0001356783-11-000008.txt : 20111101 0001356783-11-000008.hdr.sgml : 20111101 20111101142222 ACCESSION NUMBER: 0001356783-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 EFFECTIVENESS DATE: 20111101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Phocas Financial CORP CENTRAL INDEX KEY: 0001356783 IRS NUMBER: 202647024 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12179 FILM NUMBER: 111170744 BUSINESS ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 523-5800 MAIL ADDRESS: STREET 1: 2433 MARINER SQUARE LOOP STREET 2: SUITE 202 CITY: ALAMEDA STATE: CA ZIP: 94501 13F-HR 1 form13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment ; Amendment Number: This Amendment (Check only one.): is a restatement. adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Phocas Financial Corporation Address: 980 Atlantic Avenue Suite 106 Alameda, CA 94501 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, Iists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frances Chiu Title: Chief Compliance Officer Phone: (510) 523 - 5800 Signature, Place, and Date of Signing: Frances Chiu Alameda, CA 10/28/2011 [Signature] [City, State] [Date] Report Type (Check only one): X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 209 Form 13F Information Table Value Total: 883 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 1 - Wells Fargo Fund Management, LLC FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 233.03034 3246 SH SOLE 3246 0 0 AAR CORP COM 000361105 1659.91525 99575 SH SOLE 99575 0 0 ABBOTT LABS COM 002824100 7352.34666 143769 SH SOLE 143769 0 0 ACADIA REALTY TRUST COM 004239109 4667.2956 249588 SH SOLE 249588 0 0 ACE LTD ORD COM H0023R105 10857.8232 179172 SH SOLE 179172 0 0 ACETO CORP COM 004446100 1827.35644 345436 SH SOLE 345436 0 0 AETNA INC NEW COM 00817Y108 256.0153 7045 SH SOLE 7045 0 0 ALCOA INC COM 013817101 3782.50422 395246 SH SOLE 395246 0 0 ALEXANDRIA REAL ESTATE COM 015271109 13376.02154 217886 SH SOLE 217886 0 0 ALTERRA CAPITAL HOLDINGS COM G0229R108 1166.10487 61471 SH SOLE 61471 0 0 AMERICAN CAMPUS CMNTYS COM 024835100 2491.13508 66948 SH SOLE 66948 0 0 AMERICAN GREETINGS CP CL A COM 026375105 2802.7315 151499 SH SOLE 151499 0 0 AMERICAN WATER WORKS CO COM 030420103 9880.35858 327381 SH SOLE 327381 0 0 APACHE CORP COM 037411105 5825.8252 72605 SH SOLE 72605 0 0 APPLE COMPUTER INC COM 037833100 449.57628 1179 SH SOLE 1179 0 0 ARCHER DANIELS MIDLAND COM 039483102 4188.84597 168837 SH SOLE 168837 0 0 ARES CAPITAL CORPORATION COM 04010L103 3151.05795 228835 SH SOLE 228835 0 0 ARRIS GROUP INC COM 04269Q100 1656.0649 160783 SH SOLE 160783 0 0 ASHLAND INC COM 044209104 7547.14548 170982 SH SOLE 170982 0 0 AT&T CORP COM NEW COM 00206R102 13979.56284 490167 SH SOLE 490167 0 0 ATLAS AIR WORLDWIDE HOLDINGS COM 049164205 2595.78775 77975 SH SOLE 77975 0 0 ATMOS ENERGY CORP COM 049560105 3042.86895 93771 SH SOLE 93771 0 0 AVALONBAY COMMUNITIES COM 053484101 1295.8361 11362 SH SOLE 11362 0 0 BAKER HUGHES INC COM 057224107 253.31735 5489 SH SOLE 5489 0 0 BANK OF AMERICA CORP COM 060505104 5661.36108 925059 SH SOLE 925059 0 0 BANNER CORP COM 06652V208 1497.29972 117068 SH SOLE 117068 0 0 BASIC ENERGY SERVICE COM 06985P100 1521.05304 107419 SH SOLE 107419 0 0 BAXTER INTL INC COM 071813109 7761.24272 138248 SH SOLE 138248 0 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 12192.5952 171630 SH SOLE 171630 0 0 BIG LOTS INC. COM 089302103 3964.45509 113823 SH SOLE 113823 0 0 BOSTON PRIVT FINL HLDG COM 101119105 3241.69692 551309 SH SOLE 551309 0 0 BOSTON PROPERTIES INC COM 101121101 1630.6191 18301 SH SOLE 18301 0 0 BRISTOL MYERS SQUIBB COM 110122108 7460.24982 237739 SH SOLE 237739 0 0 CAPITAL ONE FINL CORP COM 14040H105 8549.30064 215728 SH SOLE 215728 0 0 CARNIVAL CORP COM 143658300 6955.4256 229552 SH SOLE 229552 0 0 CHEVRON CORP NEW COM 166764100 23199.29748 250749 SH SOLE 250749 0 0 CHILDRENS PL RETAIL COM 168905107 3344.52987 71879 SH SOLE 71879 0 0 CHUBB CORP COM 171232101 10451.81774 174226 SH SOLE 174226 0 0 CIGNA CORP COM 125509109 12460.33206 297099 SH SOLE 297099 0 0 CISCO SYS INC COM 17275R102 11458.01496 739704 SH SOLE 739704 0 0 CITIGROUP INC COM 172967424 10471.31929 408716.6 SH SOLE 408716.6 0 0 CNO FINANCIAL INC COM 12621E103 3587.92282 663202 SH SOLE 663202 0 0 COEUR D ALENE MINES ID COM 192108504 3093.87776 144304 SH SOLE 144304 0 0 COLGATE PALMOLIVE CO COM 194162103 313.9272 3540 SH SOLE 3540 0 0 COLONIAL PROPERTIES TRUST COM 195872106 5310.12928 292408 SH SOLE 292408 0 0 COLUMBIA BKG SYS INC COM 197236102 3835.72656 267858 SH SOLE 267858 0 0 COMPUWARE CORP COM 205638109 9455.504 1234400 SH SOLE 1234400 0 0 CONAGRA FOODS INC COM 205887102 7553.78204 311882 SH SOLE 311882 0 0 CONOCOPHILLIPS COM 20825C104 11548.9348 182390 SH SOLE 182390 0 0 CVS CORP COM 126650100 12038.49716 358502 SH SOLE 358502 0 0 DARLING INTL INC COM 237266101 4899.97764 389196 SH SOLE 389196 0 0 DEVON ENERGY CORP NEW COM 25179M103 6149.07216 110914 SH SOLE 110914 0 0 DIGITAL REALTY TRUST COM 253868103 810.35556 14691 SH SOLE 14691 0 0 DIRECTV COM CL A COM 25490A101 6835.58525 161789 SH SOLE 161789 0 0 DOMINION RES VA NEW COM 25746U109 9600.70854 189102 SH SOLE 189102 0 0 DOVER CORP COM 260003108 5295.158 113630 SH SOLE 113630 0 0 DOW CHEM CO COM 260543103 268.8462 