0000950123-11-095202.txt : 20111104 0000950123-11-095202.hdr.sgml : 20111104 20111104121454 ACCESSION NUMBER: 0000950123-11-095202 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111104 EFFECTIVENESS DATE: 20111104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL PETER B & CO INC CENTRAL INDEX KEY: 0000016972 IRS NUMBER: 13757627 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01221 FILM NUMBER: 111180105 BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127525255 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y05296e13fvhr.txt FORM 13F-HR =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Peter B. Cannell & Co., Inc. Address: 645 Madison Avenue, 8(th) Floor New York, NY 10022 Form 13F File Number: 28-01221 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kathleen Keating Title: Chief Compliance Officer Phone: 212-752-5255 Signature, Place, and Date of Signing: /s/ Kathleen Keating New York, NY 11/1/2011 ------------------- -------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and portions are reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: 1217254 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

No. Form 13F File Number Name 1 28 - 10208 Richmond Enterprises, Inc. 2 28 - 10207 New York Community Bank 3 28 - 10200 New York Community Bancorp, Inc.

Peter B. Cannell & Co., Inc. FORM 13F 30-Sep-11

Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ----------------------------- -------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ---- 3D SYSTEMS CORP COM NEW 88554D205 5484 392000 SH Defined 1,2,3 392000 ABBOTT LABORATORIES COM 002824100 813 15895 SH Defined 1,2,3 15895 AFFILIATED MANAGERS GROUP COM 008252108 876 11225 SH Defined 1,2,3 11225 AFLAC INC COM 001055102 2879 82371 SH Defined 1,2,3 82371 AGILENT TECHNOLOGIES INC COM 00846U101 40839 1306852 SH Defined 1,2,3 1306852 AIR PRODUCTS & CHEMICALS INC COM 009158106 19741 258495 SH Defined 1,2,3 258495 ALLEGHENY TECHNOLOGIES INC COM 01741R102 34828 941550 SH Defined 1,2,3 941550 AMERICAN ELECTRIC POWER INC COM 025537101 11541 303550 SH Defined 1,2,3 303550 AMGEN INC COM 031162100 1294 23550 SH Defined 1,2,3 23550 ANALOG DEVICES INC COM 032654105 58789 1881248 SH Defined 1,2,3 1881248 APPLE INC COM 037833100 69029 181093 SH Defined 1,2,3 181093 APPROACH RESOURCES INC COM 03834A103 8179 481425 SH Defined 1,2,3 481425 ASCENA RETAIL GROUP INC COM 04351G101 40109 1481685 SH Defined 1,2,3 1481685 AVNET INC COM 053807103 29505 1131310 SH Defined 1,2,3 1131310 BAXTER INTERNATIONAL INC COM 071813109 2146 38221 SH Defined 1,2,3 38221 BERKSHIRE HATHAWAY INC CL A 084670108 214 2 SH Defined 1,2,3 2 BOEING CO. COM 097023105 1917 31675 SH Defined 1,2,3 31675 BROOKFIELD ASSET MGMT INC CL A LTD VT 112585104 36623 1329325 SH Defined 1,2,3 1329325 BROOKFIELD INFRASTRUCTURE PTNR LP INT UNIT G16252101 28475 1169895 SH Defined 1,2,3 1169895 CATERPILLAR INC COM 149123101 1495 20250 SH Defined 1,2,3 20250 CELGENE CORP COM 151020104 80194 1295124 SH Defined 1,2,3 1295124 CENTRAL FUND OF CANADA LTD CL A 153501101 6627 320300 SH Defined 1,2,3 320300 CENTURYLINK, INC COM 156700106 10667 322062 SH Defined 1,2,3 322062 CHEVRON CORP COM 166764100 701 7580 SH Defined 1,2,3 7580 CISCO SYSTEMS INC COM 17275R102 5904 381155 SH Defined 1,2,3 381155 COCA COLA CO COM 191216100 338 5000 SH Defined 1,2,3 5000 COLGATE-PALMOLIVE CO COM 194162103 755 8515 SH Defined 1,2,3 8515 CONTINENTAL RESOURCES INC COM 212015101 11674 241350 SH Defined 1,2,3 241350 CROWN HOLDINGS INC COM 228368106 38469 1256750 SH Defined 1,2,3 1256750 CSX CORP COM 126408103 49489 2650749 SH Defined 1,2,3 2650749 D.R. HORTON INC COM 23331A109 1314 145300 SH Defined 1,2,3 145300 DEERE & CO COM 244199105 1745 27031 SH Defined 1,2,3 27031 DEVON ENERGY CORP COM 25179M103 213 3850 SH Defined 1,2,3 3850 DISNEY WALT CO. COM DISNEY 254687106 1917 63550 SH Defined 1,2,3 63550 DOMINION RESOURCES INC. VA COM 25746u109 671 13222 SH Defined 1,2,3 13222 DOVER CORPORATION COM 260003108 1481 31787 SH Defined 1,2,3 31787 DUKE ENERGY CORP COM 26441C105 804 40200 SH Defined 1,2,3 40200 DU PONT E I DE NEMOURS & CO COM 263534109 43361 1084850 SH Defined 1,2,3 1084850 ELAN CORP PLC ADR 284131208 7945 754500 SH Defined 1,2,3 754500 EMC CORP MASS COM 268648102 3697 176133 SH Defined 1,2,3 176133 EQT CORPORATION COM 26884L109 6985 130900 SH Defined 1,2,3 130900 EXXON MOBIL CORP COM 30231G102 1380 19002 SH Defined 1,2,3 19002 FRANCO NEV CORP COM 351858105 4155 115200 SH Defined 1,2,3 115200 GENERAL ELECTRIC CO COM 369604103 2225 146000 SH Defined 1,2,3 146000 GENESIS ENERGY LP UNIT LTD PARTN 371927104 19975 825061 SH Defined 1,2,3 825061 GENTEX CORP COM 371901109 16228 674775 SH Defined 1,2,3 674775 GOLDCORP INC COM 380956409 6869 150500 SH Defined 1,2,3 150500 HCP, INC COM 40414L109 224 6400 SH Defined 1,2,3 6400 HOME DEPOT INC COM 437076102 907 27600 SH Defined 1,2,3 27600 HUDSON CITY BANCORP COM 443683107 15089 2665915 SH Defined 1,2,3 2665915 HUGOTON ROYALTY TRUST UNIT BEN INT 444717102 1779 83700 SH Defined 1,2,3 83700 INTERNATIONAL BUSINESS MACHINE COM 459200101 64071 366059 SH Defined 1,2,3 366059 INTERSIL CORP CL A 46069S109 37634 3657365 SH Defined 1,2,3 3657365 JOHNSON & JOHNSON CO COM 478160104 2423 38036 SH Defined 1,2,3 38036 MEDCO HEALTH SOLUTIONS INC COM 58405U102 256 5450 SH Defined 1,2,3 5450 MICROSOFT CORP. COM 594918104 4451 178833 SH Defined 1,2,3 178833 MOSAIC CO COM 61945C103 3816 77925 SH Defined 1,2,3 77925 NATURAL RESOURCE PARTNERS LP COM UNIT LP 63900P103 22669 893873 SH Defined 1,2,3 893873 NEWMONT MINING CORP COM 651639106 3343 53150 SH Defined 1,2,3 53150 NORTHROP GRUMMAN CORP COM 666807102 756 14491 SH Defined 1,2,3 14491 ORACLE CORP COM 68389X105 230 8000 SH Defined 1,2,3 8000 ORITANI FINANCIAL CORP COM 68633D103 23414 1820650 SH Defined 1,2,3 1820650

