorp Inc. COM 35137T108 1,651 130,200 SH SOLE 1 130,200 Franklin Financial Corp COM 35353C102 7,728 700,000 SH SOLE 1 700,000 GAMCO Investors Inc. COM 361438104 3,080 78,200 SH SOLE 1 78,200 Gencorp Inc. COM 368682100 3,429 763,794 SH SOLE 1 763,794 General Electric Co. COM 369604103 1,142 75,000 SH SOLE 75,000 Getty Realty Corp. COM 374297109 522 36,218 SH SOLE 36,218 Goldman Sachs Group Inc. COM 38141G104 3,782 40,000 SH SOLE 1 40,000 Granite Construction Inc COM 387328107 600 31,962 SH SOLE 1 31,962 Great Florida Bk Miami Lakes Fla CL A 390528107 6 28,469 SH SOLE 28,469 GulfMark Offshore, Inc. CL A NEW 402629208 21,980 604,851 SH SOLE 1 604,851 Gyrodyne Co. America Inc. COM 403820103 2,089 37,645 SH SOLE 1 37,645 Hardinge, Inc. COM 412324303 410 50,000 SH SOLE 1 50,000 Harris Corp Del COM 413875105 11,960 350,000 SH SOLE 1 350,000 Heritage Commerce Corp. COM 426927109 4,928 1,280,000 SH SOLE 1 1,280,000 Heritage Oaks Bancorp COM 42724R107 3,851 1,167,046 SH SOLE 1 1,167,046 Hilltop Holdings, Inc. COM 432748101 2,146 297,600 SH SOLE 1 297,600 Hudson City Bancorp COM 443683107 3,028 535,000 SH SOLE 1 535,000 Huntsman Corp. COM 447011107 3,675 380,000 SH SOLE 1 380,000 ITT Corporation New COM 450911102 29,526 703,000 SH SOLE 1 703,000 Janus Capital Group Inc. COM 47102X105 7,860 1,310,000 SH SOLE 1 1,310,000 John Bean Technologies Corp. COM 477839104 3,844 269,531 SH SOLE 1 269,531 Johnson & Johnson COM 478160104 2,866 45,000 SH SOLE 45,000 Johnson Outdoors Inc. CL A 479167108 5,855 380,666 SH SOLE 1 380,666 Kaiser Aluminum Corp. COM PAR $0.01 483007704 13,408 302,800 SH SOLE 1 302,800 Kemper Corp. COM 488401100 3,474 145,000 SH SOLE 1 145,000 Lincare Holdings Inc. COM 532791100 4,950 220,000 SH SOLE 1 220,000 MVC Capital Inc. COM 553829102 1,742 166,400 SH SOLE 1 166,400 Malvern Federal Bancorp, Inc. COM 561410101 1,318 199,700 SH SOLE 1 199,700 Marlin Business Services Corp. COM 571157106 5,644 532,449 SH SOLE 1 532,449 McGraw Hill Companies Inc. COM 580645109 20,500 500,000 SH SOLE 1 500,000 Nalco Holding Co. COM 62985Q101 4,757 136,000 SH SOLE 1 136,000 National Fuel Gas Co N J COM 636180101 4,805 98,700 SH SOLE 1 98,700 Newell Rubbermaid Inc. COM 651229106 2,849 240,000 SH SOLE 1 240,000 Novartis AG ADR Spon ADR 66987V109 8,085 144,969 SH SOLE 1 144,969 Old Republic Intl Corp. COM 680223104 188 21,093 SH SOLE 21,093 OmniAmerican Bancorp Inc COM 68216R107 4,095 300,000 SH SOLE 1 300,000 One Liberty Properties Inc COM 682406103 2,175 148,376 SH SOLE 1 148,376 Oritani Financial Corp. COM 68633D103 1,286 100,000 SH SOLE 1 100,000 Peapack-Gladstone Financial Corp. COM 704699107 53 5,329 SH SOLE 5,329 Penny JC Inc. COM 708160106 24,102 900,000 SH SOLE 1 900,000 Pfizer Inc. COM 717081103 12,413 702,100 SH SOLE 1 702,100 Presidential Life Corp. COM 740884101 1,321 160,700 SH SOLE 1 160,700 Prudential Bancorp Inc. PA COM 744319104 499 95,200 SH SOLE 1 95,200 Richardson Electronics Ltd. COM 763165107 1,134 83,346 SH SOLE 1 83,346 Rowan Companies, Inc. COM 779382100 9,536 315,860 SH SOLE 1 315,860 Royal Dutch Shell PLC Spon ADR A 780259206 910 14,800 SH SOLE 14,800 Ruths Hospitality Group Inc. COM 783332109 10,602 2,471,277 SH SOLE 1 2,471,277 S L Industries Inc. COM 784413106 84 4,964 SH SOLE 4,964 Safeguard Scientifics, Inc. COM NEW 786449207 4,695 313,025 SH SOLE 1 313,025 Sanofi RIGHT 12/31/2020 80105N113 3,604 3,400,000 SH SOLE 1 3,400,000 SeaChange Intl Inc. COM 811699107 1,940 252,000 SH SOLE 1 252,000 Sears Holdings Corp. COM 812350106 5,357 93,138 SH SOLE 93,138 Sunoco Inc. COM 86764P109 3,721 120,000 SH SOLE 1 120,000 Symetra Financial Corp. COM 87151Q106 14,589 1,790,000 SH SOLE 1 1,790,000 Syms Corp. COM 871551107 2,776 316,494 SH SOLE 1 316,494 Tejon Ranch Co. COM 879080109 7,684 321,900 SH SOLE 1 321,900 Transatlantic Hldgs Inc COM 893521104 5,221 107,597 SH SOLE 1 107,597 Verifone Systems Inc. COM 92342Y109 11,206 320,000 SH SOLE 1 320,000 Verisk Analytics Inc. CL A 92345Y106 348 10,000 SH SOLE 10,000 Visteon Corporation COM NEW 92839U206 3,965 92,200 SH SOLE 1 92,200 West Coast Bancorp Ore. New COM 952145100 23,898 1,707,000 SH SOLE 1 1,707,000 Wilshire Bancorp COM 97186T108 2,192 800,000 SH SOLE 1 800,000 Wright Medical Group Inc. COM 98235T107 9,298 520,000 SH SOLE 1 520,000