11970 SH SOLE 11970 0 0 DUCOMMUN INC DEL COM 264147109 1343.54122 89689 SH SOLE 89689 0 0 DUKE ENERGY CORP COM 26441C105 11708.96259 585741 SH SOLE 585741 0 0 DUPONT FABROS TECHNOLOGY COM 26613Q106 3552.50918 180422 SH SOLE 180422 0 0 E M C CORP MASS COM 268648102 9026.01485 430015 SH SOLE 430015 0 0 EASTGROUP PPTY INC COM 277276101 2393.74268 62762 SH SOLE 62762 0 0 EATON CORP COM 278058102 6530.4025 183955 SH SOLE 183955 0 0 EMCORE CORPORATION COM 290846104 24.75 25000 SH SOLE 25000 0 0 EMERGENT BIOSOLUTIONS COM 29089Q105 1236.60649 80143 SH SOLE 80143 0 0 EMPIRE DIST ELEC CO COM 291641108 1901.31366 98107 SH SOLE 98107 0 0 ENTERGY CORP NEW COM 29364G103 9886.22544 149136 SH SOLE 149136 0 0 EQUITY LIFESTYLE PPTYS COM 29472R108 489.06 7800 SH SOLE 7800 0 0 EQUITY RESIDENTIAL COM 29476L107 821.98389 15847 SH SOLE 15847 0 0 ESSEX PROPERTY TRUST COM 297178105 279.21304 2326 SH SOLE 2326 0 0 ESTERLINE TECHNOLOGIES COM 297425100 3675.61152 70903 SH SOLE 70903 0 0 EXXON MOBIL CORP COM 30231G102 1673.24994 23038 SH SOLE 23038 0 0 FAIRCHILD SEMICND INTL COM 303726103 4789.8864 443508 SH SOLE 443508 0 0 FEDERAL REALTY INVT TR COM 313747206 785.12007 9527 SH SOLE 9527 0 0 FIRST HORIZON NATL CP COM 320517105 1796.58836 301441 SH SOLE 301441 0 0 FIRST PACTRUST BANCORP INC COM 33589V101 3741.32462 330214 SH SOLE 330214 0 0 FIRST REP BK SAN COM 33616C100 7858.79016 339326 SH SOLE 339326 0 0 FRANKLIN RES INC COM 354613101 543.61776 5684 SH SOLE 5684 0 0 FUEL SYSTEM SOLUTIONS COM 35952W103 1500.26258 78098 SH SOLE 78098 0 0 G-III APPAREL GROUP LIMITED COM 36237H101 1388.99646 60761 SH SOLE 60761 0 0 GENERAL ELEC CO COM 369604103 20091.0444 1318310 SH SOLE 1318310 0 0 GLIMCHER REALTY TRUST COM 379302102 3222.0018 455085 SH SOLE 455085 0 0 GOLDMAN SACHS GROUP COM 38141G104 5866.7405 62049.1 SH SOLE 62049.1 0 0 GOODRICH PETROLEUM CORP COM 382410405 2427.3552 205360 SH SOLE 205360 0 0 GOOGLE INC CL A COM 38259P508 6391.1715 12425 SH SOLE 12425 0 0 GREAT BASIN GOLD COM 390124105 31.603 18700 SH SOLE 18700 0 0 GREAT PLAINS ENERGY COM 391164100 2063.6525 106925 SH SOLE 106925 0 0 GULF OFFSHORE INC COM 402629208 371.35846 10219 SH SOLE 10219 0 0 HANCOCK HLDG CO COM 410120109 3094.9646 115570 SH SOLE 115570 0 0 HCP INC. COM 40414L109 309.36944 8824 SH SOLE 8824 0 0 HOME DEPOT INC COM 437076102 11323.41917 344491 SH SOLE 344491 0 0 HUNTSMAN CORP COM 447011107 4959.09511 512833 SH SOLE 512833 0 0 HURON CONSULTING COM 447462102 5789.99322 185994 SH SOLE 185994 0 0 IBERIABANK CORP COM 450828108 3391.33184 72064 SH SOLE 72064 0 0 ICONIX BRAND GROUP INC COM 451055107 3862.547 244465 SH SOLE 244465 0 0 INFINITY PPTY & CAS CP