0001208646-11-000429.txt : 20111109 0001208646-11-000429.hdr.sgml : 20111109 20111109075328 ACCESSION NUMBER: 0001208646-11-000429 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 EFFECTIVENESS DATE: 20111109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JUPITER ASSET MANAGEMENT LTD CENTRAL INDEX KEY: 0001215838 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13273 FILM NUMBER: 111189610 MAIL ADDRESS: STREET 1: 1 GROSVENOR PLACE STREET 2: LONDON ENGLAND CITY: SWIX 7JJ STATE: X0 ZIP: 0000 13F-HR 1 c105812.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jupiter Asset Management Limited Address: 1 Grosvenor Place London, United Kingdom SW1X 7JJ Form 13F File Number: 28-13273 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jenny Thompson Title: Company Secretary Phone: 020-7314-5565 Signature, Place, and Date of Signing: __________________________ London NOVEMBER 9, 2011 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: $1,214,569,812.57 List of Other Included Managers: None. FORM 13F INFORMATION TABLE

Title or Value SHRS or INVESTMENT VOTING AUTHORITY Name of Issuer class CUSIP ($) PRN AMT SH/PRN DISCRETION SOLE SHARED NONE ABBOTT LABORATORIES COM 002824100 14,205,720.34 277,781 SH Sole 277,781 AGILENT TECHNOLOGIES INC COM 00846U101 7,296,500.00 233,488 SH Sole 233,488 ALTRIA GROUP INC COM 02209S103 2,531,346.58 94,418 SH Sole 94,418 AMERESCO INC-CL A COM 02361E108 5,267,634.88 518,468 SH Sole 518,468 AMERICAN EXPRESS CO COM 025816109 35,781,618.20 796,918 SH Sole 796,918 AMGEN INC COM 031162100 3,634,393.00 66,140 SH Sole 66,140 AON CORP COM 037389103 6,677,590.68 159,066 SH Sole 159,066 APPLE INC COM 037833100 35,293,456.20 92,590 SH Sole 92,590 APPLIED MATERIALS INC COM 038222105 6,055,629.75 585,085 SH Sole 585,085 ARCH CAPITAL GROUP LTD COM BMG0450A1053 10,792,421.80 330,296 SH Sole 330,296 ARCHER DANIELS .875000% 02/15/2014 CONB 039483AW2 5,579,952.00 5,600,000 SH Sole 5,600,000 AVERY DENNISON CORP COM 053611109 7,365,218.52 293,669 SH Sole 293,669 BANK OF AMERICA CORP COM 060505104 3,616,173.36 590,878 SH Sole 590,878 BANK OF NEW YORK MELLON CORP COM 064058100 950,432.34 51,126 SH Sole 51,126 BAXTER INTERNATIONAL INC COM 071813109 6,303,960.60 112,290 SH Sole 112,290 BERKSHIRE HATHAWAY INC-CL B COM 084670702 6,096,581.76 85,819 SH Sole 85,819 BRISTOL-MYERS SQUIBB CO COM 110122108 6,027,784.20 192,090 SH Sole 192,090 BRISTOW GROUP INC 3.000000% 06/15/2038 CONB 110394AC7 2,084,250.00 2,100,000 SH Sole 2,100,000 CAPITAL ONE FINANCIAL CORP COM 14040H105 10,090,986.90 254,630 SH Sole 254,630 CAPSTONE TURBINE CORP COM 14067D102 327,927.00 327,927 SH Sole 327,927 CASELLA WASTE SYSTEMS INC-A COM 147448104 4,745,987.54 902,279 SH Sole 902,279 CASH AMERICA INTL INC COM 14754D100 1,271,172.52 24,847 SH Sole 24,847 CENTURYLINK INC COM 156700106 3,529,300.32 106,561 SH Sole 106,561 CHARM COMMUNICATIONS INC-ADR COM 16112R101 6,136,569.60 730,544 SH Sole 730,544 CHEVRON CORP COM 166764100 