0000899140-11-000548.txt : 20111114 0000899140-11-000548.hdr.sgml : 20111111 20111114150345 ACCESSION NUMBER: 0000899140-11-000548 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: J. Goldman & Co LP CENTRAL INDEX KEY: 0001412741 IRS NUMBER: 133341919 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14489 FILM NUMBER: 111201468 BUSINESS ADDRESS: STREET 1: 152 West 57th CITY: New York STATE: NY ZIP: 10019 BUSINESS PHONE: 212-376-6000 MAIL ADDRESS: STREET 1: 152 West 57th CITY: New York STATE: NY ZIP: 10019 13F-HR 1 j7193357.txt REPORT FOR THE CALENDAR QUARTER ENDED SEPTEMBER 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: -- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: J. Goldman & Co., L.P. Address: 510 Madison Avenue New York, NY 10022 Form 13F File Number: 028-14489 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jay G. Goldman Title: Authorized Person Phone: (212) 262-4268 Signature, Place, and Date of Signing: /s/ Jay G. Goldman New York, NY November 14, 2011 ---------------------- ------------------------ --------------------------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------- Form 13F Information Table Entry Total: 199 -------- Form 13F Information Table Value Total: $308,933 -------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Other Included Managers: 13F File Number: 1. Jet Capital Investors, L.P. 28-11127 2. Scoggin Capital Management LLC N/A - 2 - FORM 13F INFORMATION TABLE

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY Sole Shared None ABERCROMBIE & FITCH CO CL A CL A 002896207 1,539 25,000 SH SOLE 25,000 AEGERION PHARMACEUTICALS INC CMN COM 00767E102 4,048 319,500 SH SOLE 319,500 ALPHA NATURAL RESOURCES, INC. CMN COM 02076X102 593 33,500 SH SOLE 33,500 AMAG PHARMACEUTICALS, INC. CMN COM 00163U106 3,792 256,915 SH SOLE 256,915 AMERICAN INTL GROUP, INC. CMN COM NEW 026874784 1,098 50,000 SH SOLE 50,000 AMERICAN TOWER SYSTEMS CORP CL A 029912201 1,677 31,163 SH OTHER 1 0 31,163 AMEX CONSUMER STAPLES SELECT FUND ' SBI CONS STPLS 81369Y308 9,749 328,700 SH SOLE 328,700 ANN INC CMN COM 035623107 3,426 150,000 SH SOLE 150,000 ARKANSAS BEST CORP (DEL) COM COM 040790107 2,746 170,000 SH SOLE 170,000 ASHLAND INC. CMN COM 044209104 3,090 70,000 SH SOLE 70,000 ASIAINFO-LINKAGE INC CMN COM 04518A104 1,033 140,000 SH SOLE 140,000 ASSISTED LIVING CONCEPTS, INC CMN C CL A NEW 04544X300 2,705 213,485 SH SOLE 213,485 AVAGO TECHNOLOGIES LTD CMN SHS Y0486S104 1,475 45,000 SH SOLE 45,000 BARRY R.G. CORP COM COM 068798107 439 41,369 SH SOLE 41,369 BITAUTO HOLDINGS