COM 45665Q103 3578.19136 68182 SH SOLE 68182 0 0 INTEL CORP COM 458140100 1332.5201 62457 SH SOLE 62457 0 0 ISHARES S&P U.S. PREFERRED STOCK INDEX F NOTE 464288687 2366.11044 66445 SH SOLE 66445 0 0 ISHARES TR DJ US REAL EST COM 464287739 826.8195 16350 SH SOLE 16350 0 0 JDA SOFTWARE GROUP INC COM 46612K108 3967.14968 169247 SH SOLE 169247 0 0 JOHNSON & JOHNSON COM 478160104 12905.16131 202561 SH SOLE 202561 0 0 JPMORGAN CHASE & CO COM 46625H100 14352.81252 476521 SH SOLE 476521 0 0 KANSAS CITY SOUTHERN COM COM 485170302 3432.30196 68701 SH SOLE 68701 0 0 KEYCORP NEW COM 493267108 8095.2802 1365140 SH SOLE 1365140 0 0 KILROY REALTY CORP COM 49427F108 3280.4278 104806 SH SOLE 104806 0 0 KIMCO REALTY CORP COM 49446R109 417.71376 27792 SH SOLE 27792 0 0 KRAFT FOODS INC CL A COM 50075N104 201.61432 6004 SH SOLE 6004 0 0 LABORATORY AMER HLDGS COM NEW COM 50540R409 337.5435 4270 SH SOLE 4270 0 0 LACLEDE GROUP INC COM 505597104 2215.68625 57179 SH SOLE 57179 0 0 LASALLE HOTEL PROPERTIES COM 517942108 2008.1088 104589 SH SOLE 104589 0 0 LOUISIANA PAC CORP COM 546347105 114.5409 22459 SH SOLE 22459 0 0 MACERICH CO COM 554382101 230.41515 5405 SH SOLE 5405 0 0 MASTERCARD INC COM 57636Q104 646.37208 2038 SH SOLE 2038 0 0 MATERION CORP COM 576690101 2307.66732 101749 SH SOLE 101749 0 0 MAXIM INTEGRATED PRODS COM 57772K101 8163.79691 349927 SH SOLE 349927 0 0 MERCK & CO INC COM 58933Y105 9621.09043 294133 SH SOLE 294133 0 0 MEREDITH CORP COM 589433101 1222.4468 53995 SH SOLE 53995 0 0 METLIFE INC COM 59156R108 8959.97885 319885 SH SOLE 319885 0 0 MICROSEMI CORP COM 595137100 4453.72188 278706 SH SOLE 278706 0 0 MICROSOFT CORP COM 594918104 6191.68618 248762 SH SOLE 248762 0 0 NATIONAL FINL PTNRS CP COM 63607P208 2334.93514 213431 SH SOLE 213431 0 0 NEWELL RUBBERMAID INC COM 651229106 5234.20707 440961 SH SOLE 440961 0 0 NII HLDGS INC CL B NEW COM 62913F201 5035.36495 186841 SH SOLE 186841 0 0 NISOURCE INC COM 65473P105 9419.79282 440589 SH SOLE 440589 0 0 NOBLE CORPORATION SHS COM H5833N103 6132.2716 208936 SH SOLE 208936 0 0 NORFOLK SOUTHERN CORP COM 655844108 8071.78662 132281 SH SOLE 132281 0 0 OLD NATL BANCP IND COM 680033107 3169.89044 340117 SH SOLE 340117 0 0 ORACLE CORP COM 68389X105 504.387 17550 SH SOLE 17550 0 0 ORTHOFIX INTERNATIONAL NV COM N6748L102 3970.7206 115060 SH SOLE 115060 0 0 PAR PHARMACEUTICAL COS COM 69888P106 4450.1985 167175 SH SOLE 167175 0 0 PARKER DRILLING CO COM 701081101 2865.34422 652698 SH SOLE 652698 0 0 PDC ENERGY COM 716578109 2958.17718 152562 SH SOLE 152562 0 0 PEPSICO INC COM 713448108 982.1054 15866 SH SOLE 15866 0 0 PERRY ELLIS INTL INC. COM 288853104 1401.634 74555 