0001204459-11-002983.txt : 20111114 0001204459-11-002983.hdr.sgml : 20111111 20111114070538 ACCESSION NUMBER: 0001204459-11-002983 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Goodman & Company, Investment Counsel Ltd. CENTRAL INDEX KEY: 0000944388 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11685 FILM NUMBER: 111197650 BUSINESS ADDRESS: STREET 1: 1 ADELAIDE STREET EAST STREET 2: 29TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5V 2C9 BUSINESS PHONE: 4168636990 MAIL ADDRESS: STREET 1: 1 ADELAIDE STREET EAST STREET 2: 29TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5V 2C9 FORMER COMPANY: FORMER CONFORMED NAME: GOODMAN & COMPANY, INVESTMENT COUNSEL LTD. DATE OF NAME CHANGE: 20040527 FORMER COMPANY: FORMER CONFORMED NAME: DYNAMIC MUTUAL FUNDS LTD DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: DUNDEE INVESTMENT MANAGEMENT & RESEARCH LTD DATE OF NAME CHANGE: 19980717 13F-HR 1 form13f.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Goodman & Company, Investment Counsel Ltd. Address 1 Adelaide St. East 29th Floor Toronto, Ontario, M5C 2V9 Form 13F File Number: 028-028-11685 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Bruno Carchidi Title VP Compliance Phone 416-365-5114 Signature, Place, and Date of Signing: /s/ Bruno Carchidi Toronto, Ontario November 11, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 363 Form 13F Information Table Value Total: $18,886,379 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1 028-14406 DundeeWealth US, LP 2 028-13705 Scotia Asset Management L.P.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 16263 225000 SH DEFINED 2 0 225000 0 3M CO COM 88579Y101 48952 666000 SH SOLE 1 666000 0 0 ABB LTD SPONSORED ADR 000375204 1796 101545 SH SOLE 101545 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 25103 469400 SH DEFINED 0 469400 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 53527 997015 SH SOLE 997015 0 0 ACE LTD SHS H0023R105 1180 19383 SH SOLE 19383 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 17549 300000 SH DEFINED 0 300000 0 ADVANTAGE OIL & GAS LTD COM 00765F101 3680 945400 SH SOLE 945400 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 6615 210235 SH DEFINED 0 210235 0 AGNICO EAGLE MINES LTD COM 008474108 115336 1914595 SH DEFINED 0 1914595 0 AGNICO EAGLE MINES LTD COM 008474108 55667 955960 SH SOLE 955960 0 0 AGRIUM INC COM 008916108 24643 367444 SH DEFINED 0 367444 0 AGRIUM INC COM 008916108 73250 1053350 SH SOLE 1053350 0 0 AIR LEASE CORP CL A 00912X302 90041 4370230 SH SOLE 4370230 0 0 AIR PRODS & CHEMS INC COM 009158106 9053 115783 SH SOLE 115783 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 48629 775100 SH SOLE 775100 0 0 ALLERGAN INC COM 018490102 11497 137100 SH SOLE 137100 0 0 ALLIED NEVADA GOLD CORP COM 019344100 263145 7606879 SH SOLE 7606879 0 0 ALMADEN MINERALS LTD COM 020283107 1170 455000 SH SOLE 455000 0 0 ALTRIA GROUP INC COM 02209S103 767 28410 SH DEFINED 0 28410 0 ALTRIA GROUP INC COM 02209S103 20923 802501 SH SOLE 802501 0 0 AMAZON COM INC COM 023135106 23340 107600 SH SOLE 107600 0 0 AMERICAN APPAREL INC COM 023850100 2253 2715000 SH SOLE 2715000 0 0 AMERICAN EXPRESS CO COM 025816109 829 18341 SH DEFINED 0 18341 0 AMERICAN EXPRESS CO COM 025816109 693 15040 SH SOLE 15040 0 0 AMERICAN TOWER CORP CL A 029912201 7295 134675 SH DEFINED 0 134675 0 AMERICAN TOWER CORP CL A 029912201 67824 1283436 SH SOLE 1283436 0 0 AMERISOURCEBERGEN CORP COM 03073E105 14860 396000 SH DEFINED 0 396000 0 APACHE CORP COM 037411105 55071 681675 SH DEFINED 0 681675 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 857 84800 SH SOLE 84800 0 0 APPLE INC COM 037833100 42763 111425 SH DEFINED 0 111425 0 APPLE INC COM 037833100 243308 631846 SH SOLE 631846 