0001114618-11-000010.txt : 20111026 0001114618-11-000010.hdr.sgml : 20111026 20111026153109 ACCESSION NUMBER: 0001114618-11-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111026 DATE AS OF CHANGE: 20111026 EFFECTIVENESS DATE: 20111026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GATEWAY INVESTMENT ADVISERS LLC CENTRAL INDEX KEY: 0001114618 IRS NUMBER: 261136210 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05733 FILM NUMBER: 111158998 BUSINESS ADDRESS: STREET 1: ROOKWOOD TOWER STREET 2: 3805 EDWARDS ROAD, SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45209 BUSINESS PHONE: 5137191100 MAIL ADDRESS: STREET 1: ROOKWOOD TOWER STREET 2: 3805 EDWARDS ROAD, SUITE 600 CITY: CINCINNATI STATE: OH ZIP: 45209 FORMER COMPANY: FORMER CONFORMED NAME: GATEWAY INVESTMENT ADVISERS LP DATE OF NAME CHANGE: 20000512 13F-HR 1 q31113f.txt PERIOD ENDING 9-30-2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]: Amendment Number: 0 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gateway Investment Advisers, LLC Address: 312 Walnut Street, suite 3500 Cincinnati, OH 45202 Form 13F File Number: 28-05733 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Geoffrey Keenan Title: Executive Vice President Phone: 513-719-1100 Signature, Place, and Date of Signing: /s/ Geoffrey Keenan Cincinnati, Ohio October 26, 2011 ---------------------- ------------------------ ------------------- [Signature] [City, State] [Date] Report Type (Check only one:): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manger(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 540 Form 13F Information Table Value Total: 6913604 (x$1000) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- 3M Co. STOCK 88579Y101 31692 441451 SH Sole 441451 Abbott Laboratories STOCK 002824100 71682 1401685 SH Sole 1401685 Abercrombie & Fitch Co. - Clas STOCK 002896207 15435 250736 SH Sole 250736 Accenture Plc. Class A STOCK G1151C101 658 12492 SH Sole 12492 Accuray Inc. STOCK 004397105 144 35925 SH Sole 35925 ACE Limited STOCK H0023R105 394 6500 SH Sole 6500 Activision Blizzard, Inc. STOCK 00507V109 12521 1052221 SH Sole 1052221 Adobe Systems Incorporated STOCK 00724F101 14703 608307 SH Sole 608307 ADTRAN, Inc. STOCK 00738A106 1774 67063 SH Sole 67063 Advanced Micro Devices, Inc. STOCK 007903107 4113 809675 SH Sole 809675 Aegon NV - ADR STOCK 007924103 243 59882 SH Sole 59882 AES Corporation STOCK 00130H105 134 13743 SH Sole 13743 Aetna Inc. STOCK 00817Y108 21300 585959 SH Sole 585959 AFLAC Incorporated STOCK 001055102 7348 210256 SH Sole 210256 Agilent Technologies, Inc. STOCK 00846U101 714 22854 SH Sole 22854 AGL Resources Inc. 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STOCK 101121101 232 2600 SH Sole 2600 Boston Scientific Corporation STOCK 101137107 3598 608778 SH Sole 608778 Brandywine Realty Trust STOCK 105368203 1220 152325 SH Sole 152325 Bristol-Myers Squibb Company STOCK 110122108 21126 673236 SH Sole 673236 Broadcom Corporation - Class A STOCK 111320107 6184 185751 SH Sole 185751 Broadridge Financial Solutions STOCK 11133T103 3291 163411 SH Sole 163411 Brookdale Senior Living STOCK 112463104 1061 84590 SH Sole 84590 C.H. Robinson Worldwide, Inc. STOCK 12541W209 234 3424 SH Sole 3424 CA, Inc. STOCK 12673P105 1332 68600 SH Sole 68600 Cadence Design Systems, Inc. STOCK 127387108 327 35426 SH Sole 35426 Cameron International Corp. STOCK 13342B105 1332 32060 SH Sole 32060 Capital One Financial Corporat STOCK 14040H105 509 12851 SH Sole 12851 Capitol Federal Financial STOCK 14057J101 1696 160612 SH Sole 160612 Caplease, Inc STOCK 140288101 160 44183 SH Sole 44183 CARBO Ceramics Inc. STOCK 140781105 6517 63558 SH Sole 63558 Cardinal Health, Inc. STOCK 14149Y108 1273 30395 SH Sole 30395 CareFusion Corporation STOCK 14170T101 334 13952 SH Sole 13952 CarMax, Inc. STOCK 143130102 1807 75786 SH Sole 75786 Carnival Corporation STOCK 143658300 1119 36925 SH Sole 36925 Caterpillar Inc. STOCK 149123101 29928 405313 SH Sole 405313 CBL & Associates Properties, I STOCK 124830100 394 34687 SH Sole 34687 CBS Corporation- Class B STOCK 124857202 2102 103147 SH Sole 103147 Celgene Corporation STOCK 151020104 13211 213350 SH Sole 213350 Cenovus Energy Inc. STOCK 15135U109 306 9949 SH Sole 9949 CenterPoint Energy, Inc. STOCK 15189T107 6280 320069 SH Sole 320069 CenturyTel, Inc. STOCK 156700106 1314 39666 SH Sole 39666 Cephalon, Inc. STOCK 156708109 2091 25906 SH Sole 25906 Cerner Corporation STOCK 156782104 243 3544 SH Sole 3544 CF Industries Holdings, Inc. STOCK 125269100 241 1950 SH Sole 1950 Charles Schwab Corporation STOCK 808513105 14726 1306630 SH Sole 1306630 Chesapeake Energy Corporation STOCK 165167107 21975 860059 SH Sole 860059 Chevron Corporation STOCK 166764100 149853 1619682 SH Sole 1619682 China Mobile HK Limited - ADR STOCK 16941M109 1738 35678 SH Sole 35678 Chubb Corporation STOCK 171232101 505 8419 SH Sole 8419 Chunghwa Telecom Co., Ltd.-ADR STOCK 17133Q502 680 20606 SH Sole 20606 CIGNA Corporation STOCK 125509109 249 5938 SH Sole 5938 Cisco Systems, Inc. STOCK 17275R102 61562 3974300 SH Sole 3974300 Citigroup Inc. STOCK 172967424 37618 1468289 SH Sole 1468289 Citrix Systems, Inc. STOCK 177376100 200 3671 SH Sole 3671 Clearwire Corporation - Class STOCK 18538Q105 445 190911 SH Sole 190911 CME Group Inc. STOCK 12572Q105 25911 105157 SH Sole 105157 CNO Financial Group Inc. STOCK 12621E103 502 92800 SH Sole 92800 CNOOC Limited - ADR STOCK 126132109 10674 66589 SH Sole 66589 Coach, Inc. STOCK 189754104 1065 20543 SH Sole 20543 Coca-Cola Company STOCK 191216100 103861 1537313 SH Sole 1537313 Cognizant Technology Solutions STOCK 192446102 23770 379107 SH Sole 379107 Colgate-Palmolive Company STOCK 194162103 25617 288874 SH Sole 288874 Comcast Corporation - Class A STOCK 20030N101 5747 274967 SH Sole 274967 Comcast Corporation - Class A STOCK 20030N200 10593 512009 SH Sole 512009 Comerica Incorporated STOCK 200340107 1148 49992 SH Sole 49992 CommonWealth REIT STOCK 203233101 560 29503 SH Sole 29503 Companhia Energetica de Minas STOCK 204409601 1906 128436 SH Sole 128436 Companhia Siderurgica Nacional STOCK 20440W105 1251 157527 SH Sole 157527 ConAgra Foods, Inc. STOCK 205887102 20723 855601 SH Sole 855601 ConocoPhillips STOCK 20825C104 85394 1348617 SH Sole 1348617 CONSOL Energy Inc. STOCK 20854P109 9407 277251 SH Sole 277251 Consolidated Edison, Inc. 