SH SOLE 74555 0 0 PF CHANGS CHINA BISTRO COM 69333Y108 2636.832 96800 SH SOLE 96800 0 0 PFIZER INC COM 717081103 13564.67944 767233 SH SOLE 767233 0 0 PIER 1 IMPORTS INC COM 720279108 1831.71576 187292 SH SOLE 187292 0 0 PIONEER NAT RES CO COM 723787107 4698.08264 71432 SH SOLE 71432 0 0 PLEXUS CORP COM 729132100 2399.82366 106093 SH SOLE 106093 0 0 PORTLAND GENERAL COM 736508847 1978.84939 83531 SH SOLE 83531 0 0 POWELL INDS INC COM 739128106 1736.82857 56081 SH SOLE 56081 0 0 POWERSHARES COMMODITY INDEX TRACKING FUN COM 73935S105 486.59775 18897 SH SOLE 18897 0 0 PRIMERICA COM 74164M108 1736.26992 80532 SH SOLE 80532 0 0 PROCTER & GAMBLE CO COM 742718109 9916.7328 156960 SH SOLE 156960 0 0 PROLOGIS COM 74340W103 709.28825 29249 SH SOLE 29249 0 0 PROSPECT CAPITAL CORP COM 74348T102 1454.64406 172966 SH SOLE 172966 0 0 PROTECTIVE LIFE CORP COM 743674103 1360.82595 87065 SH SOLE 87065 0 0 PUBLIC STORAGE INC COM 74460D109 1182.42565 10619 SH SOLE 10619 0 0 REX ENERGY COM 761565100 4222.96215 333831 SH SOLE 333831 0 0 RF MICRODEVICES INC COM 749941100 4460.48798 703547 SH SOLE 703547 0 0 RIGEL PHARMACEUTICALS COM NEW COM 766559603 2035.54784 276569 SH SOLE 276569 0 0 ROYAL DUTCH SHELL COM 780259206 246.08 4000 SH SOLE 4000 0 0 SAFEGUARD SCIENTIFICS COM 786449207 1815.45 121030 SH SOLE 121030 0 0 SARA LEE CORP COM 803111103 6219.32745 380387 SH SOLE 380387 0 0 SCHLUMBERGER LTD COM 806857108 235.45566 3942 SH SOLE 3942 0 0 SCHNITZER STL INDS CL A COM 806882106 810.2624 22018 SH SOLE 22018 0 0 SCHWAB LARGE CAP ETF COM 808524201 1155.22125 43025 SH SOLE 43025 0 0 SENSIENT TECH CORP COM 81725T100 4301.38485 132147 SH SOLE 132147 0 0 SILICON VY BANCSHARES COM 78486Q101 2866.464 77472 SH SOLE 77472 0 0 SIMON PROPERTY GROUP COM 828806109 16744.67496 152252 SH SOLE 152252 0 0 SL GREEN REALTY COM 78440X101 537.0734 9236 SH SOLE 9236 0 0 SNYDER'S LANCE INC COM 833551104 1500.01155 71943 SH SOLE 71943 0 0 SOUTHWEST AIRLS CO COM 844741108 5914.626 735650 SH SOLE 735650 0 0 SPDR S&P DEPOSITORY RECEIPTS COM 78462F103 1121.65595 9913 SH SOLE 9913 0 0 STARWOOD HOTELS & RESORTS WORLDWIDE COM 85590A401 5218.88316 134438 SH SOLE 134438 0 0 STATE BANK & TRUST COM 856190103 1830.3417 145035 SH SOLE 145035 0 0 STATE STREET CORP COM 857477103 6005.49408 186738 SH SOLE 186738 0 0 STEINER LEISURE LTD COM P8744Y102 5343.39774 131062 SH SOLE 131062 0 0 STERLING CONSTRUCTION COM 859241101 1398.88612 125236 SH SOLE 125236 0 0 STRATEGIC HOTELS & RESORTS COM 86272T106 3394.56462 787602 SH SOLE 787602 0 0 STRYKER CORP COM 863667101 6728.32593 142761 SH SOLE 142761 0 0 SUN COMMUNITIES INC COM 866674104 5056.02882 143678 SH SOLE 