0001308555-11-000013.txt : 20111114 0001308555-11-000013.hdr.sgml : 20111111 20111114160956 ACCESSION NUMBER: 0001308555-11-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mountain Lake Investment Management LLC CENTRAL INDEX KEY: 0001308555 IRS NUMBER: 134173656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11139 FILM NUMBER: 111202530 BUSINESS ADDRESS: STREET 1: 1 BATTERY PARK PLAZA, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2123804220 MAIL ADDRESS: STREET 1: 1 BATTERY PARK PLAZA, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Mountain Lake Group DATE OF NAME CHANGE: 20080123 FORMER COMPANY: FORMER CONFORMED NAME: Katahdin Capital DATE OF NAME CHANGE: 20041112 13F-HR 1 r13f3q11complete.txt MLP 3Q11 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Mountain Lake Investment Management LLC Address: 1 Battery Park Plaza, Seventh Floor New York, NY 10004 13F File Number: 028-11139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Pinar Ilgar Title: CFO Phone: (646) 388-6036 Signature, Place, and Date of Signing Pinar Ilgar New York November 14, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: 146,484,000 List of Other Included Managers: NONE Name Of Issuer Title of Class Cusip Value (x100 Shr/PrnSH/PRN PUT/CALLInvestmOther MaSole Shared Other AFLAC INC COM 001055102 2691 77,000SH Sole 77000 AGNICO-EAGLE MINES LTD COM 008474108 595 10,000SH Sole 10000 ALLEGHANY CORP DEL COM 017175100 5568 19,300SH Sole 19300 ASSURED GUARANTY LTD COM G0585R106 1906 173,400SH Sole 173400 BERKSHIRE HATHAWAY INC DEL CL A 084670108 10146 95SH Sole 95 DEVON ENERGY CORP NEW COM 25179M103 5877 106,000SH Sole 106000 EXXON MOBIL CORP COM 30231G102 6900 95,000SH Sole 95000 FEDEX CORP COM 31428X106 1963 29,000SH Sole 29000 BLOCK H & R INC COM 093671105 3993 300,000SH Sole 300000 HILLENBRAND INC COM 431571108 3332 181,100SH Sole 181100 INGERSOLL- RAND PLC SHS G47791101 3986 141,900SH Sole 141900 ISHARES GOLD TRUST ISHARES 464285105 1583 100,000SH Sole 100000 KINROSS GOLD CORP COM NO PAR 496902404 370 25,000SH Sole 25000 LABORATORY CORP AMER HLDGS COM NEW 50540R409 9296 117,600SH Sole 117600 LEXMARK INTL NEW CL A 529771107 343 12,700SH Sole 12700 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 745 13,500SH CALL Sole 13500 MARKET VECTORS ETF TR JR JR GOLD MINERS E 57060U589 211 7,500SH CALL Sole 7500 MICROSOFT CORP COM 594918104 5974 240,000SH Sole 240000 NVR INC COM 62944T105 9060 15,000SH Sole 15000 REPUBLIC SVCS INC COM 760759100 10570 376,700SH Sole 376700 RYANAIR HLDGS PLC SPONSORED ADR 783513104 5150 200,000SH Sole 200000 SPDR GOLD TRUST GOLD SHS 78463V107 7903 50,000SH Sole 50000 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 842 60,000SH Sole 60000 TRAVELERS COMPANIES INC COM 89417E109 9137 187,500SH Sole 187500 US BANCORP DEL COM NEW 902973304 8474 360,000SH Sole 360000 VISTA GOLD CORP COM NEW 927926303 719 215,400SH Sole 215400 WASTE MANAGEMENT INC DEL COM 94106L109 6352 195,100SH Sole 195100 WELLPOINT INC COM 94973V107 13056 200,000SH Sole 200000 WELLS FARGO & CO NEW COM 949746101 4824 200,000SH Sole 200000 WESTERN DIGITAL CORP COM 958102105 4030 156,700SH Sole 156700 YAMANA GOLD INC COM 98462Y100 888 65,000SH Sole 65000