0 0 ARCH COAL INC COM 039380100 175113 11552200 SH SOLE 11552200 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 617 24700 SH DEFINED 0 24700 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 71064 3098342 SH SOLE 3098342 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 3901 150000 SH SOLE 150000 0 0 ARUBA NETWORKS INC COM 043176106 35161 1661200 SH SOLE 1661200 0 0 AT&T INC COM 00206R102 843 29359 SH DEFINED 0 29359 0 AT&T INC COM 00206R102 275 9670 SH SOLE 9670 0 0 ATLANTIC PWR CORP COM NEW 04878Q863 6312 442937 SH DEFINED 0 442937 0 AUGUSTA RES CORP COM NEW 050912203 43575 13113100 SH SOLE 13113100 0 0 AURICO GOLD INC COM 05155C105 2810 300000 SH SOLE 300000 0 0 AURIZON MINES LTD COM 05155P106 66670 13337500 SH SOLE 13337500 0 0 AUTOLIV INC COM 052800109 450 9100 SH SOLE 9100 0 0 BAIDU INC SPON ADR REP A 056752108 33563 309500 SH SOLE 309500 0 0 BANK MONTREAL QUE COM 063671101 194783 3452773 SH DEFINED 0 3452773 0 BANK MONTREAL QUE COM 063671101 405822 7218342 SH SOLE 7218342 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 377943 7455622 SH DEFINED 0 7455622 0 BANK NOVA SCOTIA HALIFAX COM 064149107 493343 9631833 SH SOLE 9631833 0 0 BANK OF AMERICA CORPORATION COM 060505104 9910 1582460 SH SOLE 1582460 0 0 BANRO CORP COM 066800103 4554 1203300 SH SOLE 1203300 0 0 BARRICK GOLD CORP COM 067901108 154506 3271956 SH DEFINED 0 3271956 0 BARRICK GOLD CORP COM 067901108 223629 4916606 SH SOLE 4916606 0 0 BAXTER INTL INC COM 071813109 7990 144125 SH SOLE 144125 0 0 BAYTEX ENERGY CORP COM 07317Q105 9344 221820 SH DEFINED 0 221820 0 BAYTEX ENERGY CORP COM 07317Q105 151448 3625505 SH SOLE 3625505 0 0 BCE INC COM NEW 05534B760 139401 3689928 SH DEFINED 0 3689928 0 BCE INC COM NEW 05534B760 144531 3896629 SH SOLE 3896629 0 0 BED BATH & BEYOND INC COM 075896100 34597 590815 SH SOLE 590815 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 6580 102000 SH SOLE 102000 0 0 BJS RESTAURANTS INC COM 09180C106 25395 581600 SH SOLE 581600 0 0 BLOCK H & R INC COM 093671105 14785 1103300 SH DEFINED 0 1103300 0 BOEING CO COM 097023105 20398 334820 SH DEFINED 0 334820 0 BORGWARNER INC COM 099724106 24325 400849 SH SOLE 400849 0 0 BOSTON PROPERTIES INC COM 101121101 49219 538593 SH SOLE 538593 0 0 BRINKER INTL INC COM 109641100 31535 1488700 SH SOLE 1488700 0 0 BROADCOM CORP CL A 111320107 9928 296200 SH DEFINED 0 296200 0 BROADSOFT INC COM 11133B409 70598 2320900 SH SOLE 2320900 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 70682 2536550 SH DEFINED 0 2536550 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 51104 1854252 SH SOLE 1854252 0 0 BROOKFIELD INFRAST PARTNERS LP INT 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18033 1165394 SH SOLE 1165394 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 4341 561474 SH SOLE 561474 0 0 COHEN & STEERS REIT & PFD IN COM 19247X100 10953 844525 SH SOLE 844525 0 0 COLGATE PALMOLIVE CO COM 194162103 13367 149715 SH DEFINED 0 149715 0 COMCAST CORP NEW CL A 20030N101 11807 552001 SH SOLE 552001 0 0 COMMVAULT SYSTEMS INC COM 204166102 37407 1001100 SH SOLE 1001100 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 1142 75200 SH SOLE 75200 0 0 CONSOL ENERGY INC COM 20854P109 141406 4094200 SH SOLE 4094200 0 0 CORN PRODS INTL INC COM 219023108 12184 308400 SH DEFINED 0 308400 0 CROWN CASTLE INTL CORP COM 228227104 7234 178000 SH SOLE 178000 0 0 CUMMINS INC COM 231021106 2541 29800 SH SOLE 29800 0 0 CVS CAREMARK CORPORATION COM 126650100 10319 305215 SH DEFINED 0 305215 0 DEERE & CO COM 244199105 6615 101750 SH DEFINED 0 101750 0 DELL INC COM 24702R101 14532 1020000 SH DEFINED 0 1020000 0 DENISON MINES CORP COM 248356107 1603 1500000 SH SOLE 1500000 0 0 DESCARTES SYS 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