0001518195-11-000003.txt : 20111114
0001518195-11-000003.hdr.sgml : 20111111
20111114112817
ACCESSION NUMBER: 0001518195-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American National Registered Investment Advisor, Inc.
CENTRAL INDEX KEY: 0001518195
IRS NUMBER: 273841963
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14457
FILM NUMBER: 111199282
BUSINESS ADDRESS:
STREET 1: ONE MOODY PLAZA
CITY: GALVESTON
STATE: TX
ZIP: 77550
BUSINESS PHONE: 281-521-3472
MAIL ADDRESS:
STREET 1: ONE MOODY PLAZA
CITY: GALVESTON
STATE: TX
ZIP: 77550
13F-HR
1
a13f0911.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: American National Registered Investment Advisor, Inc.
Address: One Moody Plaza Galveston, TX 77550
Form 13F File Number: 28-14457
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gordon D. Dixon
Title: President/Chief Executive Officer
Phone: (281) 521-3482
Signature, Place, and Date of Signing:
_____________________________ League City, TX November 10,2011
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-__________________ ________________________________________________
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: ______________1__________
Form 13F Information Table Entry Total: ___________177_________
Form 13F Information Table Value Total: ________ 126__________
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
[Repeat as necessary.]
1 American National Insurance Company
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL
DISCRETION MANAGERS SOLE SHARED NONE
[Repeat as necessary]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS Sole SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 1066 14855.00000 SH Defined 1 14855.00000
Abbott Labs. COM 002824100 828 16185.00000 SH Defined 1 16185.00000
Adobe Systems COM 00724f101 505 20905.00000 SH Defined 1 20905.00000
Agilent Technologies Inc. COM 00846u101 306 9805.00000 SH Defined 1 9805.00000
AGL Resources Inc. COM 001204106 489 12000.00000 SH Defined 1 12000.00000
Alcoa Inc. COM 013817101 316 32980.00000 SH Defined 1 32980.00000
Altria Group, Inc. COM 02209s103 1867 69635.00000 SH Defined 1 69635.00000
American Express COM 025816109 690 15360.00000 SH Defined 1 15360.00000
American Tower Corp. COM 029912201 321 5960.00000 SH Defined 1 5960.00000
Anadarko Petroleum Corp. COM 032511107 971 15405.00000 SH Defined 1 15405.00000
Anheuser-Busch COM 03524a108 736 13900.00000 SH Defined 1 13900.00000
Apple Inc COM 037833100 3350 8785.00000 SH Defined 1 8785.00000
Arthur J. Gallagher & Co. COM 363576109 517 19650.00000 SH Defined 1 19650.00000
Aspen Insurance Holdings Ltd COM G05384105 493 21390.00000 SH Defined 1 21390.00000
AT&T Inc. COM 00206R102 2403 84263.00000 SH Defined 1 84263.00000
Atmos Energy Corp. COM 049560105 462 14225.00000 SH Defined 1 14225.00000
Avalonbay Communities, Inc. COM 053484101 523 4587.00002 SH Defined 1 4587.00002
Baker Hughes COM 057224107 494 10695.00000 SH Defined 1 10695.00000
Bank of New York Mellon Corp. COM 064058100 433 23305.00000 SH Defined 1 23305.00000
Baxter International, Inc. COM 071813109 385 6865.00000 SH Defined 1 6865.00000
Bed Bath & Beyond Inc. COM 075896100 622 10845.00000 SH Defined 1 10845.00000
Blackstone Group LP COM 09253u108 201 16800.00000 SH Defined 1 16800.00000
Block H&R COM 093671105 309 23225.00000 SH Defined 1 23225.00000
Boardwalk Pipeline Partners L. COM 096627104 264 10300.00000 SH Defined 1 10300.00000
Boeing Company COM 097023105 1195 19745.00000 SH Defined 1 19745.00000
Boston Properties Inc COM 101121101 497 5575.00000 SH Defined 1 5575.00000
BP plc ADR COM 055622104 1285 35634.00000 SH Defined 1 35634.00000
BRE Properties COM 05564E106 330 7800.00000 SH Defined 1 7800.00000