LIMITED SPONSORED SPONSORED ADS 091727107 1,556 255,000 SH SOLE 255,000 BLUE NILE, INC. CMN COM 09578R103 2,240 63,500 SH SOLE 63,500 BODY CENT ACQUISITION CORP CMN COM 09689U102 2,778 152,970 SH SOLE 152,970 BP P.L.C. SPONSORED ADR CMN SPONSORED ADS 055622104 3,076 85,277 SH OTHER 1 0 85,277 BRINKER INTERNATIONAL INC COM 109641100 3,661 175,000 SH SOLE 175,000 BUFFALO WILD WINGS INC COM 119848109 299 5,000 SH SOLE 5,000 CAREFUSION CORPORATION CMN COM 14170T101 2,895 120,869 SH SOLE 120,869 CATERPILLAR INC (DELAWARE) CMN COM 149123101 369 5,000 SH SOLE 5,000 CENTERPOINT ENERGY, INC. CMN COM 15189T107 2,820 143,756 SH OTHER 1 0 143,756 CHICOS FAS INC COM 168615102 572 50,000 SH SOLE 50,000 CIBER INC COM COM 17163B102 820 270,645 SH SOLE 270,645 CISCO SYSTEMS INC COM COM 17275R102 6,123 395,000 SH SOLE 395,000 CLEARWIRE CORPORATION CMN CLASS A CL A 18538Q105 350 150,000 SH SOLE 150,000 CON-WAY INC CMN COM 205944101 2,656 120,000 SH SOLE 120,000 CORE MARK HLDG CO INC CMN COM 218681104 2,694 88,098 SH SOLE 88,098 CROWN CASTLE INTERNATIONAL CO COM 228227104 518 12,743 SH OTHER 1 0 12,743 CSR PLC SPONSORED ADR CMN SPONSORED ADS 12640Y205 261 20,084 SH OTHER 1 0 20,084 DICE HOLDINGS INC CMN COM 253017107 1,173 150,000 SH SOLE 150,000 E*TRADE FINANCIAL CORPORATION CMN COM NEW 269246401 246 27,036 SH OTHER 1 0 27,036 ELECTRONIC ARTS COM COM 285512109 2,054 100,423 SH SOLE 100,423 ENERGIZER HOLDINGS INC COM 29266R108 9,666 145,480 SH SOLE 145,480 ENZON PHARMACEUTICALS INC COM 293904108 288 40,919 SH OTHER 1 0 40,919 EXPRESS, INC. CMN COM 30219E103 5,580 275,000 SH SOLE 275,000 FERRO CORP COM COM 315405100 1,538 250,000 SH SOLE 250,000 FOCUS MEDIA HOLDING LIMITED SPONSOR SPONSORED ADS 34415V109 2,778 165,000 SH SOLE 165,000 FREEPORT MCMORAN COPPER & GOL CLASS COM 35671D857 381 12,500 SH SOLE 12,500 GENPACT LIMITED CMN SHS G3922B107 2,734 190,000 SH SOLE 190,000 GOODRICH CORP COM 382388106 419 3,469 SH OTHER 1 0 3,469 GOOGLE INC. CMN CLASS A CL A 38259P508 11,331 22,000 SH SOLE 22,000 GREEN MOUNTAIN COFFEE ROASTER INC COM 393122106 604 6,500 SH SOLE 6,500 HARVEST NATURAL RES. COM 41754V103 1,438 167,803 SH OTHER 1 129,831 37,972 HERTZ GLOBAL HOLDINGS, INC. CMN COM 42805T105 1,024 115,000 SH SOLE 115,000 HEWLETT PACKARD CO COM COM 428236103 3,929 175,000 SH SOLE 175,000 HUNTINGTON INGALLS INDUSTRIES, INC. COM 446413106 1,482 60,900 SH SOLE 60,900 KIT DIGITAL INC CMN COM NEW 482470200 299 35,600 SH SOLE 35,600 KNIGHT TRANSPORTATION INC COM 499064103 166 12,500 SH SOLE 12,500 K-SWISS INC CL-A CL A 482686102 985 231,747 SH