0000919574-11-006119.txt : 20111114 0000919574-11-006119.hdr.sgml : 20111111 20111114110903 ACCESSION NUMBER: 0000919574-11-006119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001167212 IRS NUMBER: 223408336 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10095 FILM NUMBER: 111199140 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123718300 13F-HR 1 d1237795_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Needham Investment Management L.L.C. Address: 445 Park Avenue New York, NY 10022 13F File Number: 028-10095 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James W. Giangrasso Title: Chief Financial Officer Phone: (212) 705-0404 Signature, Place and Date of Signing: /s/ James W. Giangrasso New York, New York November 14, 2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name None None -------------------------------------------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 257 Form 13F Information Table Value Total: $442,329 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 028-11515 Needham Emerging Growth Partners L.P. 2. 028-11514 Needham Growth Fund FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACTUATE CORP COM 00508B102 1,380 250,000 SH DEFINED 2 250,000 0 0 ACTUATE CORP COM 00508B102 1,518 275,000 SH SOLE NONE 275,000 0 0 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 541 125,000 SH SOLE NONE 125,000 0 0 ADVANCED PHOTONIX INC CL A 00754E107 333 333,333 SH SOLE NONE 333,333 0 0 AEROPOSTALE COM 007865108 1,459 135,000 SH SOLE NONE 135,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2,883 145,000 SH DEFINED 2 145,000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 5,800 291,750 SH SOLE NONE 291,750 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1,059 53,250 SH DEFINED 1 53,250 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 283 100,000 SH DEFINED 1 100,000 0 0 ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 23 20,000 SH SOLE NONE 20,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1,802 100,000 SH DEFINED 2 100,000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 3,784 210,000 SH SOLE NONE 210,000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1,934 165,000 SH DEFINED 2 165,000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2,813 240,000 SH SOLE NONE 240,000 0 0 ANADIGICS INC COM 032515108 432 200,000 SH DEFINED 2 200,000 0 0 ANADIGICS INC COM 032515108 84 38,700 SH SOLE NONE 38,700 0 0 ANADIGICS INC COM 032515108 31 14,550 SH DEFINED 1 14,550 0 0 ANAREN INC COM 032744104 351 18,350 SH DEFINED 2 18,350 0 0 ANAREN INC COM 032744104 3,593 187,650 SH SOLE NONE 187,650 0 0 ANAREN INC COM 032744104 2,007 104,800 SH DEFINED 1 104,800 0 0 APPLE INC COM 037833100 2,002 5,250 SH SOLE NONE 5,250 0 0 ATMI INC COM 00207R101 1,218 77,000 SH SOLE NONE 77,000 0 0 ATMI INC COM 00207R101 1,155 73,000 SH DEFINED 1 73,000 0 0 BECTON DICKINSON & CO COM 075887109 3,373 46,000 SH DEFINED 2 46,000 0 0 BECTON DICKINSON & CO COM 075887109 587 8,000 SH SOLE NONE 8,000 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 552 30,000 SH SOLE NONE 30,000 0 0 BLUE COAT SYSTEMS INC COM NEW 09534T508 2,186 157,500 SH SOLE NONE 157,500 0 0 BOEING CO COM 097023105 1,740 28,750 SH SOLE NONE 28,750 0 0 BOEING CO COM 097023105 4,311 71,250 SH DEFINED 1 71,250 0 0 BOSTON SCIENTIFIC CORP COM 101137107 212 35,938 SH SOLE NONE 35,938 0 0 BOSTON SCIENTIFIC CORP COM 101137107 768 130,000 SH DEFINED 1 130,000 0 0 BOTTOMLINE TECH DEL INC COM 101388106 1,637 81,280 SH SOLE NONE 81,280 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,755 406,250 SH DEFINED 2 406,250 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 7,072 1,637,000 SH SOLE NONE 1,637,000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1,244 288,000 SH DEFINED 1 288,000 0 0 BROOKS AUTOMATION INC COM 114340102 3,627 445,000 SH DEFINED 2 445,000 0 0 BROOKS AUTOMATION INC COM 114340102 3,021 370,710 SH SOLE NONE 370,710 0 0 BROOKS AUTOMATION INC COM 114340102 1,276 156,610 SH DEFINED 1 156,610 0 0 CALLIDUS SOFTWARE INC COM 13123E500 541 117,300 SH SOLE NONE 117,300 0 0 CALLIDUS SOFTWARE INC COM 13123E500 469 101,700 SH DEFINED 1 101,700 0 0 CARMAX INC COM 143130102 3,995 167,500 SH DEFINED 2 167,500 0 0 CARMAX INC COM 143130102 537 22,500 SH SOLE NONE 22,500 0 0 CARRIZO OIL & CO INC COM 144577103 431 20,000 SH SOLE NONE 20,000 0 0 CE FRANKLIN LTD COM 125151100 482 59,300 SH SOLE NONE 59,300 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1,278 50,000 SH DEFINED 2 50,000 0 0 COMCAST CORP NEW CL A 20030N101 1,255 60,000 SH DEFINED 2 60,000 0 0 COMCAST CORP NEW CL A 20030N101 2,092 100,000 SH DEFINED 1 100,000 0 0 CONMED CORP COM 207410101 1,151 50,000 SH DEFINED 2 50,000 0 0 CONMED CORP COM 207410101 1,208 52,500 SH SOLE NONE 52,500 0 0 CORNING INC COM 219350105 541 43,750 SH DEFINED 2 43,750 0 0 CORNING INC COM 219350105 928 75,100 SH SOLE NONE 75,100 0 0 CORNING INC COM 219350105 1 100 SH DEFINED 1 100 0 0 COVIDIEN PLC SHS G2554F113 1,323 30,000 SH DEFINED 2 30,000 0 0 COVIDIEN PLC SHS G2554F113 386 8,750 SH SOLE NONE 8,750 0 0 COVIDIEN PLC SHS G2554F113 1,086 24,625 SH DEFINED 1 24,625 0 0 CRAWFORD & CO CL A 224633206 577 153,000 SH SOLE NONE 153,000 0 0 CRAWFORD & CO CL A 224633206 535 142,000 SH DEFINED 1 142,000 0 0 CYMER INC COM 232572107 743 20,000 SH SOLE NONE 20,000 0 0 DEXCOM INC COM 252131107 1,800 150,000 SH SOLE NONE 150,000 0 0 DICKS SPORTING GOODS INC COM 253393102 1,840 55,000 SH DEFINED 2 55,000 0 0 DICKS SPORTING GOODS INC COM 253393102 602 18,000 SH SOLE NONE 18,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,277 191,500 SH DEFINED 2 191,500 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 2,140 180,000 SH SOLE NONE 180,000 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 1,843 155,000 SH DEFINED 1 155,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,162 86,250 SH DEFINED 2 86,250 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,482 110,000 SH SOLE NONE 110,000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 1,482 110,000 SH DEFINED 1 110,000 0 0 EMULEX CORP COM NEW 292475209 2,276 355,700 SH DEFINED 2 355,700 0 0 EMULEX CORP COM NEW 292475209 7,769 1,213,900 SH SOLE NONE 1,213,900 0 0 EMULEX CORP COM NEW 292475209 653 102,000 SH DEFINED 1 102,000 0 0 ENTEGRIS INC COM 29362U104 1,515 237,500 SH DEFINED 2 237,500 0 0 ENTEGRIS INC COM 29362U104 2,807 440,000 SH SOLE NONE 440,000 0 0 ENTEGRIS INC COM 29362U104 2,297 360,000 SH DEFINED 1 360,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 3,387 820,000 SH DEFINED 2 820,000 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 8,612 2,085,250 SH SOLE NONE 2,085,250 