Broadcom Corp COM 111320107 419 12575.00000 SH Defined 1 12575.00000
Cameron International Corp COM 13342B105 349 8405.00000 SH Defined 1 8405.00000
Carefusion Corp. COM 14170T101 237 9880.00000 SH Defined 1 9880.00000
CBS Corp. COM 124857202 408 20007.00000 SH Defined 1 20007.00000
Celgene Corp. COM 151020104 792 12785.00000 SH Defined 1 12785.00000
Charles Schwab Corp. COM 808513105 479 42545.00000 SH Defined 1 42545.00000
Chevron Corp. COM 166764100 2193 23688.00000 SH Defined 1 23688.00000
Church & Dwight Co. COM 171340102 663 14995.00000 SH Defined 1 14995.00000
Cinemark Holdings Inc. COM 17243v102 305 16150.00000 SH Defined 1 16150.00000
Cisco Systems COM 17275R102 912 58845.00000 SH Defined 1 58845.00000
Citigroup Inc. COM 172967424 205 7986.00001 SH Defined 1 7986.00001
Coca-Cola COM 191216100 1522 22533.00000 SH Defined 1 22533.00000
ConAgra Foods, Inc. COM 205887102 358 14800.00000 SH Defined 1 14800.00000
Consolidated Edison COM 209115104 808 14175.00000 SH Defined 1 14175.00000
Corning Inc. COM 219350105 240 19420.00000 SH Defined 1 19420.00000
Covidien PLC COM G2554f113 241 5464.00000 SH Defined 1 5464.00000
CVS Caremark Corp. COM 126650100 818 24367.00000 SH Defined 1 24367.00000
Danaher Corp. COM 235851102 622 14825.00000 SH Defined 1 14825.00000
Darden Restaurants Inc. COM 237194105 699 16350.00000 SH Defined 1 16350.00000
Davita Inc COM 23918K108 273 4355.00000 SH Defined 1 4355.00000
Du Pont (E.I.) De Nemours & Co COM 263534109 503 12580.00000 SH Defined 1 12580.00000
Duke Energy Corp. COM 26441C105 955 47749.00000 SH Defined 1 47749.00000
Duke Realty Corp. COM 264411505 132 12600.00000 SH Defined 1 12600.00000
EMC Corp. COM 268648102 741 35315.00000 SH Defined 1 35315.00000
Emerson Electric COM 291011104 715 17320.00000 SH Defined 1 17320.00000
Energizer Holdings Inc COM 29266R108 455 6845.00000 SH Defined 1 6845.00000
Enterprise Products Partners L COM 293792107 574 14300.00000 SH Defined 1 14300.00000
Equity Residential Properties COM 29476l107 591 11400.00000 SH Defined 1 11400.00000
Express Scripts COM 302182100 390 10525.00000 SH Defined 1 10525.00000
Exxon Mobil Corp. COM 30231g102 3094 42605.00000 SH Defined 1 42605.00000
Fedex Corp. COM 31428x106 382 5640.00000 SH Defined 1 5640.00000
FirstEnergy Corp. COM 337932107 454 10109.00000 SH Defined 1 10109.00000
Flowserve Corp. COM 34354P105 287 3875.00000 SH Defined 1 3875.00000
FMC Technologies Inc COM 30249U101 400 10625.00000 SH Defined 1 10625.00000
Foot Locker Inc. COM 344849104 325 16200.00000 SH Defined 1 16200.00000
Frontier Communications Corp COM 35906a108 290 47482.00000 SH Defined 1 47482.00000
General Electric Co. COM 369604103 2100 137970.00000 SH Defined 1 137970.00000
Genuine Parts Co. COM 372460105 348 6850.00000 SH Defined 1 6850.00000
Gilead Science Inc. COM 375558103 336 8650.00000 SH Defined 1 8650.00000
Goldman Sachs Group COM 38141g104 676 7145.00000 SH Defined 1 7145.00000
Google Inc. Cl A COM 38259P508 1365 2650.00000 SH Defined 1 2650.00000
Halliburton Co. COM 406216101 745 24400.00000 SH Defined 1 24400.00000
Harris Corp. COM 413875105 372 10900.00000 SH Defined 1 10900.00000
Hartford Financial Svc. Gp. COM 416515104 213 13190.00000 SH Defined 1 13190.00000
HCP Inc COM 40414L109 421 12000.00000 SH Defined 1 12000.00000
Health Care REIT, Inc. COM 42217k106 308 6575.00000 SH Defined 1 6575.00000
Heinz (H.J.) COM 423074103 811 16070.00000 SH Defined 1 16070.00000
Hewlett-Packard Co. COM 428236103 503 22395.00000 SH Defined 1 22395.00000
Home Depot, Inc. COM 437076102 1073 32640.00000 SH Defined 1 32640.00000
Honeywell International, Inc. COM 438516106 900 20490.00000 SH Defined 1 20490.00000
Illinois Tool Works Inc. COM 452308109 607 14590.00000 SH Defined 1 14590.00000