27,375,372.72 295,886 SH Sole 295,886 CHINA DISTANCE EDUCATION-ADR ADR 16944W104 385,500.00 150,000 SH Sole 150,000 CHUNGHWA TELECOM LTD-ADR ADR 17133Q502 614,328.00 18,616 SH Sole 18,616 CISCO SYSTEMS INC COM 17275R102 18,387,234.11 1,187,039 SH Sole 1,187,039 CITIGROUP INC COM 172967424 7,202,499.36 281,128 SH Sole 281,128 CME GROUP INC COM 12572Q105 15,633,833.60 63,449 SH Sole 63,449 COCA-COLA CO/THE COM 191216100 34,679,223.60 513,310 SH Sole 513,310 COLGATE-PALMOLIVE CO COM 194162103 11,944,486.56 134,692 SH Sole 134,692 COMCAST CORP-CLASS A COM 20030N101 12,266,147.30 586,897 SH Sole 586,897 COMCAST CORP-SPECIAL CL A COM 20030N200 11,279,381.09 545,161 SH Sole 545,161 COMPANHIA DE BEBIDAS-PRF ADR ADR 20441W203 643,650.00 21,000 SH Sole 21,000 CONCORD MEDICAL - SPON ADR COM 206277105 3,372,668.00 1,067,300 SH Sole 1,067,300 CONOCOPHILLIPS COM 20825C104 14,707,336.40 232,270 SH Sole 232,270 CORNING INC COM 219350105 3,300,515.52 267,032 SH Sole 267,032 COVANTA HOLDING CORP COM 22282E102 7,460,249.51 491,129 SH Sole 491,129 COVIDIEN PLC COM IE00B68SQD29 7,832,115.90 177,599 SH Sole 177,599 CVS CAREMARK CORP COM 126650100 17,858,414.86 531,817 SH Sole 531,817 D.R. HORTON INC 2.000000% 05/15/2014 CONB 23331ABB4 6,633,990.00 6,600,000 SH Sole 6,600,000 DELL INC COM 24702R101 650,900.00 46,000 SH Sole 46,000 DELPHI FINANCIAL GROUP-CL A COM 247131105 804,051.76 37,363 SH Sole 37,363 DISCOVER FINANCIAL SERVICES COM 254709108 10,473,509.34 456,561 SH Sole 456,561 DISH NETWORK CORP-A COM 25470M109 11,474,623.16 457,886 SH Sole 457,886 EBAY INC COM 278642103 8,820,606.45 299,105 SH Sole 299,105 EMC CORP/MASS COM 268648102 14,928,171.96 711,204 SH Sole 711,204 EMCOR GROUP INC COM 29084Q100 819,400.65 40,305 SH Sole 40,305 EMERSON ELECTRIC CO COM 291011104 16,738,605.45 405,195 SH Sole 405,195 EXXON MOBIL CORP COM 30231G102 1,525,811.04 21,008 SH Sole 21,008 FRANKLIN RESOURCES INC COM 354613101 5,819,215.80 60,845 SH Sole 60,845 GENERAL ELECTRIC CO COM 369604103 221,848.68 14,557 SH Sole 14,557 GILEAD SCIENCES INC 1.000000% 05/01/2014 CONB 375558AN3 5,313,486.50 4,900,000 SH Sole 4,900,000 GOOGLE INC-CL A COM 38259P508 5,708,589.24 11,098 SH Sole 11,098 HALLIBURTON CO COM 406216101 5,276,816.44 172,897 SH Sole 172,897 HARSCO CORP COM 415864107 4,372,445.00 225,500 SH Sole 225,500 HEALTH CARE REIT INC 3.000000% 12/01/2029 CONB 42217KAR7 5,308,050.00 5,000,000 SH Sole 5,000,000 HOLLYSYS AUTOMATION TECHNOLO COM VGG456671053 4,467,600.00 765,000 SH Sole 765,000 HONEYWELL INTERNATIONAL INC COM 438516106 14,127,471.67 321,737 SH Sole 321,737 HORSEHEAD HOLDING CORP COM 440694305 4,654,773.76 627,328 SH Sole 627,328 HUB GROUP INC-CL A COM 443320106 2,484,791.65 87,895 SH Sole 87,895 HUNTINGTON BANCSHARES INC COM 446150104 702,297.60 146,312 SH Sole 146,312 ICICI BANK LTD-SPON ADR ADR 45104G104 9,118,201.12 262,621 SH Sole 262,621 ICON PLC - SPONSORED ADR ADR 45103T107 207,432.00 12,900 SH Sole 12,900 INFOSYS LTD-SP ADR ADR 456788108 5,107,000.00 100,000 SH Sole 100,000 INTERCONTINENTALEXCHANGE INC COM 45865V100 22,694,567.04 191,904 SH Sole 191,904 INTL BUSINESS MACHINES CORP COM 459200101 65,288,815.45 373,015 SH Sole 373,015 INVESCO LTD COM BMG491BT1088 214,735.95 13,845 SH Sole 13,845 IPATH S&P 500 VIX S/T FU ETN ETFNP 06740C261 2,716,319.52 50,896 SH Sole 50,896 ISOFTSTONE HOLDINGS LTD-ADS COM 46489B108 902,110.00 139,000 SH Sole 139,000 ITRON INC COM 465741106 10,421,848.50 353,283 SH Sole 353,283 JANUS CAPITAL GROUP INC 3.250000% 07/15/2014 CONB 47102XAG0 4,689,600.00 4,800,000 SH Sole 4,800,000 JOHNSON & JOHNSON COM 478160104 35,577,447.88 558,428 SH Sole 558,428 JOHNSON CONTROLS INC COM 478366107 7,189,173.99 272,627 SH Sole 272,627 JPMORGAN CHASE & CO COM 46625H100 9,571,232.40 317,770 SH Sole 317,770 KKR & CO LP COM 48248M102 3,342,580.80 321,402 SH Sole 321,402 KRAFT FOODS INC-CLASS A COM 50075N104 6,326,001.88 188,386 SH Sole 188,386 KRISPY KREME DOUGHNUTS INC COM 501014104 1,303,056.48 191,064 SH Sole 191,064 KROGER CO COM 501044101 9,097,610.76 414,281 SH Sole 414,281 LEGG MASON INC COM 524901105 2,432,140.29 94,599 SH Sole 94,599 LEVEL 3 COMMUNICATIONS INC COM 52729N100 2,104,505.80 1,412,420 SH Sole 1,412,420 LIFE TECHNOLOGIES CORP 1.500000% 02/15/2024 CONB 46185RAK6 4,361,146.00 4,300,000 SH Sole 4,300,000 LINCOLN NATIONAL CORP COM 534187109 1,364,108.25 87,275 SH Sole 87,275 LKQ CORP COM 501889208 9,026,127.68 373,598 SH Sole 373,598 MARATHON OIL CORP COM 565849106 929,321.12 43,064 SH Sole 43,064 MARKETAXESS HOLDINGS INC COM 57060D108 907,083.22 34,861 SH Sole 34,861 MARSH & MCLENNAN COS COM 571748102 487,805.20 18,380 SH Sole 18,380 MASTERCARD INC-CLASS A COM 57636Q104 16,873,546.32 53,202 SH Sole 53,202 MEDTRONIC INC COM 585055106 16,074,731.04 483,596 SH Sole 483,596 MERCK & CO. INC. COM 58933Y105 9,497,512.05 290,355 SH Sole 290,355 MICROSOFT CORP COM 594918104 20,988,417.83 843,247 SH Sole 843,247 MINDRAY MEDICAL INTL LTD-ADR ADR 602675100 2,127,379.05 90,105 SH Sole 90,105 MOLSON COORS BREWING CO 2.500000% 07/30/2013 CONB 60871RAA8 6,880,510.00 6,500,000 SH Sole 6,500,000 MONSANTO CO COM 61166W101 3,120,518.96 51,974 SH Sole 51,974 NALCO HOLDING CO COM 62985Q101 8,589,933.66 245,567 SH Sole 245,567 NCI BUILDING SYSTEMS INC COM 628852204 511,532.28 67,663 SH Sole 67,663 NEWMONT MINING CORP COM 651639106 10,919,565.80 173,602 SH Sole 173,602 OCCIDENTAL PETROLEUM CORP COM 674599105 13,059,901.78 182,656 SH Sole 182,656 ORACLE CORP COM 68389X105 18,519,021.36 644,364 SH Sole 644,364 ORMAT TECHNOLOGIES INC COM 686688102 3,425,522.40 213,030 SH Sole 213,030 OWENS CORNING COM 690742101 6,045,966.64 278,873 SH Sole 278,873 PALL CORP COM 696429307 20,331,648.00 479,520 SH Sole 479,520 PENTAIR INC COM 709631105 4,052,466.00 126,600 SH Sole 126,600 PEPSICO INC COM 713448108 10,785,703.60 174,244 SH Sole 174,244 PETROLEO BRASILEIRO S.A.