SOLE 231,747 LAM RESEARCH CORP COM COM 512807108 3,798 100,000 SH SOLE 100,000 LAS VEGAS SANDS CORP. CMN COM 517834107 863 22,500 SH SOLE 22,500 LEAPFROG ENTERPRISES INC CL A 52186N106 1,506 446,860 SH SOLE 446,860 LIBERTY MEDIA HLDG CORP CMN CLASS INT COM SER A 53071M104 6,871 465,544 SH OTHER 1 386,100 79,444 MARCHEX INC CMN CLASS B CL B 56624R108 1,955 230,000 SH SOLE 230,000 MARKETAXESS HOLDINGS INC. CMN COM 57060D108 739 28,404 SH OTHER 1 0 28,404 MEDCOHEALTH SOLUTIONS INC. COM 58405U102 3,117 66,480 SH OTHER 1 0 66,480 MEDICINES COMPANY COM 584688105 14,062 945,000 SH SOLE 945,000 MELA SCIENCES INC CMN COM 55277R100 222 50,000 SH SOLE 2 0 50,000 MGIC INVESTMENT CORP COM COM 552848103 374 200,000 SH SOLE 200,000 MICROCHIP TECHNOLOGY CMN COM 595017104 1,556 50,000 SH SOLE 50,000 MICROSEMI CORP COM 595137100 3,657 228,875 SH SOLE 228,875 NEWELL RUBBERMAID INC COM 651229106 7,764 654,096 SH SOLE 654,096 ONYX PHARMACEUTICALS INC COM 683399109 6,062 202,000 SH SOLE 202,000 PACER INTL INC TENN COM 69373H106 1,737 463,100 SH SOLE 463,100 PAETEC HOLDING CORP. CMN COM 695459107 715 135,167 SH OTHER 1 0 135,167 PINNACLE ENTMT INC CMN COM 723456109 2,387 262,912 SH SOLE 262,912 POINTS INTL LTD CMN COM NEW 730843208 981 100,000 SH SOLE 100,000 QUANEX BUILDING PRODUCTS CORP CMN COM 747619104 274 25,000 SH SOLE 25,000 RADIOSHACK CORP COM 750438103 2,905 250,000 SH SOLE 250,000 RETAIL OPPORTUNITY INVTS CORP CMN COM 76131N101 321 28,939 SH OTHER 1 0 28,939 ROSS STORES INC COM COM 778296103 1,967 25,000 SH SOLE 25,000 RTS/SANOFI-AVENTIS RIGHT EXP12/31/2020 12/31/2020 80105N113 193 182,491 SH OTHER 1 150,000 32,491 SANTARUS INC COM 802817304 3,590 1,286,703 SH SOLE 1,286,703 SAPIENT CORPORATION COM 803062108 2,028 200,000 SH SOLE 200,000 SIGA PHARMACEUTICALS INC CMN COM 826917106 324 99,117 SH OTHER 1 0 99,117 SODASTREAM INTERNATIONAL LTD CMN USD SHS M9068E105 4,770 144,334 SH SOLE 144,334 SPDR S&P 500 ETF TRUST SPDR TR UNIT 78462F103 2,998 26,500 SH SOLE 26,500 STARWOOD HOTELS & RESORTS CMN COM 85590A401 2,329 60,000 SH SOLE 60,000 SYNCHRONOSS TECHNOLOGIES INC. CMN COM 87157B103 1,744 70,000 SH SOLE 70,000 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 19,665 1,546,000 SH SOLE 1,546,000 TARGACEPT, INC. CMN COM 87611R306 4,095 273,000 SH SOLE 273,000 TARGET CORP COM 87612E106 11,524 235,000 SH SOLE 235,000 TESLA MOTORS, INC. CMN COM 88160R101 2,683 110,000 SH SOLE 110,000 TFS FINANCIAL CORP CMN COM 87240R107 290 35,691 SH SOLE 35,691 THE HERSHEY COMPANY COM COM 427866108 1,967 33,200 SH SOLE 33,200 THE PROCTER & GAMBLE