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 1,847 447,250 SH DEFINED 1 447,250 0 0 EQUINIX INC COM NEW 29444U502 755 8,500 SH SOLE NONE 8,500 0 0 EXPRESS SCRIPTS INC COM 302182100 8,341 225,000 SH DEFINED 2 225,000 0 0 EXPRESS SCRIPTS INC COM 302182100 3,818 103,000 SH SOLE NONE 103,000 0 0 EXPRESS SCRIPTS INC COM 302182100 7,229 195,000 SH DEFINED 1 195,000 0 0 EXTREME NETWORKS INC COM 30226D106 663 250,000 SH SOLE NONE 250,000 0 0 FEI CO COM 30241L109 959 32,000 SH SOLE NONE 32,000 0 0 FINANCIAL ENGINES INC COM 317485100 1,811 100,000 SH DEFINED 2 100,000 0 0 FINANCIAL ENGINES INC COM 317485100 3,575 197,400 SH SOLE NONE 197,400 0 0 FINANCIAL ENGINES INC COM 317485100 1,874 103,500 SH DEFINED 1 103,500 0 0 FINISAR CORP COM NEW 31787A507 1,973 112,500 SH DEFINED 2 112,500 0 0 FINISAR CORP COM NEW 31787A507 2,631 150,000 SH SOLE NONE 150,000 0 0 FORMFACTOR INC COM 346375108 2,658 426,700 SH DEFINED 2 426,700 0 0 FORMFACTOR INC COM 346375108 9,582 1,538,000 SH SOLE NONE 1,538,000 0 0 FORMFACTOR INC COM 346375108 1,814 291,200 SH DEFINED 1 291,200 0 0 FREQUENCY ELECTRS INC COM 358010106 853 100,000 SH SOLE NONE 100,000 0 0 FXCM INC COM CL A 302693106 210 15,000 SH SOLE NONE 15,000 0 0 FXCM INC COM CL A 302693106 351 25,000 SH DEFINED 1 25,000 0 0 GILEAD SCIENCES INC COM 375558103 2,716 70,000 SH DEFINED 2 70,000 0 0 GILEAD SCIENCES INC COM 375558103 2,212 57,000 SH SOLE NONE 57,000 0 0 GILEAD SCIENCES INC COM 375558103 892 23,000 SH DEFINED 1 23,000 0 0 GMX RES INC COM 38011M108 568 250,000 SH SOLE NONE 250,000 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 3,217 244,619 SH DEFINED 1 244,619 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 2,956 224,765 SH SOLE NONE 224,765 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 2,828 270,373 SH DEFINED 1 270,373 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 1,091 104,293 SH SOLE NONE 104,293 0 0 HARRIS CORP DEL COM 413875105 931 27,250 SH SOLE NONE 27,250 0 0 HARRIS CORP DEL COM 413875105 607 17,750 SH DEFINED 1 17,750 0 0 HEALTHSOUTH CORP COM NEW 421924309 1,045 70,000 SH DEFINED 1 70,000 0 0 HONEYWELL INTL INC COM 438516106 878 20,000 SH DEFINED 2 20,000 0 0 HONEYWELL INTL INC COM 438516106 4,391 100,000 SH DEFINED 1 100,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 118 60,000 SH SOLE NONE 60,000 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 196 100,000 SH DEFINED 1 100,000 0 0 II VI INC COM 902104108 350 20,000 SH DEFINED 2 20,000 0 0 II VI INC COM 902104108 350 20,000 SH SOLE NONE 20,000 0 0 IKANOS COMMUNICATIONS COM 45173E105 82 95,460 SH SOLE NONE 95,460 0 0 IKANOS COMMUNICATIONS COM 45173E105 239 278,300 SH DEFINED 1 278,300 0 0 IMMERSION CORP COM 452521107 598 100,000 SH DEFINED 2 100,000 0 0 IMMERSION CORP COM 452521107 150 25,000 SH SOLE NONE 25,000 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 942 67,600 SH DEFINED 1 67,600 0 0 INTERXION HOLDING N.V SHS N47279109 472 40,000 SH DEFINED 2 40,000 0 0 INTERXION HOLDING N.V SHS N47279109 1,887 159,750 SH SOLE NONE 159,750 0 0 INTERXION HOLDING N.V SHS N47279109 676 57,250 SH DEFINED 1 57,250 0 0 INTEVAC INC COM 461148108 862 123,375 SH DEFINED 2 123,375 0 0 INTEVAC INC COM 461148108 1,878 268,690 SH SOLE NONE 268,690 0 0 IPG PHOTONICS CORP COM 44980X109 348 8,000 SH SOLE NONE 8,000 0 0 ISTA PHARMACEUTICALS INC COM NEW 45031X204 749 217,000 SH SOLE NONE 217,000 0 0 JABIL CIRCUIT INC COM 466313103 2,669 150,000 SH DEFINED 2 150,000 0 0 JABIL CIRCUIT INC COM 466313103 3,840 215,850 SH SOLE NONE 215,850 0 0 JABIL CIRCUIT INC COM 466313103 4,211 236,700 SH DEFINED 1 236,700 0 0 KEMET CORP COM NEW 488360207 284 39,666 SH DEFINED 1 39,666 0 0 KVH INDS INC COM 482738101 396 50,000 SH SOLE NONE 50,000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 568 7,188 SH SOLE NONE 7,188 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 3,953 50,000 SH DEFINED 1 50,000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 1,409 268,400 SH DEFINED 2 268,400 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 1,522 289,876 SH SOLE NONE 289,876 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 182 34,655 SH DEFINED 1 34,655 0 0 LECROY CORP COM 52324W109 237 30,000 SH SOLE NONE 30,000 0 0 LEMAITRE VASCULAR INC COM 525558201 249 40,000 SH SOLE NONE 40,000 0 0 LIBBEY INC COM 529898108 305 28,984 SH SOLE NONE 28,984 0 0 LIBBEY INC COM 529898108 748 70,960 SH DEFINED 1 70,960 0 0 LTX-CREDENCE CORP COM NEW 502403207 141 26,666 SH SOLE NONE 26,666 0 0 LTX-CREDENCE CORP COM NEW 502403207 265 50,000 SH DEFINED 1 50,000 0 0 MATTSON TECHNOLOGY INC COM 577223100 72 61,750 SH SOLE NONE 61,750 0 0 MATTSON TECHNOLOGY INC COM 577223100 110 93,750 SH DEFINED 1 93,750 0 0 MAXLINEAR INC CL A 57776J100 2,316 358,500 SH SOLE NONE 358,500 0 0 MAXLINEAR INC CL A 57776J100 462 71,500 SH DEFINED 1 71,500 0 0 MEDASSETS INC COM 584045108 817 85,000 SH DEFINED 2 85,000 0 0 MEDASSETS INC COM 584045108 2,353 244,800 SH SOLE NONE 244,800 0 0 MEMC ELECTR MATLS INC COM 552715104 969 185,000 SH DEFINED 2 185,000 0 0 MEMC ELECTR MATLS INC COM 552715104 3,616 690,000 SH SOLE NONE 690,000 0 0 MEMC ELECTR MATLS INC COM 552715104 1,048 200,000 SH DEFINED 1 200,000 0 0 MERCURY COMPUTER SYS COM 589378108 1,408 122,400 SH DEFINED 2 122,400 0 0 MERCURY COMPUTER SYS COM 589378108 4,090 355,611 SH SOLE NONE 355,611 0 0 MERCURY COMPUTER SYS COM 589378108 1,707 148,400 SH DEFINED 1 148,400 0 0 MICROSEMI CORP COM 595137100 320 20,000 SH SOLE NONE 20,000 0 0 MIPS TECHNOLOGIES INC COM 604567107 1,234 255,000 SH SOLE NONE 255,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,303 60,000 SH DEFINED 2 60,000 0 0 MKS INSTRUMENT INC COM 55306N104 1,500 69,100 SH SOLE NONE 69,100 0 0 MKS INSTRUMENT INC COM 55306N104 1,086 50,000 SH DEFINED 1 50,000 0 0 MONSANTO CO NEW COM 61166W101 648 10,800 SH SOLE NONE 10,800 0 0 MONSANTO CO NEW COM 61166W101 1,753 29,200 SH DEFINED 1 29,200 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 299 7,142 SH SOLE NONE 7,142 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1,095 26,142 SH DEFINED 1 26,142 0 0 MULTI FINELINE ELECTRONIX IN COM 62541B101 1,296 65,000 SH SOLE NONE 65,000 0 0 NANOMETRICS INC COM 630077105 508 35,000 SH SOLE NONE 35,000 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 1,406 724,921 SH SOLE NONE 724,921 0 0 NETWORK EQUIP TECHNOLOGIES COM 641208103 667 344,000 SH DEFINED 1 344,000 0 0 NEWPORT CORP COM 651824104 1,521 140,700 SH DEFINED 2 140,700 0 0 NEWPORT CORP COM 651824104 2,019 186,800 SH SOLE NONE 186,800 0 0 NEWPORT CORP COM 651824104 2,162 200,000 SH DEFINED 1 200,000 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,220 227,265 SH DEFINED 2 227,265 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 2,237 416,485 SH SOLE NONE 416,485 0 0 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,242 231,250 SH DEFINED 1 231,250 0 0 NUVASIVE INC COM 670704105 682 40,000 SH SOLE NONE 40,000 0 0 OCLARO INC COM NEW 67555N206 764 210,000 SH DEFINED 2 210,000 0 0 OCLARO INC COM NEW 67555N206 2,351 645,800 SH SOLE NONE 645,800 0 0 OCLARO INC COM NEW 67555N206 871 239,200 SH DEFINED 1 239,200 0 0 OMNICELL INC COM 68213N109 2,687 195,000 SH SOLE NONE 195,000 0 0 ORBOTECH LTD ORD M75253100 436 45,000 SH SOLE NONE 45,000 0 0 ORBOTECH LTD ORD M75253100 968 100,000 SH DEFINED 1 100,000 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 82 25,600 SH SOLE NONE 25,600 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 165 51,400 SH DEFINED 1 51,400 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 146 18,500 SH DEFINED 2 18,500 0 0 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 788 100,000 SH SOLE NONE 100,000 0 0 PDF SOLUTIONS INC COM 693282105 1,591 390,000 SH DEFINED 2 390,000 0 0 PDF SOLUTIONS INC COM 693282105 3,488 855,000 SH SOLE NONE 855,000 0 0 PDF SOLUTIONS INC COM 693282105 816 200,000 SH DEFINED 1 200,000 0 0 PLANAR SYS INC COM 726900103 312 157,000 SH SOLE NONE 157,000 0 0 PLX TECHNOLOGY INC COM 693417107 158 52,500 SH SOLE NONE 52,500 0 0 PLX TECHNOLOGY INC COM 693417107 391 130,000 SH DEFINED 1 130,000 0 0 POWERWAVE TECHNOLOGIES INC COM 739363109 1,777 1,033,000 SH SOLE NONE 1,033,000 0 0 POWERWAVE TECHNOLOGIES INC COM 739363109 244 142,000 SH DEFINED 1 142,000 0 0 PRECISION CASTPARTS CORP COM 740189105 3,187 20,500 SH SOLE NONE 20,500 0 0 PRECISION CASTPARTS CORP COM 740189105 6,218 40,000 SH DEFINED 1 40,000 0 0 QUINSTREET INC COM 74874Q100 776 75,000 SH DEFINED 2 75,000 0 0 QUINSTREET INC COM 74874Q100 2,898 280,000 SH SOLE NONE 280,000 0 0 QUINSTREET INC COM 74874Q100 2,588 250,000 SH DEFINED 1 250,000 0 0 RADISYS CORP COM 750459109 362 59,144 SH SOLE NONE 59,144 0 0 RADISYS CORP COM 750459109 1,042 170,200 SH DEFINED 1 170,200 0 0 REIS INC COM 75936P105 886 100,000 SH SOLE NONE 100,000 0 0 RESPONSYS INC COM 761248103 129 11,994 SH DEFINED 2 11,994 0 0 RESPONSYS INC COM 761248103 667 61,860 SH SOLE NONE 61,860 0 0 RESPONSYS INC COM 761248103 48 4,481 SH DEFINED 1 4,481 0 0 RF MICRODEVICES INC COM 749941100 1,902 300,000 SH SOLE NONE 300,000 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 385 57,500 SH SOLE NONE 57,500 0 0 SABA SOFTWARE INC COM NEW 784932600 2,621 455,000 SH SOLE NONE 455,000 0 0 SAIC INC COM 78390X101 1,476 125,000 SH DEFINED 2 125,000 0 0 SAIC INC COM 78390X101 207 17,500 SH SOLE NONE 17,500 0 0 SAIC INC COM 78390X101 591 50,000 SH DEFINED 1 50,000 0 0 SCHLUMBERGER LTD COM 806857108 597 10,000 SH DEFINED 2 10,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3,853 375,000 SH DEFINED 2 375,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 7,038 685,000 SH SOLE NONE 685,000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2,055 200,000 SH DEFINED 1 200,000 0 0 SOLTA MED INC COM 83438K103 938 750,000 SH SOLE NONE 750,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 500 200,000 SH DEFINED 2 200,000 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 954 381,463 SH SOLE NONE 381,463 0 0 SOUNDBITE COMMUNICATIONS INC COM 836091108 513 205,000 SH DEFINED 1 205,000 0 