143678 0 0 SWIFT ENERGY CO COM 870738101 3863.0014 158710 SH SOLE 158710 0 0 SYNNEX CORP COM 87162W100 3673.6068 140214 SH SOLE 140214 0 0 SYSTEMAX INC COM 871851101 1417.0716 111405 SH SOLE 111405 0 0 TARGET CORP COM 87612E106 9458.98232 192883 SH SOLE 192883 0 0 TELETECH HLDGS INC COM 879939106 1607.25612 105463 SH SOLE 105463 0 0 TELLABS INC COM 879664100 1172.63718 273342 SH SOLE 273342 0 0 TETRA TECH INC NEW COM 88162G103 1319.6708 70420 SH SOLE 70420 0 0 TEVA PHARMACEUTCL INDS ADR COM 881624209 6304.47248 169384 SH SOLE 169384 0 0 TIMKEN CO COM 887389104 3418.89222 104171 SH SOLE 104171 0 0 TITAN MACHINERY INC COM 88830R101 2089.5923 116737 SH SOLE 116737 0 0 TREDEGAR CORP COM 894650100 1140.59013 76911 SH SOLE 76911 0 0 TREEHOUSE FOODS INC COM 89469A104 4858.7688 78570 SH SOLE 78570 0 0 TRIQUINT SEMICONDUCTOR COM 89674K103 731.24834 145667 SH SOLE 145667 0 0 TRIUMPH GROUP INC NEW COM 896818101 6351.35814 130311 SH SOLE 130311 0 0 UNILEVER NV COM 904784709 690.44974 21926 SH SOLE 21926 0 0 UNITED STATIONERS INC COM 913004107 4221.81525 154929 SH SOLE 154929 0 0 UNITED TECHNOLOGIES CP COM 913017109 287.0688 4080 SH SOLE 4080 0 0 UNITIL CORP COM 913259107 1723.82136 67127 SH SOLE 67127 0 0 URS CORP NEW COM 903236107 6371.29426 214811 SH SOLE 214811 0 0 V F CORP COM 918204108 6199.82888 51019 SH SOLE 51019 0 0 VENTAS INC COM 92276F100 1150.526 23290 SH SOLE 23290 0 0 VERIZON COMMUNICATIONS COM 92343V104 10161.7312 276134 SH SOLE 276134 0 0 VIROPHARMA INC. COM 928241108 3686.56912 204016 SH SOLE 204016 0 0 VISA INC COM 92826C839 408.0272 4760 SH SOLE 4760 0 0 VORNADO REALTY TRUST COM 929042109 810.3732 10860 SH SOLE 10860 0 0 WAL MART STORES INC COM 931142103 361.5354 6966 SH SOLE 6966 0 0 WALGREEN CO COM 931422109 667.53544 20296 SH SOLE 20296 0 0 WALT DISNEY CO COM 254687106 5491.86456 182091 SH SOLE 182091 0 0 WARNACO GROUP INC COM NEW COM 934390402 1811.75181 39309 SH SOLE 39309 0 0 WASHINGTON BANKING CORP COM 937303105 2907.4213 298810 SH SOLE 298810 0 0 WATTS WATER TECHNLGS CL A COM 942749102 1582.71685 59389 SH SOLE 59389 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1662.0048 43760 SH SOLE 43760 0 0 WELLS FARGO & CO COM 949746101 2873.5362 119135 SH SOLE 119135 0 0 WERNER ENTERPRISES INC COM 950755108 1761.30148 84556 SH SOLE 84556 0 0 WINTRUST FINL CORP COM 97650W108 3531.37582 136822 SH SOLE 136822 0 0 WOLVERINE WORLD WIDE COM 978097103 1921.68375 57795 SH SOLE 57795 0 0 ZIONS BANCORPORATION COM 989701107 5466.74373 388539 SH SOLE 388539 0 0

NAME OF TITLE OFCUSIP VALUE SHARES /SH/ PUT/ INVESTMEOTHER VOTING AUTHORITY CLASS (1000) PRN AMT PRN CALL DISCRETIMANAGERSSOLE SHARED NONE