COMPANY COM COM 742718109 1,895 30,000 SH SOLE 30,000 TIVO INC COM 888706108 1,915 205,000 SH SOLE 205,000 TRAVELZOO INC COM 89421Q106 1,100 50,000 SH SOLE 50,000 UNITED STATES STEEL CP COM 912909108 220 10,000 SH SOLE 10,000 UROPLASTY, INC. CMN COM NEW 917277204 532 109,606 SH SOLE 109,606 VANCEINFO TECHNOLOGIES INC. ADR CMN ADR 921564100 999 148,442 SH SOLE 148,442 VIRTUS INVESTMENT PARTNERS, I CMN COM 92828Q109 2,949 55,002 SH SOLE 55,002 VISIONCHINA MEDIA INC. SPONSORED AD SPONS ADR 92833U103 1,098 600,000 SH SOLE 600,000 WABTEC COM 929740108 2,181 41,250 SH SOLE 41,250 WALTER ENERGY INC CMN COM 93317Q105 756 12,600 SH SOLE 12,600 WERNER ENTERPRISES INC COM COM 950755108 3,801 182,500 SH SOLE 182,500 WTS/RETAIL OPPORTUNITY *W EXP INVEST EXP 1 10/23/201 76131N119 190 279,880 SH SOLE 279,880 WYNN RESORTS, LIMITED CMN COM 983134107 748 6,500 SH SOLE 6,500 XO GROUP INC CMN COM 983772104 3,595 440,000 SH SOLE 440,000 YAHOO INC COM 984332106 19,376 1,471,205 SH SOLE 1,471,205 YUM BRANDS INC COM 988498101 1,358 27,500 SH SOLE 27,500 ZUMIEZ INC. CMN COM 989817101 1,313 75,000 SH SOLE 75,000 51JOB INC. LISTED OPTION 316827104 1 200 CALL SOLE 200 AMC NETWORKS INC. LISTED OPTION 00164V103 10 25 CALL SOLE 25 AMERICAN EAGLE OUTFITTERS INC LISTED OPTION 02553E106 253 1,200 CALL SOLE 1,200 AMERICAN INTL GROUP INC. LISTED OPTION 026874784 132 650 CALL SOLE 650 AMERICAN TOWER SYSTEMS CORP LISTED OPTION 029912201 74 257 CALL OTHER 1 0 257 AMEX ENERGY SELECT INDEX LISTED OPTION 81369Y506 31 250 CALL OTHER 1 0 250 APPLE INC LISTED OPTION 037833100 191 100 CALL SOLE 100 ASHLAND INC. LISTED OPTION 044209104 347 700 CALL SOLE 700 AVIS BUDGET GROUP INC. LISTED OPTION 053774105 1 56 CALL SOLE 56 BAIDU INC. LISTED OPTION 056752108 208 325 CALL SOLE 325 BLACKSTONE GROUP INC (THE) LISTED OPTION 09253U108 281 2,000 CALL SOLE 2,000 BP P.L.C. LISTED OPTION 055622104 428 1,000 CALL SOLE 1,000 CATERPILLAR INC (DELAWARE) LISTED OPTION 149123101 164 300 CALL SOLE 300 CELANESE CORPORATION LISTED OPTION 150870103 96 300 CALL SOLE 300 CENTERPOINT ENERGY INC. LISTED OPTION 15189T107 187 953 CALL OTHER 1 0 953 CLIFFS NATURAL RESOURCES INC. LISTED OPTION 18683K101 222 450 CALL SOLE 450 CON-WAY INC LISTED OPTION 205944101 184 650 CALL SOLE 650 CROWN CASTLE INTERNATIONAL COR LISTED OPTION 228227104 52 259 CALL OTHER 1 0 259 CTRIP.COM INTERNATIONAL LTD. LISTED OPTION 22943F100 29 300 CALL SOLE 300 DICE HOLDINGS INC LISTED OPTION 253017107 4 500 CALL SOLE 500 DOW JONES US REAL ESTATE INDEX LISTED OPTION 464287739 27 222 CALL OTHER 1 0 222 DRIL-QUIP