0 SOURCEFIRE INC COM 83616T108 1,070 40,000 SH DEFINED 2 40,000 0 0 SOURCEFIRE INC COM 83616T108 3,880 145,000 SH SOLE NONE 145,000 0 0 SOUTHWALL TECHNOLOGIES INC COM NEW 844909200 1,398 145,600 SH DEFINED 2 145,600 0 0 SOUTHWALL TECHNOLOGIES INC COM NEW 844909200 15,711 1,636,531 SH SOLE NONE 1,636,531 0 0 SOUTHWALL TECHNOLOGIES INC COM NEW 844909200 768 80,000 SH DEFINED 1 80,000 0 0 SOUTHWALL TECHNOLOGIES INC PREFERRED 844909103 6,262 652,335 SH SOLE NONE 652,335 0 0 SPS COMM INC COM 78463M107 1,222 75,000 SH SOLE NONE 75,000 0 0 STATE STR CORP COM 857477103 2,171 67,500 SH DEFINED 1 67,500 0 0 STEC INC COM 784774101 1,218 120,000 SH DEFINED 2 120,000 0 0 STEC INC COM 784774101 1,614 159,000 SH SOLE NONE 159,000 0 0 SUNCOR ENERGY INC NEW COM 867224107 1,272 50,000 SH SOLE NONE 50,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,506 200,000 SH DEFINED 2 200,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,694 215,000 SH SOLE NONE 215,000 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2,193 175,000 SH DEFINED 1 175,000 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,033 356,200 SH DEFINED 2 356,200 0 0 SYPRIS SOLUTIONS INC COM 871655106 760 261,950 SH SOLE NONE 261,950 0 0 SYPRIS SOLUTIONS INC COM 871655106 1,144 394,650 SH DEFINED 1 394,650 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 992 83,100 SH DEFINED 1 83,100 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5,824 115,000 SH DEFINED 2 115,000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5,064 100,000 SH DEFINED 1 100,000 0 0 TRIMBLE NAVIGATION LTD COM 896239100 587 17,500 SH SOLE NONE 17,500 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 251 50,000 SH DEFINED 2 50,000 0 0 TRIQUINT SEMICONDUCTOR INC COM 89674K103 2,460 490,000 SH SOLE NONE 490,000 0 0 TTM TECHNOLOGIES INC COM 87305R109 3,947 415,000 SH SOLE NONE 415,000 0 0 TYCO INTERNATIONAL LTD SHS H89128104 509 12,500 SH SOLE NONE 12,500 0 0 TYCO INTERNATIONAL LTD SHS H89128104 1,003 24,625 SH DEFINED 1 24,625 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 840 195,800 SH DEFINED 2 195,800 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 2,076 483,800 SH SOLE NONE 483,800 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 216 50,400 SH DEFINED 1 50,400 0 0 VARIAN MED SYS INC COM 92220P105 2,869 55,000 SH DEFINED 2 55,000 0 0 VARIAN MED SYS INC COM 92220P105 2,660 51,000 SH SOLE NONE 51,000 0 0 VARIAN MED SYS INC COM 92220P105 3,912 75,000 SH DEFINED 1 75,000 0 0 VIASAT INC COM 92552V100 3,831 115,000 SH DEFINED 2 115,000 0 0 VIASAT INC COM 92552V100 2,332 70,000 SH SOLE NONE 70,000 0 0 VIASAT INC COM 92552V100 3,331 100,000 SH DEFINED 1 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 836 100,000 SH DEFINED 2 100,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 334 40,000 SH SOLE NONE 40,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 836 100,000 SH DEFINED 1 100,000 0 0 VOLCANO CORPORATION COM 928645100 1,037 35,000 SH DEFINED 2 35,000 0 0 VOLCANO CORPORATION COM 928645100 2,815 95,000 SH SOLE NONE 95,000 0 0 X-RITE INC COM 983857103 276 74,000 SH SOLE NONE 74,000 0 0 X-RITE INC COM 983857103 445 119,300 SH DEFINED 1 119,300 0 0 XYRATEX LTD COM G98268108 725 78,200 SH DEFINED 2 78,200 0 0 XYRATEX LTD COM G98268108 2,272 245,100 SH SOLE NONE 245,100 0 0 SK 22312 0001 1237795