-ADR ADR 71654V408 258,264.80 11,504 SH Sole 11,504 PETROLEO BRASILEIRO-SPON ADR ADR 71654V101 290,100.72 14,001 SH Sole 14,001 PFIZER INC COM 717081103 19,610,214.00 1,109,175 SH Sole 1,109,175 PHILIP MORRIS INTERNATIONAL COM 718172109 6,164,266.84 98,818 SH Sole 98,818 PROCTER & GAMBLE CO/THE COM 742718109 15,314,452.92 242,394 SH Sole 242,394 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 8,451,238.74 410,653 SH Sole 410,653 PRUDENTIAL FINANCIAL INC COM 744320102 5,452,067.28 116,348 SH Sole 116,348 QUANEX BUILDING PRODUCTS COM 747619104 251,149.20 22,936 SH Sole 22,936 RAYONIER TRS HOLDINGS IN 3.750000% 10/15/2012 CONB 75508AAB2 4,420,146.90 3,900,000 SH Sole 3,900,000 RAYTHEON COMPANY COM 755111507 3,198,077.50 78,250 SH Sole 78,250 REGAL-BELOIT CORP COM 758750103 9,951,153.30 219,285 SH Sole 219,285 REPUBLIC SERVICES INC COM 760759100 22,954,258.52 818,042 SH Sole 818,042 SANDISK CORP 1.500000% 08/15/2017 CONB 80004CAD3 5,539,560.00 5,300,000 SH Sole 5,300,000 SCHLUMBERGER LTD COM 806857108 848,285.46 14,202 SH Sole 14,202 SCHNITZER STEEL INDS INC-A COM 806882106 4,759,123.20 129,324 SH Sole 129,324 SIMS METAL MANAG-SPON ADR ADR 829160100 3,832,690.88 323,707 SH Sole 323,707 SMITH (A.O.) CORP COM 831865209 709,816.83 22,161 SH Sole 22,161 SOHU.COM INC COM 83408W103 3,374,000.00 70,000 SH Sole 70,000 SPRINT NEXTEL CORP COM 852061100 2,198,272.64 723,116 SH Sole 723,116 STERICYCLE INC COM 858912108 14,288,812.24 177,017 SH Sole 177,017 SUNOPTA INC COM 8676EP108 4,880,532.38 989,966 SH Sole 989,966 SYMANTEC CORP 1.000000% 06/15/2013 CONB 871503AF5 5,964,764.00 5,200,000 SH Sole 5,200,000 T ROWE PRICE GROUP INC COM 74144T108 704,273.11 14,743 SH Sole 14,743 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 1,336,498.47 116,929 SH Sole 116,929 TECH DATA CORP 2.750000% 12/15/2026 CONB 878237AE6 5,222,620.00 5,200,000 SH Sole 5,200,000 TIME WARNER INC COM 887317303 2,732,304.96 91,168 SH Sole 91,168 TYCO INTERNATIONAL LTD COM CH0100383485 12,924,881.25 317,175 SH Sole 317,175 UNITED NATURAL FOODS INC COM 911163103 16,278,894.80 439,495 SH Sole 439,495 URANIUM ENERGY CORP COM 916896103 2,301,600.00 840,000 SH Sole 840,000 US BANCORP COM 902973304 7,692,024.56 326,764 SH Sole 326,764 VALE SA-SP PREF ADR ADR 91912E204 2,272,200.00 108,200 SH Sole 108,200 VEECO INSTRUMENTS INC COM 922417100 316,663.20 12,978 SH Sole 12,978 VIRGIN MEDIA INC EQTY 92769L101 6,542,117.79 262,500 SH Sole 262,500 VISA INC-CLASS A SHARES COM 92826C839 16,706,313.68 194,894 SH Sole 194,894 WABTEC CORP COM 929740108 1,378,426.64 26,072 SH Sole 26,072 WAL-MART STORES INC COM 931142103 18,060,213.90 347,981 SH Sole 347,981 WATERS CORP COM 941848103 12,347,219.89 163,561 SH Sole 163,561 WEATHERFORD INTL LTD COM CH0038838394 288,156.00 23,600 SH Sole 23,600 WELLS FARGO & CO COM 949746101 30,036,008.88 1,245,274 SH Sole 1,245,274 WHOLE FOODS MARKET INC COM 966837106 14,595,740.04 223,484 SH Sole 223,484 YAMANA GOLD INC COM 98462Y100 8,212,146.12 601,182 SH Sole 601,182 YUM! BRANDS INC COM 988498101 6,793,792.06 137,554 SH Sole 137,554