Intel Corp. COM 458140100 1733 81250.00000 SH Defined 1 81250.00000
International Business Machine COM 459200101 2690 15385.00000 SH Defined 1 15385.00000
Johnson & Johnson COM 478160104 2208 34670.00000 SH Defined 1 34670.00000
Johnson Controls, Inc. COM 478366107 442 16750.00000 SH Defined 1 16750.00000
Joy Global Inc. COM 481165108 297 4760.00000 SH Defined 1 4760.00000
JPMorgan Chase & Co. COM 46625h100 1532 50849.26295 SH Defined 1 50849.26295
Kimco Realty Corp. COM 49446r109 280 18600.00000 SH Defined 1 18600.00000
Kohl's Corp. COM 500255104 543 11050.00000 SH Defined 1 11050.00000
Kraft Foods Inc. COM 50075N104 833 24810.00000 SH Defined 1 24810.00000
Liberty Property Trust COM 531172104 279 9575.00000 SH Defined 1 9575.00000
Lilly (Eli) & Co. COM 532457108 961 26005.00000 SH Defined 1 26005.00000
Limited Brands Inc. COM 532716107 1251 32495.00000 SH Defined 1 32495.00000
Linear Technology Corp. COM 535678106 477 17265.00000 SH Defined 1 17265.00000
Lowe's Co. COM 548661107 649 33535.00000 SH Defined 1 33535.00000
Macerich Co. COM 554382101 322 7543.00000 SH Defined 1 7543.00000
Mack-Cali Realty Corp. COM 554489104 249 9300.00000 SH Defined 1 9300.00000
Marsh & McLennan Companies, In COM 571748102 715 26935.00000 SH Defined 1 26935.00000
Mattel Inc. COM 577081102 581 22435.00000 SH Defined 1 22435.00000
McCormick & Co. COM 579780206 414 8965.00000 SH Defined 1 8965.00000
McDonald's Corp. COM 580135101 1760 20040.00000 SH Defined 1 20040.00000
Merck & Co., Inc. COM 58933y105 1208 36930.00000 SH Defined 1 36930.00000
Metlife Inc COM 59156R108 490 17480.00000 SH Defined 1 17480.00000
Microsoft Corp COM 594918104 2234 89775.00000 SH Defined 1 89775.00000
Mitsubishi UFJ Financial Group COM 606822104 97 21800.00000 SH Defined 1 21800.00000
Molson Coors Brewing Company COM 60871r209 569 14375.00000 SH Defined 1 14375.00000
Monsanto Co. COM 61166w101 312 5190.00000 SH Defined 1 5190.00000
Morgan Stanley, Dean Witter, D COM 617446448 616 45590.00000 SH Defined 1 45590.00000
Mylan Inc. COM 628530107 278 16375.00000 SH Defined 1 16375.00000
National Fuel Gas Co. COM 636180101 672 13800.00000 SH Defined 1 13800.00000
National Oilwell Varco Inc COM 637071101 409 7985.00000 SH Defined 1 7985.00000
New York Community Bancorp COM 649445103 168 14100.00000 SH Defined 1 14100.00000
Newell Rubbermaid Inc. COM 651229106 417 35105.00000 SH Defined 1 35105.00000
NextEra Energy Inc COM 65339f101 418 7745.00000 SH Defined 1 7745.00000
Nisource Inc. COM 65473P105 618 28925.00000 SH Defined 1 28925.00000
Northrop Grumman Corp. COM 666807102 576 11035.00000 SH Defined 1 11035.00000
NYSE Euronext COM 629491101 574 24720.00000 SH Defined 1 24720.00000
Occidental Petroleum COM 674599105 642 8985.00000 SH Defined 1 8985.00000
Oracle Corp. COM 68389x105 980 34090.00000 SH Defined 1 34090.00000
PepsiCo, Inc. COM 713448108 1318 21290.00000 SH Defined 1 21290.00000
Pfizer, Inc. COM 717081103 1772 100198.00000 SH Defined 1 100198.00000
Philip Morris International In COM 718172109 396 6350.00000 SH Defined 1 6350.00000
Pinnacle West Capital COM 723484101 225 5250.00000 SH Defined 1 5250.00000
Plains All American Pipeline L COM 726503105 278 4725.00000 SH Defined 1 4725.00000
Plum Creek Timber Co., Inc. COM 729251108 337 9700.00000 SH Defined 1 9700.00000
PNC Financial Services Group COM 693475105 971 20155.00000 SH Defined 1 20155.00000
PPG Industries, Inc. COM 693506107 774 10955.00000 SH Defined 1 10955.00000
PPL Corp. COM 69351t106 402 14095.00000 SH Defined 1 14095.00000
Praxair, Inc. COM 74005P104 474 5070.00000 SH Defined 1 5070.00000
Principal Financial Group COM 74251V102 710 31305.00000 SH Defined 1 31305.00000