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STOCK 452308109 1256 30200 SH Sole 30200 Infosys Technologies Limited- STOCK 456788108 1342 26287 SH Sole 26287 ING Groep NV - ADR STOCK 456837103 788 111807 SH Sole 111807 Ingersoll-Rand Company Plc STOCK G47791101 424 15088 SH Sole 15088 Integrated Device Technology, STOCK 458118106 92 17789 SH Sole 17789 Integrys Energy Group, Inc. STOCK 45822P105 20077 412937 SH Sole 412937 Intel Corporation STOCK 458140100 90817 4257705 SH Sole 4257705 Intercontinental Exchange Inc. STOCK 45865V100 684 5788 SH Sole 5788 International Business Machine STOCK 459200101 138301 790154 SH Sole 790154 International Game Technology STOCK 459902102 12492 859739 SH Sole 859739 International Paper Company STOCK 460146103 673 28940 SH Sole 28940 Intersil Corporation - Class A STOCK 46069S109 503 48869 SH Sole 48869 Interval Leisure Group, Inc. STOCK 46113M108 168 12625 SH Sole 12625 Intuit Inc. STOCK 461202103 275 5800 SH Sole 5800 Intuitive Surgical, Inc. STOCK 46120E602 16605 45583 SH Sole 45583 Invesco Limited STOCK G491BT108 159 10255 SH Sole 10255 ITT Educational Services, Inc. STOCK 45068B109 257 4472 SH Sole 4472 J. C. Penney Company, Inc. STOCK 708160106 12237 456958 SH Sole 456958 JDS Uniphase Corporation STOCK 46612J507 157 15731 SH Sole 15731 Jefferies Group, Inc. STOCK 472319102 619 49919 SH Sole 49919 Johnson & Johnson STOCK 478160104 121000 1899227 SH Sole 1899227 Johnson Controls, Inc. STOCK 478366107 417 15814 SH Sole 15814 Joy Global Inc. STOCK 481165108 1954 31326 SH Sole 31326 JPMorgan Chase & Co. STOCK 46625H100 100231 3327727 SH Sole 3327727 Juniper Networks, Inc. STOCK 48203R104 226 13079 SH Sole 13079 KB HOME STOCK 48666K109 709 121006 SH Sole 121006 Kellogg Company STOCK 487836108 289 5441 SH Sole 5441 Kemper Corp. STOCK 488401100 3009 125591 SH Sole 125591 KeyCorp STOCK 493267108 106 17950 SH Sole 17950 Kimberly-Clark Corporation STOCK 494368103 17665 248770 SH Sole 248770 Kinderd Healthcare, Inc STOCK 494580103 338 39267 SH Sole 39267 KLA-Tencor Corporation STOCK 482480100 301 7862 SH Sole 7862 Kohl's Corporation STOCK 500255104 441 8983 SH Sole 8983 Kraft Foods Inc. - Class A STOCK 50075N104 58682 1747529 SH Sole 1747529 Kroger Co. STOCK 501044101 2629 119730 SH Sole 119730 Lam Research Corporation STOCK 512807108 223 5864 SH Sole 5864 Lan Airlines SA- ADR STOCK 501723100 851 41220 SH Sole 41220 Las Vegas Sands Corp. STOCK 517834107 2842 74135 SH Sole 74135 Legg Mason, Inc. STOCK 524901105 19832 771369 SH Sole 771369 Leggett & Platt, Incorporated STOCK 524660107 11767 594581 SH Sole 594581 Lender Processing Services, In STOCK 52602E102 876 63954 SH Sole 63954 Lennar Corporation - Class A STOCK 526057104 138 10175 SH Sole 10175 Lexington Realty Trust STOCK 529043101 1593 243652 SH Sole 243652 Liberty Media Corp- Liberty St STOCK 530322304 214 3364 SH Sole 3364 Liberty Property Trust STOCK 531172104 22511 773314 SH Sole 773314 Life Technologies Corporation STOCK 53217V109 447 11625 SH Sole 11625 Limited Brands STOCK 532716107 27663 718342 SH Sole 718342 Lincare Holdings Inc. STOCK 