INC LISTED OPTION 262037104 4 325 CALL SOLE 325 E*TRADE FINANCIAL CORPORATION LISTED OPTION 269246401 1 45 CALL OTHER 1 0 45 ENERGIZER HOLDINGS INC LISTED OPTION 29266R108 38 300 CALL SOLE 300 EXPRESS SCRIPTS INC LISTED OPTION 302182100 4 374 CALL OTHER 1 0 374 FERRO CORP LISTED OPTION 315405100 250 2,275 CALL SOLE 2,275 FIRST SOLAR INC. LISTED OPTION 336433107 0 1,555 CALL SOLE 1,555 GENERAL MOTORS COMPANY LISTED OPTION 37045V100 712 2,762 CALL SOLE 2 2,650 112 GOLDMAN SACHS GROUP INC LISTED OPTION 38141G104 376 450 CALL SOLE 450 GOODRICH CORP LISTED OPTION 382388106 78 37 CALL OTHER 1 0 37 GOOGLE INC. LISTED OPTION 38259P508 426 125 CALL SOLE 125 GREEN MOUNTAIN COFFEE ROASTERS LISTED OPTION 393122106 400 450 CALL SOLE 450 HERTZ GLOBAL HOLDINGS INC. LISTED OPTION 42805T105 151 1,225 CALL OTHER 1 1,000 225 INTERDIGITAL INC LISTED OPTION 45867G101 42 77 CALL SOLE 77 INTERMUNE INC LISTED OPTION 45884X103 2 172 CALL OTHER 1 0 172 IRON MOUNTAIN INC (NEW) LISTED OPTION 462846106 26 297 CALL OTHER 1 0 297 LIBERTY MEDIA HLDG CORP LISTED OPTION 53071M104 4 126 CALL OTHER 1 0 126 MARKET VECTORS ETF TRUST LISTED OPTION 57060U100 126 450 CALL SOLE 450 MARKET VECTORS ETF TRUST JR GO LISTED OPTION 57060U589 38 350 CALL SOLE 350 MEDICINES COMPANY LISTED OPTION 584688105 201 1,200 CALL SOLE 1,200 MICROSTRATEGY INC CL A LISTED OPTION 594972408 99 100 CALL SOLE 100 MOTOROLA MOBILITY HOLDINGS INC LISTED OPTION 620097105 0 12 CALL OTHER 1 0 12 NETAPP INC. LISTED OPTION 64110D104 179 1,100 CALL SOLE 1,100 NII HOLDINGS CL B LISTED OPTION 62913F201 65 1,230 CALL SOLE 1,230 NOVAGOLD RESOURCES INC. LISTED OPTION 66987E206 38 1,500 CALL SOLE 1,500 OIL SERVICE HOLD TR LISTED OPTION 678002106 98 300 CALL SOLE 300 ONYX PHARMACEUTICALS INC LISTED OPTION 683399109 258 500 CALL SOLE 500 OSHKOSH TRUCK CORP LISTED OPTION 688239201 1 102 CALL OTHER 1 0 102 POWERSHARES QQQ TRUST LISTED OPTION 73935A104 523 2,250 CALL SOLE 2,250 QLIK TECHNOLOGIES INC. LISTED OPTION 74733T105 146 750 CALL SOLE 750 RTS/SANOFI-AVENTIS LISTED OPTION 80105N113 72 2,223 CALL SOLE 2,223 SANDISK CORP LISTED OPTION 80004C101 196 750 CALL SOLE 750 SINA CORPORATION LISTED OPTION G81477104 143 200 CALL SOLE 200 SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 3,087 13,650 CALL SOLE 13,650 SPDR S&P METALS & MINING ETF LISTED OPTION 78464A755 288 900 CALL SOLE 900 SPRINT NEXTEL CORPORATION LISTED OPTION 852061100 20 2,000 CALL SOLE 2,000 STARWOOD HOTELS & RESORTS LISTED OPTION 85590A401 168 600 CALL SOLE 600 TAKE-TWO INTERACTIVE SOFTWARE LISTED OPTION 874054109 248 2,750 CALL SOLE 2,750 TD AMERITRADE HOLDING CORP LISTED OPTION 87236Y108 21 180 CALL OTHER 1 0 180 TESLA MOTORS INC. LISTED OPTION 88160R101 621 2,700 CALL SOLE 2,700 TIVO INC LISTED OPTION 888706108 439 3,250 CALL SOLE 3,250 UTILITIES SECTOR SPDR LISTED OPTION 81369Y886 52 427 CALL OTHER 1 0 427 VANCEINFO TECHNOLOGIES INC. LISTED OPTION 921564100 198 1,000 CALL SOLE 1,000 VISIONCHINA MEDIA INC. LISTED OPTION 92833U103 35 7,000 CALL SOLE 7,000 WALTER ENERGY INC LISTED OPTION 93317Q105 85 305 CALL SOLE 305 WYNN RESORTS LIMITED LISTED OPTION 983134107 25 75 CALL SOLE 75 YAHOO INC LISTED OPTION 984332106 54 1,500 CALL SOLE 1,500 AMAZON COM INC LISTED OPTION 023135106 308 200 PUT SOLE 200 ARM HOLDINGS PLC SPON ADR LISTED OPTION 042068106 146 300 PUT SOLE 300 AVERY DENNISON CORP LISTED OPTION 053611109 235 2,000 PUT SOLE 2,000 BLACKBOARD INC. LISTED OPTION 091935502 2 200 PUT SOLE 200 CBOE S&P 500 OPEN/EURO INDEX LISTED OPTION 648815108 1,851 300 PUT SOLE 300 DIGITAL RIVER INC LISTED OPTION 25388B104 60 150 PUT SOLE 150 DOW CHEMICAL CO LISTED OPTION 260543103 186 400 PUT SOLE 400 DOW JONES US REAL ESTATE INDEX LISTED OPTION 464287739 143 288 PUT OTHER 1 0 288 E*TRADE FINANCIAL CORPORATION LISTED OPTION 269246401 36 277 PUT OTHER 1 0 277 FOCUS MEDIA HOLDING LIMITED LISTED OPTION 34415V109 143 300 PUT SOLE 300 INTEL CORP LISTED OPTION 458140100 485 2,500 PUT SOLE 2,500 INTL BUSINESS MACHINES CORP LISTED OPTION 459200101 560 600 PUT SOLE 600 ISHARES FTSE XINHAU CHINA 25 LISTED OPTION 464287184 45 126 PUT OTHER 1 0 126 ISHARES RUSSELL 2000 INDEX LISTED OPTION 464287655 2,705 4,500 PUT SOLE 4,500 ISHARES S&P U.S. PREFERRED LISTED OPTION 464288687 51 1,199 PUT SOLE 1,199 LIBERTY MEDIA HLDG CORP LISTED OPTION 53071M104 2 47 PUT OTHER 1 0 47 LORILLARD INC. LISTED OPTION 544147101 41 225 PUT OTHER 1 0 225 MOTOROLA MOBILITY HOLDINGS INC LISTED OPTION 620097105 1 90 PUT OTHER 1 0 90 NETFLIX COM INC LISTED OPTION 64110L106 45 150 PUT SOLE 150 PANERA BREAD CO CL-A LISTED OPTION 69840W108 287 175 PUT SOLE 175 RENREN INC. LISTED OPTION 759892102 1,513 5,000 PUT SOLE 5,000 REYNOLDS AMERICAN INC LISTED OPTION 761713106 42 360 PUT OTHER 1 0 360 SALESFORCE COM INC LISTED OPTION 79466L302 9 18 PUT SOLE 18 SPDR S&P 500 ETF TRUST LISTED OPTION 78462F103 462 2,000 PUT SOLE 2,000 TESLA MOTORS INC. LISTED OPTION 88160R101 148 1,000 PUT SOLE 1,000 THE GAP INC LISTED OPTION 364760108 251 1,500 PUT SOLE 1,500 UNITED ONLINE INC + LISTED OPTION 911268100 930 4,000 PUT SOLE 4,000 UTILITIES SECTOR SPDR LISTED OPTION 81369Y886 30 167 PUT OTHER 1 0 167