Procter & Gamble, Inc. COM 742718109 2043 32334.00000 SH Defined 1 32334.00000
Prudential Financial, Inc. COM 744320102 1255 26785.00000 SH Defined 1 26785.00000
Public Service Enterprise Grou COM 744573106 240 7200.00000 SH Defined 1 7200.00000
Public Storage COM 74460d109 885 7950.00000 SH Defined 1 7950.00000
Qualcomm Inc. COM 747525103 1001 20585.00000 SH Defined 1 20585.00000
Quest Diagnostics Inc COM 74834L100 250 5060.00000 SH Defined 1 5060.00000
Regal Entertainment Group - A COM 758766109 263 22400.00000 SH Defined 1 22400.00000
Regions Financial Corp. COM 7591EP100 47 14137.00000 SH Defined 1 14137.00000
Rockwell Collins Inc. COM 774341101 443 8390.00000 SH Defined 1 8390.00000
Rogers Communications Inc COM 775109200 256 7495.00000 SH Defined 1 7495.00000
Royal Dutch Shell PLC COM 780259206 1500 24375.00000 SH Defined 1 24375.00000
Schlumberger Ltd. COM 806857108 908 15200.00000 SH Defined 1 15200.00000
Sealed Air Corp. COM 81211k100 251 15015.00000 SH Defined 1 15015.00000
Seaspan Corp COM Y75638109 176 15400.00000 SH Defined 1 15400.00000
Sensient Technologies Corp. COM 81725t100 865 26575.00000 SH Defined 1 26575.00000
Simon Property Group, Inc. COM 828806109 683 6212.00000 SH Defined 1 6212.00000
Southern Co. COM 842587107 1519 35850.00000 SH Defined 1 35850.00000
Spectra Energy Corp COM 847560109 717 29247.00000 SH Defined 1 29247.00000
Staples Inc. COM 855030102 295 22190.00000 SH Defined 1 22190.00000
Starwood Hotels & Resorts Inc. COM 85590A401 1167 30055.00000 SH Defined 1 30055.00000
State Street Corp. COM 857477103 454 14125.00000 SH Defined 1 14125.00000
Symantec Corp. COM 871503108 266 16335.00000 SH Defined 1 16335.00000
Taiwan Semiconductor Manufactu COM 874039100 257 22489.00000 SH Defined 1 22489.00000
Target Corp. COM 87612e106 1193 24320.00000 SH Defined 1 24320.00000
TE Connectivity Ltd COM h84989104 598 21250.00000 SH Defined 1 21250.00000
Teco Energy Inc. COM 872375100 506 29525.00000 SH Defined 1 29525.00000
Tessera Technologies Inc. COM 88164L100 185 15475.00000 SH Defined 1 15475.00000
Texas Instruments COM 882508104 1030 38645.00000 SH Defined 1 38645.00000
The Travelers Companies, Inc. COM 89417E109 862 17686.00000 SH Defined 1 17686.00000
Thermo Fisher Scientific Inc COM 883556102 449 8865.00000 SH Defined 1 8865.00000
Transocean Ltd COM H8817H100 307 6424.00000 SH Defined 1 6424.00000
Tupperware Brands Corp COM 899896104 521 9700.00000 SH Defined 1 9700.00000
Tyco International Ltd. COM h89128104 238 5840.00000 SH Defined 1 5840.00000
U.S. Bancorp COM 902973304 915 38870.00000 SH Defined 1 38870.00000
UDR Inc COM 902653104 395 17831.00000 SH Defined 1 17831.00000
Union Pacific COM 907818108 548 6715.00000 SH Defined 1 6715.00000
United Health Group Inc. COM 91324P102 464 10050.00000 SH Defined 1 10050.00000
United Parcel Services Cl B COM 911312106 896 14195.00000 SH Defined 1 14195.00000
United Technologies COM 913017109 794 11280.00000 SH Defined 1 11280.00000
Varian Medical Systems Inc COM 92220P105 399 7645.00000 SH Defined 1 7645.00000
Verizon Communications Inc. COM 92343v104 1554 42230.00000 SH Defined 1 42230.00000
Wal-Mart COM 931142103 1382 26625.00000 SH Defined 1 26625.00000
Walgreen Co. COM 931422109 444 13490.00000 SH Defined 1 13490.00000
Walt Disney Co. COM 254687106 951 31530.00000 SH Defined 1 31530.00000
Weingarten Realty Investors COM 948741103 211 9950.00000 SH Defined 1 9950.00000
WellPoint, Inc. COM 94973V107 389 5955.00000 SH Defined 1 5955.00000
Wells Fargo Co. COM 949746101 1234 51155.00000 SH Defined 1 51155.00000
Westpac Banking Corp. Ltd ADR COM 961214301 231 2400.00000 SH Defined 1 2400.00000
Windstream Corporation COM 97381W104 592 50852.00000 SH Defined 1 50852.00000