532791100 780 34665 SH Sole 34665 Lincoln National Corporation STOCK 534187109 9790 626356 SH Sole 626356 Linear Technology Corporation STOCK 535678106 11250 406886 SH Sole 406886 Live Nation STOCK 538034109 104 13046 SH Sole 13046 Lockheed Martin Corporation STOCK 539830109 2172 29904 SH Sole 29904 Loews Corporation STOCK 540424108 228 6601 SH Sole 6601 Lorillard, Inc. STOCK 544147101 362 3269 SH Sole 3269 Lowe's Companies, Inc. STOCK 548661107 22592 1168166 SH Sole 1168166 LSI Logic Corporation STOCK 502161102 552 106558 SH Sole 106558 Mack Cali Realty Corporation STOCK 554489104 11932 446061 SH Sole 446061 Macy's Inc. STOCK 55616P104 23655 898762 SH Sole 898762 Manpower Inc. STOCK 56418H100 2674 79532 SH Sole 79532 Marathon Oil Corporation STOCK 565849106 848 39283 SH Sole 39283 Marathon Petroleum Corporation STOCK 56585A102 524 19376 SH Sole 19376 Marsh & McLennan Companies, In STOCK 571748102 19818 746706 SH Sole 746706 Masco Corporation STOCK 574599106 359 50385 SH Sole 50385 MasterCard, Inc. STOCK 57636Q104 2739 8637 SH Sole 8637 Mattel, Inc. STOCK 577081102 22419 865944 SH Sole 865944 Maxim Integrated Products, Inc STOCK 57772K101 1327 56869 SH Sole 56869 McDonald's Corporation STOCK 580135101 96307 1096639 SH Sole 1096639 McGraw-Hill Companies, Inc. STOCK 580645109 245 5987 SH Sole 5987 McKesson Corporation STOCK 58155Q103 378 5195 SH Sole 5195 Mead Johnson Nutrition Company STOCK 582839106 265 3850 SH Sole 3850 MeadWestvaco Corporation STOCK 583334107 17893 728541 SH Sole 728541 Medco Health Solutions, Inc. STOCK 58405U102 18903 403133 SH Sole 403133 Medical Properties Trust Inc. STOCK 58463J304 155 17263 SH Sole 17263 Medtronic Inc. STOCK 585055106 24998 752037 SH Sole 752037 MEMC Electronic Materials, Inc STOCK 552715104 54 10276 SH Sole 10276 Merck & Co., Inc. STOCK 58933Y105 90015 2751896 SH Sole 2751896 Mercury General Corporation STOCK 589400100 4324 112755 SH Sole 112755 MetLife, Inc. STOCK 59156R108 836 29852 SH Sole 29852 MFA Financial Inc STOCK 55272X102 199 28311 SH Sole 28311 MGIC Investment Corporation STOCK 552848103 76 40800 SH Sole 40800 MGM MIRAGE STOCK 552953101 112 12076 SH Sole 12076 Microchip Technology Incorpora STOCK 595017104 13508 434199 SH Sole 434199 Micron Technology, Inc. STOCK 595112103 97 19314 SH Sole 19314 Microsoft Corporation STOCK 594918104 169210 6798328 SH Sole 6798328 Monsanto Company STOCK 61166W101 13812 230040 SH Sole 230040 Moody's Corporation STOCK 615369105 572 18773 SH Sole 18773 Morgan Stanley STOCK 617446448 19028 1409511 SH Sole 1409511 Mosaic Co STOCK 61945C103 324 6620 SH Sole 6620 Motorola Mobility Holdings Inc STOCK 620097105 9203 243607 SH Sole 243607 Motorola Solutions, Inc. STOCK 620076307 12185 290823 SH Sole 290823 National Fuel Gas Company STOCK 636180101 14387 295546 SH Sole 295546 National Oilwell Varco Inc. STOCK 637071101 1028 20075 SH Sole 20075 NetApp Inc STOCK 64110D104 2059 60660 SH Sole 60660 New York Community Bancorp, In STOCK 649445103 15186 1276132 SH Sole 1276132 New York Times Company - Class STOCK 650111107 962 165551 SH Sole 165551 Newell Rubbermaid Inc. 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