Voting Authority ---------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ----------------------------- -------------- --------- -------- ------- --- ---- ------- -------- ------- ------ ---- PAYCHEX INC COM 704326107 7687 291487 SH Defined 1,2,3 291487 PEPSICO INC COM 713448108 446 7200 SH Defined 1,2,3 7200 PFIZER INC. COM 717081103 3050 172500 SH Defined 1,2,3 172500 POTLATCH CORP COM 737630103 19907 631575 SH Defined 1,2,3 631575 PROCTER & GAMBLE CO COM 742718109 581 9193 SH Defined 1,2,3 9193 QUIDEL CORP COM 74838J101 4204 256800 SH Defined 1,2,3 256800 RANGE RESOURCES CORP COM 75281A109 44410 759670 SH Defined 1,2,3 759670 RAYONIER INC COM 754907103 2890 78560 SH Defined 1,2,3 78560 RENTRAK CORP COM 760174102 466 36979 SH Defined 1,2,3 36979 SOUTHWESTERN ENERGY CO COM 845467109 55563 1667070 SH Defined 1,2,3 1667070 SPDR GOLD TRUST GOLD SHS 78463V107 1505 9520 SH Defined 1,2,3 9520 SPECTRA ENERGY CORP COM 847560109 1673 68200 SH Defined 1,2,3 68200 ST. JUDE MEDICAL INC COM 790849103 2735 75580 SH Defined 1,2,3 75580 STANLEY BLACK & DECKER INC COM 854502101 2362 48100 SH Defined 1,2,3 48100 STERICYCLE INC COM 858912108 6145 76132 SH Defined 1,2,3 76132 TERRITORIAL BANCORP INC COM 88145X108 8388 438025 SH Defined 1,2,3 438025 THERMO FISHER SCIENTIFIC INC COM 883556102 3568 70467 SH Defined 1,2,3 70467 TIME WARNER INC COM NEW 887317303 50588 1687940 SH Defined 1,2,3 1687940 TUPPERWARE BRANDS CORP COM 899896104 1538 28625 SH Defined 1,2,3 28625 UNILEVER N V NY SHS NEW 904784709 1372 43581 SH Defined 1,2,3 43581 UNION PACIFIC CORP COM 907818108 443 5425 SH Defined 1,2,3 5425 UNIVERSAL HEALTH RLTY INCOME T SH BEN INT 91359E105 484 14400 SH Defined 1,2,3 14400 VANGUARD NATURAL RESOURCES LLC COM UNIT 92205F106 20208 774550 SH Defined 1,2,3 774550 VARIAN MEDICAL SYSTEMS INC COM 92220P105 18711 358715 SH Defined 1,2,3 358715 VERTEX PHARMACEUTICALS INC COM 92532F100 20850 468125 SH Defined 1,2,3 468125 VIRNETX HOLDING CORP COM 92823T108 26552 1771300 SH Defined 1,2,3 1771300 VISA INC COM CL A 92826C839 4395 51270 SH Defined 1,2,3 51270 XEROX CORP. COM 984121103 4081 585500 SH Defined 1,2,3 585500 ZIX CORPORATION COM 98974P100 831 311100 SH Defined 1,2,3 311100 REPORT SUMMARY 91 DATA RECORDS 1217254 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED